Location: Chappaqua, NY
CIK: 0001544366 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 5, 2020
Total Value: $95.46M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM USD0.00001 | 13,198 | $4.814M | 5.0% | $364.75 * | $63.13 | +40.1% | COM | 037833100 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 24,468 | $4.351M | 4.6% | $177.82 * | $39.63 | -10.3% | CORE S&P MCP ETF | 464287507 |
| TIP | ISHARES TIPS BOND ETF | 33,572 | $4.129M | 4.3% | $122.99 | $116.25 | +5.8% | TIPS BD ETF | 464287176 |
| — | HANCOCK JOHN TAX-ADVANTAGED DI COM | 141,161 | $2.718M | 2.8% | $19.25 | $26.57 | — | COM | 41013V100 |
| EFAV | ISHARES EDGE MSCI MIN VOL EAFE ETF | 38,289 | $2.529M | 2.6% | $66.05 | $74.18 | -10.9% | MIN VOL EAFE ETF | 46429B689 |
| SPY | SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | 7,945 | $2.45M | 2.6% | $308.37 | $304.15 | +1.4% | TR UNIT | 78462F103 |
| — | COHEN &STEERS TOTAL RETURN FD COM | 156,976 | $1.932M | 2.0% | $12.31 | $14.48 | — | COM | 19247R103 |
| EEM | ISHARES TRUST MSCI EMG MKTS ETF USD DIS | 46,505 | $1.859M | 1.9% | $39.97 | $42.92 | -6.8% | MSCI EMG MKT ETF | 464287234 |
| MSFT | MICROSOFT CORP | 9,102 | $1.852M | 1.9% | $203.47 * | $141.19 | +37.6% | COM | 594918104 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 28,145 | $1.654M | 1.7% | $58.77 * | $46.63 | +1.0% | COM | 110122108 |
| ISTB | ISHARES CORE 1-5 YEAR USD BOND ETF | 32,123 | $1.653M | 1.7% | $51.46 | $50.83 | +1.3% | CORE 1 5 YR USD | 46432F859 |
| — | CALAMOS CONV OPP AND INC FD SH BEN INT | 139,854 | $1.488M | 1.6% | $10.64 | $10.98 | — | SH BEN INT | 128117108 |
| — | CALAMOS CONV &HIGH INCOME FD COM SHS | 118,670 | $1.345M | 1.4% | $11.33 | $11.40 | — | COM SHS | 12811P108 |
| JNJ | JOHNSON &JOHNSON COM USD1.00 | 9,342 | $1.313M | 1.4% | $140.55 * | $116.92 | +2.9% | COM | 478160104 |
| NFLX | NETFLIX COM INC COM | 2,792 | $1.27M | 1.3% | $454.87 * | $29.65 | +53.5% | COM | 64110L106 |
| — | CBRE CLARION GLOBAL REAL ESTAT COM | 200,475 | $1.196M | 1.3% | $5.97 | $7.93 | — | COM | 12504G100 |
| AMLP | ALPS ETF TR ALERIAN MLP | 46,895 | $1.157M | 1.2% | $24.67 | $24.51 | +0.7% | ALERIAN MLP | 00162Q452 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 4,400 | $1.089M | 1.1% | $247.50 | $204.17 | +21.3% | UNIT SER 1 | 46090E103 |
| PG | PROCTER AND GAMBLE CO COM | 8,641 | $1.033M | 1.1% | $119.55 * | $104.63 | -0.3% | COM | 742718109 |
| SHY | ISHARES TRUST 1-3 YEAR TREASURY BOND ETF | 11,671 | $1.01M | 1.1% | $86.54 | $84.74 | +2.2% | 1 3 YR TREAS BD | 464287457 |
| IWR | ISHARES TR RUS MID CAP ETF | 18,511 | $992K | 1.0% | $53.59 | $54.75 | -2.1% | RUS MID CAP ETF | 464287499 |
| BAC | BK OF AMERICA CORP COM | 40,901 | $971K | 1.0% | $23.74 * | $27.46 | -24.3% | COM | 060505104 |
| IWM | ISHARES RUSSELL 2000 ETF | 6,636 | $950K | 1.0% | $143.16 | $131.22 | +9.1% | RUSSELL 2000 ETF | 464287655 |
| XLU | SECTOR SPDR TR SHS BEN INT UTILITIES | 15,394 | $868K | 0.9% | $56.39 * | $31.76 | -11.2% | SBI INT-UTILS | 81369Y886 |
| DIS | DISNEY WALT CO | 7,452 | $831K | 0.9% | $111.51 * | $131.82 | -17.4% | COM DISNEY | 254687106 |
| BAB | INVESCO EXCHANGE-TRADED FD TR TAXABLE MUN BD | 25,071 | $825K | 0.9% | $32.91 | $31.97 | +2.9% | TAXABLE MUN BD | 46138G805 |
| DIA | SPDR DOW JONES INDL AVERAGE ET UT SER 1 | 3,148 | $811K | 0.8% | $257.62 | $267.45 | -3.6% | UT SER 1 | 78467X109 |
| AMZN | AMAZON.COM INC | 293 | $808K | 0.8% | $2757.68 * | $88.51 | +55.9% | COM | 023135106 |
| BSV | VANGUARD BD INDEX FDS SHORT TRM BOND | 9,625 | $800K | 0.8% | $83.12 | $80.71 | +3.0% | SHORT TRM BOND | 921937827 |
| TSLA | TESLA INC COM | 704 | $760K | 0.8% | $1079.55 * | $38.34 | +87.8% | COM | 88160R101 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 10,904 | $744K | 0.8% | $68.23 | $78.45 | -12.9% | CORE S&P SCP ETF | 464287804 |
| VZ | VERIZON COMMUNICATIONS | 12,775 | $704K | 0.7% | $55.11 * | $42.55 | -6.1% | COM | 92343V104 |
| T | AT&T INC COM USD1 | 22,732 | $687K | 0.7% | $30.22 * | $18.77 | -17.1% | COM | 00206R102 |
| JPM | JPMORGAN CHASE & CO COM USD1.00 | 6,865 | $645K | 0.7% | $93.95 * | $107.72 | -24.7% | COM | 46625H100 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 3,349 | $642K | 0.7% | $191.70 * | $41.75 | +14.9% | RUS 1000 GRW ETF | 464287614 |
| — | WESTERN ASSET EMER MKTS DEBT FD INC COM USD0.001 | 52,081 | $641K | 0.7% | $12.31 | $14.27 | — | COM | 95766A101 |
| STWD | STARWOOD PPTY TR INC COM | 42,236 | $631K | 0.7% | $14.94 | $24.54 | — | COM | 85571B105 |
| — | TEMPLETON DRAGON FD INC COM | 30,957 | $624K | 0.7% | $20.16 | $19.36 | — | COM | 88018T101 |
| — | APOLLO GLOBAL MGMT INC COM CL A | 12,465 | $622K | 0.7% | $49.90 | $47.73 | — | COM CL A | 03768E105 |
| SHOP | SHOPIFY INC COM NPV CL A ISIN #CA82509L1076 SEDOL #BX865C7 | 593 | $562K | 0.6% | $947.72 * | $69.41 | +36.8% | CL A | 82509L107 |
| TOTL | SSGA ACTIVE ETF TR SPDR TR TACTIC | 11,239 | $556K | 0.6% | $49.47 | $49.00 | +1.1% | SPDR TR TACTIC | 78467V848 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | 22,938 | $552K | 0.6% | $24.06 | $36.88 | — | COM CL A | 09257W100 |
| DGRO | ISHARES TRUST CORE DIVID GWTH | 14,504 | $545K | 0.6% | $37.58 | $36.36 | +3.4% | CORE DIV GRWTH | 46434V621 |
| — | COHEN &STEERS INFRASTRUCTURE COM | 24,370 | $537K | 0.6% | $22.04 | $25.83 | — | COM | 19248A109 |
| PFF | ISHARES TR PFD AND INCM SEC | 15,400 | $533K | 0.6% | $34.61 | $37.13 | -6.7% | PFD AND INCM SEC | 464288687 |
| IEP | ICAHN ENTERPRISES LP DESPOSITARY UNIT | 10,988 | $532K | 0.6% | $48.42 | $61.43 | — | DEPOSITARY UNIT | 451100101 |
| MO | ALTRIA GROUP INC | 13,449 | $527K | 0.6% | $39.19 * | $28.79 | -11.3% | COM | 02209S103 |
| HYD | VANECK VECTORS ETF TR HIGH YLD MUN ETF | 8,838 | $523K | 0.5% | $59.18 | $64.21 | -7.7% | HIGH YLD MUN ETF | 92189H409 |
| GLD | SPDR GOLD TR GOLD SHS | 3,077 | $515K | 0.5% | $167.37 | $161.29 | +3.8% | GOLD SHS | 78463V107 |
| BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | 2,875 | $513K | 0.5% | $178.43 | $211.29 | -15.5% | CL B NEW | 084670702 |
| XPMAX | PIONEER MUN HIGH INCOME ADVANT COM | 48,553 | $510K | 0.5% | $10.50 | $10.81 | — | COM | 723762100 |
| IDV | ISHARES TR INTL SEL DIV ETF | 20,303 | $510K | 0.5% | $25.12 | $31.19 | -19.5% | INTL SEL DIV ETF | 464288448 |
| C | CITIGROUP INC COM NEW | 9,974 | $509K | 0.5% | $51.03 * | $57.48 | -27.3% | COM NEW | 172967424 |
| REM | ISHARES MORTGAGE REAL ESTATE ETF | 20,272 | $503K | 0.5% | $24.81 | $33.44 | -25.7% | MORTGE REL ETF | 46435G342 |
| — | NUVEEN FLOATING RATE INCOME FUND | 62,934 | $497K | 0.5% | $7.90 | $9.84 | — | COM | 67072T108 |
| KWEB | KRANESHARES TR CSI CHINA INTERNET ETF | 8,005 | $495K | 0.5% | $61.84 | $46.42 | +33.4% | CSI CHI INTERNET | 500767306 |
| MDY | SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | 1,515 | $491K | 0.5% | $324.09 | $361.44 | -10.2% | UTSER1 S&PDCRP | 78467Y107 |
| META | FACEBOOK INC-CLASS A | 2,132 | $484K | 0.5% | $227.02 | $194.42 | +16.0% | CL A | 30303M102 |
| FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | 5,833 | $479K | 0.5% | $82.12 | $68.77 | +19.6% | MSCI INFO TECH I | 316092808 |
| BX | BLACKSTONE GROUP INC COM CL A | 8,391 | $475K | 0.5% | $56.61 * | $42.18 | +11.2% | COM CL A | 09260D107 |
| ETN | EATON CORP PLC COM | 5,315 | $465K | 0.5% | $87.49 * | $79.56 | -0.1% | SHS | G29183103 |
| MRK | MERCK &CO. INC COM | 5,992 | $463K | 0.5% | $77.27 * | $66.73 | -7.1% | COM | 58933Y105 |
| UNH | UNITEDHEALTH GROUP | 1,517 | $447K | 0.5% | $294.66 * | $236.60 | +14.0% | COM | 91324P102 |
| CVX | CHEVRON CORP NEW COM | 5,010 | $447K | 0.5% | $89.22 * | $81.45 | -13.9% | COM | 166764100 |
| — | BARRICK GOLD CORP COM NPV ISIN #CA0679011084 SEDOL #2024644 | 16,267 | $438K | 0.5% | $26.93 | $26.93 | — | COM | 067901108 |
| ARI | APOLLO COML REAL ESTATE FIN INC COM | 44,722 | $438K | 0.5% | $9.79 | $17.86 | — | COM | 03762U105 |
| V | VISA INC COM CL A | 2,177 | $420K | 0.4% | $192.93 * | $172.73 | +7.5% | COM CL A | 92826C839 |
| RSP | INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT | 4,086 | $415K | 0.4% | $101.57 | $111.09 | -8.4% | S&P500 EQL WGT | 46137V357 |
| KBE | SPDR SER TR S&P BK ETF | 12,757 | $402K | 0.4% | $31.51 | $42.99 | -26.6% | S&P BK ETF | 78464A797 |
| IDXX | IDEXX LABORATORIES INC COM USD0.10 | 1,196 | $394K | 0.4% | $329.43 | $263.51 | +25.3% | COM | 45168D104 |
| WFC | WELLS FARGO CO NEW COM | 15,384 | $393K | 0.4% | $25.55 * | $36.35 | -37.8% | COM | 949746101 |
| ET | ENERGY TRANSFER LP COM UT LTD PTN | 54,466 | $387K | 0.4% | $7.11 | $12.33 | — | COM UT LTD PTN | 29273V100 |
| CVS | CVS HEALTH CORPORATION COM USD0.01 | 5,906 | $383K | 0.4% | $64.85 * | $57.15 | -4.9% | COM | 126650100 |
| NGG | NATIONAL GRID SPON ADR EACH REP 5 ORD SHS(POST SPLT) | 6,290 | $382K | 0.4% | $60.73 | $58.06 | +4.6% | SPONSORED ADR NE | 636274409 |
| XOM | EXXON MOBIL CORP | 8,532 | $381K | 0.4% | $44.66 * | $45.63 | -23.3% | COM | 30231G102 |
| UBER | UBER TECHNOLOGIES INC COM | 12,231 | $380K | 0.4% | $31.07 | $31.17 | -0.3% | COM | 90353T100 |
| LLY | ELI LILLY AND CO COM | 2,310 | $379K | 0.4% | $164.07 * | $107.55 | +43.4% | COM | 532457108 |
| CSCO | CISCO SYS INC COM | 8,082 | $376K | 0.4% | $46.52 * | $37.00 | +6.4% | COM | 17275R102 |
| NEE | NEXTERA ENERGY INC COM USD0.01 | 1,563 | $375K | 0.4% | $239.92 * | $50.19 | +4.3% | COM | 65339F101 |
| EFV | ISHARES TR EAFE VALUE ETF | 9,077 | $362K | 0.4% | $39.88 | $47.55 | -15.9% | EAFE VALUE ETF | 464288877 |
| GOOGL | ALPHABET INC CAP STK CL A | 255 | $361K | 0.4% | $1415.69 * | $64.14 | +9.7% | CAP STK CL A | 02079K305 |
| WMT | WALMART INC COM | 2,993 | $358K | 0.4% | $119.61 * | $36.38 | +1.8% | COM | 931142103 |
| ZM | ZOOM VIDEO COMMUNICATIONS INC CL A | 1,391 | $352K | 0.4% | $253.06 | $98.68 | +156.9% | CL A | 98980L101 |
| — | BLACKROCK FLOATING RATE INCOME TR COM | 31,871 | $349K | 0.4% | $10.95 | $12.74 | — | COM | 091941104 |
| INTC | INTEL CORP COM USD0.001 | 5,840 | $349K | 0.4% | $59.76 * | $53.20 | +0.3% | COM | 458140100 |
| HD | HOME DEPOT INC COM | 1,381 | $346K | 0.4% | $250.54 * | $195.92 | +12.0% | COM | 437076102 |
| — | TORTOISE ENERGY INFRA CORP COM | 21,338 | $342K | 0.4% | $16.03 | $16.03 | — | COM | 89147L886 |
| NKE | NIKE INC CLASS B COM NPV | 3,462 | $339K | 0.4% | $97.92 * | $86.82 | +4.7% | CL B | 654106103 |
| PEP | PEPSICO INC | 2,563 | $339K | 0.4% | $132.27 * | $112.12 | -0.3% | COM | 713448108 |
| IIPR | INNOVATIVE INDL PPTYS INC COM | 3,820 | $336K | 0.4% | $87.96 | $76.83 | — | COM | 45781V101 |
| — | ROYCE VALUE TR INC COM | 26,478 | $332K | 0.3% | $12.54 | $14.56 | — | COM | 780910105 |
| ABT | ABBOTT LABORATORIES | 3,633 | $332K | 0.3% | $91.38 * | $75.50 | +9.8% | COM | 002824100 |
| IVW | ISHARES S&P 500 GROWTH ETF | 1,604 | $332K | 0.3% | $206.98 * | $46.35 | +11.9% | S&P 500 GRWT ETF | 464287309 |
| SBUX | STARBUCKS CORP COM USD0.001 | 4,461 | $328K | 0.3% | $73.53 * | $72.28 | -9.9% | COM | 855244109 |
| EDIV | SPDR INDEX SHS FDS SPDR S&P EMERGING MKTS DIVIDEND ETF | 13,246 | $327K | 0.3% | $24.69 | $30.90 | -20.0% | S&P EM MKT DIV | 78463X533 |
| INTU | INTUIT COM | 1,100 | $325K | 0.3% | $295.45 * | $264.89 | +8.0% | COM | 461202103 |
| BA | BOEING CO COM USD5.00 | 1,759 | $322K | 0.3% | $183.06 | $292.86 | -37.4% | COM | 097023105 |
| — | NUVEEN MUN HIGH INCOME OPPORTU COM | 24,282 | $320K | 0.3% | $13.18 | $14.16 | — | COM | 670682103 |
| HYG | ISHARES TR IBOXX HI YD ETF | 3,888 | $317K | 0.3% | $81.53 | $87.02 | -6.2% | IBOXX HI YD ETF | 464288513 |
| PFE | PFIZER INC | 9,596 | $313K | 0.3% | $32.62 * | $26.54 | -10.2% | COM | 717081103 |
| VNQ | VANGUARD REAL ESTATE ETF | 3,928 | $308K | 0.3% | $78.41 | $91.64 | -14.3% | REAL ESTATE ETF | 922908553 |
| NVDA | NVIDIA CORPORATION COM | 794 | $301K | 0.3% | $379.09 * | $5.18 | +82.9% | COM | 67066G104 |
| — | GLOBAL X FDS GLOBAL X SUPERDIV ETF | 27,401 | $301K | 0.3% | $10.99 | $13.99 | — | GLB X SUPERDIV | 37950E549 |
| IYW | ISHARES US TECHNOLOGY ETF | 1,095 | $295K | 0.3% | $269.41 * | $54.39 | +24.0% | U.S. TECH ETF | 464287721 |
| KRE | SPDR SER TR S&P REGL BKG | 7,617 | $292K | 0.3% | $38.34 | $55.29 | -30.6% | S&P REGL BKG | 78464A698 |
| GOOG | ALPHABET INC CAP STK CL C | 205 | $289K | 0.3% | $1409.76 * | $64.05 | +9.5% | CAP STK CL C | 02079K107 |
| — | HANCOCK JOHN INVT TR TAX ADV GLB SH | 54,921 | $287K | 0.3% | $5.23 | $6.93 | — | TAX ADV GLB SH | 41013P749 |
| HYMB | SPDR SER TR NUVEEN BBG BRCLY | 5,092 | $287K | 0.3% | $56.36 * | $29.51 | -4.5% | NUVEEN BBG BRCLY | 78464A284 |
| HAL | HALLIBURTON CO COM USD2.50 | 21,961 | $285K | 0.3% | $12.98 * | $9.78 | +20.7% | COM | 406216101 |
| — | FIRST TR INTER DUR PFD &IN FD COM | 13,404 | $285K | 0.3% | $21.26 | $23.54 | — | COM | 33718W103 |
| PTF | INVESCO EXCHANGE TRADED FD TR DWA TECHNOLOGY | 2,916 | $284K | 0.3% | $97.39 * | $27.73 | +17.1% | DWA TECHNOLOGY | 46137V811 |
| SPIP | SPDR SER TR PORTFLI TIPS ETF | 9,259 | $279K | 0.3% | $30.13 | $28.49 | +5.8% | PORTFLI TIPS ETF | 78464A656 |
| HDV | ISHARES TRUST ISHARES CORE HIGH DIVIDEND | 3,418 | $277K | 0.3% | $81.04 * | $19.08 | -15.0% | CORE HIGH DV ETF | 46429B663 |
| NVO | NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | 4,214 | $275K | 0.3% | $65.26 | $55.37 | +18.3% | ADR | 670100205 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 2,029 | $272K | 0.3% | $134.06 | $130.04 | +3.4% | IBOXX INV CP ETF | 464287242 |
| ABBV | ABBVIE INC COM USD0.01 | 2,756 | $270K | 0.3% | $97.97 * | $64.63 | +21.8% | COM | 00287Y109 |
| HUM | HUMANA INC | 693 | $268K | 0.3% | $386.72 * | $300.46 | +22.9% | COM | 444859102 |
| MDLZ | MONDELEZ INTL INC COM NPV | 5,256 | $268K | 0.3% | $50.99 * | $45.82 | -2.7% | CL A | 609207105 |
| MAC | MACERICH CO COM USD0.01 | 29,680 | $266K | 0.3% | $8.96 | $5.68 | — | COM | 554382101 |
| SBRA | SABRA HEALTH CARE REIT INC COM USD0.01 | 18,372 | $265K | 0.3% | $14.42 | $21.14 | — | COM | 78573L106 |
| CMCSA | COMCAST CORP NEW CL A | 6,779 | $264K | 0.3% | $38.94 * | $37.71 | -10.6% | CL A | 20030N101 |
| IVV | ISHARES CORE S&P 500 ETF | 852 | $264K | 0.3% | $309.86 | $293.62 | +5.5% | CORE S&P500 ETF | 464287200 |
| KBWY | INVESCO EXCH TRADED FD TR II KBW PREM YIELD | 13,572 | $260K | 0.3% | $19.16 | $18.15 | +5.8% | KBW PREM YIELD | 46138E594 |
| KKR | KKR &CO INC COM | 8,377 | $258K | 0.3% | $30.80 * | $25.46 | +15.2% | COM | 48251W104 |
| HYS | PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF | 2,826 | $257K | 0.3% | $90.94 | $99.15 | -7.9% | 0-5 HIGH YIELD | 72201R783 |
| MCD | MCDONALDS CORP | 1,379 | $254K | 0.3% | $184.19 * | $170.73 | -4.7% | COM | 580135101 |
| UNP | UNION PAC CORP COM | 1,499 | $253K | 0.3% | $168.78 * | $149.09 | +0.4% | COM | 907818108 |
| IYC | ISHARES TRUST US CONSUMER SERVICES ETF USD DIS | 1,128 | $247K | 0.3% | $218.97 * | $51.73 | +5.8% | U.S. CNSM SV ETF | 464287580 |
| MDT | MEDTRONIC PLC USD0.0001 | 2,691 | $246K | 0.3% | $91.42 * | $91.95 | -14.4% | SHS | G5960L103 |
| DVY | ISHARES SELECT DIVIDEND ETF | 2,967 | $239K | 0.3% | $80.55 | $101.94 | -20.8% | SELECT DIVID ETF | 464287168 |
| IYJ | ISHARES TR US INDUSTRIALS | 1,555 | $234K | 0.2% | $150.48 * | $70.06 | +7.6% | US INDUSTRIALS | 464287754 |
| CRM | SALESFORCE.COM INC COM USD0.001 | 1,251 | $234K | 0.2% | $187.05 | $166.47 | +11.2% | COM | 79466L302 |
| WDAY | WORKDAY INC COM USD0.001 CL A | 1,235 | $231K | 0.2% | $187.04 | $161.65 | +15.9% | CL A | 98138H101 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS | 2,174 | $227K | 0.2% | $104.42 * | $47.04 | +11.1% | TECHNOLOGY | 81369Y803 |
| GS | GOLDMAN SACHS GROUP INC COM USD0.01 | 1,134 | $224K | 0.2% | $197.53 * | $185.99 | -6.7% | COM | 38141G104 |
| BKNG | BOOKING HOLDINGS INC COM | 138 | $219K | 0.2% | $1586.96 | $1497.60 | +4.6% | COM | 09857L108 |
| AMGN | AMGEN INC | 903 | $213K | 0.2% | $235.88 * | $191.68 | +3.7% | COM | 031162100 |
| — | TWITTER INC COM USD0.000005 | 7,067 | $210K | 0.2% | $29.72 | $29.72 | — | COM | 90184L102 |
| — | CHINA MOBILE LTD SPON ADR REP 5 ORD HKD0.10 | 6,194 | $208K | 0.2% | $33.58 | $42.12 | — | SPONSORED ADR | 16941M109 |
| — | VIACOMCBS INC CL B | 8,916 | $207K | 0.2% | $23.22 | $23.22 | — | CL B | 92556H206 |
| SCZ | ISHARES TR EAFE SML CP ETF | 3,858 | $206K | 0.2% | $53.40 | $50.39 | +6.4% | EAFE SML CP ETF | 464288273 |
| — | ANNALY CAPITAL MANAGEMENT INC COM | 31,346 | $205K | 0.2% | $6.54 | $9.40 | — | COM | 035710409 |
| ADP | AUTOMATIC DATA PROCESSING INC COM USD0.10 | 1,381 | $205K | 0.2% | $148.44 * | $126.99 | +4.4% | COM | 053015103 |
| IVE | ISHARES S&P 500 VALUE ETF | 1,892 | $204K | 0.2% | $107.82 | $124.43 | -13.0% | S&P 500 VAL ETF | 464287408 |
| — | GW PHARMACEUTICALS PLC ADS | 1,657 | $203K | 0.2% | $122.51 | $122.51 | — | ADS | 36197T103 |
| GPMT | GRANITE PT MTG TR INC COM STK | 28,125 | $201K | 0.2% | $7.15 | $17.59 | — | COM STK | 38741L107 |
| — | NEW YORK COMMUNITY BANCORP INC COM USD0.01 | 19,628 | $200K | 0.2% | $10.19 | $11.95 | — | COM | 649445103 |
| — | BLACKROCK MUNIENHANCED FD INC COM | 17,686 | $193K | 0.2% | $10.91 | $11.16 | — | COM | 09253Y100 |
| — | WESTERN ASSET HIGH INC II | 30,281 | $187K | 0.2% | $6.18 | $6.73 | — | COM | 95766J102 |
| — | MORGAN STANLEY INDIA INVT FD I COM | 11,077 | $179K | 0.2% | $16.16 | $19.73 | — | COM | 61745C105 |
| MGIC | MAGIC SOFTWARE ENTERPRISES ORD | 15,522 | $175K | 0.2% | $11.27 * | $7.79 | +2.9% | ORD | 559166103 |
| GEO | GEO GROUP INC(THE) COM USD0.01 NEW | 14,586 | $172K | 0.2% | $11.79 * | $13.01 | -17.8% | COM | 36162J106 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME TRUST | 13,513 | $152K | 0.2% | $11.25 | $12.07 | — | COM SHS | 723763108 |
| MORT | VANECK VECTORS ETF TR MTG REIT INCOME | 11,187 | $150K | 0.2% | $13.41 | $23.60 | -43.0% | MTG REIT INCOME | 92189F452 |
| DHC | DIVERSIFIED HEALTHCARE TR COM SH BEN INT | 31,099 | $137K | 0.1% | $4.41 | $3.80 | — | COM SH BEN INT | 25525P107 |
| RITM | NEW RESIDENTIAL INVT CORP COM NPV | 18,030 | $133K | 0.1% | $7.38 | $15.18 | — | COM NEW | 64828T201 |
| — | ALLIANZGI CONV INCOME FD COM | 29,221 | $127K | 0.1% | $4.35 | $3.76 | — | COM | 018828103 |
| — | ALLIANZGI CONV INCOME FD II COM | 29,887 | $116K | 0.1% | $3.88 | $5.04 | — | COM | 018825109 |
| CXW | CORECIVIC INC COM | 12,153 | $113K | 0.1% | $9.30 | $14.19 | -34.0% | COM | 21871N101 |
| SKT | TANGER FACTORY OUTLET CTRS INC | 15,887 | $113K | 0.1% | $7.11 | $10.58 | — | COM | 875465106 |
| PBR | PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS | 13,155 | $108K | 0.1% | $8.21 | $14.67 | -43.6% | SPONSORED ADR | 71654V408 |
| — | MORGAN STANLEY EMERGING MKTS DEB FD INC | 10,601 | $90,000 | 0.1% | $8.49 | $8.49 | — | COM | 61744H105 |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | 10,012 | $88,000 | 0.1% | $8.79 | $12.43 | — | UNIT LTD PARTN | 726503105 |
| SAN | BANCO SANTANDER S.A. ADR | 34,862 | $84,000 | 0.1% | $2.41 | $3.97 | -39.4% | ADR | 05964H105 |
| — | BRISTOL-MYERS SQUIBB CO CONTNGNT VAL RT | 20,685 | $74,000 | 0.1% | $3.58 | $3.58 | — | RIGHT 99/99/9999 | 110122157 |
| — | VERASTEM INC COM | 35,500 | $61,000 | 0.1% | $1.72 | $1.42 | — | COM | 92337C104 |
| — | WESTERN ASSET HI INC OPPORT | 10,986 | $50,000 | 0.1% | $4.55 | $5.06 | — | COM | 95766K109 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS IN COM | 20,000 | $20,000 | 0.0% | $1.00 | $0.94 | +10.6% | COM | 18453H106 |
| — | RENESOLA LTD SPON ADS EACH REP 10 ORD | 14,000 | $15,000 | 0.0% | $1.07 | $1.36 | — | SPONSORED ADS | 75971T301 |