Location: Costa Mesa, CA
CIK: 0001631507 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 1, 2016
Total Value: $107M (97.7% shares, 2.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHM | SCHWAB STRATEGIC TR | 135,290 | $5.888M | 5.5% | $40.73 | — | US MID-CAP ETF | 808524508 |
| SBRA | SABRA HEALTH CARE REIT INC | 197,235 | $4.966M | 4.7% | $20.14 | — | COM | 78573L106 |
| SHM | SPDR SER TR | 73,024 | $3.567M | 3.3% | $48.82 | — | NUVN BR SHT MUNI | 78468R739 |
| XOM | EXXON MOBIL CORP | 33,773 | $2.948M | 2.8% | $51.96 | +12.6% | COM | 30231G102 |
| — | APPLE INC | 23,730 | $2.683M | 2.5% | $113.06 | — | COM | 37833100 |
| HD | HOME DEPOT INC | 20,581 | $2.648M | 2.5% | $75.16 | +41.5% | COM | 437076102 |
| — | NUVEEN CAL AMT-FREE MUN INC | 145,062 | $2.411M | 2.3% | $14.82 | — | COM | 670651108 |
| MSFT | MICROSOFT CORP | 41,478 | $2.389M | 2.2% | $39.94 | +25.9% | COM | 594918104 |
| JNJ | JOHNSON & JOHNSON | 19,612 | $2.317M | 2.2% | $77.21 | +21.2% | COM | 478160104 |
| KMB | KIMBERLY CLARK CORP | 18,048 | $2.277M | 2.1% | $76.30 | +22.6% | COM | 494368103 |
| SCHX | SCHWAB STRATEGIC TR | 43,920 | $2.267M | 2.1% | $48.69 | — | US LRG CAP ETF | 808524201 |
| CVX | CHEVRON CORP NEW | 21,173 | $2.179M | 2.0% | $69.90 | -2.0% | COM | 166764100 |
| CVS | CVS HEALTH CORP | 24,405 | $2.172M | 2.0% | $64.67 | +9.6% | COM | 126650100 |
| COST | COSTCO WHSL CORP NEW | 14,117 | $2.153M | 2.0% | $120.38 | +13.8% | COM | 22160K105 |
| QCOM | QUALCOMM INC | 31,080 | $2.129M | 2.0% | $52.01 | -9.8% | COM | 747525103 |
| PPG | PPG INDS INC | 20,525 | $2.121M | 2.0% | $89.71 | -1.6% | COM | 693506107 |
| GD | GENERAL DYNAMICS CORP | 13,501 | $2.095M | 2.0% | $107.15 | +13.5% | COM | 369550108 |
| WFC | WELLS FARGO & CO NEW | 46,268 | $2.049M | 1.9% | $38.79 | -5.1% | COM | 949746101 |
| — | GENERAL ELECTRIC CO | 68,894 | $2.041M | 1.9% | $25.48 | — | COM | 369604103 |
| PFE | PFIZER INC | 57,930 | $1.962M | 1.8% | $18.04 | +23.4% | COM | 717081103 |
| JPM | JPMORGAN CHASE & CO | 29,394 | $1.957M | 1.8% | $44.86 | +13.4% | COM | 46625H100 |
| UPS | UNITED PARCEL SERVICE INC | 17,811 | $1.948M | 1.8% | $71.05 | +8.7% | CL B | 911312106 |
| PEP | PEPSICO INC | 17,514 | $1.905M | 1.8% | $68.73 | +18.0% | COM | 713448108 |
| SCHW | SCHWAB CHARLES CORP NEW | 59,856 | $1.89M | 1.8% | $24.88 | +4.6% | COM | 808513105 |
| PG | PROCTER AND GAMBLE CO | 20,610 | $1.85M | 1.7% | $64.13 | +5.3% | COM | 742718109 |
| UAL | UNITED CONTL HLDGS INC | 34,800 | $1.826M | 1.7% | $55.46 | -13.3% | COM | 910047109 |
| — | ALLSTATE CORP | 25,681 | $1.777M | 1.7% | $69.20 | — | COM | 20002101 |
| GOOGL | ALPHABET INC | 2,181 | $1.754M | 1.6% | $36.54 | +6.2% | CAP STK CL A | 02079K305 |
| AMP | AMERIPRISE FINL INC | 16,457 | $1.642M | 1.5% | $72.94 | +9.8% | COM | 03076C106 |
| — | UNITED TECHNOLOGIES CORP | 15,693 | $1.594M | 1.5% | $114.02 | — | COM | 913017109 |
| XLU | SELECT SECTOR SPDR TR | 29,460 | $1.443M | 1.4% | $49.63 | — | SBI INT-UTILS | 81369Y886 |
| — | AMERICAN EXPRESS CO | 21,753 | $1.393M | 1.3% | $64.04 | — | COM | 25816109 |
| ORCL | ORACLE CORP | 33,407 | $1.312M | 1.2% | $31.95 | +10.9% | COM | 68389X105 |
| SLB | SCHLUMBERGER LTD | 16,190 | $1.273M | 1.2% | $66.10 | -8.2% | COM | 806857108 |
| PSX | PHILLIPS 66 | 15,774 | $1.271M | 1.2% | $49.53 | +9.9% | COM | 718546104 |
| — | EXPRESS SCRIPTS HLDG CO | 17,470 | $1.232M | 1.2% | $68.68 | — | COM | 30219G108 |
| F | FORD MTR CO DEL | 94,561 | $1.141M | 1.1% | $8.17 | -5.9% | COM PAR $0.01 | 345370860 |
| — | CLAYMORE EXCHANGE TRD FD TR | 49,064 | $1.05M | 1.0% | $21.24 | — | GUG BULL2019 E | 18383M522 |
| GOOG | ALPHABET INC | 1,333 | $1.036M | 1.0% | $35.59 | +5.9% | CAP STK CL C | 02079K107 |
| COP | CONOCOPHILLIPS | 23,446 | $1.019M | 1.0% | $28.24 | +10.2% | COM | 20825C104 |
| DVN | DEVON ENERGY CORP NEW | 22,000 | $970K | 0.9% | $17.35 | +64.7% | COM | 25179M103 |
| — | AERIE PHARMACEUTICALS INC | 25,681 | $969K | 0.9% | $12.17 | — | COM | 00771V108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,343 | $915K | 0.9% | $22.66 | — | GUGG CRP BD 2017 | 18383M548 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,590 | $865K | 0.8% | $21.17 | — | GUG BULL2018 E | 18383M530 |
| SCHF | SCHWAB STRATEGIC TR | 26,418 | $761K | 0.7% | $28.32 | — | INTL EQTY ETF | 808524805 |
| MOS | MOSAIC CO NEW | 28,585 | $699K | 0.7% | $21.63 | +6.4% | COM | 61945C103 |
| SCHA | SCHWAB STRATEGIC TR | 11,101 | $639K | 0.6% | $54.17 | — | US SML CAP ETF | 808524607 |
| WU | WESTERN UN CO | 29,985 | $624K | 0.6% | $18.05 | — | COM | 959802109 |
| — | JUNIPER NETWORKS INC | 24,828 | $597K | 0.6% | $25.50 | — | COM | 48203R104 |
| — | AMERCO | 1,832 | $594K | 0.6% | $324.24 | — | COM | 23586100 |
| GS | GOLDMAN SACHS GROUP INC | 3,404 | $549K | 0.5% | $126.24 | +6.0% | COM | 38141G104 |
| WYNN | WYNN RESORTS LTD | 5,355 | $522K | 0.5% | $58.64 | +48.7% | COM | 983134107 |
| — | CORELOGIC INC | 12,846 | $504K | 0.5% | $34.86 | — | COM | 21871D103 |
| CL | COLGATE PALMOLIVE CO | 6,786 | $503K | 0.5% | $52.19 | +13.8% | COM | 194162103 |
| — | AEROCENTURY CORP | 53,571 | $501K | 0.5% | $9.35 | — | COM | 7737109 |
| MINT | PIMCO ETF TR | 4,920 | $499K | 0.5% | $100.81 | — | ENHAN SHRT MA AC | 72201R833 |
| FAF | FIRST AMERN FINL CORP | 12,579 | $494K | 0.5% | $25.87 | +17.3% | COM | 31847R102 |
| — | ADAMIS PHARMACEUTICALS CORP | 137,132 | $470K | 0.4% | $3.43 | — | COM NEW | 00547W208 |
| CBU | COMMUNITY BK SYS INC | 9,500 | $457K | 0.4% | $29.91 | +15.4% | COM | 203607106 |
| — | VIACOM INC NEW | 11,853 | $452K | 0.4% | $41.25 | — | CL B | 92553P201 |
| — | GROUPON INC | 85,206 | $439K | 0.4% | $3.29 | — | COM CL A | 399473107 |
| — | ACACIA RESH CORP | 66,614 | $434K | 0.4% | $6.52 | — | ACACIA TCH COM | 3881307 |
| — | BERKSHIRE HATHAWAY INC DEL | 3,005 | $434K | 0.4% | $144.43 | — | CL B NEW | 84670702 |
| LOW | LOWES COS INC | 5,668 | $409K | 0.4% | $50.44 | +29.7% | COM | 548661107 |
| DIS | DISNEY WALT CO | 4,303 | $400K | 0.4% | $82.11 | +8.2% | COM DISNEY | 254687106 |
| — | TESORO CORP | 5,000 | $398K | 0.4% | $74.40 | — | COM | 881609101 |
| — | ENERGOUS CORP | 19,941 | $391K | 0.4% | $10.08 | — | COM | 29272C103 |
| — | PICO HLDGS INC | 32,220 | $380K | 0.4% | $13.21 | — | COM NEW | 693366205 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,565 | $368K | 0.3% | $80.61 | — | SHRT TRM CORP BD | 92206C409 |
| — | AMAZON COM INC | 436 | $365K | 0.3% | $837.16 | — | COM | 23135106 |
| NKE | NIKE INC | 6,250 | $329K | 0.3% | $48.26 | +3.6% | CL B | 654106103 |
| IBM | INTERNATIONAL BUSINESS MACH | 2,070 | $329K | 0.3% | $100.47 | +1.3% | COM | 459200101 |
| — | OVERSEAS SHIPHOLDING GROUP | 29,924 | $316K | 0.3% | $11.00 | — | CL A NEW | 69036R863 |
| — | PENGROWTH ENERGY CORP | 190,973 | $304K | 0.3% | $1.48 | — | COM | 70706P104 |
| HALO | HALOZYME THERAPEUTICS INC | 24,896 | $301K | 0.3% | $9.41 | +8.6% | COM | 40637H109 |
| — | INTREXON CORP | 9,960 | $279K | 0.3% | $24.59 | — | COM | 46122T102 |
| CPSS | CONSUMER PORTFOLIO SVCS INC | 59,906 | $275K | 0.3% | $6.98 | -41.9% | COM | 210502100 |
| LQD | ISHARES TR | 2,125 | $262K | 0.2% | $122.82 | — | IBOXX INV CP ETF | 464287242 |
| — | NEKTAR THERAPEUTICS | 15,043 | $258K | 0.2% | $14.79 | — | COM | 640268108 |
| USB | US BANCORP DEL | 6,013 | $258K | 0.2% | $27.80 | +7.8% | COM NEW | 902973304 |
| D | DOMINION RES INC VA NEW | 3,342 | $248K | 0.2% | $50.62 | 0.0% | COM | 25746U109 |
| INTC | INTEL CORP | 6,458 | $244K | 0.2% | $26.29 | +8.9% | COM | 458140100 |
| — | REAL IND INC | 38,707 | $237K | 0.2% | $8.69 | — | COM | 75601W104 |
| CSCO | CISCO SYS INC | 7,407 | $235K | 0.2% | $18.95 | +21.7% | COM | 17275R102 |
| TIP | ISHARES TR | 1,965 | $229K | 0.2% | $116.54 | — | TIPS BD ETF | 464287176 |
| MCK | MCKESSON CORP | 1,338 | $223K | 0.2% | $149.58 | +15.7% | COM | 58155Q103 |
| — | AKORN INC | 7,619 | $208K | 0.2% | $27.30 | — | COM | 9728106 |
| — | VERIFONE SYS INC | 13,053 | $205K | 0.2% | $28.09 | — | COM | 92342Y109 |
| EXAS | EXACT SCIENCES CORP | 10,822 | $201K | 0.2% | $6.40 | +175.4% | COM | 30063P105 |
| — | BLOCK H & R INC | 8,668 | $201K | 0.2% | $23.19 | — | COM | 93671105 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,713 | $200K | 0.2% | $39.98 | +15.4% | COM | 110122108 |
| SGMO | SANGAMO BIOSCIENCES INC | 42,199 | $195K | 0.2% | $10.37 | -51.0% | COM | 800677106 |
| — | OHR PHARMACEUTICAL INC | 67,921 | $192K | 0.2% | $3.21 | — | COM NEW | 67778H200 |
| — | CHIMERIX INC | 29,884 | $166K | 0.2% | $5.10 | — | COM | 16934W106 |
| KODK | EASTMAN KODAK CO | 10,509 | $158K | 0.1% | $14.91 | +6.3% | COM NEW | 277461406 |
| — | RITE AID CORP | 15,500 | $119K | 0.1% | $7.55 | — | COM | 767754104 |
| CYTK | CYTOKINETICS INC | 11,153 | $102K | 0.1% | $7.31 | +42.9% | COM NEW | 23282W605 |
| — | ENDOCYTE INC | 29,475 | $91,000 | 0.1% | $3.10 | — | COM | 29269A102 |
| LEU | CENTRUS ENERGY CORP | 16,206 | $64,000 | 0.1% | $1.75 | +99.1% | CL A | 15643U104 |
| — | Alcobra Ltd | 23,863 | $59,000 | 0.1% | $4.48 | — | COM | M2239P109 |