Location: Costa Mesa, CA
CIK: 0001631507 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 2, 2017
Total Value: $111M (98.2% shares, 1.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHM | SCHWAB STRATEGIC TR | 134,397 | $6.068M | 5.5% | $40.73 | — | US MID-CAP ETF | 808524508 |
| SBRA | SABRA HEALTH CARE REIT IN | 197,235 | $4.816M | 4.3% | $20.14 | — | COM | 78573L106 |
| SHM | SPDR SER TR | 71,948 | $3.449M | 3.1% | $48.82 | — | NUVEEN BLMBRG SR | 78468R739 |
| XOM | EXXON MOBIL CORP | 33,644 | $3.037M | 2.7% | $51.96 | +11.9% | COM | 30231G102 |
| SCHX | SCHWAB STRATEGIC TR | 49,859 | $2.655M | 2.4% | $49.23 | — | US LRG CAP ETF | 808524201 |
| AAPL | APPLE INC | 22,484 | $2.604M | 2.3% | $26.09 | 0.0% | COM | 037833100 |
| WFC | WELLS FARGO & CO NEW | 46,061 | $2.538M | 2.3% | $38.79 | +0.6% | COM | 949746101 |
| HD | HOME DEPOT INC | 18,903 | $2.535M | 2.3% | $75.16 | +37.6% | COM | 437076102 |
| MSFT | MICROSOFT CORP | 40,376 | $2.509M | 2.3% | $39.94 | +35.1% | COM | 594918104 |
| JPM | JPMORGAN CHASE & CO | 28,989 | $2.501M | 2.3% | $44.86 | +33.5% | COM | 46625H100 |
| CVX | CHEVRON CORP NEW | 21,175 | $2.492M | 2.2% | $69.90 | +5.6% | COM | 166764100 |
| GD | GENERAL DYNAMICS CORP | 13,773 | $2.378M | 2.1% | $107.68 | +24.5% | COM | 369550108 |
| SCHW | SCHWAB CHARLES CORP NEW | 58,805 | $2.321M | 2.1% | $24.88 | +27.7% | COM | 808513105 |
| JNJ | JOHNSON & JOHNSON | 19,971 | $2.301M | 2.1% | $77.44 | +15.8% | COM | 478160104 |
| UAL | UNITED CONTL HLDGS INC | 31,373 | $2.286M | 2.1% | $55.46 | +14.9% | COM | 910047109 |
| COST | COSTCO WHSL CORP NEW | 13,568 | $2.172M | 2.0% | $120.38 | +7.8% | COM | 22160K105 |
| — | GENERAL ELECTRIC CO | 68,660 | $2.17M | 2.0% | $25.48 | — | COM | 369604103 |
| UPS | UNITED PARCEL SERVICE INC | 18,252 | $2.092M | 1.9% | $71.28 | +12.6% | CL B | 911312106 |
| KMB | KIMBERLY CLARK CORP | 17,757 | $2.026M | 1.8% | $76.30 | +10.8% | COM | 494368103 |
| PPG | PPG INDS INC | 21,147 | $2.004M | 1.8% | $89.45 | -9.8% | COM | 693506107 |
| — | NUVEEN CALIFORNIA AMT QLT | 139,175 | $1.992M | 1.8% | $14.82 | — | COM | 670651108 |
| QCOM | QUALCOMM INC | 30,453 | $1.986M | 1.8% | $52.01 | +0.4% | COM | 747525103 |
| PEP | PEPSICO INC | 17,895 | $1.872M | 1.7% | $68.95 | +15.1% | COM | 713448108 |
| PFE | PFIZER INC | 57,453 | $1.866M | 1.7% | $18.04 | +13.6% | COM | 717081103 |
| CVS | CVS HEALTH CORP | 23,649 | $1.866M | 1.7% | $64.67 | -5.6% | COM | 126650100 |
| AMP | AMERIPRISE FINL INC | 16,256 | $1.803M | 1.6% | $72.94 | +20.7% | COM | 03076C106 |
| — | UNITED TECHNOLOGIES CORP | 16,421 | $1.8M | 1.6% | $113.83 | — | COM | 913017109 |
| PG | PROCTER AND GAMBLE CO | 21,317 | $1.792M | 1.6% | $64.22 | +4.0% | COM | 742718109 |
| ALL | ALLSTATE CORP | 23,645 | $1.753M | 1.6% | $57.46 | 0.0% | COM | 020002101 |
| AXP | AMERICAN EXPRESS CO | 22,467 | $1.664M | 1.5% | $60.98 | 0.0% | COM | 025816109 |
| GOOGL | ALPHABET INC | 2,097 | $1.662M | 1.5% | $36.54 | +8.6% | CAP STK CL A | 02079K305 |
| SLB | SCHLUMBERGER LTD | 15,748 | $1.322M | 1.2% | $66.10 | -4.6% | COM | 806857108 |
| PSX | PHILLIPS 66 | 15,264 | $1.319M | 1.2% | $49.53 | +18.4% | COM | 718546104 |
| ORCL | ORACLE CORP | 33,289 | $1.28M | 1.2% | $31.95 | +6.8% | COM | 68389X105 |
| KRE | SPDR SERIES TRUST | 21,782 | $1.21M | 1.1% | $55.55 | — | S&P REGL BKG | 78464A698 |
| — | EXPRESS SCRIPTS HLDG CO | 17,218 | $1.184M | 1.1% | $68.68 | — | COM | 30219G108 |
| F | FORD MTR CO DEL | 96,215 | $1.167M | 1.1% | $8.16 | -8.4% | COM PAR $0.01 | 345370860 |
| COP | CONOCOPHILLIPS | 22,910 | $1.149M | 1.0% | $28.24 | +23.1% | COM | 20825C104 |
| SCHF | SCHWAB STRATEGIC TR | 40,711 | $1.127M | 1.0% | $28.09 | — | INTL EQTY ETF | 808524805 |
| IYZ | ISHARES TR | 32,107 | $1.108M | 1.0% | $34.51 | — | U.S. TELECOM ETF | 464287713 |
| — | CLAYMORE EXCHANGE TRD FD | 50,887 | $1.076M | 1.0% | $21.24 | — | GUG BULL2019 E | 18383M522 |
| — | CLAYMORE EXCHANGE TRD FD | 49,430 | $1.048M | 0.9% | $21.20 | — | GUG BULL2020 E | 18383M514 |
| DVN | DEVON ENERGY CORP NEW | 20,841 | $952K | 0.9% | $17.35 | +79.4% | COM | 25179M103 |
| GOOG | ALPHABET INC | 1,142 | $881K | 0.8% | $35.59 | +8.6% | CAP STK CL C | 02079K107 |
| — | CLAYMORE EXCHANGE TRD FD | 41,359 | $876K | 0.8% | $21.17 | — | GUG BULL2018 E | 18383M530 |
| — | AERIE PHARMACEUTICALS INC | 22,422 | $849K | 0.8% | $12.17 | — | COM | 00771V108 |
| GS | GOLDMAN SACHS GROUP INC | 3,441 | $824K | 0.7% | $126.69 | +32.4% | COM | 38141G104 |
| MOS | MOSAIC CO NEW | 27,643 | $811K | 0.7% | $21.63 | +5.8% | COM | 61945C103 |
| UHAL | AMERCO | 1,868 | $690K | 0.6% | $34.29 | 0.0% | COM | 023586100 |
| — | JUNIPER NETWORKS INC | 24,386 | $689K | 0.6% | $25.50 | — | COM | 48203R104 |
| WU | WESTERN UN CO | 29,418 | $639K | 0.6% | $18.05 | — | COM | 959802109 |
| CBU | COMMUNITY BK SYS INC | 9,500 | $587K | 0.5% | $29.91 | +38.0% | COM | 203607106 |
| SCHA | SCHWAB STRATEGIC TR | 9,335 | $574K | 0.5% | $54.17 | — | US SML CAP ETF | 808524607 |
| — | AEROCENTURY CORP | 54,597 | $516K | 0.5% | $9.45 | — | COM | 007737109 |
| TFI | SPDR SER TR | 10,800 | $512K | 0.5% | $47.41 | — | NUVEEN BRC MUNIC | 78468R721 |
| MINT | PIMCO ETF TR | 4,920 | $499K | 0.4% | $100.81 | — | ENHAN SHRT MA AC | 72201R833 |
| — | PICO HLDGS INC | 32,837 | $497K | 0.4% | $13.24 | — | COM NEW | 693366205 |
| WYNN | WYNN RESORTS LTD | 5,458 | $472K | 0.4% | $59.12 | +42.1% | COM | 983134107 |
| BRK/B | BERKSHIRE HATHAWAY INC DE | 2,855 | $465K | 0.4% | $153.96 | 0.0% | CL B NEW | 084670702 |
| — | CORELOGIC INC | 12,367 | $455K | 0.4% | $34.86 | — | COM | 21871D103 |
| DIS | DISNEY WALT CO | 4,329 | $451K | 0.4% | $82.11 | +10.5% | COM DISNEY | 254687106 |
| CL | COLGATE PALMOLIVE CO | 6,786 | $444K | 0.4% | $52.19 | +6.1% | COM | 194162103 |
| FAF | FIRST AMERN FINL CORP | 12,100 | $443K | 0.4% | $25.87 | +9.3% | COM | 31847R102 |
| ACTG | ACACIA RESH CORP | 67,892 | $441K | 0.4% | $6.49 | 0.0% | ACACIA TCH COM | 003881307 |
| — | ADAMIS PHARMACEUTICALS CO | 139,746 | $440K | 0.4% | $3.42 | — | COM NEW | 00547W208 |
| — | TESORO CORP | 5,000 | $437K | 0.4% | $74.40 | — | COM | 881609101 |
| LOW | LOWES COS INC | 5,668 | $403K | 0.4% | $50.44 | +18.6% | COM | 548661107 |
| — | VIACOM INC NEW | 11,173 | $392K | 0.4% | $41.25 | — | CL B | 92553P201 |
| IBM | INTERNATIONAL BUSINESS MA | 2,070 | $344K | 0.3% | $100.47 | +2.6% | COM | 459200101 |
| — | ENERGOUS CORP | 20,323 | $342K | 0.3% | $10.21 | — | COM | 29272C103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,090 | $325K | 0.3% | $80.61 | — | SHRT TRM CORP BD | 92206C409 |
| NKE | NIKE INC | 6,250 | $318K | 0.3% | $48.26 | -5.6% | CL B | 654106103 |
| CPSS | CONSUMER PORTFOLIO SVCS I | 61,082 | $313K | 0.3% | $6.94 | -30.8% | COM | 210502100 |
| USB | US BANCORP DEL | 6,013 | $309K | 0.3% | $27.80 | +21.5% | COM NEW | 902973304 |
| AMZN | AMAZON COM INC | 406 | $304K | 0.3% | $39.18 | 0.0% | COM | 023135106 |
| — | GROUPON INC | 86,845 | $288K | 0.3% | $3.29 | — | COM | 399473107 |
| — | PENGROWTH ENERGY CORP | 194,554 | $276K | 0.2% | $1.48 | — | COM | 70706P104 |
| — | AK STL HLDG CORP | 25,681 | $262K | 0.2% | $10.20 | — | COM | 001547108 |
| — | POWERSHARES QQQ TRUST | 2,100 | $249K | 0.2% | $118.57 | — | UNIT SER 1 | 73935A104 |
| — | INTREXON CORP | 10,151 | $247K | 0.2% | $24.59 | — | COM | 46122T102 |
| — | REAL IND INC | 39,448 | $241K | 0.2% | $8.64 | — | COM | 75601W104 |
| — | VERIFONE SYS INC | 13,298 | $236K | 0.2% | $27.90 | — | COM | 92342Y109 |
| LQD | ISHARES TR | 1,958 | $229K | 0.2% | $122.82 | — | IBOXX INV CP ETF | 464287242 |
| CSCO | CISCO SYS INC | 7,406 | $224K | 0.2% | $18.95 | +21.7% | COM | 17275R102 |
| INTC | INTEL CORP | 6,158 | $223K | 0.2% | $26.29 | +10.9% | COM | 458140100 |
| TIP | ISHARES TR | 1,965 | $222K | 0.2% | $116.54 | — | TIPS BD ETF | 464287176 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,713 | $217K | 0.2% | $39.98 | -1.1% | COM | 110122108 |
| SEIC | SEI INVESTMENTS CO | 4,304 | $212K | 0.2% | $41.56 | 0.0% | COM | 784117103 |
| D | DOMINION RES INC VA NEW | 2,704 | $207K | 0.2% | $50.62 | -2.3% | COM | 25746U109 |
| VZ | VERIZON COMMUNICATIONS IN | 3,841 | $205K | 0.2% | $30.99 | 0.0% | COM | 92343V104 |
| HRB | BLOCK H & R INC | 8,835 | $203K | 0.2% | $16.08 | 0.0% | COM | 093671105 |
| C | CITIGROUP INC | 3,412 | $203K | 0.2% | $40.63 | 0.0% | COM NEW | 172967424 |
| — | NEKTAR THERAPEUTICS | 15,322 | $188K | 0.2% | $14.75 | — | COM | 640268108 |
| KODK | EASTMAN KODAK CO | 10,711 | $166K | 0.1% | $14.92 | +2.1% | COM NEW | 277461406 |
| EXAS | EXACT SCIENCES CORP | 11,080 | $148K | 0.1% | $6.62 | +143.7% | COM | 30063P105 |
| INSW | INTERNATIONAL SEAWAYS INC | 10,127 | $142K | 0.1% | $8.64 | 0.0% | COM | Y41053102 |
| — | CHIMERIX INC | 30,460 | $140K | 0.1% | $5.09 | — | COM | 16934W106 |
| CYTK | CYTOKINETICS INC | 11,368 | $138K | 0.1% | $7.37 | +44.0% | COM NEW | 23282W605 |
| SGMO | SANGAMO BIOSCIENCES INC | 43,008 | $131K | 0.1% | $10.25 | -64.5% | COM | 800677106 |
| — | OVERSEAS SHIPHOLDING GROU | 30,470 | $117K | 0.1% | $10.87 | — | CL A NEW | 69036R863 |
| FRD | FRIEDMAN INDS INC | 17,324 | $115K | 0.1% | $5.06 | 0.0% | COM | 358435105 |
| LEU | CENTRUS ENERGY CORP | 16,516 | $105K | 0.1% | $1.81 | +166.6% | CL A | 15643U104 |
| — | OHR PHARMACEUTICAL INC | 69,219 | $104K | 0.1% | $3.18 | — | COM NEW | 67778H200 |
| — | ENDOCYTE INC | 30,038 | $77,000 | 0.1% | $3.09 | — | COM | 29269A102 |
| — | ALCOBRA LTD | 24,325 | $51,000 | 0.0% | $4.44 | — | SHS | M2239P109 |