Location: Dallas, TX
CIK: 0001633227 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 10, 2021
Total Value: $585M (96.3% shares, 3.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | 11,642,745 | $51.81M | 8.9% | $4.77 | — | COM | 003009107 |
| — | WESTERN ASSET EMERGING MKTS DEBT FD INC | 3,428,900 | $47.66M | 8.1% | $14.93 | — | COM | 95766A101 |
| — | NUVEEN GLOBAL HIGH INCOME FD SHS | 2,857,226 | $44.43M | 7.6% | $14.92 | — | SHS | 67075G103 |
| — | DOUBLELINE INCOME SOLUTIONS FD | 2,480,563 | $41.13M | 7.0% | $6.51 | — | COM | 258622109 |
| — | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | 3,081,908 | $36.27M | 6.2% | $11.26 | — | COM | 01879R106 |
| — | GENERAL MNY MKT FUND | 34,646,189 | $34.65M | 5.9% | $1.00 | — | MONEY MARKET | 370990228 |
| — | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | 1,348,889 | $28.6M | 4.9% | $16.89 | — | COM SHS | 72202D106 |
| — | COHEN & STEERS INFRASTRUCTURE FD INC COM | 1,033,079 | $26.67M | 4.6% | $22.24 | — | COM | 19248A109 |
| — | TEMPLETN EM MKT INCOME COM | 3,328,772 | $25.86M | 4.4% | $9.74 | — | COM | 880192109 |
| — | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | 1,651,917 | $18.88M | 3.2% | $9.84 | — | COM | 09255P107 |
| ARCC | ARES CAP CORP COM | 1,061,506 | $17.93M | 3.1% | $6.20 | +54.4% | COM | 04010L103 |
| — | ATLANTICA YIELD PLC | 430,512 | $16.35M | 2.8% | $22.30 | — | SHS | G0751N103 |
| — | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | 1,234,157 | $13.26M | 2.3% | $9.40 | — | COM | 46132R104 |
| ABBV | ABBVIE INC | 110,962 | $11.89M | 2.0% | $70.72 | +11.6% | COM | 00287Y109 |
| MLPA | GLOBAL X FDS MLP ETF | 432,384 | $11.86M | 2.0% | $27.22 | — | GLBL X MLP ETF | 37954Y343 |
| KMI | KINDER MORGAN INC | 835,515 | $11.42M | 2.0% | $12.71 | -21.8% | COM | 49456B101 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 183,908 | $11.41M | 1.9% | $48.63 | +2.9% | COM | 110122108 |
| — | CLEARBRIDGE ENERGY MLP OPPORTUNITY | 803,021 | $10.79M | 1.8% | $8.87 | — | COM | 18469P209 |
| CQP | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | 249,817 | $8.806M | 1.5% | $41.28 | — | COM UNIT | 16411Q101 |
| ABT | ABBOTT LABS COM | 73,556 | $8.054M | 1.4% | $84.22 | +17.9% | COM | 002824100 |
| — | CLEARBRIDGE ENERGY MLP FD INC COM | 467,463 | $7.844M | 1.3% | $11.05 | — | COM | 184692200 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM UNIT | 369,513 | $7.239M | 1.2% | $28.44 | — | COM | 293792107 |
| HTGC | HERCULES TECHNOLOGY GROWTH CAP INC | 380,054 | $5.48M | 0.9% | $12.73 | 0.0% | COM | 427096508 |
| ET | ENERGY TRANSFER LP COM UNITS | 862,394 | $5.33M | 0.9% | $12.77 | — | COM UT LTD PTN | 29273V100 |
| UNM | UNUM GROUP | 225,052 | $5.163M | 0.9% | $20.68 | 0.0% | COM | 91529Y106 |
| V | VISA INC COM CL A | 22,820 | $4.991M | 0.9% | $141.92 | +39.0% | COM CL A | 92826C839 |
| TXN | TEXAS INSTRUMENTS INC | 29,997 | $4.923M | 0.8% | $37.93 | +254.9% | COM | 882508104 |
| — | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.75 TAXABLE 12/01/36 | 4,850,000 | $4.829M | 0.8% | $1.01 | — | MUNICIPAL BOND | 622266AA2 |
| BE | BLOOM ENERGY CORP CL A | 150,212 | $4.305M | 0.7% | $15.20 | +40.4% | COM CL A | 093712107 |
| — | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | 5,500,000 | $3.972M | 0.7% | $0.87 | — | MUNICIPAL BOND | 73972CAN4 |
| LLY | ELI LILLY & CO COM | 23,067 | $3.895M | 0.7% | $63.26 | +123.5% | COM | 532457108 |
| — | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | 161,516 | $3.82M | 0.7% | $19.56 | — | COM | 27828G107 |
| — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 3,660,000 | $3.662M | 0.6% | $1.00 | — | MUNICIPAL BOND | 72177MJQ1 |
| AMZN | AMAZON COM INC | 823 | $2.68M | 0.5% | $23.73 | +572.4% | COM | 023135106 |
| AAPL | APPLE INC COM | 19,806 | $2.628M | 0.4% | $85.01 | +37.6% | COM | 037833100 |
| GBTC | GRAYSCALE BITCOIN TR BTC SHS | 60,358 | $1.931M | 0.3% | $23.09 | — | COM | 389637109 |
| — | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | 1,725,000 | $1.806M | 0.3% | $1.04 | — | MUNICIPAL BOND | 74442EAX8 |
| — | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES A | 1,500,000 | $1.502M | 0.3% | $1.00 | — | MUNICIPAL BOND | 133582AN6 |
| XLV | SELECT SECTOR SPDR FD HEALTH CARE | 13,179 | $1.495M | 0.3% | $113.44 | — | SBI HEALTHCARE | 81369Y209 |
| — | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A | 1,405,000 | $1.464M | 0.3% | $1.04 | — | MUNICIPAL BOND | 140539AC1 |
| — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | 1,900,000 | $1.367M | 0.2% | $0.86 | — | MUNICIPAL BOND | 307149AM6 |
| MSFT | MICROSOFT CORP COM | 5,993 | $1.333M | 0.2% | $62.56 | +229.4% | COM | 594918104 |
| PG | PROCTER & GAMBLE CO COM | 8,107 | $1.128M | 0.2% | $76.78 | +60.4% | COM | 742718109 |
| XOM | EXXON MOBIL CORP COM | 25,095 | $1.034M | 0.2% | $47.38 | -35.9% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON COM | 6,441 | $1.014M | 0.2% | $101.26 | +25.9% | COM | 478160104 |
| MA | MASTERCARD INC CL A | 2,404 | $858K | 0.1% | $208.51 | +55.1% | CL A | 57636Q104 |
| — | TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | 840,000 | $792K | 0.1% | $0.95 | — | MUNICIPAL BOND | 899062BQ5 |
| — | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | 43,486 | $787K | 0.1% | $17.04 | — | COM | 95790C107 |
| ACN | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | 2,951 | $771K | 0.1% | $173.23 | +28.8% | SHS CLASS A | G1151C101 |
| — | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | 46,512 | $734K | 0.1% | $15.78 | — | COM SH BEN INT | 128125101 |
| — | CANOPY GROWTH CORP SHS | 29,626 | $728K | 0.1% | $15.10 | — | COM | 138035100 |
| XYZ | SQUARE INC CL A | 3,011 | $655K | 0.1% | $72.01 | +170.9% | CL A | 852234103 |
| T | AT&T INC COM | 22,090 | $635K | 0.1% | $12.37 | +24.4% | COM | 00206R102 |
| — | TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS | 630,000 | $633K | 0.1% | $1.00 | — | MUNICIPAL BOND | 875518EL2 |
| — | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A | 570,000 | $595K | 0.1% | $1.04 | — | MUNICIPAL BOND | 140539AB3 |
| LNG | CHENIERE ENERGY INC COM NEW | 9,804 | $589K | 0.1% | $64.01 | -16.2% | COM NEW | 16411R208 |
| DE | DEERE & CO | 2,189 | $589K | 0.1% | $84.12 | +175.9% | COM | 244199105 |
| — | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | 28,642 | $580K | 0.1% | $20.25 | — | SHS | 879105104 |
| — | COHEN & STEERS REIT & PFD INCOME FD INC CO | 25,136 | $574K | 0.1% | $19.17 | — | COM | 19247X100 |
| — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | 560,000 | $560K | 0.1% | $1.00 | — | MUNICIPAL BOND | 72177MJR9 |
| PM | PHILIP MORRIS INTL INC COM | 6,310 | $522K | 0.1% | $49.65 | +21.6% | COM | 718172109 |
| DHR | DANAHER CORP COM | 2,286 | $508K | 0.1% | $107.48 | +82.4% | COM | 235851102 |
| APH | AMPHENOL CORP NEW CL A | 3,724 | $487K | 0.1% | $20.93 | +39.9% | CL A | 032095101 |
| PLUG | PLUG PWR INC | 14,119 | $479K | 0.1% | $22.64 | 0.0% | COM NEW | 72919P202 |
| WMT | WAL MART STORES INC COM | 3,143 | $453K | 0.1% | $36.06 | +25.5% | COM | 931142103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,899 | $440K | 0.1% | $151.28 | +45.6% | CL B NEW | 084670702 |
| FSLR | FIRST SOLAR INC COM | 4,365 | $432K | 0.1% | $66.78 | +29.8% | COM | 336433107 |
| NKE | NIKE INC CLASS B | 2,972 | $420K | 0.1% | $59.62 | +106.6% | CL B | 654106103 |
| — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | 590,000 | $413K | 0.1% | $0.83 | — | MUNICIPAL BOND | 307149AN4 |
| MRK | MERCK & CO INC NEW COM | 4,930 | $403K | 0.1% | $41.59 | +55.9% | COM | 58933Y105 |
| CG | CARLYLE GROUP INC COM | 12,377 | $389K | 0.1% | $23.62 | +0.8% | COM | 14316J108 |
| — | BROOKFIELD REAL ASSETS INCOME FD | 21,005 | $375K | 0.1% | $16.86 | — | SHS BEN INT | 112830104 |
| VOC | VOC ENERGY TR TR UNIT | 167,920 | $373K | 0.1% | $5.32 | — | TR UNIT | 91829B103 |
| QCOM | QUALCOMM INC | 2,452 | $373K | 0.1% | $70.96 | +75.7% | COM | 747525103 |
| PBT | PERMIAN BASIN RTY TR UNIT BEN INT | 109,525 | $363K | 0.1% | $8.79 | — | UNIT BEN INT | 714236106 |
| CSIQ | CANADIAN SOLAR INC | 6,972 | $357K | 0.1% | $26.84 | +52.8% | COM | 136635109 |
| MMM | 3M CO COM | 2,012 | $352K | 0.1% | $105.62 | +11.3% | COM | 88579Y101 |
| ADBE | ADOBE SYS INC COM | 697 | $349K | 0.1% | $294.23 | +64.2% | COM | 00724F101 |
| META | FACEBOOK INC CL A | 1,212 | $331K | 0.1% | $163.23 | +66.8% | CL A | 30303M102 |
| — | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC | 3,500,000 | $322K | 0.1% | $0.07 | — | MUNICIPAL BOND | 82706TAD3 |
| MO | ALTRIA GROUP INC | 7,556 | $310K | 0.1% | $23.90 | +11.7% | COM | 02209S103 |
| F | FORD MOTOR CO DEL COM PAR | 33,900 | $298K | 0.1% | $4.20 | +51.2% | COM | 345370860 |
| EEM | ISHARES TR MSCI EMERGING MKTS INDEX FD | 5,380 | $278K | 0.0% | $51.67 | — | MSCI EMG MKT ETF | 464287234 |
| — | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | 14,809 | $270K | 0.0% | $18.23 | — | COM | 27828S101 |
| IBM | INTERNATIONAL BUSINESS MACHS CORP COM | 2,077 | $261K | 0.0% | $93.41 | 0.0% | COM | 459200101 |
| TJX | TJX COS INC NEW | 3,787 | $259K | 0.0% | $56.47 | 0.0% | COM | 872540109 |
| — | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | 39,890 | $253K | 0.0% | $6.34 | — | COM SHS | 67073D102 |
| MDLZ | MONDELEZ INTL INC CL A | 4,085 | $239K | 0.0% | $38.86 | +29.0% | CL A | 609207105 |
| — | KAYNE ANDERSON MIDSTREAM / ENERGY FD INC C | 38,232 | $220K | 0.0% | $5.75 | — | COM | 48661E108 |
| MTR | MESA RTY TR UNIT BEN INT | 53,701 | $219K | 0.0% | $16.23 | — | UNIT BEN INT | 590660106 |
| INTC | INTEL CORP COM | 4,391 | $219K | 0.0% | $46.53 | -5.4% | COM | 458140100 |
| IUSV | ISHARES TR CORE S&P U S VALUE ETF | 3,409 | $212K | 0.0% | $62.19 | — | CORE S&P US VLU | 464287663 |
| CLNE | CLEAN ENERGY FUELS CORP COM | 26,708 | $210K | 0.0% | $3.90 | 0.0% | COM | 184499101 |
| — | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | 18,824 | $209K | 0.0% | $11.10 | — | COM | 89147X104 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 655 | $206K | 0.0% | $278.08 | — | UNIT SER 1 | 46090E103 |
| III | INFORMATION SERVICES GRP | 62,843 | $206K | 0.0% | $2.22 | 0.0% | COM | 45675Y104 |
| SIXG | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVY | 6,082 | $204K | 0.0% | $33.54 | — | DEFIANCE NEXT | 26922A289 |
| CAT | CATERPILLAR INC | 1,108 | $202K | 0.0% | $153.98 | 0.0% | COM | 149123101 |