CIK: 0001682021 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $450,288 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHO | SCHWAB STRATEGIC TR | 552,853 | $28,411 | 6.3% | $51.73 | — | SHT TM US TRES | 808524862 |
| SHY | ISHARES TR | 324,194 | $27,988 | 6.2% | $86.67 | — | 1 3 YR TREAS BD | 464287457 |
| — | ANGEL OAK FINL STRATEGIES IN | 1,181,650 | $20,029 | 4.4% | $16.65 | — | COM BEN INT | 03464A100 |
| SPY | SPDR S&P 500 ETF TR | 48,090 | $17,221 | 3.8% | $264.91 | — | TR UNIT | 78462F103 |
| SPDW | SPDR INDEX SHS FDS | 532,560 | $16,877 | 3.7% | $28.67 | — | PORTFOLIO DEVLPD | 78463X889 |
| SPYM | SPDR SER TR | 362,609 | $15,262 | 3.4% | $34.42 | — | PORTFOLIO S&P500 | 78464A854 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 605,638 | $8,630 | 1.9% | $13.52 | — | COM | 09253X102 |
| — | BLACKROCK MUNIYIELD QUALITY | 594,427 | $8,185 | 1.8% | $13.36 | — | COM | 09254E103 |
| AAPL | APPLE INC | 67,104 | $8,003 | 1.8% | $90.16 | +17.5% | COM | 037833100 |
| IVV | ISHARES TR | 21,407 | $7,692 | 1.7% | $265.96 | — | CORE S&P500 ETF | 464287200 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 472,886 | $6,531 | 1.5% | $13.06 | — | COM | 01864U106 |
| SUB | ISHARES TR | 59,718 | $6,446 | 1.4% | $107.94 | — | SHRT NAT MUN ETF | 464288158 |
| EFA | ISHARES TR | 90,949 | $6,309 | 1.4% | $60.85 | — | MSCI EAFE ETF | 464287465 |
| VTI | VANGUARD INDEX FDS | 34,144 | $6,259 | 1.4% | $139.34 | — | TOTAL STK MKT | 922908769 |
| — | DWS MUN INCOME TR | 540,946 | $6,053 | 1.3% | $10.94 | — | COM | 233368109 |
| SPSM | SPDR SER TR | 182,937 | $5,828 | 1.3% | $29.05 | — | PORTFOLIO S&P600 | 78468R853 |
| SPEM | SPDR INDEX SHS FDS | 143,640 | $5,725 | 1.3% | $34.13 | — | PORTFOLIO EMG MK | 78463X509 |
| SPMD | SPDR SER TR | 145,463 | $5,400 | 1.2% | $33.09 | — | PORTFOLIO S&P400 | 78464A847 |
| — | NUVEEN QUALITY MUNCP INCOME | 349,270 | $5,127 | 1.1% | $13.84 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 349,330 | $5,104 | 1.1% | $13.61 | — | COM | 670657105 |
| — | PGIM HIGH YIELD BOND FUND IN | 352,353 | $4,979 | 1.1% | $14.17 | — | COM | 69346H100 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 109,826 | $4,864 | 1.1% | $44.10 | — | FTSE DEV MKT ETF | 921943858 |
| — | EATON VANCE LTD DURATION INC | 372,941 | $4,457 | 1.0% | $11.61 | — | COM | 27828H105 |
| FPA | FIRST TR EXCH TRD ALPHDX FD | 148,726 | $4,343 | 1.0% | $27.22 | — | ASIA EX JAPAN | 33737J109 |
| — | INVESCO SR INCOME TR | 1,102,577 | $4,190 | 0.9% | $4.24 | — | COM | 46131H107 |
| SCHB | SCHWAB STRATEGIC TR | 48,634 | $4,170 | 0.9% | $60.43 | — | US BRD MKT ETF | 808524102 |
| — | ISHARES GOLD TRUST | 228,501 | $4,113 | 0.9% | $16.07 | — | ISHARES | 464285105 |
| — | NUVEEN FLOATING RATE INCOME | 470,603 | $3,920 | 0.9% | $8.20 | — | COM | 67072T108 |
| TSLA | TESLA INC | 9,240 | $3,775 | 0.8% | $93.16 | +26.7% | COM | 88160R101 |
| MSFT | MICROSOFT CORP | 16,882 | $3,655 | 0.8% | $107.40 | +86.9% | COM | 594918104 |
| VOO | VANGUARD INDEX FDS | 11,105 | $3,654 | 0.8% | $243.46 | — | S&P 500 ETF SHS | 922908363 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 261,182 | $3,518 | 0.8% | $13.39 | — | COM | 69346J106 |
| VWO | VANGUARD INTL EQUITY INDEX F | 72,613 | $3,422 | 0.8% | $44.01 | — | FTSE EMR MKT ETF | 922042858 |
| SCHX | SCHWAB STRATEGIC TR | 37,763 | $3,256 | 0.7% | $67.75 | — | US LRG CAP ETF | 808524201 |
| ACWI | ISHARES TR | 37,011 | $3,183 | 0.7% | $62.57 | — | MSCI ACWI ETF | 464288257 |
| DVY | ISHARES TR | 33,849 | $3,108 | 0.7% | $94.85 | — | SELECT DIVID ETF | 464287168 |
| SCHF | SCHWAB STRATEGIC TR | 90,307 | $3,077 | 0.7% | $29.80 | — | INTL EQTY ETF | 808524805 |
| VO | VANGUARD INDEX FDS | 15,506 | $3,005 | 0.7% | $155.20 | — | MID CAP ETF | 922908629 |
| — | INVESCO QUALITY MUN INCOME T | 238,094 | $2,969 | 0.7% | $12.04 | — | COM | 46133G107 |
| — | INVESCO CALIF MUN INCOME TR | 196,434 | $2,968 | 0.7% | $14.50 | — | COM | 46132P108 |
| ITOT | ISHARES TR | 35,380 | $2,875 | 0.6% | $71.52 | — | CORE S&P TTL STK | 464287150 |
| LYFT | LYFT INC | 72,464 | $2,720 | 0.6% | $54.63 | -45.6% | CL A COM | 55087P104 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 252,964 | $2,709 | 0.6% | $11.87 | — | COM | 01879R106 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 268,825 | $2,624 | 0.6% | $11.22 | — | COM | 46132R104 |
| PG | PROCTER AND GAMBLE CO | 18,151 | $2,619 | 0.6% | $88.70 | +31.2% | COM | 742718109 |
| — | TEMPLETON GLOBAL INCOME FD | 473,188 | $2,470 | 0.5% | $6.28 | — | COM | 880198106 |
| JPM | JPMORGAN CHASE & CO | 21,597 | $2,464 | 0.5% | $88.54 | -3.5% | COM | 46625H100 |
| — | EATON VANCE SR FLTNG RTE TR | 190,693 | $2,424 | 0.5% | $9.96 | — | COM | 27828Q105 |
| IJH | ISHARES TR | 11,422 | $2,409 | 0.5% | $172.81 | — | CORE S&P MCP ETF | 464287507 |
| — | RIVERNORTH SPECIALTY FIN COR | 161,857 | $2,408 | 0.5% | $15.23 | — | COM | 76882B108 |
| PRAA | PRA GROUP INC | 61,336 | $2,363 | 0.5% | $35.41 | +17.4% | COM | 69354N106 |
| IWM | ISHARES TR | 13,360 | $2,318 | 0.5% | $149.41 | — | RUSSELL 2000 ETF | 464287655 |
| VB | VANGUARD INDEX FDS | 13,026 | $2,284 | 0.5% | $148.94 | — | SMALL CP ETF | 922908751 |
| GOOG | ALPHABET INC | 1,239 | $2,201 | 0.5% | $61.12 | +23.9% | CAP STK CL C | 02079K107 |
| IWR | ISHARES TR | 32,962 | $2,102 | 0.5% | $60.98 | — | RUS MID CAP ETF | 464287499 |
| — | INVESTMENT MANAGERS SER TR | 50,240 | $2,017 | 0.4% | $37.17 | — | KNLDG LD ETF | 46143U849 |
| — | BLACKROCK MUN INCOME QUALITY | 140,051 | $2,010 | 0.4% | $13.61 | — | COM | 092479104 |
| GLPI | GAMING & LEISURE PPTYS INC | 46,329 | $1,930 | 0.4% | $35.50 | — | COM | 36467J108 |
| — | DNP SELECT INCOME FD INC | 172,916 | $1,793 | 0.4% | $10.85 | — | COM | 23325P104 |
| SCHE | SCHWAB STRATEGIC TR | 59,492 | $1,737 | 0.4% | $23.44 | — | EMRG MKTEQ ETF | 808524706 |
| PFE | PFIZER INC | 44,904 | $1,734 | 0.4% | $28.07 | -3.4% | COM | 717081103 |
| GLD | SPDR GOLD TR | 9,083 | $1,609 | 0.4% | $135.67 | — | GOLD SHS | 78463V107 |
| CMF | ISHARES TR | 25,594 | $1,599 | 0.4% | $63.12 | — | CALIF MUN BD ETF | 464288356 |
| ICF | ISHARES TR | 14,528 | $1,595 | 0.4% | $95.69 | — | COHEN STEER REIT | 464287564 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 135,303 | $1,565 | 0.3% | $11.12 | — | COM | 27828A100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,790 | $1,544 | 0.3% | $193.96 | +5.5% | CL B NEW | 084670702 |
| MLPA | GLOBAL X FDS | 62,267 | $1,541 | 0.3% | $27.87 | — | GLBL X MLP ETF | 37954Y343 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 111,528 | $1,503 | 0.3% | $13.43 | — | SH BEN INT | 09248E102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 3,039 | $1,485 | 0.3% | $250.71 | +62.5% | COM | 883556102 |
| IEFA | ISHARES TR | 22,316 | $1,459 | 0.3% | $59.44 | — | CORE MSCI EAFE | 46432F842 |
| IWF | ISHARES TR | 6,406 | $1,451 | 0.3% | $137.64 | — | RUS 1000 GRW ETF | 464287614 |
| VIG | VANGUARD SPECIALIZED FUNDS | 10,399 | $1,433 | 0.3% | $105.83 | — | DIV APP ETF | 921908844 |
| VT | VANGUARD INTL EQUITY INDEX F | 15,822 | $1,379 | 0.3% | $73.06 | — | TT WRLD ST ETF | 922042742 |
| AAXJ | ISHARES TR | 16,292 | $1,374 | 0.3% | $68.68 | — | MSCI AC ASIA ETF | 464288182 |
| SCHA | SCHWAB STRATEGIC TR | 16,768 | $1,324 | 0.3% | $67.63 | — | US SML CAP ETF | 808524607 |
| VTEB | VANGUARD MUN BD FDS | 24,237 | $1,320 | 0.3% | $53.72 | — | TAX EXEMPT BD | 922907746 |
| MUB | ISHARES TR | 11,037 | $1,281 | 0.3% | $115.38 | — | NATIONAL MUN ETF | 464288414 |
| IWD | ISHARES TR | 9,815 | $1,276 | 0.3% | $115.06 | — | RUS 1000 VAL ETF | 464287598 |
| — | BLACKROCK MUNIYIELD CALIF FD | 89,614 | $1,262 | 0.3% | $13.60 | — | COM | 09254M105 |
| MARB | FIRST TR EXCH TRADED FD III | 64,506 | $1,259 | 0.3% | $19.34 | — | MERGER ARBITRA | 33740J203 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 93,468 | $1,238 | 0.3% | $13.37 | — | COM | 64123C101 |
| AGG | ISHARES TR | 10,005 | $1,177 | 0.3% | $114.78 | — | CORE US AGGBD ET | 464287226 |
| IEMG | ISHARES INC | 20,193 | $1,168 | 0.3% | $51.53 | — | CORE MSCI EMKT | 46434G103 |
| MMM | 3M CO | 6,787 | $1,152 | 0.3% | $119.97 | -8.0% | COM | 88579Y101 |
| SCHM | SCHWAB STRATEGIC TR | 18,090 | $1,130 | 0.3% | $54.54 | — | US MID-CAP ETF | 808524508 |
| ABT | ABBOTT LABS | 9,798 | $1,103 | 0.2% | $64.97 | +42.1% | COM | 002824100 |
| — | DTF TAX-FREE INCOME INC | 75,243 | $1,086 | 0.2% | $13.75 | — | COM | 23334J107 |
| UNH | UNITEDHEALTH GROUP INC | 3,048 | $1,084 | 0.2% | $226.05 | +24.4% | COM | 91324P102 |
| DIS | DISNEY WALT CO | 7,824 | $1,083 | 0.2% | $112.21 | +8.8% | COM DISNEY | 254687106 |
| ABBV | ABBVIE INC | 10,871 | $1,077 | 0.2% | $62.73 | +21.6% | COM | 00287Y109 |
| JNJ | JOHNSON & JOHNSON | 7,095 | $1,064 | 0.2% | $113.91 | +11.5% | COM | 478160104 |
| GOOGL | ALPHABET INC | 589 | $1,044 | 0.2% | $57.36 | +31.8% | CAP STK CL A | 02079K305 |
| OEF | ISHARES TR | 5,787 | $952 | 0.2% | $118.62 | — | S&P 100 ETF | 464287101 |
| META | FACEBOOK INC | 3,418 | $947 | 0.2% | $188.22 | +36.1% | CL A | 30303M102 |
| VZ | VERIZON COMMUNICATIONS INC | 15,388 | $940 | 0.2% | $37.54 | +13.4% | COM | 92343V104 |
| ACN | ACCENTURE PLC IRELAND | 3,753 | $907 | 0.2% | $161.68 | +31.3% | SHS CLASS A | G1151C101 |
| SHM | SPDR SER TR | 16,673 | $830 | 0.2% | $48.44 | — | NUVEEN BLMBRG SR | 78468R739 |
| SUSA | ISHARES TR | 5,219 | $820 | 0.2% | $146.58 | — | MSCI USA ESG SLC | 464288802 |
| PEP | PEPSICO INC | 5,661 | $819 | 0.2% | $98.40 | +17.0% | COM | 713448108 |
| XLK | SELECT SECTOR SPDR TR | 6,619 | $802 | 0.2% | $88.56 | — | TECHNOLOGY | 81369Y803 |
| DSI | ISHARES TR | 5,867 | $799 | 0.2% | $127.83 | — | MSCI KLD400 SOC | 464288570 |
| IJR | ISHARES TR | 9,760 | $798 | 0.2% | $73.49 | — | CORE S&P SCP ETF | 464287804 |
| — | BLACKROCK MUNIYIELD CALIF QU | 54,392 | $796 | 0.2% | $13.92 | — | COM | 09254N103 |
| VGK | VANGUARD INTL EQUITY INDEX F | 13,655 | $778 | 0.2% | $48.10 | — | FTSE EUROPE ETF | 922042874 |
| — | LIVONGO HEALTH INC | 5,508 | $771 | 0.2% | $139.98 | — | Equity | 539183103 |
| IDEV | ISHARES TR | 13,210 | $771 | 0.2% | $53.33 | — | CORE MSCI INTL | 46435G326 |
| — | NUVEEN CA QUALTY MUN INCOME | 51,888 | $765 | 0.2% | $13.89 | — | COM | 67066Y105 |
| AMZN | AMAZON COM INC | 244 | $763 | 0.2% | $78.42 | +101.0% | COM | 023135106 |
| HD | HOME DEPOT INC | 2,752 | $763 | 0.2% | $172.04 | +38.1% | COM | 437076102 |
| — | HAYMAKER ACQUISITION CORP II | 75,690 | $757 | 0.2% | $10.00 | — | Equity | 42087L101 |
| CME | CME GROUP INC | 4,559 | $757 | 0.2% | $144.72 | -5.8% | COM | 12572Q105 |
| — | ISHARES TR | 27,710 | $726 | 0.2% | $24.19 | — | IBONDS DEC23 ETF | 46434VAX8 |
| — | ISHARES TR | 28,568 | $719 | 0.2% | $24.99 | — | IBONDS DEC20 ETF | 46434VAQ3 |
| — | CF FIN ACQUISITION CORP | 68,600 | $713 | 0.2% | $10.68 | — | Equity | 12528N107 |
| IYH | ISHARES TR | 2,902 | $701 | 0.2% | $230.66 | — | US HLTHCARE ETF | 464287762 |
| BND | VANGUARD BD INDEX FDS | 7,967 | $700 | 0.2% | $87.08 | — | TOTAL BND MRKT | 921937835 |
| — | ISHARES TR | 27,700 | $692 | 0.2% | $24.36 | — | IBONDS DEC21 ETF | 46434VBK5 |
| INTC | INTEL CORP | 14,755 | $671 | 0.1% | $43.17 | +7.8% | COM | 458140100 |
| CSCO | CISCO SYS INC | 15,983 | $662 | 0.1% | $33.00 | +12.3% | COM | 17275R102 |
| VTWO | VANGUARD SCOTTSDALE FDS | 4,650 | $652 | 0.1% | $127.10 | — | VNG RUS2000IDX | 92206C664 |
| SCHZ | SCHWAB STRATEGIC TR | 11,436 | $639 | 0.1% | $54.25 | — | US AGGREGATE B | 808524839 |
| NEE | NEXTERA ENERGY INC | 8,084 | $624 | 0.1% | $55.16 | +9.3% | COM | 65339F101 |
| — | TUSCAN HLDGS CORP | 60,977 | $621 | 0.1% | $10.22 | — | Equity | 90069K104 |
| ICSH | ISHARES TR | 12,022 | $607 | 0.1% | $50.49 | — | ULTR SH TRM BD | 46434V878 |
| — | FG NEW AMER ACQUISITION CORP | 60,000 | $601 | 0.1% | $10.02 | — | Equity | 30259V205 |
| KO | COCA COLA CO | 11,173 | $597 | 0.1% | $40.17 | +1.6% | COM | 191216100 |
| VNQ | VANGUARD INDEX FDS | 6,924 | $591 | 0.1% | $82.79 | — | REAL ESTATE ETF | 922908553 |
| T | AT&T INC | 20,005 | $578 | 0.1% | $15.23 | +2.2% | COM | 00206R102 |
| AMGN | AMGEN INC | 2,399 | $569 | 0.1% | $169.96 | +23.3% | COM | 031162100 |
| MTCH | MATCH GROUP INC NEW | 4,286 | $564 | 0.1% | $103.47 | 0.0% | COM | 57667L107 |
| MRK | MERCK & CO. INC | 6,950 | $564 | 0.1% | $60.25 | +9.4% | COM | 58933Y105 |
| V | VISA INC | 2,677 | $563 | 0.1% | $156.11 | +23.1% | COM CL A | 92826C839 |
| WMT | WALMART INC | 3,635 | $547 | 0.1% | $31.73 | +30.2% | COM | 931142103 |
| MCD | MCDONALDS CORP | 2,531 | $540 | 0.1% | $161.84 | +12.1% | COM | 580135101 |
| — | ISHARES TR | 21,107 | $540 | 0.1% | $24.17 | — | IBONDS DEC22 ETF | 46434VBA7 |
| NTRS | NORTHERN TR CORP | 5,926 | $538 | 0.1% | $72.96 | -6.8% | COM | 665859104 |
| NOW | SERVICENOW INC | 1,017 | $517 | 0.1% | $70.61 | +26.5% | COM | 81762P102 |
| BIP | BROOKFIELD INFRAST PARTNERS | 10,000 | $510 | 0.1% | $50.00 | — | LP INT UNIT | G16252101 |
| MAPS | SILVER SPIKE ACQUISITION COR | 47,168 | $478 | 0.1% | $10.13 | — | Equity | G8136L106 |
| — | NATIONAL GEN HLDGS CORP | 13,890 | $469 | 0.1% | $33.77 | — | Equity | 636220303 |
| VBR | VANGUARD INDEX FDS | 3,571 | $461 | 0.1% | $117.94 | — | SM CP VAL ETF | 922908611 |
| VPL | VANGUARD INTL EQUITY INDEX F | 6,199 | $459 | 0.1% | $63.44 | — | FTSE PACIFIC ETF | 922042866 |
| — | CRESCENT ACQUISITION CORP | 45,295 | $455 | 0.1% | $10.05 | — | Equity | 22564L105 |
| CMCSA | COMCAST CORP NEW | 9,245 | $453 | 0.1% | $33.27 | +13.1% | CL A | 20030N101 |
| IYW | ISHARES TR | 1,422 | $450 | 0.1% | $154.05 | — | U.S. TECH ETF | 464287721 |
| GS | GOLDMAN SACHS GROUP INC | 2,002 | $439 | 0.1% | $164.18 | +9.0% | COM | 38141G104 |
| HON | HONEYWELL INTL INC | 2,119 | $427 | 0.1% | $119.28 | +11.7% | COM | 438516106 |
| PYPL | PAYPAL HLDGS INC | 2,252 | $425 | 0.1% | $91.74 | +104.8% | COM | 70450Y103 |
| EEM | ISHARES TR | 8,708 | $421 | 0.1% | $39.84 | — | MSCI EMG MKT ETF | 464287234 |
| — | VARIAN MED SYS INC | 2,425 | $417 | 0.1% | $171.96 | — | Equity | 92220P105 |
| IAGG | ISHARES TR | 7,441 | $415 | 0.1% | $51.75 | — | CORE INTL AGGR | 46435G672 |
| TGT | TARGET CORP | 2,495 | $406 | 0.1% | $98.18 | +20.9% | COM | 87612E106 |
| — | STABLE RD ACQUISITION CORP | 40,202 | $405 | 0.1% | $10.07 | — | Equity | 85236Q109 |
| BMY | BRISTOL-MYERS SQUIBB CO | 6,344 | $404 | 0.1% | $39.53 | +22.9% | COM | 110122108 |
| IGSB | ISHARES TR | 7,300 | $401 | 0.1% | $52.48 | — | ISHS 1-5YR INVS | 464288646 |
| MA | MASTERCARD INCORPORATED | 1,194 | $400 | 0.1% | $233.99 | +34.9% | CL A | 57636Q104 |
| — | ACAMAR PARTNERS ACQSITION CO | 38,625 | $395 | 0.1% | $10.24 | — | Equity | 004285102 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,571 | $392 | 0.1% | $120.46 | — | COM | 45781V101 |
| — | NEW PROVIDENCE ACQUISITION | 38,961 | $392 | 0.1% | $10.07 | — | Equity | 64822P106 |
| TXN | TEXAS INSTRS INC | 2,459 | $385 | 0.1% | $99.52 | +17.4% | COM | 882508104 |
| VOOG | VANGUARD ADMIRAL FDS INC | 1,750 | $385 | 0.1% | $134.86 | — | 500 GRTH IDX F | 921932505 |
| CBRE | CBRE GROUP INC | 6,562 | $379 | 0.1% | $43.13 | +5.8% | CL A | 12504L109 |
| MS | MORGAN STANLEY | 6,702 | $379 | 0.1% | $35.21 | +20.8% | COM NEW | 617446448 |
| USB | US BANCORP DEL | 8,693 | $376 | 0.1% | $36.69 | -21.1% | COM NEW | 902973304 |
| — | EAST RES ACQUISITION CO | 36,682 | $370 | 0.1% | $10.09 | — | Equity | 274681204 |
| — | MALACCA STRAITS ACQUISITION | 36,800 | $366 | 0.1% | $9.95 | — | Equity | G5859B125 |
| — | IMMUNOMEDICS INC | 4,280 | $364 | 0.1% | $85.05 | — | Equity | 452907108 |
| — | AIMMUNE THERAPEUTICS INC | 10,556 | $364 | 0.1% | $34.48 | — | Equity | 00900T107 |
| XOM | EXXON MOBIL CORP | 10,091 | $364 | 0.1% | $55.57 | -41.8% | COM | 30231G102 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 1,747 | $361 | 0.1% | $114.45 | +65.9% | SHS | G96629103 |
| CVX | CHEVRON CORP NEW | 4,281 | $355 | 0.1% | $85.29 | -22.0% | COM | 166764100 |
| — | MONOCLE ACQUISITION CORP | 34,494 | $353 | 0.1% | $10.23 | — | Equity | 609754106 |
| — | BLACKROCK INC | 524 | $351 | 0.1% | $589.65 | — | COM | 09247X101 |
| QQQ | INVESCO QQQ TR | 1,194 | $347 | 0.1% | $198.32 | — | UNIT SER 1 | 46090E103 |
| CAT | CATERPILLAR INC DEL | 2,013 | $346 | 0.1% | $126.81 | 0.0% | COM | 149123101 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $342 | 0.1% | $308211.47 | -0.4% | CL A | 084670108 |
| BAC | BK OF AMERICA CORP | 12,597 | $340 | 0.1% | $20.57 | +6.1% | COM | 060505104 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 18,092 | $340 | 0.1% | $14.61 | — | TR UNIT | 85208R101 |
| FDX | FEDEX CORP | 1,248 | $339 | 0.1% | $113.18 | +59.9% | COM | 31428X106 |
| — | IAC INTERACTIVECORP NEW | 2,481 | $336 | 0.1% | $135.43 | — | COM | 44891N109 |
| VSS | VANGUARD INTL EQUITY INDEX F | 2,933 | $330 | 0.1% | $106.24 | — | FTSE SMCAP ETF | 922042718 |
| UNP | UNION PAC CORP | 1,616 | $329 | 0.1% | $141.44 | +16.6% | COM | 907818108 |
| — | ROSETTA STONE INC | 10,953 | $328 | 0.1% | $29.95 | — | Equity | 777780107 |
| BSV | VANGUARD BD INDEX FDS | 3,956 | $327 | 0.1% | $82.88 | — | SHORT TRM BOND | 921937827 |
| RPM | RPM INTL INC | 3,600 | $324 | 0.1% | $69.51 | +17.5% | COM | 749685103 |
| NKE | NIKE INC | 2,496 | $320 | 0.1% | $79.41 | +25.5% | CL B | 654106103 |
| SCPE | SC HEALTH CORP | 31,604 | $319 | 0.1% | $10.13 | — | Equity | G78516203 |
| IXUS | ISHARES TR | 4,932 | $312 | 0.1% | $59.41 | — | CORE MSCI TOTAL | 46432F834 |
| VCIT | VANGUARD SCOTTSDALE FDS | 3,210 | $309 | 0.1% | $96.42 | — | INT-TERM CORP | 92206C870 |
| SCZ | ISHARES TR | 4,842 | $305 | 0.1% | $58.69 | — | EAFE SML CP ETF | 464288273 |
| FNDE | SCHWAB STRATEGIC TR | 11,545 | $303 | 0.1% | $20.58 | — | SCHWB FDT EMK LG | 808524730 |
| IDV | ISHARES TR | 10,838 | $298 | 0.1% | $33.27 | — | INTL SEL DIV ETF | 464288448 |
| FPE | FIRST TR EXCH TRADED FD III | 15,000 | $296 | 0.1% | $19.71 | — | PFD SECS INC ETF | 33739E108 |
| LLY | LILLY ELI & CO | 2,072 | $295 | 0.1% | $143.90 | +1.3% | COM | 532457108 |
| XLV | SELECT SECTOR SPDR TR | 2,627 | $295 | 0.1% | $107.27 | — | SBI HEALTHCARE | 81369Y209 |
| JNK | SPDR SER TR | 2,742 | $292 | 0.1% | $108.81 | — | BLOOMBERG BRCLYS | 78468R622 |
| CLX | CLOROX CO DEL | 1,392 | $289 | 0.1% | $126.94 | +48.8% | COM | 189054109 |
| — | MOMENTA PHARMACEUTICALS INC | 5,489 | $288 | 0.1% | $52.47 | — | Equity | 60877T100 |
| — | TREEHOUSE FOODS INC | 7,200 | $281 | 0.1% | $43.33 | — | COM | 89469A104 |
| AMLP | ALPS ETF TR | 12,188 | $280 | 0.1% | $26.01 | — | ALERIAN MLP | 00162Q452 |
| SCHC | SCHWAB STRATEGIC TR | 7,986 | $279 | 0.1% | $24.39 | — | INTL SCEQT ETF | 808524888 |
| — | GX ACQUISITION CORP | 26,573 | $279 | 0.1% | $9.93 | — | Equity | 36251A107 |
| PRU | PRUDENTIAL FINL INC | 3,818 | $279 | 0.1% | $45.46 | +10.9% | COM | 744320102 |
| — | BROOKFIELD ASSET MGMT INC | 7,480 | $278 | 0.1% | $45.92 | — | CL A LTD VT SH | 112585104 |
| XLF | SELECT SECTOR SPDR TR | 9,997 | $270 | 0.1% | $25.27 | — | SBI INT-FINL | 81369Y605 |
| NVDA | NVIDIA CORPORATION | 498 | $265 | 0.1% | $6.28 | +84.6% | COM | 67066G104 |
| MSI | MOTOROLA SOLUTIONS INC | 1,501 | $256 | 0.1% | $131.57 | +3.7% | COM NEW | 620076307 |
| — | DUNKIN BRANDS GROUP INC | 2,400 | $255 | 0.1% | $71.39 | — | COM | 265504100 |
| DUK | DUKE ENERGY CORP NEW | 2,676 | $254 | 0.1% | $67.61 | -1.3% | COM NEW | 26441C204 |
| VUG | VANGUARD INDEX FDS | 1,066 | $254 | 0.1% | $222.33 | — | GROWTH ETF | 922908736 |
| — | ALPHA ARCHITECT ETF TR | 7,956 | $250 | 0.1% | $31.42 | — | MERLYN AI BULL | 02072L706 |
| — | ANDINA ACQUISITION CORP III | 24,397 | $250 | 0.1% | $10.25 | — | Equity | G04415108 |
| CAG | CONAGRA BRANDS INC | 6,920 | $249 | 0.1% | $26.21 | +10.5% | COM | 205887102 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 20,011 | $249 | 0.1% | $12.44 | — | Equity | G8251K107 |
| XLE | SELECT SECTOR SPDR TR | 7,330 | $248 | 0.1% | $37.57 | — | ENERGY | 81369Y506 |
| BR | BROADRIDGE FINL SOLUTIONS IN | 1,642 | $241 | 0.1% | $105.31 | +15.9% | COM | 11133T103 |
| EMLP | FIRST TR EXCHANGE-TRADED FD | 11,408 | $240 | 0.1% | $21.39 | — | NO AMER ENERGY | 33738D101 |
| SBUX | STARBUCKS CORP | 2,500 | $239 | 0.1% | $66.33 | +6.7% | COM | 855244109 |
| PGJ | INVESCO EXCHANGE TRADED FD T | 3,976 | $237 | 0.1% | $52.57 | — | GLOBAL DRGN CN | 46137V571 |
| BKNG | BOOKING HOLDINGS INC | 115 | $236 | 0.1% | $1497.60 | +15.4% | COM | 09857L108 |
| URGN | UROGEN PHARMA LTD | 10,000 | $233 | 0.1% | $24.44 | -7.3% | COM | M96088105 |
| AXP | AMERICAN EXPRESS CO | 2,006 | $231 | 0.1% | $91.89 | 0.0% | COM | 025816109 |
| ECL | ECOLAB INC | 1,098 | $229 | 0.1% | $182.16 | +3.4% | COM | 278865100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,934 | $226 | 0.1% | $98.62 | -4.8% | COM | 459200101 |
| — | ACE CONVERGENCE ACQU CORP | 21,462 | $220 | 0.0% | $10.25 | — | Equity | G0083D112 |
| COST | COSTCO WHSL CORP NEW | 576 | $218 | 0.0% | $206.20 | +49.9% | COM | 22160K105 |
| — | RMG ACQUISITION CORP | 20,000 | $214 | 0.0% | $10.25 | — | Equity | 749641106 |
| — | CHURCHILL CAPITAL CORP IV | 21,396 | $214 | 0.0% | $10.00 | — | Equity | 171439201 |
| — | APEX TECHNOLOGY ACQUISITION | 20,000 | $212 | 0.0% | $10.60 | — | Equity | 03768F102 |
| IBB | ISHARES TR | 1,505 | $212 | 0.0% | $133.55 | — | NASDAQ BIOTECH | 464287556 |
| BNDX | VANGUARD CHARLOTTE FDS | 3,586 | $209 | 0.0% | $56.36 | — | INTL BD IDX ETF | 92203J407 |
| — | JUNIPER INDL HLDGS INC | 20,000 | $209 | 0.0% | $9.95 | — | Equity | 48205G106 |
| — | SOUTH MTN MERGER CORP | 19,970 | $209 | 0.0% | $10.47 | — | Equity | 838884104 |
| — | AMCI ACQUISITION CORP | 20,000 | $207 | 0.0% | $10.35 | — | Equity | 00165R101 |
| — | FALCON CAPITAL ACQUISITN COR | 20,000 | $206 | 0.0% | $10.30 | — | Equity | 30606L207 |
| — | VESPER HEALTHCARE ACQSTN COR | 20,100 | $206 | 0.0% | $10.25 | — | Equity | 92538T203 |
| — | FUSION ACQUISITION CORP | 20,000 | $206 | 0.0% | $10.16 | — | Equity | 36118H204 |
| — | EQUITY DISTR ACQUISITION COR | 20,000 | $206 | 0.0% | $10.30 | — | Equity | 29465E205 |
| — | OAKTREE ACQUISITION CORP II | 20,000 | $206 | 0.0% | $10.30 | — | Equity | G6715X129 |
| — | QELL ACQUISITION CORP | 20,000 | $203 | 0.0% | $10.15 | — | Equity | G7307X121 |
| — | VECTOR ACQUISITION CORP | 20,000 | $203 | 0.0% | $10.15 | — | Equity | G9442R100 |
| VCSH | VANGUARD SCOTTSDALE FDS | 2,455 | $203 | 0.0% | $79.23 | — | SHRT TRM CORP BD | 92206C409 |
| IGIB | ISHARES TR | 3,330 | $203 | 0.0% | $61.26 | — | ISHS 5-10YR INVT | 464288638 |
| MDT | MEDTRONIC PLC | 1,800 | $202 | 0.0% | $86.23 | 0.0% | SHS | G5960L103 |
| — | CLIMATE CHANGE CRISIS REAL I | 20,000 | $201 | 0.0% | $10.05 | — | Equity | 18716C209 |
| — | TAILWIND ACQUISITION CORP | 20,000 | $201 | 0.0% | $10.05 | — | Equity | 87403Q201 |
| — | NORTHERN GENESIS ACQUISITION | 20,000 | $200 | 0.0% | $10.00 | — | Equity | 66516T203 |
| — | PMV CONSUMER ACQUISITION COR | 20,000 | $200 | 0.0% | $10.00 | — | Equity | 693486201 |
| NWL | NEWELL BRANDS INC | 10,145 | $200 | 0.0% | $13.77 | -4.6% | COM | 651229106 |
| — | SOFTWARE ACQUISITN GRUP INC | 20,000 | $199 | 0.0% | $9.95 | — | Equity | 83407F200 |
| — | LIONHEART ACQUISITION CORP I | 20,000 | $199 | 0.0% | $9.95 | — | Equity | 53625R203 |
| — | GIGCAPITAL2 INC | 18,352 | $186 | 0.0% | $10.14 | — | Equity | 375036100 |
| — | DOUBLELINE INCOME SOLUTIONS | 11,100 | $179 | 0.0% | $19.89 | — | COM | 258622109 |
| — | ARTIUS ACQUISITION INC | 17,500 | $174 | 0.0% | $9.94 | — | Equity | 04316G105 |
| — | NORTH MOUNTAIN MERGER CORP | 16,954 | $173 | 0.0% | $10.20 | — | Equity | 661204206 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 15,842 | $172 | 0.0% | $10.60 | — | Equity | G1992Y106 |
| — | FORUM MERGER III CORP | 17,300 | $172 | 0.0% | $9.94 | — | Equity | 349885103 |
| — | TORTOISE ACQUISITION CORP II | 15,000 | $163 | 0.0% | $10.87 | — | Equity | G89554110 |
| — | REDBALL ACQUISITION CORP | 15,100 | $160 | 0.0% | $10.60 | — | Equity | G7417R121 |
| ALUS | ALUSSA ENERGY ACQUISITION CO | 15,478 | $154 | 0.0% | $9.95 | — | Equity | G0232J101 |
| — | FORTRESS VALUE ACQUISITION I | 14,225 | $147 | 0.0% | $10.33 | — | Equity | 349642207 |
| — | E MERGE TECHNOLOGY ACQUISITI | 14,250 | $144 | 0.0% | $10.11 | — | Equity | 26873Y203 |
| — | ANNALY CAPITAL MANAGEMENT IN | 18,703 | $142 | 0.0% | $7.59 | — | COM | 035710409 |
| — | TUSCAN HLDGS CORP II | 13,972 | $139 | 0.0% | $9.95 | — | Equity | 90070A103 |
| — | CHURCHILL CAPITAL CORP IV | 13,676 | $134 | 0.0% | $9.80 | — | Equity | 171439102 |
| — | KAYNE ANDERSON ENERGY INFRST | 24,863 | $134 | 0.0% | $14.68 | — | COM | 486606106 |
| — | CM LIFE SCIENCES INC | 12,511 | $131 | 0.0% | $10.47 | — | Equity | 18978W208 |
| — | PRIME IMPACT ACQUISITION I | 13,000 | $130 | 0.0% | $10.00 | — | Equity | G61074111 |
| — | SERVICESOURCE INTL INC | 87,500 | $121 | 0.0% | $1.31 | — | COM | 81763U100 |
| — | STARBOARD VALUE ACQUISITN CO | 11,098 | $112 | 0.0% | $10.09 | — | Equity | 85521J208 |
| — | CIIG MERGER CORP | 10,223 | $104 | 0.0% | $10.24 | — | Equity | 12559C202 |
| — | FTAC OLYMPUS ACQUISITION COR | 10,100 | $101 | 0.0% | $10.00 | — | Equity | G37288118 |
| — | BURGUNDY TECHNOLOGY ACQU COR | 10,000 | $100 | 0.0% | $10.00 | — | Equity | G1702T132 |
| DTEAF | DAVIDSTEA INC | 81,500 | $95 | 0.0% | $0.84 | +10.7% | COM | 238661102 |
| GALT | GALECTIN THERAPEUTICS INC | 15,439 | $42 | 0.0% | $3.77 | -25.7% | COM NEW | 363225202 |
| — | ENTERCOM COMMUNICATIONS CORP | 12,600 | $25 | 0.0% | $1.51 | — | CL A | 293639100 |
| RENO | BIOHITECH GLOBAL INC | 18,782 | $24 | 0.0% | $1.77 | -10.5% | COM | 09074B107 |
| — | RENN FD INC | 12,703 | $19 | 0.0% | $1.34 | — | COM | 759720105 |
| — | MCEWEN MNG INC | 10,000 | $10 | 0.0% | $1.80 | — | COM | 58039P107 |
| NAK | NORTHERN DYNASTY MINERALS LT | 10,000 | $9 | 0.0% | $0.60 | +129.1% | COM NEW | 66510M204 |
| — | CHENIERE ENERGY INC | 10,000 | $8 | 0.0% | $0.70 | — | NOTE 4.250% 3/1 | 16411RAG4 |