Principle Wealth Partners LLC Diversified Active

CIK: 0001743413 · Show all filings

Period: Q4 2018 (Next →)

Filing Date: Oct 11, 2019

Total Value ($000): $119,166 (100.0% shares, 0.0% debt)

Holdings (112)

AAPL APPLE INC 6.0%
Value ($000) $7,159 Shares 45,384 Est. Cost $46.01 Unrealized 0.0%
VIG VANGUARD GROUP DIV APP ETF 5.1%
Value ($000) $6,133 Shares 62,613 Est. Cost $97.95 Unrealized —
VFH VANGUARD SECTOR INDEX FDS VANGUARD FINLS VIPERS 4.8%
Value ($000) $5,723 Shares 96,409 Est. Cost $59.36 Unrealized —
VIGI VANGUARD WHITEHALL FUNDS INTERNATIONAL DIVIDEND APPRECIATION ETF 4.1%
Value ($000) $4,943 Shares 85,818 Est. Cost $57.60 Unrealized —
VB VANGUARD INDEX FDS VANGUARD SMALL CAP VIPERS FORMERLY VANGUARD INDEX TR 3.1%
Value ($000) $3,737 Shares 28,313 Est. Cost $131.99 Unrealized —
AMZN AMAZON.COM INC 3.0%
Value ($000) $3,608 Shares 2,402 Est. Cost $83.14 Unrealized 0.0%
V VISA INC COM CL A 3.0%
Value ($000) $3,523 Shares 26,698 Est. Cost $131.41 Unrealized 0.0%
VOOG VANGUARD S&P 500 GROWTH ETF 2.9%
Value ($000) $3,476 Shares 24,749 Est. Cost $140.45 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 2.8%
Value ($000) $3,305 Shares 16,188 Est. Cost $208.87 Unrealized 0.0%
VGSH VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2.4%
Value ($000) $2,877 Shares 47,849 Est. Cost $60.13 Unrealized —
BA BOEING CO 2.1%
Value ($000) $2,549 Shares 7,902 Est. Cost $334.97 Unrealized 0.0%
SCHA SCHWAB STRATEGIC TR US SMALL-CAP ETF 2.1%
Value ($000) $2,546 Shares 41,950 Est. Cost $60.69 Unrealized —
GOOG ALPHABET INC CAP STK CL C 2.1%
Value ($000) $2,470 Shares 2,385 Est. Cost $53.13 Unrealized 0.0%
VUG VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS 2.1%
Value ($000) $2,463 Shares 18,335 Est. Cost $134.33 Unrealized —
PFE PFIZER INC 2.0%
Value ($000) $2,366 Shares 54,214 Est. Cost $30.03 Unrealized 0.0%
GOOGL ALPHABET INC CAP STK CL A 2.0%
Value ($000) $2,327 Shares 2,227 Est. Cost $53.64 Unrealized 0.0%
VGT VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF 1.9%
Value ($000) $2,257 Shares 13,528 Est. Cost $166.84 Unrealized —
JPM JPMORGAN CHASE & CO 1.9%
Value ($000) $2,252 Shares 23,064 Est. Cost $87.53 Unrealized 0.0%
PRF INVESCO EXCHANGE TRADED FD TR FTSE RAFI 1000 1.9%
Value ($000) $2,247 Shares 2,216 Est. Cost $1013.99 Unrealized —
GD GENERAL DYNAMICS CRP 1.8%
Value ($000) $2,107 Shares 13,403 Est. Cost $152.08 Unrealized 0.0%
VHT VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERS 1.5%
Value ($000) $1,834 Shares 11,422 Est. Cost $160.57 Unrealized —
GS GOLDMAN SACHS GROUP INC 1.4%
Value ($000) $1,687 Shares 10,101 Est. Cost $170.89 Unrealized 0.0%
VNQ VANGUARD REAL ESTATE ETF 1.4%
Value ($000) $1,613 Shares 21,626 Est. Cost $74.59 Unrealized —
PRFZ INVESCO EXCHANGE TRADED FD TR FTSE RAFI 1500 1.3%
Value ($000) $1,591 Shares 13,999 Est. Cost $113.65 Unrealized —
JNJ JOHNSON & JOHNSON 1.3%
Value ($000) $1,578 Shares 12,231 Est. Cost $114.14 Unrealized 0.0%
VWO VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF 1.2%
Value ($000) $1,472 Shares 38,627 Est. Cost $38.11 Unrealized —
— UNITED TECHNOLOGIES CORP COM USD1 1.2%
Value ($000) $1,383 Shares 12,987 Est. Cost $106.49 Unrealized —
VTI VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF 1.1%
Value ($000) $1,258 Shares 9,859 Est. Cost $127.60 Unrealized —
META FACEBOOK INC-CLASS A 1.0%
Value ($000) $1,250 Shares 9,537 Est. Cost $143.86 Unrealized 0.0%
BAC BANK OF AMERICA CORP 1.0%
Value ($000) $1,240 Shares 50,326 Est. Cost $22.80 Unrealized 0.0%
AMGN AMGEN INC 1.0%
Value ($000) $1,156 Shares 5,940 Est. Cost $156.83 Unrealized 0.0%
XOM EXXON MOBIL CORP 1.0%
Value ($000) $1,137 Shares 16,678 Est. Cost $56.39 Unrealized 0.0%
MSFT MICROSOFT CORP 0.9%
Value ($000) $1,101 Shares 10,840 Est. Cost $100.00 Unrealized 0.0%
PG PROCTER AND GAMBLE CO COM 0.9%
Value ($000) $1,095 Shares 11,917 Est. Cost $74.75 Unrealized 0.0%
HD HOME DEPOT INC COM 0.9%
Value ($000) $1,058 Shares 6,157 Est. Cost $150.39 Unrealized 0.0%
DIS DISNEY WALT CO 0.8%
Value ($000) $921 Shares 8,399 Est. Cost $109.10 Unrealized 0.0%
QQQ INVESCO QQQ TR UNIT SER 1 0.7%
Value ($000) $817 Shares 5,294 Est. Cost $154.33 Unrealized —
LOW LOWES COS INC COM 0.7%
Value ($000) $790 Shares 8,650 Est. Cost $84.62 Unrealized 0.0%
IJR ISHARES CORE S&P SMALL-CAP E 0.6%
Value ($000) $761 Shares 10,980 Est. Cost $69.31 Unrealized —
— BANK OF AMERICA CORPORATION 7.25000 01/30/2013 PFD 0.6%
Value ($000) $726 Shares 580 Est. Cost $1251.72 Unrealized —
MKL MARKEL CORP HLDG CO 0.6%
Value ($000) $704 Shares 678 Est. Cost $1093.58 Unrealized 0.0%
CSCO CISCO SYS INC COM 0.6%
Value ($000) $700 Shares 15,247 Est. Cost $36.91 Unrealized 0.0%
RSP INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT 0.6%
Value ($000) $679 Shares 7,425 Est. Cost $91.45 Unrealized —
NOC NORTHROP GRUMMAN CORP HOLDING CO 0.5%
Value ($000) $642 Shares 1,395 Est. Cost $245.46 Unrealized 0.0%
TMO THERMO FISHER SCIENTIFIC INC 0.5%
Value ($000) $640 Shares 2,859 Est. Cost $230.26 Unrealized 0.0%
— WELLS FARGO CO NEW PERP PFD CNV A 7.50000 0.5%
Value ($000) $639 Shares 506 Est. Cost $1262.85 Unrealized —
UNH UNITEDHEALTH GROUP 0.5%
Value ($000) $599 Shares 2,405 Est. Cost $235.05 Unrealized 0.0%
ARKK ARK ETF TR INNOVATION ETF 0.5%
Value ($000) $561 Shares 13,875 Est. Cost $40.43 Unrealized —
MMM 3M COMPANY 0.5%
Value ($000) $557 Shares 2,926 Est. Cost $128.25 Unrealized 0.0%
MO ALTRIA GROUP INC 0.5%
Value ($000) $541 Shares 10,962 Est. Cost $33.13 Unrealized 0.0%
CME CME GROUP INC COM CL A 0.4%
Value ($000) $536 Shares 2,850 Est. Cost $142.24 Unrealized 0.0%
HON HONEYWELL INTERNATIONAL INC COM USD1.00 0.4%
Value ($000) $519 Shares 3,625 Est. Cost $117.71 Unrealized 0.0%
MA MASTERCARD INCORPORATED CL A 0.4%
Value ($000) $499 Shares 2,645 Est. Cost $190.92 Unrealized 0.0%
WASH WASHINGTON TRUST BANCORP INC COM STK USD0.0625 0.4%
Value ($000) $497 Shares 10,446 Est. Cost $33.84 Unrealized 0.0%
INTC INTEL CORP 0.4%
Value ($000) $493 Shares 10,503 Est. Cost $40.19 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.4%
Value ($000) $483 Shares 4,240 Est. Cost $86.40 Unrealized 0.0%
PNC PNC FINL SVCS GROUP 0.4%
Value ($000) $479 Shares 4,094 Est. Cost $98.99 Unrealized 0.0%
— AVANGRID INC COM 0.4%
Value ($000) $468 Shares 9,340 Est. Cost $50.11 Unrealized —
IPKW INVESCO EXCHNG TRADED FD TR II INTL BUYBACK 0.4%
Value ($000) $446 Shares 15,495 Est. Cost $28.78 Unrealized —
MRK MERCK & CO INC NEW COM 0.4%
Value ($000) $445 Shares 5,826 Est. Cost $56.50 Unrealized 0.0%
NKE NIKE INC CLASS B 0.4%
Value ($000) $439 Shares 5,924 Est. Cost $68.15 Unrealized 0.0%
XLF SECTOR SPDR TR SHS BEN INT FINANCIAL 0.4%
Value ($000) $434 Shares 18,210 Est. Cost $23.83 Unrealized —
IVV ISHARES CORE S&P 500 ETF 0.4%
Value ($000) $432 Shares 1,717 Est. Cost $251.60 Unrealized —
SO SOUTHERN CO 0.4%
Value ($000) $424 Shares 9,662 Est. Cost $34.25 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP 0.3%
Value ($000) $411 Shares 1,570 Est. Cost $250.05 Unrealized 0.0%
IBM INTL BUSINESS MACH 0.3%
Value ($000) $407 Shares 3,583 Est. Cost $87.95 Unrealized 0.0%
PEP PEPSICO INC 0.3%
Value ($000) $399 Shares 3,612 Est. Cost $90.68 Unrealized 0.0%
NOBL PROSHARES TRUST S&P 500 DIVID ARISTOCRATS ETF 0.3%
Value ($000) $395 Shares 6,521 Est. Cost $60.57 Unrealized —
— ISHARES GOLD TRUST ISHARES ISIN #US4642851053 SEDOL #B0SF3S5 0.3%
Value ($000) $393 Shares 32,000 Est. Cost $12.28 Unrealized —
NEE NEXTERA ENERGY INC COM 0.3%
Value ($000) $387 Shares 2,229 Est. Cost $36.66 Unrealized 0.0%
CVX CHEVRON CORP NEW COM 0.3%
Value ($000) $383 Shares 3,023 Est. Cost $84.74 Unrealized 0.0%
IJH ISHARES CORE S&P MID-CAP ETF 0.3%
Value ($000) $382 Shares 2,301 Est. Cost $166.01 Unrealized —
XAR SPDR SERIES TRUST S&P AEROSPACE & DEFENSE ETF 0.3%
Value ($000) $381 Shares 4,825 Est. Cost $78.96 Unrealized —
WFC WELLS FARGO CO NEW COM 0.3%
Value ($000) $368 Shares 7,980 Est. Cost $42.03 Unrealized 0.0%
CRM SALESFORCE COM INC 0.3%
Value ($000) $362 Shares 2,640 Est. Cost $135.90 Unrealized 0.0%
— CELGENE CORP 0.3%
Value ($000) $359 Shares 5,600 Est. Cost $64.11 Unrealized —
SCHH SCHWAB STRATEGIC TR US REIT ETF 0.3%
Value ($000) $351 Shares 9,111 Est. Cost $38.52 Unrealized —
VT VANGUARD INTL EQUITY INDEX FUND INC TOTAL WORLD STK INDEX FUND ETF SHS 0.3%
Value ($000) $350 Shares 5,344 Est. Cost $65.49 Unrealized —
SCHD SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF 0.3%
Value ($000) $347 Shares 7,380 Est. Cost $47.02 Unrealized —
PM PHILIP MORRIS INTL INC COM 0.3%
Value ($000) $346 Shares 5,181 Est. Cost $57.29 Unrealized 0.0%
MS MORGAN STANLEY 0.3%
Value ($000) $336 Shares 8,968 Est. Cost $35.01 Unrealized 0.0%
— BLACKROCK INC 0.3%
Value ($000) $336 Shares 856 Est. Cost $392.52 Unrealized —
USMV ISHARES EDGE MSCI MIN VOL USA ETF 0.3%
Value ($000) $328 Shares 6,255 Est. Cost $52.44 Unrealized —
COST COSTCO WHOLESALE CORP 0.3%
Value ($000) $316 Shares 1,550 Est. Cost $201.98 Unrealized 0.0%
VEA VANGUARD FTSE DEVELOPED MARKET ETF 0.3%
Value ($000) $306 Shares 8,250 Est. Cost $37.09 Unrealized —
BMY BRISTOL MYERS SQUIBB 0.3%
Value ($000) $299 Shares 5,747 Est. Cost $40.98 Unrealized 0.0%
BWA BORGWARNER INC 0.2%
Value ($000) $278 Shares 8,000 Est. Cost $29.94 Unrealized 0.0%
MCD MCDONALDS CORP 0.2%
Value ($000) $264 Shares 1,484 Est. Cost $150.10 Unrealized 0.0%
AMT AMERICAN TOWER CORPORATION 0.2%
Value ($000) $263 Shares 1,663 Est. Cost $129.50 Unrealized 0.0%
EOG EOG RESOURCES INC 0.2%
Value ($000) $254 Shares 2,907 Est. Cost $80.67 Unrealized 0.0%
VDE VANGUARD SECTOR INDEX FDS VANGUARD ENERGY VIPERS 0.2%
Value ($000) $254 Shares 3,297 Est. Cost $77.04 Unrealized —
UNP UNION PACIFIC CORP 0.2%
Value ($000) $254 Shares 1,840 Est. Cost $126.42 Unrealized 0.0%
C CITIGROUP INC COM NEW 0.2%
Value ($000) $252 Shares 4,835 Est. Cost $49.36 Unrealized 0.0%
CMI CUMMINS INC 0.2%
Value ($000) $251 Shares 1,870 Est. Cost $117.48 Unrealized 0.0%
MTB M & T BANK CORP 0.2%
Value ($000) $251 Shares 1,751 Est. Cost $127.57 Unrealized 0.0%
PDP INVESCO EXCHANGE TRADED FD TR DWA MOMENTUM 0.2%
Value ($000) $245 Shares 5,045 Est. Cost $48.56 Unrealized —
— DOWDUPONT INC COM 0.2%
Value ($000) $244 Shares 4,561 Est. Cost $53.50 Unrealized —
MDLZ MONDELEZ INTL INC COM 0.2%
Value ($000) $241 Shares 6,023 Est. Cost $35.78 Unrealized 0.0%
IYW ISHARES US TECHNOLOGY ETF 0.2%
Value ($000) $234 Shares 1,464 Est. Cost $159.84 Unrealized —
LLY LILLY ELI &CO COM NPV 0.2%
Value ($000) $227 Shares 1,960 Est. Cost $101.37 Unrealized 0.0%
HOLX HOLOGIC INC 0.2%
Value ($000) $226 Shares 5,500 Est. Cost $41.02 Unrealized 0.0%
SPY SPDR S&P 500 ETF TRUST UNIT SER 1 S&P 0.2%
Value ($000) $223 Shares 890 Est. Cost $250.56 Unrealized —
IQV IQVIA HLDGS INC COM 0.2%
Value ($000) $223 Shares 1,920 Est. Cost $121.14 Unrealized 0.0%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $219 Shares 2,298 Est. Cost $95.01 Unrealized 0.0%
VXUS VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS 0.2%
Value ($000) $217 Shares 4,603 Est. Cost $47.14 Unrealized —
SYK STRYKER CORP 0.2%
Value ($000) $216 Shares 1,378 Est. Cost $154.78 Unrealized 0.0%
AEP AMERICAN ELEC PWR CO 0.2%
Value ($000) $210 Shares 2,634 Est. Cost $58.39 Unrealized 0.0%
TSLA TESLA INC COM 0.2%
Value ($000) $207 Shares 621 Est. Cost $21.51 Unrealized 0.0%
ABT ABBOTT LABORATORIES 0.2%
Value ($000) $205 Shares 2,834 Est. Cost $62.14 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS 0.2%
Value ($000) $202 Shares 3,559 Est. Cost $38.62 Unrealized 0.0%
PGX INVESCO EXCHNG TRADED FD TR II PFD ETF 0.1%
Value ($000) $172 Shares 12,764 Est. Cost $13.48 Unrealized —
OFLX OMEGA FLEX INC COM USD0.01 0.0%
Value ($000) $0 Shares 406,145 Est. Cost $59.29 Unrealized 0.0%