CIK: 0001729304 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 6, 2020
Total Value ($000): $167,216 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SWPPX | Schwab S&P 500 Index Fd | 621,398 | $30,691 | 18.4% | $49.39 | — | Large-Cap Core | 808509855 |
| SCHE | Schwab Emerging Markets | 636,762 | $17,428 | 10.4% | $26.27 | — | Int'l Emerging Mkts | 808524706 |
| SCHF | Schwab International | 388,406 | $13,062 | 7.8% | $32.58 | — | Int'l Developed Mkts | 808524805 |
| LLY | Eli Lilly & Company | 77,928 | $10,242 | 6.1% | $101.99 | +5.4% | Large-Cap Core | 532457108 |
| VWO | Vanguard Ftse Emerging | 149,032 | $6,627 | 4.0% | $45.91 | — | Int'l Emerging Mkts | 922042858 |
| IWF | Ishares Russell 1000 | 32,127 | $5,652 | 3.4% | $134.26 | — | Large-Cap Growth | 464287614 |
| AEDNX | Arbitrage Event Driven | 487,861 | $4,752 | 2.8% | $9.74 | — | Event Driven | 03875R403 |
| SCHA | Schwab US Small Cap Etf | 62,309 | $4,713 | 2.8% | $70.51 | — | Small-Cap Core | 808524607 |
| IWM | Ishares Russell 2000 | 26,358 | $4,367 | 2.6% | $152.45 | — | Small-Cap Core | 464287655 |
| GIOIX | Guggenheim Macro Oppty | 160,285 | $4,124 | 2.5% | $25.73 | — | Alternative Fixed Income | 40168W582 |
| OSTIX | Osterweis Strategic | 368,827 | $3,998 | 2.4% | $10.84 | — | High Yield | 742935489 |
| VEA | Vanguard Ftse Developed | 84,520 | $3,724 | 2.2% | $44.85 | — | Int'l Developed Mkts | 921943858 |
| IWD | Ishares Russell 1000 | 26,820 | $3,660 | 2.2% | $124.34 | — | Large-Cap Value | 464287598 |
| FEP | First TRUST Europe | 94,049 | $3,537 | 2.1% | $38.82 | — | Foreign Small Mid Cap Core | 33737J117 |
| VGK | Vanguard Ftse Europe | 59,313 | $3,476 | 2.1% | $59.04 | — | Int'l Developed Mkts | 922042874 |
| UAUG | INNOVATOR S AND P 500 ULT BUF ETF | 88,490 | $2,287 | 1.4% | $25.36 | — | Hedged Equity | 45782C672 |
| PQTIX | Pimco Trends Mgd Futures | 223,419 | $2,214 | 1.3% | $9.91 | — | Managed Futures | 72201U455 |
| JPM | Jpmorgan Chase & Co | 15,095 | $2,104 | 1.3% | $82.03 | +32.5% | Large-Cap Value | 46625H100 |
| EFA | Ishares Msci Eafe Etf | 29,375 | $2,040 | 1.2% | $67.46 | — | Int'l Developed Mkts | 464287465 |
| PG | Procter & Gamble | 10,303 | $1,287 | 0.8% | $69.32 | +51.8% | Large-Cap Core | 742718109 |
| MUTHX | Franklin Mutual Shares | 46,477 | $1,281 | 0.8% | $27.56 | — | Balanced | 628380107 |
| PFFRX | T Rowe Price Inst | 126,062 | $1,245 | 0.7% | $9.88 | — | Bank Loan | 77958B105 |
| CMCSA | Comcast Corporation | 23,621 | $1,062 | 0.6% | $32.02 | +18.3% | Large-Cap Value | 20030N101 |
| DFLIX | Dreyfus Floating Rate Income I | 90,977 | $1,054 | 0.6% | $11.59 | — | Bank Loan | 05589K509 |
| — | Ishares Gold Etf | 66,240 | $960 | 0.6% | $12.52 | — | Commodity | 464285105 |
| SEB | Seaboard Corp | 200 | $850 | 0.5% | $3658.06 | +12.6% | Mid-Cap Value | 811543107 |
| VRTX | Vertex Pharmaceutica | 3,877 | $849 | 0.5% | $176.91 | +14.4% | Large-Cap Growth | 92532F100 |
| SUBFX | Carillon Reams Unconstrained Bond I | 66,083 | $795 | 0.5% | $12.03 | — | Alternative Fixed Income | 14214M724 |
| BDMAX | BlackRock Global Long/Short Equity Inv A | 69,392 | $781 | 0.5% | $11.25 | — | Equity Market Neutral | 091936542 |
| MSFT | Microsoft Corp | 4,777 | $753 | 0.5% | $105.35 | +32.2% | Large-Cap Growth | 594918104 |
| TKR | Timken Company | 13,265 | $747 | 0.4% | $44.20 | +14.4% | Mid-Cap Value | 887389104 |
| — | Asg Mgd Futures | 72,402 | $678 | 0.4% | $9.36 | — | Managed Futures | 63872T729 |
| AMZN | Amazon Com Inc | 348 | $643 | 0.4% | $92.82 | -4.6% | Large-Cap Growth | 023135106 |
| SPY | Spdr S&P 500 Etf | 1,991 | $641 | 0.4% | $290.41 | — | Large-Cap Core | 78462F103 |
| TXN | Texas Instruments | 4,730 | $607 | 0.4% | $96.83 | +7.1% | Large-Cap Core | 882508104 |
| — | United Technologies | 4,056 | $607 | 0.4% | $139.58 | — | Large-Cap Core | 913017109 |
| MDY | Spdr S&P Midcap 400 Etf | 1,577 | $592 | 0.4% | $367.39 | — | Mid-Cap Core | 78467Y107 |
| PFE | Pfizer Incorporated | 14,911 | $584 | 0.3% | $25.21 | +6.0% | Large-Cap Value | 717081103 |
| AAPL | Apple Inc | 1,949 | $572 | 0.3% | $51.70 | +20.0% | Large-Cap Core | 037833100 |
| LNC | Lincoln National Co | 9,630 | $568 | 0.3% | $47.56 | -8.1% | Mid-Cap Value | 534187109 |
| SDY | Spdr S&P Dividend Etf | 4,981 | $536 | 0.3% | $97.91 | — | Large-Cap Value | 78464A763 |
| XOM | Exxon Mobil Corp | 7,368 | $514 | 0.3% | $57.35 | -9.2% | Large-Cap Value | 30231G102 |
| JNJ | Johnson & Johnson | 3,479 | $507 | 0.3% | $109.09 | +4.6% | Large-Cap Value | 478160104 |
| KO | Coca Cola Company | 8,775 | $486 | 0.3% | $37.56 | +18.5% | Large-Cap Core | 191216100 |
| NSRGY | Nestle Sa | 4,245 | $460 | 0.3% | $95.86 | — | Int'l Developed Mkts | 641069406 |
| V | Visa Inc Cl A | 2,433 | $457 | 0.3% | $137.12 | +25.8% | Large-Cap Growth | 92826C839 |
| FPURX | Fidelity Puritan Fund | 19,229 | $437 | 0.3% | $22.73 | — | Balanced | 316345107 |
| VZ | Verizon Communicatn | 7,090 | $435 | 0.3% | $40.62 | +5.3% | Large-Cap Value | 92343V104 |
| QMHIX | Aqr Mgd Futures Strat Hv | 55,587 | $425 | 0.3% | $7.65 | — | Managed Futures | 00203H461 |
| MRK | Merck & Co Inc | 4,653 | $423 | 0.3% | $52.21 | +29.4% | Large-Cap Core | 58933Y105 |
| SOPYX | ClearBridge Dividend Strategy I | 15,364 | $404 | 0.2% | $26.30 | — | Large-Cap Core | 52469H594 |
| VWIUX | Vanguard Interm Term Tax | 27,474 | $398 | 0.2% | $14.49 | — | Intermediate Muni | 922907878 |
| MDISX | Franklin Mutual Global | 12,670 | $395 | 0.2% | $31.18 | — | Global Equity | 628380404 |
| — | Brandes Emerging Markets | 41,799 | $390 | 0.2% | $9.33 | — | Int'l Emerging Mkts | 105262752 |
| BABA | Alibaba Group Hldg | 1,827 | $388 | 0.2% | $189.85 | — | Int'l Emerging Mkts | 01609W102 |
| NI | Nisource Inc Holding | 13,706 | $382 | 0.2% | $23.74 | -5.9% | Mid-Cap Value | 65473P105 |
| WFC | Wells Fargo & Co | 6,967 | $375 | 0.2% | $45.62 | -2.0% | Large-Cap Value | 949746101 |
| MRFIX | MFS Research I | 7,678 | $364 | 0.2% | $47.41 | — | Large-Cap Core | 552981706 |
| HON | Honeywell Intl Inc | 2,041 | $361 | 0.2% | $127.18 | +13.2% | Large-Cap Core | 438516106 |
| PEP | Pepsico Incorporated | 2,623 | $358 | 0.2% | $97.44 | +15.7% | Large-Cap Value | 713448108 |
| LMT | Lockheed Martin Corp | 917 | $357 | 0.2% | $262.87 | +23.6% | Large-Cap Core | 539830109 |
| T | A T & T Inc | 9,068 | $354 | 0.2% | $15.14 | +24.6% | Large-Cap Value | 00206R102 |
| MDT | Medtronic Plc | 3,114 | $353 | 0.2% | $77.51 | +19.4% | Int'l Developed Mkts | G5960L103 |
| ADP | Auto Data Processing | 2,055 | $350 | 0.2% | $142.02 | +2.2% | Large-Cap Growth | 053015103 |
| — | Total S A | 6,140 | $340 | 0.2% | $61.42 | — | Foreign Large Cap Value | 89151E109 |
| — | Liberty Media Corp | 6,987 | $336 | 0.2% | $43.51 | — | Mid-Cap Core | 531229607 |
| MCD | Mc Donalds Corp | 1,682 | $332 | 0.2% | $139.11 | +23.6% | Large-Cap Core | 580135101 |
| PNC | Pnc Financial Srvcs | 2,056 | $328 | 0.2% | $109.28 | +10.0% | Large-Cap Value | 693475105 |
| HD | Home Depot Inc | 1,473 | $322 | 0.2% | $158.69 | +22.9% | Large-Cap Core | 437076102 |
| SRE | Sempra Energy | 2,089 | $316 | 0.2% | $46.33 | +29.4% | Large-Cap Value | 816851109 |
| CSCO | Cisco Systems Inc | 6,431 | $308 | 0.2% | $36.17 | +6.6% | Large-Cap Value | 17275R102 |
| VFIAX | Vanguard 500 Index Fd | 1,027 | $306 | 0.2% | $297.96 | — | Large-Cap Core | 922908710 |
| LBRDK | Liberty Broadband Co | 2,426 | $305 | 0.2% | $79.67 | +36.9% | Large-Cap Core | 530307305 |
| CCI | Crown Castle Intl Co | 2,120 | $301 | 0.2% | $104.19 | 0.0% | Large-Cap Growth | 22822V101 |
| CVX | Chevron Corporation | 2,453 | $296 | 0.2% | $87.87 | +2.1% | Large-Cap Value | 166764100 |
| — | China Mobile Ltd | 6,673 | $282 | 0.2% | $49.00 | — | Foreign Large Cap Value | 16941M109 |
| IBM | Ibm Corp | 2,107 | $282 | 0.2% | $101.25 | -1.3% | Large-Cap Value | 459200101 |
| META | Facebook Inc | 1,357 | $279 | 0.2% | $192.35 | 0.0% | Large-Cap Growth | 30303M102 |
| IWR | Ishares Russell Mid Cap | 4,600 | $274 | 0.2% | $55.87 | — | Mid-Cap Core | 464287499 |
| FPE | First TRUST Preferred | 13,068 | $262 | 0.2% | $20.05 | — | High Yield | 33739E108 |
| VTSAX | Vanguard Total Stock Mkt Idx Adm | 3,286 | $262 | 0.2% | $79.73 | — | Large-Cap Core | 922908728 |
| UNP | Union Pacific Corp | 1,429 | $258 | 0.2% | $138.77 | +7.6% | Large-Cap Core | 907818108 |
| — | Discovery Comm Inc | 8,359 | $255 | 0.2% | $25.36 | — | Mid-Cap Value | 25470F302 |
| FMB | First Trust Managed Municipal ETF | 4,587 | $255 | 0.2% | $54.72 | — | Intermediate Muni | 33739N108 |
| EMBJ | Embraer Sa | 12,907 | $252 | 0.2% | $19.51 | — | Int'l Emerging Mkts | 29082A107 |
| GS | Goldman Sachs Group | 1,095 | $252 | 0.2% | $164.16 | +14.2% | Large-Cap Value | 38141G104 |
| FVD | First TRUST Value | 6,907 | $249 | 0.1% | $35.16 | — | Large-Cap Value | 33734H106 |
| BRK/B | Berkshire Hathaway | 1,093 | $248 | 0.1% | $217.17 | 0.0% | Large-Cap Core | 084670702 |
| PLD | Prologis Inc | 2,695 | $240 | 0.1% | $74.69 | 0.0% | Large-Cap Core | 74340W103 |
| UPS | United Parcel Srvc | 2,021 | $237 | 0.1% | $92.83 | 0.0% | Large-Cap Value | 911312106 |
| CCL | Carnival Corp | 4,626 | $235 | 0.1% | $52.55 | -16.5% | Int'l Emerging Mkts | 143658300 |
| UNH | Unitedhealth Grp Inc | 791 | $233 | 0.1% | $236.60 | 0.0% | Large-Cap Core | 91324P102 |
| — | Memphis Tn Elec Sys | 190,000 | $232 | 0.1% | $1.22 | — | Intermediate Muni | 586158PE1 |
| FMIJX | FMI International | 7,137 | $231 | 0.1% | $32.37 | — | Int'l Developed Mkts | 302933304 |
| CB | Chubb Ltd | 1,468 | $229 | 0.1% | $139.31 | -0.6% | Int'l Developed Mkts | H1467J104 |
| CNK | Cinemark Holdings | 6,738 | $228 | 0.1% | $34.56 | -1.1% | Small-Cap Core | 17243V102 |
| GOOG | Alphabet Inc Class C | 170 | $227 | 0.1% | $55.69 | +15.0% | Large-Cap Growth | 02079K107 |
| NOW | Service Now Inc | 799 | $226 | 0.1% | $54.38 | -3.1% | Large-Cap Growth | 81762P102 |
| SYY | Sysco Corporation | 2,633 | $225 | 0.1% | $59.71 | +14.7% | Large-Cap Core | 871829107 |
| — | Liberty Global Inc | 10,268 | $224 | 0.1% | $33.71 | — | Foreign Large Cap Value | G5480U120 |
| NVDA | Nvidia Corp | 936 | $220 | 0.1% | $5.18 | 0.0% | Large-Cap Growth | 67066G104 |
| FBASF | Deutsche Bk Mexico Ord | 140,767 | $218 | 0.1% | $1.46 | — | Int'l Emerging Mkts | P3515D163 |
| VHCAX | Vanguard Capital Oppty | 1,343 | $212 | 0.1% | $157.86 | — | Large-Cap Growth | 922038500 |
| TRP | Transcanada Corp | 3,918 | $209 | 0.1% | $36.04 | +3.8% | Int'l Developed Mkts | 87807B107 |
| VNQ | Vanguard Reit Etf | 2,225 | $206 | 0.1% | $93.48 | — | REITs | 922908553 |
| CFTLF | Chinasoft Intl Ltd Ord | 294,000 | $166 | 0.1% | $0.47 | 0.0% | Int'l Emerging Mkts | G2110A111 |
| — | Pepsi-Cola Phil Ord | 3,455,000 | $131 | 0.1% | $0.03 | — | Int'l Emerging Mkts | Y6837G103 |
| CICHF | China Construction Bank Corp H | 131,000 | $113 | 0.1% | $0.52 | 0.0% | Int'l Emerging Mkts | Y1397N101 |
| GDSI | Global Digital Solu | 7,955,368 | $107 | 0.1% | $0.01 | +2.8% | Small-Cap Growth | 37944K106 |
| CRYYF | China Railway Sign Ord | 183,000 | $102 | 0.1% | $0.00 | 0.0% | Int'l Emerging Mkts | Y1R0AG105 |
| — | Universal Medical Ord | 134,500 | $102 | 0.1% | $0.76 | — | Foreign Small Mid Cap Core | Y9289J112 |