CARLYLE GROUP INC

Ticker: CG CUSIP: 14316J108 Class: EQTY

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.30,696,459$1,814,468
VANGUARD GROUP INC26,368,246$1,558,627
Capital World Investors19,970,879$1,180,479
HARRIS ASSOCIATES L P15,198,269$898,370
MORGAN STANLEY10,189,948$602,328
STATE STREET CORP9,545,119$564,212
MILLENNIUM MANAGEMENT LLC8,340,531$493,009
MASSACHUSETTS FINANCIAL SERVICES CO /MA/7,735,298$457,233
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC7,131,902$421,567
ALKEON CAPITAL MANAGEMENT LLC5,941,316$351,191
Boston Partners5,533,198$327,160
GEODE CAPITAL MANAGEMENT, LLC4,999,880$294,817
NORGES BANK4,876,621$288,257
ARIEL INVESTMENTS, LLC3,950,333$233,504
Legal & General Group Plc3,260,377$192,721
DIMENSIONAL FUND ADVISORS LP3,176,369$187,785
UBS Group AG2,536,538$149,935
AMERIPRISE FINANCIAL INC2,505,449$148,097
NORTHERN TRUST CORP2,483,003$146,770
Beutel, Goodman & Co Ltd.2,435,137$144
FMR LLC2,366,678$139,894
Bank of New York Mellon Corp2,024,585$119,673
Capital International Investors1,713,670$101,295
BANK OF AMERICA CORP /DE/1,490,564$88,107
UBS ASSET MANAGEMENT AMERICAS INC1,380,227$81,585
MARKEL GROUP INC.1,327,000$78,439
GOLDMAN SACHS GROUP INC1,240,060$73,300
Invesco Ltd.1,116,227$65,980
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,067,055$63,074
Davis Asset Management, L.P.1,000,000$59,110
JPMORGAN CHASE & CO979,203$57,881
Russell Investments Group, Ltd.933,532$55,201
LPL Financial LLC929,773$54,959
Algebris (UK) Ltd853,254$50,459
Amundi818,535$48,384
MARSHALL WACE, LLP742,257$43,875
RHUMBLINE ADVISERS702,878$41,547
Nuveen, LLC672,647$39,760
PRIVATE MANAGEMENT GROUP INC663,941$39,246
ARGENT CAPITAL MANAGEMENT LLC602,893$35,637
DEUTSCHE BANK AG\594,117$35,118
RAYMOND JAMES FINANCIAL INC589,759$34,861
PRINCIPAL FINANCIAL GROUP INC558,049$32,986
MANUFACTURERS LIFE INSURANCE COMPANY, THE507,574$30,003
Sumitomo Mitsui Trust Holdings, Inc.507,540$30,001
FRONTIER CAPITAL MANAGEMENT CO LLC498,991$29,495
Rockefeller Capital Management L.P.480,565$28,406
ASSETMARK, INC471,035$27,843
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM463,613$27,404
DEPRINCE RACE & ZOLLO INC461,245$27,264
ENVESTNET ASSET MANAGEMENT INC459,370$27,153
Freestone Grove Partners LP444,142$26,253
ALLIANCEBERNSTEIN L.P.443,301$26,204
Walleye Capital LLC434,290$25,671
SIRIOS CAPITAL MANAGEMENT L P433,852$25,645
ROYAL BANK OF CANADA409,012$24,178
BARCLAYS PLC406,735$24,042
T. Rowe Price Investment Management, Inc.391,898$23
WELLS FARGO & COMPANY/MN390,440$23,079
GREAT WEST LIFE ASSURANCE CO /CAN/360,547$21
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM330,794$19,553
NATIXIS ADVISORS, L.P.325,446$19
Retirement Systems of Alabama311,436$18,409
CSM Advisors, LLC308,727$18
KAMES CAPITAL plc306,433$18,104
Sargent Investment Group, LLC305,087$18,034
CastleKnight Management LP265,376$15,686
SIT INVESTMENT ASSOCIATES INC262,040$15
Allen Mooney & Barnes Investment Advisors LLC252,313$14,914
DnB Asset Management AS242,813$14,353
BALYASNY ASSET MANAGEMENT L.P.226,712$13,401
BANK OF MONTREAL /CAN/221,428$13,089
Korea Investment CORP221,096$13,069
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.220,132$13,397
CITADEL ADVISORS LLC219,275$12,961
FIRST TRUST ADVISORS LP217,844$12,877
BROWN ADVISORY INC212,424$12,556
PRICE T ROWE ASSOCIATES INC /MD/212,114$13
ROYAL LONDON ASSET MANAGEMENT LTD210,864$12,464
NATIONAL BANK OF CANADA /FI/209,592$12,370
Galvin, Gaustad & Stein, LLC204,623$12,095
MetLife Investment Management, LLC197,712$11,687
OPPENHEIMER & CO INC193,458$11,435
SOL Capital Management CO185,934$11
PEAK6 LLC177,675$10,502
abrdn plc175,708$10,386
CITIGROUP INC172,826$10,216
AQR CAPITAL MANAGEMENT LLC168,598$9,966
LAZARD ASSET MANAGEMENT LLC164,714$9,736
Gator Capital Management, LLC164,135$9,702
FORSTA AP-FONDEN164,100$9,700
STIFEL FINANCIAL CORP162,901$9,629
Channing Capital Management, LLC159,229$9,412
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM158,087$9,345
WESBANCO BANK INC158,018$9,340
BAMCO INC /NY/157,000$9,280
River Road Asset Management, LLC152,601$9,020
Thrivent Financial for Lutherans151,087$9
NEW YORK STATE COMMON RETIREMENT FUND148,695$8,789
AMERICAN CENTURY COMPANIES INC146,957$8,687
511 other institutions10,828,637$566,329
Total (611 institutions)228,080,567$13,134,310