CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

New Positions (25)

Increased Positions (72)

MQS Management LLC
Value ($000) $740 (+127.4%) Shares 15,285 (+125.6%)
DENALI ADVISORS LLC
Value ($000) $7,668 (+4.1%) Shares 158,462 (+3.3%)
Edgestream Partners, L.P.
Value ($000) $12,589 (+6.2%) Shares 260,154 (+5.3%)
Headlands Technologies LLC
Value ($000) $602 (+90.9%) Shares 12,439 (+89.4%)
TWO SIGMA SECURITIES, LLC
Value ($000) $435 (+31.2%) Shares 8,996 (+30.1%)
D. E. Shaw & Co., Inc.
Value ($000) $16,357 (+45.3%) Shares 338,019 (+44.2%)
PROFUND ADVISORS LLC
Value ($000) $516 (+102.0%) Shares 10,660 (+100.5%)
Sterling Capital Management LLC
Value ($000) $747 (+129.0%) Shares 15,429 (+127.2%)
Invesco Ltd.
Value ($000) $81,547 (+7.5%) Shares 1,685,203 (+6.7%)
AMERICAN CENTURY COMPANIES INC
Value ($000) $65,214 (+5.1%) Shares 1,347,674 (+4.2%)
GOLDMAN SACHS GROUP INC
Value ($000) $28,068 (+14.2%) Shares 580,038 (+13.3%)
CITADEL ADVISORS LLC
Value ($000) $10,565 (+37.6%) Shares 218,326 (+36.6%)
Bank of New York Mellon Corp
Value ($000) $32,398 (+8.6%) Shares 669,527 (+7.7%)
BALYASNY ASSET MANAGEMENT L.P.
Value ($000) $1,503 (+307.8%) Shares 31,051 (+304.6%)
NORGES BANK
Value ($000) $41,140 (+13.2%) Shares 850,180 (+6.5%)
MORGAN STANLEY
Value ($000) $32,552 (+10.0%) Shares 672,697 (+9.2%)
CSM Advisors, LLC
Value ($000) $9 (+6.1%) Shares 179,883 (+5.3%)
PRUDENTIAL FINANCIAL INC
Value ($000) $4,405 (+20.2%) Shares 91,030 (+19.3%)
WELLS FARGO & COMPANY/MN
Value ($000) $3,857 (+42.5%) Shares 79,706 (+41.4%)
Zurcher Kantonalbank (Zurich Cantonalbank)
Value ($000) $1,136 (+65.6%) Shares 23,486 (+64.3%)

Decreased Positions (88)

Dean Capital Management
Value ($000) $1,922 (-41.4%) Shares 39,721 (-41.9%)
DEAN INVESTMENT ASSOCIATES, LLC
Value ($000) $2,826 (-28.9%) Shares 58,403 (-29.5%)
Legato Capital Management LLC
Value ($000) $1,014 (-50.6%) Shares 20,961 (-51.0%)
Boston Trust Walden Corp
Value ($000) $29,145 (-5.2%) Shares 602,303 (-6.0%)
GLENMEDE TRUST CO NA
Value ($000) $17,058 (-5.8%) Shares 352,513 (-16.2%)
ALGERT GLOBAL LLC
Value ($000) $2 (-59.4%) Shares 40,636 (-59.8%)
T. Rowe Price Investment Management, Inc.
Value ($000) $21 (-65.8%) Shares 431,061 (-66.0%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $1,407 (-80.8%) Shares 29,078 (-81.0%)
WELLINGTON MANAGEMENT GROUP LLP
Value ($000) $12,582 (-60.6%) Shares 260,016 (-61.0%)
ExodusPoint Capital Management, LP
Value ($000) $4,910 (-13.6%) Shares 101,477 (-14.2%)
ROYCE & ASSOCIATES LP
Value ($000) $1,478 (-34.6%) Shares 30,535 (-35.2%)
MILLENNIUM MANAGEMENT LLC
Value ($000) $12,675 (-37.2%) Shares 261,930 (-37.7%)
Public Sector Pension Investment Board
Value ($000) $13,448 (-8.2%) Shares 277,909 (-8.9%)
UBS Group AG
Value ($000) $4,625 (-64.7%) Shares 95,584 (-65.0%)
BlackRock, Inc.
Value ($000) $469,774 (-1.9%) Shares 9,708,084 (-2.6%)
AlphaQuest LLC
Value ($000) $1,281 (-7.1%) Shares 26,470 (-7.9%)
BRIDGEWAY CAPITAL MANAGEMENT, LLC
Value ($000) $1,476 (-13.4%) Shares 30,500 (-14.1%)
BANK OF AMERICA CORP /DE/
Value ($000) $12,551 (-32.3%) Shares 259,375 (-32.9%)
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
Value ($000) $46,511 (-5.2%) Shares 961,174 (-6.0%)
NORTHERN TRUST CORP
Value ($000) $38,626 (-7.2%) Shares 798,213 (-7.9%)

Exited Positions (27)