Aspen Investment Management Inc Diversified Active

CIK: 0001541596 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 20, 2014

Total Value ($000): $119,557 (100.0% shares, 0.0% debt)

Holdings (117)

Interoil Corp 11.5%
Value ($000) $13,712 Shares 252,698 Est. Cost $67.65 Unrealized
SDY Spdr S&P Dividend ETF 5.2%
Value ($000) $6,169 Shares 82,317 Est. Cost $66.30 Unrealized
IGIB Ishares Int Corp Bond ETF 4.8%
Value ($000) $5,747 Shares 52,577 Est. Cost $108.97 Unrealized
HYS Pimco 0-5 Year High Yld ETF 3.9%
Value ($000) $4,621 Shares 44,579 Est. Cost $103.26 Unrealized
Powershares Senior Loan Portfolio 3.3%
Value ($000) $3,922 Shares 161,538 Est. Cost $24.75 Unrealized
SPY SPDR Unit Trust 3.2%
Value ($000) $3,875 Shares 19,668 Est. Cost $162.71 Unrealized
WM Waste Management Inc. 2.9%
Value ($000) $3,501 Shares 73,660 Est. Cost $30.75 Unrealized +18.5%
FTA First Trust Large Cap Value AlphaDex 2.6%
Value ($000) $3,060 Shares 72,048 Est. Cost $35.68 Unrealized
PFF Ishares US Preferred Stock Fund 2.5%
Value ($000) $3,019 Shares 76,385 Est. Cost $39.27 Unrealized
IWM Ishares Tr Russell 2000 2.0%
Value ($000) $2,395 Shares 21,906 Est. Cost $99.12 Unrealized
VWO Vanguard Emerging Market 1.9%
Value ($000) $2,254 Shares 54,038 Est. Cost $39.44 Unrealized
VNQ Vanguard Reit 1.8%
Value ($000) $2,149 Shares 29,905 Est. Cost $69.12 Unrealized
EFA Ishares Tr Msci EAFE Fd 1.7%
Value ($000) $2,089 Shares 32,574 Est. Cost $57.30 Unrealized
MSFT Microsoft Corp 1.4%
Value ($000) $1,639 Shares 35,343 Est. Cost $26.70 Unrealized +41.0%
VO Vanguard Mid Cap ETF 1.3%
Value ($000) $1,603 Shares 13,664 Est. Cost $95.80 Unrealized
General Electric 1.3%
Value ($000) $1,567 Shares 61,157 Est. Cost $23.20 Unrealized
XOM Exxon Mobil Corporation 1.3%
Value ($000) $1,524 Shares 16,202 Est. Cost $53.69 Unrealized +14.6%
FVD First Tr Value Line Divid 1.3%
Value ($000) $1,507 Shares 67,112 Est. Cost $20.13 Unrealized
JNJ Johnson & Johnson 1.3%
Value ($000) $1,498 Shares 14,050 Est. Cost $59.66 Unrealized +26.7%
IDV Ishares DJ International Div 1.2%
Value ($000) $1,453 Shares 40,598 Est. Cost $32.58 Unrealized
DES Wisdomtree Smallcap Div 1.2%
Value ($000) $1,388 Shares 21,381 Est. Cost $58.95 Unrealized
AMGN Amgen Incorporated 1.1%
Value ($000) $1,285 Shares 9,148 Est. Cost $73.50 Unrealized +28.6%
CVX Chevron 1.0%
Value ($000) $1,251 Shares 10,488 Est. Cost $71.30 Unrealized +10.1%
EMLP North American Energy Infrastructure Fnd 1.0%
Value ($000) $1,169 Shares 43,039 Est. Cost $23.86 Unrealized
Du Pont E I De Nemour 1.0%
Value ($000) $1,163 Shares 16,201 Est. Cost $52.49 Unrealized
WMT Wal Mart Stores Inc 1.0%
Value ($000) $1,139 Shares 14,900 Est. Cost $19.99 Unrealized +1.6%
IGSB Ishares Short Bond ETF 0.9%
Value ($000) $1,113 Shares 10,570 Est. Cost $105.52 Unrealized
IBM Intl Business Machines 0.9%
Value ($000) $1,080 Shares 5,691 Est. Cost $118.94 Unrealized -3.9%
INTC Intel Corp 0.9%
Value ($000) $1,036 Shares 29,764 Est. Cost $17.50 Unrealized +47.1%
IEFA Ishares Broad Market EAFE ETF 0.9%
Value ($000) $1,028 Shares 17,654 Est. Cost $57.90 Unrealized
VZ Verizon Communications 0.8%
Value ($000) $998 Shares 19,964 Est. Cost $27.02 Unrealized +2.9%
PEP Pepsico Incorporated 0.8%
Value ($000) $992 Shares 10,656 Est. Cost $56.02 Unrealized +15.8%
PFE Pfizer Inc 0.8%
Value ($000) $991 Shares 33,500 Est. Cost $16.46 Unrealized +6.0%
SCHC Schwab Intl Small Cap ETF 0.8%
Value ($000) $986 Shares 31,465 Est. Cost $27.68 Unrealized
DON Wisdomtree Midcap Divdnd ETF 0.8%
Value ($000) $943 Shares 12,050 Est. Cost $67.59 Unrealized
WFC Wells Fargo & Co 0.8%
Value ($000) $942 Shares 18,153 Est. Cost $27.36 Unrealized +36.7%
JPM JP Morgan 0.8%
Value ($000) $936 Shares 15,538 Est. Cost $36.24 Unrealized +19.0%
WMB Williams Companies 0.7%
Value ($000) $891 Shares 16,095 Est. Cost $18.14 Unrealized +66.6%
CSX C S X Corp 0.7%
Value ($000) $830 Shares 25,896 Est. Cost $6.66 Unrealized +29.4%
PG Proctor & Gamble 0.7%
Value ($000) $815 Shares 9,734 Est. Cost $55.02 Unrealized +8.6%
YUM Yum Brands Inc 0.7%
Value ($000) $797 Shares 11,070 Est. Cost $39.70 Unrealized +8.1%
ITW Illinois Tool Works Inc 0.7%
Value ($000) $782 Shares 9,260 Est. Cost $49.85 Unrealized +32.8%
COF Capital One Financial 0.6%
Value ($000) $756 Shares 9,261 Est. Cost $47.00 Unrealized +41.8%
HD Home Depot Inc 0.6%
Value ($000) $705 Shares 7,688 Est. Cost $56.34 Unrealized +16.7%
MDLZ Mondelez Intl 0.6%
Value ($000) $700 Shares 20,443 Est. Cost $23.52 Unrealized +20.4%
ADP Auto Data Processing 0.6%
Value ($000) $700 Shares 8,423 Est. Cost $45.49 Unrealized +23.7%
COP Conocophillips 0.6%
Value ($000) $682 Shares 8,915 Est. Cost $41.25 Unrealized +37.4%
SYK Stryker Corp 0.5%
Value ($000) $629 Shares 7,790 Est. Cost $57.30 Unrealized +25.5%
AAPL Apple Computer Inc 0.5%
Value ($000) $624 Shares 6,190 Est. Cost $17.84 Unrealized +21.2%
Foot Locker Inc 0.5%
Value ($000) $616 Shares 11,066 Est. Cost $36.91 Unrealized
BMY Bristol Myers Squibb 0.5%
Value ($000) $608 Shares 11,876 Est. Cost $28.67 Unrealized +19.4%
SCHD Sch US Div Equity Etf 0.5%
Value ($000) $570 Shares 14,782 Est. Cost $32.85 Unrealized
DIS Walt Disney 0.5%
Value ($000) $570 Shares 6,400 Est. Cost $56.65 Unrealized +40.0%
DUK Duke Power Co 0.5%
Value ($000) $559 Shares 7,476 Est. Cost $41.84 Unrealized +9.1%
Tyco International 0.5%
Value ($000) $555 Shares 12,463 Est. Cost $45.62 Unrealized
GILD Gilead Sciences Inc 0.5%
Value ($000) $550 Shares 5,165 Est. Cost $38.43 Unrealized +77.0%
Powershs Db Commdty Indx 0.5%
Value ($000) $549 Shares 23,652 Est. Cost $26.09 Unrealized
ELD Wisdomtree Emerging Mkt Bond ETF 0.4%
Value ($000) $531 Shares 11,910 Est. Cost $48.04 Unrealized
KO Coca Cola 0.4%
Value ($000) $513 Shares 12,026 Est. Cost $27.88 Unrealized +3.5%
MET Metlife Inc 0.4%
Value ($000) $512 Shares 9,528 Est. Cost $24.43 Unrealized +36.2%
LMT Lockheed Martin Corp 0.4%
Value ($000) $510 Shares 2,789 Est. Cost $71.65 Unrealized +74.3%
FXI Ishares Ftse China 0.4%
Value ($000) $503 Shares 13,133 Est. Cost $32.51 Unrealized
AXP American Express 0.4%
Value ($000) $490 Shares 5,601 Est. Cost $59.62 Unrealized +28.3%
MRK Merck & Co 0.4%
Value ($000) $484 Shares 8,159 Est. Cost $30.02 Unrealized +31.2%
BAC Bank Of America Corp 0.4%
Value ($000) $482 Shares 28,258 Est. Cost $10.07 Unrealized +24.9%
WT WisdomTree Investments, Inc. 0.4%
Value ($000) $480 Shares 42,185 Est. Cost $12.37 Unrealized -8.1%
GS Goldman Sachs Group 0.4%
Value ($000) $479 Shares 2,609 Est. Cost $120.37 Unrealized +16.8%
CSCO Cisco Systems Inc 0.4%
Value ($000) $474 Shares 18,823 Est. Cost $15.24 Unrealized +16.2%
FPE First Trust Preferred Securities Etf 0.4%
Value ($000) $471 Shares 24,990 Est. Cost $19.58 Unrealized
V Visa Inc Cl A 0.4%
Value ($000) $448 Shares 2,100 Est. Cost $40.53 Unrealized +22.4%
EEM Ishares Msci Emrg Mkt Fd 0.4%
Value ($000) $446 Shares 10,733 Est. Cost $38.51 Unrealized
HAL Halliburton Co 0.4%
Value ($000) $434 Shares 6,732 Est. Cost $33.21 Unrealized +66.2%
Chemical Financial Corp 0.4%
Value ($000) $430 Shares 16,018 Est. Cost $25.97 Unrealized
Medtronic Inc 0.4%
Value ($000) $426 Shares 6,880 Est. Cost $52.31 Unrealized
EMR Emerson Electric Co 0.4%
Value ($000) $421 Shares 6,726 Est. Cost $40.28 Unrealized +18.6%
CAT Caterpillar Inc 0.3%
Value ($000) $398 Shares 4,014 Est. Cost $61.84 Unrealized +28.2%
SMTC Semtech Corp 0.3%
Value ($000) $394 Shares 14,500 Est. Cost $34.16 Unrealized -26.4%
NEE Nextera Energy Inc 0.3%
Value ($000) $381 Shares 4,060 Est. Cost $14.15 Unrealized +26.7%
T AT & T 0.3%
Value ($000) $381 Shares 10,800 Est. Cost $11.40 Unrealized +4.4%
SCHZ Sch US Agg Bnd Etf 0.3%
Value ($000) $379 Shares 7,330 Est. Cost $50.67 Unrealized
MO Phillip Morris Co. 0.3%
Value ($000) $370 Shares 8,046 Est. Cost $16.28 Unrealized +27.0%
BP Bp Plc Adr 0.3%
Value ($000) $370 Shares 8,420 Est. Cost $41.71 Unrealized
AMZN Amazon Com Inc 0.3%
Value ($000) $358 Shares 1,110 Est. Cost $14.16 Unrealized +17.5%
IWB Ishares Tr Russell 1000 0.3%
Value ($000) $350 Shares 3,187 Est. Cost $89.91 Unrealized
Computer Assoc Intl Inc 0.3%
Value ($000) $340 Shares 12,170 Est. Cost $31.91 Unrealized
ABBV ABBVIE INC 0.3%
Value ($000) $339 Shares 5,865 Est. Cost $26.82 Unrealized +31.2%
Anadarko Petroleum Corp 0.3%
Value ($000) $336 Shares 3,312 Est. Cost $85.86 Unrealized
SCHW Charles Schwab 0.3%
Value ($000) $334 Shares 11,368 Est. Cost $15.92 Unrealized +55.2%
United Technologies 0.3%
Value ($000) $334 Shares 3,160 Est. Cost $93.04 Unrealized
ORCL Oracle Corporation 0.3%
Value ($000) $329 Shares 8,602 Est. Cost $27.58 Unrealized +24.0%
ICE Intrcontinentalexchange 0.3%
Value ($000) $329 Shares 1,685 Est. Cost $35.28 Unrealized -6.0%
SCHX Schwab US Large Cap ETF 0.3%
Value ($000) $323 Shares 6,882 Est. Cost $38.22 Unrealized
Stericycle Inc 0.3%
Value ($000) $299 Shares 2,565 Est. Cost $110.53 Unrealized
Aetna Life & Casualty 0.2%
Value ($000) $282 Shares 3,477 Est. Cost $63.51 Unrealized
ZILLOW INC 0.2%
Value ($000) $278 Shares 2,395 Est. Cost $142.97 Unrealized
IVV Ishares Trust S&P 500 0.2%
Value ($000) $273 Shares 1,376 Est. Cost $185.51 Unrealized
F Ford Motor Company 0.2%
Value ($000) $270 Shares 18,250 Est. Cost $8.87 Unrealized +5.8%
ADBE Adobe Systems Inc 0.2%
Value ($000) $268 Shares 3,871 Est. Cost $47.71 Unrealized +48.5%
MDRX Allsripts 0.2%
Value ($000) $260 Shares 19,385 Est. Cost $14.84 Unrealized +2.1%
SCHE Schwab Emerging Mkt ETF 0.2%
Value ($000) $250 Shares 9,859 Est. Cost $24.72 Unrealized
VIG Vanguard Div Apprciation 0.2%
Value ($000) $246 Shares 3,200 Est. Cost $70.19 Unrealized
TMO Thermo Fisher Scientific 0.2%
Value ($000) $243 Shares 2,000 Est. Cost $95.60 Unrealized +22.8%
MMM 3M Company 0.2%
Value ($000) $241 Shares 1,700 Est. Cost $65.98 Unrealized +26.6%
Kraft Foods Group 0.2%
Value ($000) $240 Shares 4,249 Est. Cost $55.87 Unrealized
ABT Abbott Labs 0.2%
Value ($000) $236 Shares 5,683 Est. Cost $29.23 Unrealized +16.7%
GLD Gold ETF 0.2%
Value ($000) $232 Shares 2,000 Est. Cost $116.00 Unrealized
TXN Texas Instruments Inc 0.2%
Value ($000) $230 Shares 4,831 Est. Cost $34.00 Unrealized +3.3%
UNP Union Pacific Corp 0.2%
Value ($000) $217 Shares 2,000 Est. Cost $80.32 Unrealized 0.0%
Dow Chemical 0.2%
Value ($000) $216 Shares 4,122 Est. Cost $51.49 Unrealized
TRV Travelers Companies Inc 0.2%
Value ($000) $212 Shares 2,258 Est. Cost $70.51 Unrealized +2.8%
OEF Ishares Tr S&P 100 Index 0.2%
Value ($000) $212 Shares 2,400 Est. Cost $86.67 Unrealized
FICO Fair Isaac & Co 0.2%
Value ($000) $211 Shares 3,835 Est. Cost $46.20 Unrealized +27.4%
SCHA Schwab Small Cap ETF 0.2%
Value ($000) $210 Shares 4,087 Est. Cost $51.38 Unrealized
Navistar 0.2%
Value ($000) $205 Shares 6,230 Est. Cost $38.06 Unrealized
Endo Pharm Holdings Inc 0.2%
Value ($000) $205 Shares 3,000 Est. Cost $68.33 Unrealized
IWF Ishares Tr Russell 1000 Growth 0.2%
Value ($000) $204 Shares 2,227 Est. Cost $78.18 Unrealized
DYFSF Dynacert Inc F 0.0%
Value ($000) $6 Shares 34,300 Est. Cost $0.10 Unrealized +26.0%