RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PIMCO DYNAMIC CR INCOME FD	3,227,614	$66,650	4.4%	$21.91	—	COM SHS	72202D106
—	BLACKROCK CR ALLCTN INC TR	3,161,592	$40,848	2.7%	$12.98	—	COM	092508100
—	NUVEEN CR STRATEGIES INCM FD	4,082,213	$35,801	2.4%	$9.44	—	COM SHS	67073D102
SPY	SPDR S&P 500 ETF TR	172,061	$35,365	2.3%	$187.46	—	TR UNIT	78462F103
VWO	VANGUARD INTL EQUITY INDEX F	651,375	$26,068	1.7%	$40.12	—	FTSE EMR MKT ETF	922042858
—	ABERDEEN ASIA PACIFIC INCOM	4,409,137	$24,471	1.6%	$5.68	—	COM	003009107
—	TEMPLETON GLOBAL INCOME FD	3,372,760	$24,250	1.6%	$7.79	—	COM	880198106
—	ADAMS EXPRESS CO	1,746,371	$23,890	1.6%	$11.96	—	COM	006212104
—	TRI CONTL CORP	1,079,196	$23,106	1.5%	$17.90	—	COM	895436103
OEF	ISHARES TR	250,000	$22,735	1.5%	$72.24	—	S&P 100 ETF	464287101
—	POWERSHARES ETF TRUST	240,668	$22,004	1.5%	$73.13	—	FTSE RAFI 1000	73935X583
—	AMERICAN CAP LTD	1,497,810	$21,883	1.5%	$14.75	—	COM	02503Y103
—	LIBERTY ALL STAR EQUITY FD	3,570,037	$21,349	1.4%	$5.22	—	SH BEN INT	530158104
—	UBS AG LONDON BRH	990,320	$21,223	1.4%	$21.43	—	2X LEV LNG LKD	90267B765
—	NEXPOINT CR STRATEGIES FD	1,876,207	$21,070	1.4%	$8.58	—	COM	65340G106
—	NUVEEN PREM INCOME MUN FD 2	1,486,800	$21,053	1.4%	$12.99	—	COM	67063W102
—	ROYCE VALUE TR INC	1,431,949	$20,520	1.4%	$15.16	—	COM	780910105
—	BLACKROCK DEBT STRAT FD INC	5,457,206	$20,301	1.3%	$3.96	—	COM	09255R103
—	ALLIANCEBERNSTEIN INCOME FUN	2,699,336	$20,164	1.3%	$7.51	—	COM	01881E101
—	CLOUGH GLOBAL OPPORTUNITIES	1,551,678	$19,893	1.3%	$12.87	—	SH BEN INT	18914E106
—	INVESCO MUN OPPORTUNITY TR	1,536,131	$19,755	1.3%	$11.71	—	COM	46132C107
—	MORGAN STANLEY EM MKTS DM DE	1,869,481	$19,742	1.3%	$13.04	—	COM	617477104
—	BLACKROCK MULTI-SECTOR INC T	1,129,687	$18,945	1.3%	$17.19	—	COM	09258A107
—	NUVEEN LG/SHT COMMODITY TOTR	1,139,526	$18,916	1.3%	$16.72	—	COM UT BEN INT	670731108
VEA	VANGUARD TAX MANAGED INTL FD	482,753	$18,287	1.2%	$41.26	—	FTSE DEV MKT ETF	921943858
—	BLACKSTONE GSO STRATEGIC CR	1,090,234	$17,967	1.2%	$17.10	—	COM SHS BEN IN	09257R101
—	NUVEEN INTER DURATION MN TMF	1,392,832	$17,410	1.2%	$11.72	—	COM	670671106
—	NUVEEN GLOBAL HIGH INCOME FD	1,004,032	$17,320	1.1%	$17.25	—	SHS	67075G103
—	POWERSHARES ETF TRUST II	724,467	$17,097	1.1%	$23.60	—	CEF INC COMPST	73936Q843
—	CLEARBRIDGE AMERN ENERG MLP	1,065,848	$17,011	1.1%	$15.96	—	COM	184691103
—	ALLIANZGI EQUITY & CONV INCO	815,265	$16,860	1.1%	$19.05	—	COM	018829101
—	ALPINE TOTAL DYNAMIC DIVID F	1,901,803	$16,146	1.1%	$8.51	—	COM SH BEN INT N	021060207
—	BLACKROCK CORPOR HI YLD FD I	1,390,004	$15,846	1.1%	$11.91	—	COM	09255P107
—	GOLDMAN SACHS MLP ENERGY REN	1,093,666	$15,519	1.0%	$14.19	—	COM	38148G107
—	BLACKROCK GLOBAL OPP EQTY TR	1,160,756	$15,241	1.0%	$13.64	—	COM	092501105
—	BLACKROCK MUN TARGET TERM TR	755,308	$15,174	1.0%	$18.19	—	COM SHS BEN IN	09257P105
—	RYDEX ETF TRUST	94,701	$13,419	0.9%	$114.56	—	GUG RUSS TOP 50	78355W205
—	INVESCO MUN TR	1,050,593	$13,301	0.9%	$11.63	—	COM	46131J103
—	GENERAL AMERN INVS INC	370,734	$12,976	0.9%	$32.39	—	COM	368802104
—	PUTNAM PREMIER INCOME TR	2,461,007	$12,920	0.9%	$5.38	—	SH BEN INT	746853100
—	NUVEEN MUN ADVANTAGE FD INC	877,055	$11,981	0.8%	$12.22	—	COM	67062H106
—	FIRST TR HIGH INCOME L/S FD	726,902	$11,630	0.8%	$17.18	—	COM	33738E109
—	EATON VANCE LTD DUR INCOME F	797,570	$11,262	0.7%	$14.51	—	COM	27828H105
—	DIVERSIFIED REAL ASSET INC F	638,439	$11,072	0.7%	$17.72	—	COM SHS	25533B108
—	PIMCO INCOME STRATEGY FUND I	1,121,631	$11,003	0.7%	$10.51	—	COM	72201J104
—	NUVEEN MTG OPPORTUNITY TERM	474,956	$10,995	0.7%	$23.55	—	COM	670735109
—	WELLS FARGO ADVANTAGE MULTI	772,403	$10,528	0.7%	$14.24	—	COM SHS	94987D101
—	LEGG MASON BW GLB INC OPP FD	629,013	$10,511	0.7%	$17.71	—	COM	52469B100
—	BROOKFIELD MTG OPP INC FD IN	635,946	$10,455	0.7%	$16.82	—	COM	112792106
—	BOULDER TOTAL RETURN FD INC	364,488	$10,115	0.7%	$22.09	—	COM	101541100
—	NUVEEN MUN MKT OPPORTUNITY F	740,593	$10,094	0.7%	$12.15	—	COM	67062W103
—	ZWEIG TOTAL RETURN FD INC	709,624	$9,942	0.7%	$12.87	—	COM NEW	989837208
—	NUVEEN CAL AMT-FREE MUN INC	656,667	$9,679	0.6%	$12.60	—	COM	670651108
—	MEDLEY CAP CORP	1,046,460	$9,669	0.6%	$9.24	—	COM	58503F106
—	BABSON CAP GLB SHT DURHGH YL	472,079	$9,531	0.6%	$20.19	—	COM	05617T100
—	WESTERN ASSET EMRG MKT INCM	852,900	$9,339	0.6%	$11.94	—	COM	95766E103
—	WESTERN ASSET EMRG MKT DEBT	585,114	$9,221	0.6%	$16.37	—	COM	95766A101
PSEC	PROSPECT CAPITAL CORPORATION	1,097,491	$9,065	0.6%	$2.35	-0.4%	COM	74348T102
—	NUVEEN DIVID ADVANTAGE MUN F	614,925	$8,812	0.6%	$13.27	—	COM	67066V101
—	POWERSHARES GLOBAL ETF TRUST	471,245	$8,779	0.6%	$19.84	—	EMER MRKT PORT	73936T763
—	CORNERSTONE PROGRESSIVE RTN	555,649	$8,451	0.6%	$4.39	—	COM	21925C101
—	TEMPLETON EMERG MKTS INCOME	738,659	$8,376	0.6%	$11.40	—	COM	880192109
—	GOLDMAN SACHS MLP INC OPP FD	478,827	$8,351	0.6%	$17.44	—	COM SHS	38147W103
—	FRANKLIN LTD DURATION INC TR	674,665	$8,224	0.5%	$12.86	—	COM	35472T101
—	MFS CHARTER INCOME TR	873,547	$8,028	0.5%	$9.17	—	SH BEN INT	552727109
—	WESTERN ASSET HGH YLD DFNDFD	487,352	$7,686	0.5%	$16.96	—	COM	95768B107
—	IVY HIGH INC OPPORTUNITIES F	484,332	$7,682	0.5%	$17.93	—	COM	465893105
—	CENTRAL FD CDA LTD	657,365	$7,612	0.5%	$13.34	—	CL A	153501101
—	NUVEEN PREM INCOME MUN FD 4	540,821	$7,496	0.5%	$13.40	—	COM	6706K4105
—	PRUDENTIAL GLB SHT DUR HG YL	469,142	$7,469	0.5%	$15.92	—	COM	74433A109
—	CLOUGH GLOBAL EQUITY FD	502,718	$7,279	0.5%	$14.97	—	COM	18914C100
—	WESTERN ASSET GLOBAL CP DEFI	409,172	$7,275	0.5%	$18.02	—	COM	95790C107
—	MFS MULTIMARKET INCOME TR	1,112,216	$7,229	0.5%	$6.57	—	SH BEN INT	552737108
—	STONE HBR EMERG MKTS TL INC	471,574	$7,192	0.5%	$17.76	—	COM	86164W100
—	DWS HIGH INCOME OPPORT FD IN	499,065	$7,002	0.5%	$14.38	—	COM NEW	23339M204
—	BOULDER GROWTH & INCOME FD I	763,862	$6,913	0.5%	$7.46	—	COM	101507101
—	APOLLO TACTICAL INCOME FD IN	429,431	$6,854	0.5%	$17.46	—	COM	037638103
—	NUVEEN PFD INCOME OPPRTNY FD	714,645	$6,832	0.5%	$9.26	—	COM	67073B106
—	NUVEEN BUILD AMER BD FD	322,279	$6,826	0.5%	$19.18	—	COM	67074C103
IWM	ISHARES TR	56,350	$6,741	0.4%	$115.43	—	RUSSELL 2000 ETF	464287655
—	WESTERN ASSET GLB HI INCOME	573,168	$6,362	0.4%	$11.10	—	COM	95766B109
—	MORGAN STANLEY EMER MKTS DEB	672,087	$6,109	0.4%	$9.57	—	COM	61744H105
—	WESTERN ASSET CLYM INFL OPP	540,457	$6,107	0.4%	$11.83	—	COM	95766R104
—	BLACKSTONE GSO LNG SHRT CR I	378,034	$5,871	0.4%	$17.62	—	COM SHS BN INT	09257D102
—	NUVEEN DIVID ADVANTAGE MUN I	398,114	$5,617	0.4%	$13.79	—	COM	67071L106
—	NEUBERGER BERMAN RE ES SEC F	966,559	$5,113	0.3%	$4.75	—	COM	64190A103
—	VIRTUS GLOBAL MULTI-SEC INC	321,675	$5,099	0.3%	$17.30	—	COM	92829B101
—	INVESCO DYNAMIC CR OPP FD	414,120	$4,907	0.3%	$12.66	—	COM	46132R104
—	ALLIANCEBERNSTEIN GBL HGH IN	394,732	$4,907	0.3%	$12.43	—	COM	01879R106
—	EATON VANCE SH TM DR DIVR IN	338,882	$4,795	0.3%	$15.13	—	COM	27828V104
—	MARKET VECTORS ETF TR	259,217	$4,764	0.3%	$24.64	—	GOLD MINER ETF	57060U100
—	ARES DYNAMIC CR ALLOCATION F	297,983	$4,714	0.3%	$15.82	—	COM	04014F102
—	NUVEEN BUILD AMER BD OPPTNY	210,615	$4,623	0.3%	$20.00	—	COM	67074Q102
—	CLOUGH GLOBAL ALLOCATION FD	312,392	$4,614	0.3%	$15.06	—	COM	18913Y103
—	ROYCE FOCUS TR	633,579	$4,606	0.3%	$7.01	—	COM	78080N108
—	STRATEGIC GLOBAL INCOME FD	529,162	$4,487	0.3%	$9.21	—	COM	862719101
—	WESTERN ASSET HIGH INCM FD I	524,698	$4,360	0.3%	$8.31	—	COM	95766J102
—	WESTERN ASSET WORLDWIDE INCO	378,039	$4,313	0.3%	$12.44	—	COM	957668106
—	TRIANGLE CAP CORP	210,428	$4,270	0.3%	$20.29	—	COM	895848109
—	NUVEEN MUN OPPORTUNITY FD IN	282,842	$4,149	0.3%	$13.37	—	COM	670984103
—	LMP REAL ESTATE INCOME FD IN	325,000	$4,079	0.3%	$11.23	—	COM	50208C108
—	PUTNAM MASTER INTER INCOME T	837,741	$4,030	0.3%	$5.02	—	SH BEN INT	746909100
—	CLEARBRIDGE ENERGY MLP TR FD	184,807	$3,953	0.3%	$21.87	—	COM	18469Q108
—	GSV CAP CORP	445,205	$3,842	0.3%	$9.22	—	COM	36191J101
—	AVENUE INCOME CR STRATEGIES	253,944	$3,837	0.3%	$17.09	—	COM	05358E106
—	DUFF & PHELPS SLCT ENGY MLP	269,334	$3,816	0.3%	$14.17	—	COM	26433F108
—	BLACKROCK ENHANCED EQT DIV T	467,994	$3,800	0.3%	$7.72	—	COM	09251A104
—	NUVEEN INT DUR QUAL MUN TRM	291,453	$3,687	0.2%	$11.92	—	COM	670677103
XXHYBXX	NEW AMER HIGH INCOME FD INC	411,832	$3,682	0.2%	$9.72	—	COM NEW	641876800
—	NUVEEN SELECT QUALITY MUN FD	260,407	$3,635	0.2%	$13.26	—	COM	670973106
—	NUVEEN DIVID ADV MUN FD 3	255,186	$3,516	0.2%	$13.68	—	COM SH BEN INT	67070X101
—	ADVENT CLAYMORE ENH GRW & IN	391,499	$3,484	0.2%	$9.61	—	COM	00765E104
—	APOLLO INVT CORP	469,147	$3,481	0.2%	$7.42	—	COM	03761U106
—	CBRE CLARION GLOBAL REAL EST	386,524	$3,475	0.2%	$8.05	—	COM	12504G100
—	NUVEEN MTG OPPTY TERM FD 2	145,788	$3,378	0.2%	$23.56	—	COM	67074R100
—	ADVENT CLAY CONV SEC INC FD	535,237	$3,372	0.2%	$6.69	—	COM	007639107
—	FEDERATED ENHANC TREAS INCM	248,309	$3,307	0.2%	$13.09	—	COM SH BEN INT	314162108
—	MVC CAPITAL INC	336,347	$3,306	0.2%	$9.83	—	COM	553829102
—	INVESCO QUALITY MUNI INC TRS	259,173	$3,237	0.2%	$11.12	—	COM	46133G107
—	PUTNAM MUN OPPORTUNITIES TR	267,201	$3,204	0.2%	$10.87	—	SH BEN INT	746922103
—	EATON VANCE FLTG RATE INCOM	198,206	$3,197	0.2%	$17.90	—	COM SHS BEN INT	278284104
—	KAYNE ANDERSON MDSTM ENERGY	91,855	$3,127	0.2%	$34.04	—	COM	48661E108
—	GLOBAL HIGH INCOME FUND INC	353,655	$3,119	0.2%	$9.91	—	COM	37933G108
—	ABERDEEN EMERGING MKTS SMALL	237,987	$3,113	0.2%	$15.52	—	COM	00301T102
—	EATON VANCE SR INCOME TR	488,157	$3,046	0.2%	$6.50	—	SH BEN INT	27826S103
—	WESTERN ASSET HIGH INCM OPP	564,506	$3,031	0.2%	$5.37	—	COM	95766K109
—	GAMCO GLOBAL GOLD NAT RES &	432,674	$3,029	0.2%	$7.00	—	COM SH BEN INT	36465A109
—	CORNERSTONE STRATEGIC VALUE	148,988	$2,983	0.2%	$20.02	—	COM PAR $0.001	21924B302
—	GDL FUND	290,915	$2,976	0.2%	$10.80	—	COM SH BEN IT	361570104
—	DREYFUS MUN BD INFRSTRCTR FD	243,915	$2,968	0.2%	$11.34	—	SHS	26203D101
—	CENTRAL EUR RUSS & TURK FD I	148,802	$2,943	0.2%	$29.82	—	COM	153436100
—	NEUBERGER BERMAN HGH YLD FD	238,738	$2,936	0.2%	$12.72	—	COM	64128C106
—	TORTOISE ENERGY INFRSTRCTR C	63,819	$2,793	0.2%	$48.40	—	COM	89147L100
—	COHEN & STEERS REIT & PFD IN	140,704	$2,672	0.2%	$16.90	—	COM	19247X100
—	NUVEEN PREMIER MUN INCOME FD	191,222	$2,671	0.2%	$12.62	—	COM	670988104
—	NEUBERGER BERMAN MLP INCOME	150,243	$2,644	0.2%	$17.60	—	COM	64129H104
—	NUVEEN ALL CAP ENE MLP OPPO	165,299	$2,521	0.2%	$15.25	—	COM	67075E108
—	WESTERN ASSET MGD HI INCM FD	477,577	$2,440	0.2%	$5.45	—	COM	95766L107
—	BLACKROCK KELSO CAPITAL CORP	280,608	$2,301	0.2%	$8.20	—	COM	092533108
—	NUVEEN SR INCOME FD	343,306	$2,249	0.1%	$6.95	—	COM	67067Y104
—	FST TR NEW OPPORT MLP & ENE	123,078	$2,204	0.1%	$17.91	—	COM	33739M100
—	NUVEEN PERFORMANCE PLUS MUN	146,744	$2,164	0.1%	$13.94	—	COM	67062P108
—	INVESCO TR INVT GRADE MUNS	161,255	$2,143	0.1%	$12.18	—	COM	46131M106
—	NGP CAP RES CO	454,232	$2,130	0.1%	$4.96	—	COM	62912R107
—	NUVEEN QUALITY PFD INC FD 3	251,345	$2,094	0.1%	$8.32	—	COM	67072W101
—	INVESCO SR INCOME TR	458,343	$2,090	0.1%	$4.60	—	COM	46131H107
—	MONTGOMERY STR INCOME SECS I	123,780	$2,035	0.1%	$16.32	—	COM	614115103
—	FIFTH STR SR FLOATNG RATE CO	196,916	$2,012	0.1%	$10.22	—	COM	31679F101
—	MFS INTERMARKET INCOME TRUST	231,189	$1,928	0.1%	$8.34	—	SH BEN INT	59318R103
—	INVESCO BD FD	100,000	$1,840	0.1%	$18.40	—	COM	46132L107
—	SPECIAL OPPORTUNITIES FD INC	119,119	$1,831	0.1%	$16.25	—	COM	84741T104
—	ARES MULTI STRATEGY CR FD IN	91,281	$1,785	0.1%	$19.98	—	COM	04014Q108
—	CENTRAL SECS CORP	80,395	$1,766	0.1%	$21.72	—	COM	155123102
SAR	SARATOGA INVT CORP	109,064	$1,620	0.1%	$15.35	-1.2%	COM NEW	80349A208
—	DWS GLOBAL HIGH INCOME FD	205,534	$1,611	0.1%	$8.07	—	COM	23338W104
—	DEUTSCHE HIGH INCOME TR	179,727	$1,571	0.1%	$8.94	—	SHS	25155R100
—	PRUDENTIAL SHT DURATION HG Y	93,669	$1,562	0.1%	$16.68	—	COM	74442F107
—	NUVEEN DIVERSIFIED COMMODTY	117,378	$1,506	0.1%	$14.41	—	COM UT BEN INT	67074P104
—	BLACKSTONE GSO FLTING RTE FU	87,370	$1,463	0.1%	$17.35	—	COM	09256U105
—	STONE HBR EMERG MRKTS INC FD	87,960	$1,365	0.1%	$15.52	—	COM	86164T107
—	MARKET VECTORS ETF TR	37,900	$1,361	0.1%	$35.91	—	OIL SVCS ETF	57060U191
—	INVESCO ADVANTAGE MUNICIPAL	111,941	$1,299	0.1%	$10.57	—	SH BEN INT	46132E103
—	CM FIN INC	114,628	$1,261	0.1%	$11.00	—	COM	12574Q103
IWD	ISHARES TR	11,960	$1,249	0.1%	$95.89	—	RUS 1000 VAL ETF	464287598
—	MACQUARIE GLBL INFRA TOTL RE	48,419	$1,197	0.1%	$20.42	—	COM	55608D101
—	ALCENTRA CAP CORP	86,476	$1,081	0.1%	$12.50	—	COM	01374T102
—	EATON VANCE MUN INCOME TERM	60,184	$1,054	0.1%	$16.50	—	SHS	27829U105
—	BLACKROCK FLOAT RATE OME STR	77,739	$1,041	0.1%	$13.93	—	COM	09255X100
XJPIX	NUVEEN PFD & INCOME TERM FD	45,303	$1,017	0.1%	$23.10	—	COM	67075A106
—	NUVEEN FLOATING RATE INCOME	85,802	$943	0.1%	$10.99	—	COM	67072T108
SLRC	SOLAR CAP LTD	48,088	$866	0.1%	$6.52	0.0%	COM	83413U100
—	BROOKFIELD HIGH INCOME FD IN	96,614	$861	0.1%	$9.37	—	COM	11272P102
—	NUVEEN SHT DUR CR OPP FD	49,180	$819	0.1%	$17.06	—	COM	67074X107
—	NUVEEN DIV ADVANTAGE MUN FD	56,957	$804	0.1%	$14.07	—	COM	67070F100
—	DENALI FD INC	32,999	$745	0.0%	$21.48	—	COM	24823A102
—	CUSHING RTY & INCOME FD	93,820	$738	0.0%	$7.87	—	COM SH BEN INT	23164R104
—	VOYA PRIME RATE TR	130,803	$695	0.0%	$5.31	—	SH BEN INT	92913A100
—	MADISON STRTG SECTOR PREM FD	57,100	$678	0.0%	$12.49	—	COM	558268108
—	BANCROFT FUND LTD	33,057	$663	0.0%	$20.17	—	COM	059695106
—	ROYCE GLOBAL VALUE TR INC	72,902	$586	0.0%	$8.89	—	COM	78081T104
KRE	SPDR SERIES TRUST	13,848	$564	0.0%	$38.12	—	S&P REGL BKG	78464A698
—	NUVEEN QUALITY INCOME MUN FD	40,203	$562	0.0%	$12.25	—	COM	670977107
—	WELLS FARGO ADVANTAGE INCOME	52,342	$465	0.0%	$8.88	—	COM SHS	94987B105
—	INVESCO CALIF VALUE MUN INC	33,073	$425	0.0%	$11.39	—	COM	46132H106
—	EATON VANCE SR FLTNG RTE TR	30,437	$417	0.0%	$13.70	—	COM	27828Q105
—	SPDR SERIES TRUST	8,400	$402	0.0%	$47.86	—	S&P OILGAS EXP	78464A730
—	EATON VANCE MUN BD FD	31,021	$398	0.0%	$11.89	—	COM	27827X101
—	KKR INCOME OPPORTUNITIES FD	22,905	$371	0.0%	$16.20	—	COM	48249T106
EWZ	ISHARES	10,000	$366	0.0%	$36.60	—	MSCI BRZ CAP ETF	464286400
XHNWX	PIONEER DIV HIGH INCOME TRUS	20,000	$355	0.0%	$17.75	—	COM	723653101
—	AMERICAN CAP SR FLOATING LTD	27,566	$334	0.0%	$13.99	—	COM	02504D108
—	FORT DEARBORN INCOME SECS IN	20,700	$293	0.0%	$14.49	—	COM	347200107
XLE	SELECT SECTOR SPDR TR	3,500	$277	0.0%	$90.68	—	SBI INT-ENERGY	81369Y506
—	FS INVT CORP	27,300	$271	0.0%	$9.93	—	COM	302635107
XLF	SELECT SECTOR SPDR TR	9,800	$242	0.0%	$20.60	—	SBI INT-FINL	81369Y605
AAPL	APPLE INC	2,100	$232	0.0%	$21.63	+11.4%	COM	037833100
—	EATON VANCE FLTING RATE INC	14,000	$194	0.0%	$13.86	—	COM	278279104
—	NUVEEN QUALITY MUN FD INC	12,909	$170	0.0%	$13.17	—	COM	67062N103
XPHDX	PIONEER FLOATING RATE TR	12,707	$145	0.0%	$11.41	—	COM	72369J102
—	ARCH COAL INC	16,690	$30	0.0%	$3.70	—	COM	039380100