Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value: $1.507B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PIMCO DYNAMIC CR INCOME FD | 3,227,614 | $66.65M | 4.4% | $21.91 | — | COM SHS | 72202D106 |
| — | BLACKROCK CR ALLCTN INC TR | 3,161,592 | $40.85M | 2.7% | $12.98 | — | COM | 092508100 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,082,213 | $35.8M | 2.4% | $9.44 | — | COM SHS | 67073D102 |
| SPY | SPDR S&P 500 ETF TR | 172,061 | $35.37M | 2.3% | $187.46 | — | TR UNIT | 78462F103 |
| VWO | VANGUARD INTL EQUITY INDEX F | 651,375 | $26.07M | 1.7% | $40.12 | — | FTSE EMR MKT ETF | 922042858 |
| — | ABERDEEN ASIA PACIFIC INCOM | 4,409,137 | $24.47M | 1.6% | $5.68 | — | COM | 003009107 |
| — | TEMPLETON GLOBAL INCOME FD | 3,372,760 | $24.25M | 1.6% | $7.79 | — | COM | 880198106 |
| — | ADAMS EXPRESS CO | 1,746,371 | $23.89M | 1.6% | $11.96 | — | COM | 006212104 |
| — | TRI CONTL CORP | 1,079,196 | $23.11M | 1.5% | $17.90 | — | COM | 895436103 |
| OEF | ISHARES TR | 250,000 | $22.73M | 1.5% | $72.24 | — | S&P 100 ETF | 464287101 |
| — | POWERSHARES ETF TRUST | 240,668 | $22M | 1.5% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | AMERICAN CAP LTD | 1,497,810 | $21.88M | 1.5% | $14.75 | — | COM | 02503Y103 |
| — | LIBERTY ALL STAR EQUITY FD | 3,570,037 | $21.35M | 1.4% | $5.22 | — | SH BEN INT | 530158104 |
| — | UBS AG LONDON BRH | 990,320 | $21.22M | 1.4% | $21.43 | — | 2X LEV LNG LKD | 90267B765 |
| — | NEXPOINT CR STRATEGIES FD | 1,876,207 | $21.07M | 1.4% | $8.58 | — | COM | 65340G106 |
| — | NUVEEN PREM INCOME MUN FD 2 | 1,486,800 | $21.05M | 1.4% | $12.99 | — | COM | 67063W102 |
| — | ROYCE VALUE TR INC | 1,431,949 | $20.52M | 1.4% | $15.16 | — | COM | 780910105 |
| — | BLACKROCK DEBT STRAT FD INC | 5,457,206 | $20.3M | 1.3% | $3.96 | — | COM | 09255R103 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 2,699,336 | $20.16M | 1.3% | $7.51 | — | COM | 01881E101 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,551,678 | $19.89M | 1.3% | $12.87 | — | SH BEN INT | 18914E106 |
| — | INVESCO MUN OPPORTUNITY TR | 1,536,131 | $19.75M | 1.3% | $11.71 | — | COM | 46132C107 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,869,481 | $19.74M | 1.3% | $13.04 | — | COM | 617477104 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,129,687 | $18.95M | 1.3% | $17.19 | — | COM | 09258A107 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 1,139,526 | $18.92M | 1.3% | $16.72 | — | COM UT BEN INT | 670731108 |
| VEA | VANGUARD TAX MANAGED INTL FD | 482,753 | $18.29M | 1.2% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,090,234 | $17.97M | 1.2% | $17.10 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN INTER DURATION MN TMF | 1,392,832 | $17.41M | 1.2% | $11.72 | — | COM | 670671106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 1,004,032 | $17.32M | 1.1% | $17.25 | — | SHS | 67075G103 |
| — | POWERSHARES ETF TRUST II | 724,467 | $17.1M | 1.1% | $23.60 | — | CEF INC COMPST | 73936Q843 |
| — | CLEARBRIDGE AMERN ENERG MLP | 1,065,848 | $17.01M | 1.1% | $15.96 | — | COM | 184691103 |
| — | ALLIANZGI EQUITY & CONV INCO | 815,265 | $16.86M | 1.1% | $19.05 | — | COM | 018829101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,901,803 | $16.15M | 1.1% | $8.51 | — | COM SH BEN INT N | 021060207 |
| — | BLACKROCK CORPOR HI YLD FD I | 1,390,004 | $15.85M | 1.1% | $11.91 | — | COM | 09255P107 |
| — | GOLDMAN SACHS MLP ENERGY REN | 1,093,666 | $15.52M | 1.0% | $14.19 | — | COM | 38148G107 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,160,756 | $15.24M | 1.0% | $13.64 | — | COM | 092501105 |
| — | BLACKROCK MUN TARGET TERM TR | 755,308 | $15.17M | 1.0% | $18.19 | — | COM SHS BEN IN | 09257P105 |
| — | RYDEX ETF TRUST | 94,701 | $13.42M | 0.9% | $114.56 | — | GUG RUSS TOP 50 | 78355W205 |
| — | INVESCO MUN TR | 1,050,593 | $13.3M | 0.9% | $11.63 | — | COM | 46131J103 |
| — | GENERAL AMERN INVS INC | 370,734 | $12.98M | 0.9% | $32.39 | — | COM | 368802104 |
| — | PUTNAM PREMIER INCOME TR | 2,461,007 | $12.92M | 0.9% | $5.38 | — | SH BEN INT | 746853100 |
| — | NUVEEN MUN ADVANTAGE FD INC | 877,055 | $11.98M | 0.8% | $12.22 | — | COM | 67062H106 |
| — | FIRST TR HIGH INCOME L/S FD | 726,902 | $11.63M | 0.8% | $17.18 | — | COM | 33738E109 |
| — | EATON VANCE LTD DUR INCOME F | 797,570 | $11.26M | 0.7% | $14.51 | — | COM | 27828H105 |
| — | DIVERSIFIED REAL ASSET INC F | 638,439 | $11.07M | 0.7% | $17.72 | — | COM SHS | 25533B108 |
| — | PIMCO INCOME STRATEGY FUND I | 1,121,631 | $11M | 0.7% | $10.51 | — | COM | 72201J104 |
| — | NUVEEN MTG OPPORTUNITY TERM | 474,956 | $10.99M | 0.7% | $23.55 | — | COM | 670735109 |
| — | WELLS FARGO ADVANTAGE MULTI | 772,403 | $10.53M | 0.7% | $14.24 | — | COM SHS | 94987D101 |
| — | LEGG MASON BW GLB INC OPP FD | 629,013 | $10.51M | 0.7% | $17.71 | — | COM | 52469B100 |
| — | BROOKFIELD MTG OPP INC FD IN | 635,946 | $10.46M | 0.7% | $16.82 | — | COM | 112792106 |
| — | BOULDER TOTAL RETURN FD INC | 364,488 | $10.12M | 0.7% | $22.09 | — | COM | 101541100 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 740,593 | $10.09M | 0.7% | $12.15 | — | COM | 67062W103 |
| — | ZWEIG TOTAL RETURN FD INC | 709,624 | $9.942M | 0.7% | $12.87 | — | COM NEW | 989837208 |
| — | NUVEEN CAL AMT-FREE MUN INC | 656,667 | $9.679M | 0.6% | $12.60 | — | COM | 670651108 |
| — | MEDLEY CAP CORP | 1,046,460 | $9.669M | 0.6% | $9.24 | — | COM | 58503F106 |
| — | BABSON CAP GLB SHT DURHGH YL | 472,079 | $9.531M | 0.6% | $20.19 | — | COM | 05617T100 |
| — | WESTERN ASSET EMRG MKT INCM | 852,900 | $9.339M | 0.6% | $11.94 | — | COM | 95766E103 |
| — | WESTERN ASSET EMRG MKT DEBT | 585,114 | $9.221M | 0.6% | $16.37 | — | COM | 95766A101 |
| PSEC | PROSPECT CAPITAL CORPORATION | 1,097,491 | $9.065M | 0.6% | $2.35 | -0.4% | COM | 74348T102 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 614,925 | $8.812M | 0.6% | $13.27 | — | COM | 67066V101 |
| — | POWERSHARES GLOBAL ETF TRUST | 471,245 | $8.779M | 0.6% | $19.84 | — | EMER MRKT PORT | 73936T763 |
| — | CORNERSTONE PROGRESSIVE RTN | 555,649 | $8.451M | 0.6% | $4.39 | — | COM | 21925C101 |
| — | TEMPLETON EMERG MKTS INCOME | 738,659 | $8.376M | 0.6% | $11.40 | — | COM | 880192109 |
| — | GOLDMAN SACHS MLP INC OPP FD | 478,827 | $8.351M | 0.6% | $17.44 | — | COM SHS | 38147W103 |
| — | FRANKLIN LTD DURATION INC TR | 674,665 | $8.224M | 0.5% | $12.86 | — | COM | 35472T101 |
| — | MFS CHARTER INCOME TR | 873,547 | $8.028M | 0.5% | $9.17 | — | SH BEN INT | 552727109 |
| — | WESTERN ASSET HGH YLD DFNDFD | 487,352 | $7.686M | 0.5% | $16.96 | — | COM | 95768B107 |
| — | IVY HIGH INC OPPORTUNITIES F | 484,332 | $7.682M | 0.5% | $17.93 | — | COM | 465893105 |
| — | CENTRAL FD CDA LTD | 657,365 | $7.612M | 0.5% | $13.34 | — | CL A | 153501101 |
| — | NUVEEN PREM INCOME MUN FD 4 | 540,821 | $7.496M | 0.5% | $13.40 | — | COM | 6706K4105 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 469,142 | $7.469M | 0.5% | $15.92 | — | COM | 74433A109 |
| — | CLOUGH GLOBAL EQUITY FD | 502,718 | $7.279M | 0.5% | $14.97 | — | COM | 18914C100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 409,172 | $7.275M | 0.5% | $18.02 | — | COM | 95790C107 |
| — | MFS MULTIMARKET INCOME TR | 1,112,216 | $7.229M | 0.5% | $6.57 | — | SH BEN INT | 552737108 |
| — | STONE HBR EMERG MKTS TL INC | 471,574 | $7.192M | 0.5% | $17.76 | — | COM | 86164W100 |
| — | DWS HIGH INCOME OPPORT FD IN | 499,065 | $7.002M | 0.5% | $14.38 | — | COM NEW | 23339M204 |
| — | BOULDER GROWTH & INCOME FD I | 763,862 | $6.913M | 0.5% | $7.46 | — | COM | 101507101 |
| — | APOLLO TACTICAL INCOME FD IN | 429,431 | $6.854M | 0.5% | $17.46 | — | COM | 037638103 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 714,645 | $6.832M | 0.5% | $9.26 | — | COM | 67073B106 |
| — | NUVEEN BUILD AMER BD FD | 322,279 | $6.826M | 0.5% | $19.18 | — | COM | 67074C103 |
| IWM | ISHARES TR | 56,350 | $6.741M | 0.4% | $115.43 | — | RUSSELL 2000 ETF | 464287655 |
| — | WESTERN ASSET GLB HI INCOME | 573,168 | $6.362M | 0.4% | $11.10 | — | COM | 95766B109 |
| — | MORGAN STANLEY EMER MKTS DEB | 672,087 | $6.109M | 0.4% | $9.57 | — | COM | 61744H105 |
| — | WESTERN ASSET CLYM INFL OPP | 540,457 | $6.107M | 0.4% | $11.83 | — | COM | 95766R104 |
| — | BLACKSTONE GSO LNG SHRT CR I | 378,034 | $5.871M | 0.4% | $17.62 | — | COM SHS BN INT | 09257D102 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 398,114 | $5.617M | 0.4% | $13.79 | — | COM | 67071L106 |
| — | NEUBERGER BERMAN RE ES SEC F | 966,559 | $5.113M | 0.3% | $4.75 | — | COM | 64190A103 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 321,675 | $5.099M | 0.3% | $17.30 | — | COM | 92829B101 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 394,732 | $4.907M | 0.3% | $12.43 | — | COM | 01879R106 |
| — | INVESCO DYNAMIC CR OPP FD | 414,120 | $4.907M | 0.3% | $12.66 | — | COM | 46132R104 |
| — | EATON VANCE SH TM DR DIVR IN | 338,882 | $4.795M | 0.3% | $15.13 | — | COM | 27828V104 |
| — | MARKET VECTORS ETF TR | 259,217 | $4.764M | 0.3% | $24.64 | — | GOLD MINER ETF | 57060U100 |
| — | ARES DYNAMIC CR ALLOCATION F | 297,983 | $4.714M | 0.3% | $15.82 | — | COM | 04014F102 |
| — | NUVEEN BUILD AMER BD OPPTNY | 210,615 | $4.623M | 0.3% | $20.00 | — | COM | 67074Q102 |
| — | CLOUGH GLOBAL ALLOCATION FD | 312,392 | $4.614M | 0.3% | $15.06 | — | COM | 18913Y103 |
| — | ROYCE FOCUS TR | 633,579 | $4.606M | 0.3% | $7.01 | — | COM | 78080N108 |
| — | STRATEGIC GLOBAL INCOME FD | 529,162 | $4.487M | 0.3% | $9.21 | — | COM | 862719101 |
| — | WESTERN ASSET HIGH INCM FD I | 524,698 | $4.36M | 0.3% | $8.31 | — | COM | 95766J102 |
| — | WESTERN ASSET WORLDWIDE INCO | 378,039 | $4.313M | 0.3% | $12.44 | — | COM | 957668106 |
| — | TRIANGLE CAP CORP | 210,428 | $4.27M | 0.3% | $20.29 | — | COM | 895848109 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 282,842 | $4.149M | 0.3% | $13.37 | — | COM | 670984103 |
| — | LMP REAL ESTATE INCOME FD IN | 325,000 | $4.079M | 0.3% | $11.23 | — | COM | 50208C108 |
| — | PUTNAM MASTER INTER INCOME T | 837,741 | $4.03M | 0.3% | $5.02 | — | SH BEN INT | 746909100 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 184,807 | $3.953M | 0.3% | $21.87 | — | COM | 18469Q108 |
| — | GSV CAP CORP | 445,205 | $3.842M | 0.3% | $9.22 | — | COM | 36191J101 |
| — | AVENUE INCOME CR STRATEGIES | 253,944 | $3.837M | 0.3% | $17.09 | — | COM | 05358E106 |
| — | DUFF & PHELPS SLCT ENGY MLP | 269,334 | $3.816M | 0.3% | $14.17 | — | COM | 26433F108 |
| — | BLACKROCK ENHANCED EQT DIV T | 467,994 | $3.8M | 0.3% | $7.72 | — | COM | 09251A104 |
| — | NUVEEN INT DUR QUAL MUN TRM | 291,453 | $3.687M | 0.2% | $11.92 | — | COM | 670677103 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 411,832 | $3.682M | 0.2% | $9.72 | — | COM NEW | 641876800 |
| — | NUVEEN SELECT QUALITY MUN FD | 260,407 | $3.635M | 0.2% | $13.26 | — | COM | 670973106 |
| — | NUVEEN DIVID ADV MUN FD 3 | 255,186 | $3.516M | 0.2% | $13.68 | — | COM SH BEN INT | 67070X101 |
| — | ADVENT CLAYMORE ENH GRW & IN | 391,499 | $3.484M | 0.2% | $9.61 | — | COM | 00765E104 |
| — | APOLLO INVT CORP | 469,147 | $3.481M | 0.2% | $7.42 | — | COM | 03761U106 |
| — | CBRE CLARION GLOBAL REAL EST | 386,524 | $3.475M | 0.2% | $8.05 | — | COM | 12504G100 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 145,788 | $3.378M | 0.2% | $23.56 | — | COM | 67074R100 |
| — | ADVENT CLAY CONV SEC INC FD | 535,237 | $3.372M | 0.2% | $6.69 | — | COM | 007639107 |
| — | FEDERATED ENHANC TREAS INCM | 248,309 | $3.307M | 0.2% | $13.09 | — | COM SH BEN INT | 314162108 |
| — | MVC CAPITAL INC | 336,347 | $3.306M | 0.2% | $9.83 | — | COM | 553829102 |
| — | INVESCO QUALITY MUNI INC TRS | 259,173 | $3.237M | 0.2% | $11.12 | — | COM | 46133G107 |
| — | PUTNAM MUN OPPORTUNITIES TR | 267,201 | $3.204M | 0.2% | $10.87 | — | SH BEN INT | 746922103 |
| — | EATON VANCE FLTG RATE INCOM | 198,206 | $3.197M | 0.2% | $17.90 | — | COM SHS BEN INT | 278284104 |
| — | KAYNE ANDERSON MDSTM ENERGY | 91,855 | $3.127M | 0.2% | $34.04 | — | COM | 48661E108 |
| — | GLOBAL HIGH INCOME FUND INC | 353,655 | $3.119M | 0.2% | $9.91 | — | COM | 37933G108 |
| — | ABERDEEN EMERGING MKTS SMALL | 237,987 | $3.113M | 0.2% | $15.52 | — | COM | 00301T102 |
| — | EATON VANCE SR INCOME TR | 488,157 | $3.046M | 0.2% | $6.50 | — | SH BEN INT | 27826S103 |
| — | WESTERN ASSET HIGH INCM OPP | 564,506 | $3.031M | 0.2% | $5.37 | — | COM | 95766K109 |
| — | GAMCO GLOBAL GOLD NAT RES & | 432,674 | $3.029M | 0.2% | $7.00 | — | COM SH BEN INT | 36465A109 |
| — | CORNERSTONE STRATEGIC VALUE | 148,988 | $2.983M | 0.2% | $20.02 | — | COM PAR $0.001 | 21924B302 |
| — | GDL FUND | 290,915 | $2.976M | 0.2% | $10.80 | — | COM SH BEN IT | 361570104 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 243,915 | $2.968M | 0.2% | $11.34 | — | SHS | 26203D101 |
| — | CENTRAL EUR RUSS & TURK FD I | 148,802 | $2.943M | 0.2% | $29.82 | — | COM | 153436100 |
| — | NEUBERGER BERMAN HGH YLD FD | 238,738 | $2.936M | 0.2% | $12.72 | — | COM | 64128C106 |
| — | TORTOISE ENERGY INFRSTRCTR C | 63,819 | $2.793M | 0.2% | $48.40 | — | COM | 89147L100 |
| — | COHEN & STEERS REIT & PFD IN | 140,704 | $2.672M | 0.2% | $16.90 | — | COM | 19247X100 |
| — | NUVEEN PREMIER MUN INCOME FD | 191,222 | $2.671M | 0.2% | $12.62 | — | COM | 670988104 |
| — | NEUBERGER BERMAN MLP INCOME | 150,243 | $2.644M | 0.2% | $17.60 | — | COM | 64129H104 |
| — | NUVEEN ALL CAP ENE MLP OPPO | 165,299 | $2.521M | 0.2% | $15.25 | — | COM | 67075E108 |
| — | WESTERN ASSET MGD HI INCM FD | 477,577 | $2.44M | 0.2% | $5.45 | — | COM | 95766L107 |
| — | BLACKROCK KELSO CAPITAL CORP | 280,608 | $2.301M | 0.2% | $8.20 | — | COM | 092533108 |
| — | NUVEEN SR INCOME FD | 343,306 | $2.249M | 0.1% | $6.95 | — | COM | 67067Y104 |
| — | FST TR NEW OPPORT MLP & ENE | 123,078 | $2.204M | 0.1% | $17.91 | — | COM | 33739M100 |
| — | NUVEEN PERFORMANCE PLUS MUN | 146,744 | $2.164M | 0.1% | $13.94 | — | COM | 67062P108 |
| — | INVESCO TR INVT GRADE MUNS | 161,255 | $2.143M | 0.1% | $12.18 | — | COM | 46131M106 |
| — | NGP CAP RES CO | 454,232 | $2.13M | 0.1% | $4.96 | — | COM | 62912R107 |
| — | NUVEEN QUALITY PFD INC FD 3 | 251,345 | $2.094M | 0.1% | $8.32 | — | COM | 67072W101 |
| — | INVESCO SR INCOME TR | 458,343 | $2.09M | 0.1% | $4.60 | — | COM | 46131H107 |
| — | MONTGOMERY STR INCOME SECS I | 123,780 | $2.035M | 0.1% | $16.32 | — | COM | 614115103 |
| — | FIFTH STR SR FLOATNG RATE CO | 196,916 | $2.012M | 0.1% | $10.22 | — | COM | 31679F101 |
| — | MFS INTERMARKET INCOME TRUST | 231,189 | $1.928M | 0.1% | $8.34 | — | SH BEN INT | 59318R103 |
| — | INVESCO BD FD | 100,000 | $1.84M | 0.1% | $18.40 | — | COM | 46132L107 |
| — | SPECIAL OPPORTUNITIES FD INC | 119,119 | $1.831M | 0.1% | $16.25 | — | COM | 84741T104 |
| — | ARES MULTI STRATEGY CR FD IN | 91,281 | $1.785M | 0.1% | $19.98 | — | COM | 04014Q108 |
| — | CENTRAL SECS CORP | 80,395 | $1.766M | 0.1% | $21.72 | — | COM | 155123102 |
| SAR | SARATOGA INVT CORP | 109,064 | $1.62M | 0.1% | $15.35 | -1.2% | COM NEW | 80349A208 |
| — | DWS GLOBAL HIGH INCOME FD | 205,534 | $1.611M | 0.1% | $8.07 | — | COM | 23338W104 |
| — | DEUTSCHE HIGH INCOME TR | 179,727 | $1.571M | 0.1% | $8.94 | — | SHS | 25155R100 |
| — | PRUDENTIAL SHT DURATION HG Y | 93,669 | $1.562M | 0.1% | $16.68 | — | COM | 74442F107 |
| — | NUVEEN DIVERSIFIED COMMODTY | 117,378 | $1.506M | 0.1% | $14.41 | — | COM UT BEN INT | 67074P104 |
| — | BLACKSTONE GSO FLTING RTE FU | 87,370 | $1.463M | 0.1% | $17.35 | — | COM | 09256U105 |
| — | STONE HBR EMERG MRKTS INC FD | 87,960 | $1.365M | 0.1% | $15.52 | — | COM | 86164T107 |
| — | MARKET VECTORS ETF TR | 37,900 | $1.361M | 0.1% | $35.91 | — | OIL SVCS ETF | 57060U191 |
| — | INVESCO ADVANTAGE MUNICIPAL | 111,941 | $1.299M | 0.1% | $10.57 | — | SH BEN INT | 46132E103 |
| — | CM FIN INC | 114,628 | $1.261M | 0.1% | $11.00 | — | COM | 12574Q103 |
| IWD | ISHARES TR | 11,960 | $1.249M | 0.1% | $95.89 | — | RUS 1000 VAL ETF | 464287598 |
| — | MACQUARIE GLBL INFRA TOTL RE | 48,419 | $1.197M | 0.1% | $20.42 | — | COM | 55608D101 |
| — | ALCENTRA CAP CORP | 86,476 | $1.081M | 0.1% | $12.50 | — | COM | 01374T102 |
| — | EATON VANCE MUN INCOME TERM | 60,184 | $1.054M | 0.1% | $16.50 | — | SHS | 27829U105 |
| — | BLACKROCK FLOAT RATE OME STR | 77,739 | $1.041M | 0.1% | $13.93 | — | COM | 09255X100 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 45,303 | $1.017M | 0.1% | $23.10 | — | COM | 67075A106 |
| — | NUVEEN FLOATING RATE INCOME | 85,802 | $943K | 0.1% | $10.99 | — | COM | 67072T108 |
| SLRC | SOLAR CAP LTD | 48,088 | $866K | 0.1% | $6.52 | 0.0% | COM | 83413U100 |
| — | BROOKFIELD HIGH INCOME FD IN | 96,614 | $861K | 0.1% | $9.37 | — | COM | 11272P102 |
| — | NUVEEN SHT DUR CR OPP FD | 49,180 | $819K | 0.1% | $17.06 | — | COM | 67074X107 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 56,957 | $804K | 0.1% | $14.07 | — | COM | 67070F100 |
| — | DENALI FD INC | 32,999 | $745K | 0.0% | $21.48 | — | COM | 24823A102 |
| — | CUSHING RTY & INCOME FD | 93,820 | $738K | 0.0% | $7.87 | — | COM SH BEN INT | 23164R104 |
| — | VOYA PRIME RATE TR | 130,803 | $695K | 0.0% | $5.31 | — | SH BEN INT | 92913A100 |
| — | MADISON STRTG SECTOR PREM FD | 57,100 | $678K | 0.0% | $12.49 | — | COM | 558268108 |
| — | BANCROFT FUND LTD | 33,057 | $663K | 0.0% | $20.17 | — | COM | 059695106 |
| — | ROYCE GLOBAL VALUE TR INC | 72,902 | $586K | 0.0% | $8.89 | — | COM | 78081T104 |
| KRE | SPDR SERIES TRUST | 13,848 | $564K | 0.0% | $38.12 | — | S&P REGL BKG | 78464A698 |
| — | NUVEEN QUALITY INCOME MUN FD | 40,203 | $562K | 0.0% | $12.25 | — | COM | 670977107 |
| — | WELLS FARGO ADVANTAGE INCOME | 52,342 | $465K | 0.0% | $8.88 | — | COM SHS | 94987B105 |
| — | INVESCO CALIF VALUE MUN INC | 33,073 | $425K | 0.0% | $11.39 | — | COM | 46132H106 |
| — | EATON VANCE SR FLTNG RTE TR | 30,437 | $417K | 0.0% | $13.70 | — | COM | 27828Q105 |
| — | SPDR SERIES TRUST | 8,400 | $402K | 0.0% | $47.86 | — | S&P OILGAS EXP | 78464A730 |
| — | EATON VANCE MUN BD FD | 31,021 | $398K | 0.0% | $11.89 | — | COM | 27827X101 |
| — | KKR INCOME OPPORTUNITIES FD | 22,905 | $371K | 0.0% | $16.20 | — | COM | 48249T106 |
| EWZ | ISHARES | 10,000 | $366K | 0.0% | $36.60 | — | MSCI BRZ CAP ETF | 464286400 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 20,000 | $355K | 0.0% | $17.75 | — | COM | 723653101 |
| — | AMERICAN CAP SR FLOATING LTD | 27,566 | $334K | 0.0% | $13.99 | — | COM | 02504D108 |
| — | FORT DEARBORN INCOME SECS IN | 20,700 | $293K | 0.0% | $14.49 | — | COM | 347200107 |
| XLE | SELECT SECTOR SPDR TR | 3,500 | $277K | 0.0% | $90.68 | — | SBI INT-ENERGY | 81369Y506 |
| — | FS INVT CORP | 27,300 | $271K | 0.0% | $9.93 | — | COM | 302635107 |
| XLF | SELECT SECTOR SPDR TR | 9,800 | $242K | 0.0% | $20.60 | — | SBI INT-FINL | 81369Y605 |
| AAPL | APPLE INC | 2,100 | $232K | 0.0% | $21.63 | +11.4% | COM | 037833100 |
| — | EATON VANCE FLTING RATE INC | 14,000 | $194K | 0.0% | $13.86 | — | COM | 278279104 |
| — | NUVEEN QUALITY MUN FD INC | 12,909 | $170K | 0.0% | $13.17 | — | COM | 67062N103 |
| XPHDX | PIONEER FLOATING RATE TR | 12,707 | $145K | 0.0% | $11.41 | — | COM | 72369J102 |
| — | ARCH COAL INC | 16,690 | $30,000 | 0.0% | $3.70 | — | COM | 039380100 |