RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Location: West Palm Beach, FL

CIK: 0001447578 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value: $1.249B (100.0% shares, 0.0% debt)

Holdings (175)

SPY SPDR S&P 500 ETF TR 4.5%
Value $55.62M Shares 282,313 Est. Cost $187.46 Unrealized
PIMCO DYNAMIC CR INCOME FD 3.7%
Value $45.69M Shares 2,033,214 Est. Cost $22.65 Unrealized
BLACKROCK CR ALLCTN INC TR 3.4%
Value $42.93M Shares 3,225,278 Est. Cost $12.98 Unrealized
NUVEEN CR STRATEGIES INCM FD 2.6%
Value $32M Shares 3,583,368 Est. Cost $9.54 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 2.3%
Value $28.46M Shares 682,375 Est. Cost $40.12 Unrealized
ADAMS EXPRESS CO 1.9%
Value $24.34M Shares 1,746,371 Est. Cost $11.96 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 1.9%
Value $24.2M Shares 608,753 Est. Cost $41.26 Unrealized
TRI CONTL CORP 1.8%
Value $22.35M Shares 1,070,982 Est. Cost $17.90 Unrealized
OEF ISHARES TR 1.8%
Value $22.04M Shares 250,000 Est. Cost $72.24 Unrealized
POWERSHARES ETF TRUST 1.7%
Value $21.16M Shares 240,668 Est. Cost $73.13 Unrealized
LIBERTY ALL STAR EQUITY FD 1.7%
Value $20.81M Shares 3,570,037 Est. Cost $5.22 Unrealized
ROYCE VALUE TR INC 1.7%
Value $20.78M Shares 1,433,074 Est. Cost $15.16 Unrealized
NUVEEN PREM INCOME MUN FD 2 1.6%
Value $20.44M Shares 1,486,800 Est. Cost $12.99 Unrealized
BLACKROCK MULTI-SECTOR INC T 1.6%
Value $19.9M Shares 1,121,632 Est. Cost $17.19 Unrealized
INVESCO MUN OPPORTUNITY TR 1.6%
Value $19.47M Shares 1,553,740 Est. Cost $11.71 Unrealized
NEXPOINT CR STRATEGIES FD 1.5%
Value $18.89M Shares 1,778,937 Est. Cost $8.43 Unrealized
ALLIANCEBERNSTEIN INCOME FUN 1.5%
Value $18.67M Shares 2,489,106 Est. Cost $7.51 Unrealized
CLOUGH GLOBAL OPPORTUNITIES 1.5%
Value $18.51M Shares 1,551,678 Est. Cost $12.87 Unrealized
TEMPLETON GLOBAL INCOME FD 1.4%
Value $18M Shares 2,263,676 Est. Cost $8.08 Unrealized
MORGAN STANLEY EM MKTS DM DE 1.4%
Value $17.17M Shares 1,453,865 Est. Cost $13.75 Unrealized
NUVEEN INTER DURATION MN TMF 1.3%
Value $16.83M Shares 1,349,332 Est. Cost $11.70 Unrealized
ALLIANZGI EQUITY & CONV INCO 1.3%
Value $16.51M Shares 830,914 Est. Cost $19.05 Unrealized
ALPINE TOTAL DYNAMIC DIVID F 1.3%
Value $16.28M Shares 1,913,103 Est. Cost $8.51 Unrealized
BLACKROCK DEBT STRAT FD INC 1.3%
Value $15.62M Shares 4,089,921 Est. Cost $4.04 Unrealized
NUVEEN DIVER CURRENCY OPPOR 1.2%
Value $14.95M Shares 1,401,963 Est. Cost $11.19 Unrealized
PUTNAM PREMIER INCOME TR 1.2%
Value $14.45M Shares 2,637,087 Est. Cost $5.38 Unrealized
BLACKROCK GLOBAL OPP EQTY TR 1.1%
Value $13.65M Shares 967,642 Est. Cost $13.75 Unrealized
NUVEEN LG/SHT COMMODITY TOTR 1.1%
Value $13.62M Shares 922,792 Est. Cost $16.75 Unrealized
GENERAL AMERN INVS INC 1.1%
Value $13.52M Shares 364,804 Est. Cost $32.35 Unrealized
INVESCO MUN TR 1.1%
Value $13.49M Shares 1,074,693 Est. Cost $11.63 Unrealized
RYDEX ETF TRUST 1.0%
Value $13.08M Shares 94,701 Est. Cost $114.56 Unrealized
BLACKROCK MUN TARGET TERM TR 1.0%
Value $13.04M Shares 656,176 Est. Cost $17.90 Unrealized
PIMCO INCOME STRATEGY FUND I 1.0%
Value $12.55M Shares 1,191,491 Est. Cost $10.51 Unrealized
NUVEEN MUN ADVANTAGE FD INC 0.9%
Value $11.83M Shares 877,055 Est. Cost $12.22 Unrealized
DIVERSIFIED REAL ASSET INC F 0.9%
Value $11.11M Shares 626,697 Est. Cost $17.73 Unrealized
BROOKFIELD MTG OPP INC FD IN 0.9%
Value $11.08M Shares 651,920 Est. Cost $16.82 Unrealized
FIRST TR HIGH INCOME L/S FD 0.9%
Value $10.84M Shares 634,172 Est. Cost $17.36 Unrealized
BLACKROCK CORPOR HI YLD FD I 0.9%
Value $10.83M Shares 915,426 Est. Cost $12.17 Unrealized
LEGG MASON BW GLB INC OPP FD 0.8%
Value $10.55M Shares 623,319 Est. Cost $17.71 Unrealized
BLACKSTONE GSO STRATEGIC CR 0.8%
Value $10.52M Shares 626,923 Est. Cost $17.56 Unrealized
NUVEEN MTG OPPORTUNITY TERM 0.8%
Value $10.5M Shares 442,094 Est. Cost $23.58 Unrealized
ZWEIG TOTAL RETURN FD INC 0.8%
Value $9.905M Shares 715,174 Est. Cost $12.87 Unrealized
NUVEEN DIVID ADVANTAGE MUN F 0.8%
Value $9.833M Shares 710,458 Est. Cost $13.27 Unrealized
NUVEEN MUN MKT OPPORTUNITY F 0.8%
Value $9.82M Shares 740,593 Est. Cost $12.15 Unrealized
WELLS FARGO ADVANTAGE MULTI 0.8%
Value $9.796M Shares 701,723 Est. Cost $14.31 Unrealized
BOULDER TOTAL RETURN FD INC 0.8%
Value $9.601M Shares 364,488 Est. Cost $22.09 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.8%
Value $9.465M Shares 467,645 Est. Cost $19.84 Unrealized
CORNERSTONE PROGRESSIVE RTN 0.7%
Value $9.339M Shares 2,272,225 Est. Cost $4.39 Unrealized
NUVEEN CAL AMT-FREE MUN INC 0.7%
Value $9.147M Shares 656,667 Est. Cost $12.60 Unrealized
WESTERN ASSET EMRG MKT INCM 0.7%
Value $8.86M Shares 736,495 Est. Cost $12.09 Unrealized
MFS CHARTER INCOME TR 0.7%
Value $8.435M Shares 952,026 Est. Cost $9.17 Unrealized
IVY HIGH INC OPPORTUNITIES F 0.7%
Value $8.374M Shares 484,332 Est. Cost $17.93 Unrealized
SVVC FIRSTHAND TECH VALUE FD INC 0.6%
Value $7.878M Shares 328,097 Est. Cost $20.76 Unrealized +7.2%
FRANKLIN LTD DURATION INC TR 0.6%
Value $7.558M Shares 610,498 Est. Cost $12.93 Unrealized
AMERICAN CAP LTD 0.6%
Value $7.531M Shares 531,855 Est. Cost $14.99 Unrealized
NUVEEN MUN OPPORTUNITY FD IN 0.6%
Value $7.369M Shares 517,104 Est. Cost $13.37 Unrealized
DWS HIGH INCOME OPPORT FD IN 0.6%
Value $7.306M Shares 499,065 Est. Cost $14.38 Unrealized
WESTERN ASSET GLOBAL CP DEFI 0.6%
Value $7.277M Shares 400,049 Est. Cost $18.03 Unrealized
NUVEEN PREM INCOME MUN FD 4 0.6%
Value $7.247M Shares 540,821 Est. Cost $13.40 Unrealized
CLOUGH GLOBAL EQUITY FD 0.6%
Value $7.204M Shares 502,718 Est. Cost $14.97 Unrealized
CENTRAL FD CDA LTD 0.6%
Value $7.038M Shares 571,703 Est. Cost $13.60 Unrealized
TORTOISE ENERGY INFRSTRCTR C 0.6%
Value $6.925M Shares 143,966 Est. Cost $48.40 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.6%
Value $6.91M Shares 1,171,169 Est. Cost $6.04 Unrealized
BOULDER GROWTH & INCOME FD I 0.5%
Value $6.753M Shares 763,862 Est. Cost $7.46 Unrealized
NUVEEN BUILD AMER BD FD 0.5%
Value $6.571M Shares 322,279 Est. Cost $19.18 Unrealized
NUVEEN PFD INCOME OPPRTNY FD 0.5%
Value $6.554M Shares 712,445 Est. Cost $9.26 Unrealized
APOLLO TACTICAL INCOME FD IN 0.5%
Value $6.54M Shares 377,940 Est. Cost $17.67 Unrealized
MFS MULTIMARKET INCOME TR 0.5%
Value $6.464M Shares 1,006,827 Est. Cost $6.58 Unrealized
WESTERN ASSET CLYM INFL OPP 0.5%
Value $6.264M Shares 540,457 Est. Cost $11.83 Unrealized
WESTERN ASSET HGH YLD DFNDFD 0.5%
Value $5.911M Shares 355,899 Est. Cost $17.40 Unrealized
MARKET VECTORS ETF TR 0.5%
Value $5.788M Shares 271,028 Est. Cost $24.64 Unrealized
BLACKSTONE GSO LNG SHRT CR I 0.5%
Value $5.645M Shares 338,034 Est. Cost $17.86 Unrealized
NUVEEN DIVID ADVANTAGE MUN I 0.4%
Value $5.617M Shares 398,114 Est. Cost $13.79 Unrealized
VIRTUS GLOBAL MULTI-SEC INC 0.4%
Value $5.491M Shares 321,675 Est. Cost $17.30 Unrealized
STONE HBR EMERG MKTS TL INC 0.4%
Value $5.392M Shares 292,432 Est. Cost $19.30 Unrealized
COHEN & STEERS REIT & PFD IN 0.4%
Value $5.119M Shares 293,004 Est. Cost $16.90 Unrealized
BLACKROCK ENHANCED EQT DIV T 0.4%
Value $5.004M Shares 610,188 Est. Cost $7.72 Unrealized
ROYCE FOCUS TR 0.4%
Value $4.986M Shares 633,579 Est. Cost $7.01 Unrealized
PIMCO INCOME STRATEGY FUND 0.4%
Value $4.88M Shares 408,736 Est. Cost $11.96 Unrealized
NEUBERGER BERMAN RE ES SEC F 0.4%
Value $4.656M Shares 966,059 Est. Cost $4.75 Unrealized
WESTERN ASSET WORLDWIDE INCO 0.4%
Value $4.627M Shares 378,039 Est. Cost $12.44 Unrealized
STRATEGIC GLOBAL INCOME FD 0.4%
Value $4.533M Shares 513,307 Est. Cost $9.24 Unrealized
IWM ISHARES TR 0.4%
Value $4.527M Shares 41,400 Est. Cost $113.91 Unrealized
NUVEEN BUILD AMER BD OPPTNY 0.4%
Value $4.465M Shares 210,615 Est. Cost $20.00 Unrealized
CLOUGH GLOBAL ALLOCATION FD 0.3%
Value $4.356M Shares 304,392 Est. Cost $15.06 Unrealized
PUTNAM MASTER INTER INCOME T 0.3%
Value $4.29M Shares 852,839 Est. Cost $5.02 Unrealized
EATON VANCE SH TM DR DIVR IN 0.3%
Value $4.248M Shares 289,588 Est. Cost $15.29 Unrealized
PIMCO DYNAMIC INCOME FD 0.3%
Value $3.93M Shares 124,510 Est. Cost $29.89 Unrealized
INVESCO DYNAMIC CR OPP FD 0.3%
Value $3.916M Shares 317,086 Est. Cost $12.90 Unrealized
EATON VANCE LTD DUR INCOME F 0.3%
Value $3.822M Shares 262,148 Est. Cost $15.30 Unrealized
NUVEEN INT DUR QUAL MUN TRM 0.3%
Value $3.802M Shares 297,492 Est. Cost $11.92 Unrealized
MORGAN STANLEY EMER MKTS DEB 0.3%
Value $3.776M Shares 389,228 Est. Cost $9.92 Unrealized
CENTRAL EUR RUSS & TURK FD I 0.3%
Value $3.695M Shares 148,802 Est. Cost $29.82 Unrealized
LMP REAL ESTATE INCOME FD IN 0.3%
Value $3.65M Shares 325,000 Est. Cost $11.23 Unrealized
XXHYBXX NEW AMER HIGH INCOME FD INC 0.3%
Value $3.485M Shares 370,367 Est. Cost $9.80 Unrealized
CBRE CLARION GLOBAL REAL EST 0.3%
Value $3.454M Shares 412,224 Est. Cost $8.05 Unrealized
VIRTUS TOTAL RETURN FD 0.3%
Value $3.454M Shares 742,801 Est. Cost $3.90 Unrealized
NUVEEN GBL INCOME OPPORTUN F 0.3%
Value $3.424M Shares 277,050 Est. Cost $11.94 Unrealized
AVENUE INCOME CR STRATEGIES 0.3%
Value $3.423M Shares 203,749 Est. Cost $17.58 Unrealized
FIRST TR INTER DUR PFD & IN 0.3%
Value $3.417M Shares 157,303 Est. Cost $21.72 Unrealized
NUVEEN MTG OPPTY TERM FD 2 0.3%
Value $3.395M Shares 145,788 Est. Cost $23.56 Unrealized
DREYFUS MUN BD INFRSTRCTR FD 0.3%
Value $3.369M Shares 286,215 Est. Cost $11.34 Unrealized
EATON VANCE FLTG RATE INCOM 0.3%
Value $3.365M Shares 195,162 Est. Cost $17.93 Unrealized
FEDERATED ENHANC TREAS INCM 0.3%
Value $3.345M Shares 248,309 Est. Cost $13.09 Unrealized
ABERDEEN EMERGING MKTS SMALL 0.3%
Value $3.303M Shares 237,987 Est. Cost $15.52 Unrealized
NUVEEN SELECT QUALITY MUN FD 0.3%
Value $3.229M Shares 236,207 Est. Cost $13.19 Unrealized
NUVEEN DIVID ADV MUN FD 3 0.3%
Value $3.17M Shares 231,867 Est. Cost $13.67 Unrealized
INVESCO QUALITY MUNI INC TRS 0.3%
Value $3.141M Shares 259,173 Est. Cost $11.12 Unrealized
GLOBAL HIGH INCOME FUND INC 0.2%
Value $3.083M Shares 319,201 Est. Cost $10.02 Unrealized
GDL FUND 0.2%
Value $3.031M Shares 287,415 Est. Cost $10.81 Unrealized
ADVENT CLAYMORE ENH GRW & IN 0.2%
Value $3.02M Shares 318,207 Est. Cost $9.78 Unrealized
PUTNAM MUN OPPORTUNITIES TR 0.2%
Value $2.925M Shares 250,000 Est. Cost $10.79 Unrealized
WESTERN ASSET EMRG MKT DEBT 0.2%
Value $2.579M Shares 150,752 Est. Cost $18.13 Unrealized
NUVEEN PREMIER MUN INCOME FD 0.2%
Value $2.572M Shares 191,222 Est. Cost $12.62 Unrealized
GSV CAP CORP 0.2%
Value $2.489M Shares 248,682 Est. Cost $9.68 Unrealized
MACQUARIE GLBL INFRA TOTL RE 0.2%
Value $2.426M Shares 98,044 Est. Cost $20.42 Unrealized
AMG AFFILIATED MANAGERS GROUP 0.2%
Value $2.424M Shares 12,100 Est. Cost $153.14 Unrealized +29.0%
ADVENT CLAY CONV SEC INC FD 0.2%
Value $2.266M Shares 333,668 Est. Cost $6.93 Unrealized
INVESCO TR INVT GRADE MUNS 0.2%
Value $2.227M Shares 169,884 Est. Cost $12.18 Unrealized
NUVEEN PERFORMANCE PLUS MUN 0.2%
Value $2.128M Shares 146,744 Est. Cost $13.94 Unrealized
NUVEEN QUALITY PFD INC FD 3 0.2%
Value $2.104M Shares 251,345 Est. Cost $8.32 Unrealized
MONTGOMERY STR INCOME SECS I 0.2%
Value $2.091M Shares 128,139 Est. Cost $16.32 Unrealized
NUVEEN SR INCOME FD 0.2%
Value $2.002M Shares 299,201 Est. Cost $7.01 Unrealized
SPECIAL OPPORTUNITIES FD INC 0.2%
Value $1.986M Shares 119,119 Est. Cost $16.25 Unrealized
CENTRAL SECS CORP 0.1%
Value $1.847M Shares 80,395 Est. Cost $21.72 Unrealized
NEUBERGER BERMAN HGH YLD FD 0.1%
Value $1.82M Shares 140,938 Est. Cost $13.02 Unrealized
IWD ISHARES TR 0.1%
Value $1.739M Shares 17,375 Est. Cost $95.89 Unrealized
TPG SPECIALTY LENDING INC 0.1%
Value $1.738M Shares 108,530 Est. Cost $16.01 Unrealized
INVESCO ADVANTAGE MUNICIPAL 0.1%
Value $1.688M Shares 148,336 Est. Cost $10.57 Unrealized
DWS GLOBAL HIGH INCOME FD 0.1%
Value $1.665M Shares 205,534 Est. Cost $8.07 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $1.634M Shares 8,610 Est. Cost $114.33 Unrealized 0.0%
DEUTSCHE HIGH INCOME TR 0.1%
Value $1.604M Shares 179,427 Est. Cost $8.94 Unrealized
EATON VANCE SR INCOME TR 0.1%
Value $1.524M Shares 234,076 Est. Cost $6.79 Unrealized
WESTERN ASSET MGD HI INCM FD 0.1%
Value $1.495M Shares 270,312 Est. Cost $5.72 Unrealized
EATON VANCE MUN INCOME TERM 0.1%
Value $1.266M Shares 72,943 Est. Cost $16.50 Unrealized
CLEARBRIDGE ENERGY MLP TR FD 0.1%
Value $1.244M Shares 53,974 Est. Cost $23.05 Unrealized
XJPIX NUVEEN PFD & INCOME TERM FD 0.1%
Value $1.061M Shares 46,329 Est. Cost $23.10 Unrealized
PIMCO MUN INCOME FD II 0.1%
Value $1.054M Shares 90,506 Est. Cost $11.40 Unrealized
NUVEEN DIVERSIFIED COMMODTY 0.1%
Value $1.047M Shares 75,915 Est. Cost $15.28 Unrealized
BLACKSTONE GSO FLTING RTE FU 0.1%
Value $1.021M Shares 59,485 Est. Cost $17.63 Unrealized
BROOKFIELD HIGH INCOME FD IN 0.1%
Value $905K Shares 96,614 Est. Cost $9.37 Unrealized
BANCROFT FUND LTD 0.1%
Value $826K Shares 41,798 Est. Cost $20.17 Unrealized
NUVEEN CA DIVIDEND ADV MUN F 0.1%
Value $775K Shares 54,400 Est. Cost $14.18 Unrealized
DENALI FD INC 0.1%
Value $716K Shares 32,999 Est. Cost $21.48 Unrealized
MFS INTERMARKET INCOME TRUST 0.1%
Value $715K Shares 85,638 Est. Cost $8.35 Unrealized
MADISON STRTG SECTOR PREM FD 0.1%
Value $707K Shares 57,100 Est. Cost $12.49 Unrealized
NUVEEN QUALITY INCOME MUN FD 0.1%
Value $664K Shares 48,480 Est. Cost $12.25 Unrealized
ROYCE GLOBAL VALUE TR INC 0.1%
Value $635K Shares 72,902 Est. Cost $8.89 Unrealized
XLE SELECT SECTOR SPDR TR 0.0%
Value $535K Shares 5,900 Est. Cost $90.68 Unrealized
NGP CAP RES CO 0.0%
Value $509K Shares 82,420 Est. Cost $6.18 Unrealized
ARES MULTI STRATEGY CR FD IN 0.0%
Value $496K Shares 23,849 Est. Cost $21.17 Unrealized
BLACKROCK FLOAT RATE OME STR 0.0%
Value $487K Shares 34,661 Est. Cost $14.60 Unrealized
KRE SPDR SERIES TRUST 0.0%
Value $479K Shares 12,648 Est. Cost $37.87 Unrealized
TEMPLETON EMERG MKTS INCOME 0.0%
Value $433K Shares 34,016 Est. Cost $12.73 Unrealized
SAR SARATOGA INVT CORP 0.0%
Value $415K Shares 25,876 Est. Cost $15.93 Unrealized 0.0%
AAPL APPLE INC 0.0%
Value $413K Shares 4,100 Est. Cost $21.63 Unrealized 0.0%
INVESCO CALIF VALUE MUN INC 0.0%
Value $404K Shares 33,073 Est. Cost $11.39 Unrealized
INVESCO SR INCOME TR 0.0%
Value $397K Shares 83,500 Est. Cost $4.75 Unrealized
EATON VANCE MUN BD FD 0.0%
Value $388K Shares 31,021 Est. Cost $11.89 Unrealized
AMERICAN CAP SR FLOATING LTD 0.0%
Value $383K Shares 29,449 Est. Cost $13.99 Unrealized
PSEC PROSPECT CAPITAL CORPORATION 0.0%
Value $368K Shares 37,200 Est. Cost $2.59 Unrealized 0.0%
FOSL FOSSIL GROUP INC 0.0%
Value $347K Shares 3,700 Est. Cost $100.73 Unrealized 0.0%
FORT DEARBORN INCOME SECS IN 0.0%
Value $300K Shares 20,700 Est. Cost $14.49 Unrealized
XLF SELECT SECTOR SPDR TR 0.0%
Value $299K Shares 12,900 Est. Cost $20.60 Unrealized
YAHOO INC 0.0%
Value $295K Shares 7,242 Est. Cost $35.17 Unrealized
BARCLAYS BK PLC 0.0%
Value $275K Shares 947 Est. Cost $28.67 Unrealized
NFLX NETFLIX INC 0.0%
Value $245K Shares 542 Est. Cost $6.49 Unrealized 0.0%
NUVEEN SHT DUR CR OPP FD 0.0%
Value $245K Shares 14,338 Est. Cost $18.06 Unrealized
AMAT APPLIED MATLS INC 0.0%
Value $244K Shares 11,300 Est. Cost $19.16 Unrealized 0.0%
PBR PETROLEO BRASILEIRO SA PETRO 0.0%
Value $243K Shares 17,100 Est. Cost $14.21 Unrealized
XLI SELECT SECTOR SPDR TR 0.0%
Value $216K Shares 4,056 Est. Cost $53.25 Unrealized
SLV ISHARES SILVER TRUST 0.0%
Value $208K Shares 12,700 Est. Cost $16.38 Unrealized
GABELLI DIVD & INCOME TR 0.0%
Value $205K Shares 9,618 Est. Cost $19.36 Unrealized
NUVEEN DIV ADVANTAGE MUN FD 0.0%
Value $204K Shares 14,654 Est. Cost $13.92 Unrealized
ARCH COAL INC 0.0%
Value $35,000 Shares 16,690 Est. Cost $3.70 Unrealized