Location: Darien, CT
CIK: 0001088731 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 24, 2014
Total Value: $156M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CWST | CASELLA WASTE SYS INC CL A | 1,039,882 | $6.031M | 3.9% | $5.80 | $4.11 | +41.1% | COM | 147448104 |
| — | JOHNSON CTL INC COM | 91,587 | $4.698M | 3.0% | $51.30 | $36.12 | — | COM | 478366107 |
| ADSK | AUTODESK INC CMN | 91,600 | $4.609M | 3.0% | $50.32 | $37.01 | +36.0% | COM | 052769106 |
| — | GUIDANCE SOFTWARE INC. | 430,489 | $4.348M | 2.8% | $10.10 | $9.06 | — | COM | 401692108 |
| JPM | JPMORGAN CHASE & CO COM | 73,582 | $4.303M | 2.8% | $58.48 * | $36.64 | +15.5% | COM | 46625H100 |
| AAPL | APPLE INC COM STK | 7,403 | $4.153M | 2.7% | $560.99 * | $13.31 | +30.7% | COM | 037833100 |
| NI | NISOURCE INC COM | 125,850 | $4.138M | 2.7% | $32.88 * | $7.81 | +13.7% | COM | 65473P105 |
| — | NOVARTIS A G SPON ADR F SPONSO | 49,895 | $4.011M | 2.6% | $80.39 | $70.87 | — | COM | 66987v109 |
| SLB | SCHLUMBERGER LTD COM COM | 44,068 | $3.971M | 2.6% | $90.11 * | $52.90 | +23.0% | COM | 806857108 |
| — | ASCENA RETAIL GROUP INC COM | 182,100 | $3.853M | 2.5% | $21.16 | $17.45 | — | COM | 04351g101 |
| MOS | MOSAIC CO/THE | 80,825 | $3.821M | 2.5% | $47.27 * | $41.15 | -9.7% | COM | 61945C103 |
| — | JACOBS ENGINEERING GROUP INC. | 59,700 | $3.761M | 2.4% | $63.00 | $58.26 | — | COM | 469814107 |
| MRK | MERCK & CO INC NEW COM | 73,700 | $3.689M | 2.4% | $50.05 * | $30.04 | +9.6% | COM | 58933Y105 |
| — | BED BATH & BEYOND | 45,760 | $3.675M | 2.4% | $80.31 | $70.94 | — | COM | 075896100 |
| — | SIGMA-ALDRICH CORP COM | 38,110 | $3.583M | 2.3% | $94.02 | $80.42 | — | COM | 826552101 |
| FORM | FORM FACTOR INC | 550,407 | $3.308M | 2.1% | $6.01 | $5.58 | +7.7% | COM | 346375108 |
| — | BLACKROCK INC COM STK | 10,335 | $3.271M | 2.1% | $316.50 | $256.89 | — | COM | 09247X101 |
| — | BROADCOM CORP CL A | 110,205 | $3.267M | 2.1% | $29.64 | $33.20 | — | COM | 111320107 |
| YUM | YUM BRANDS INC COM | 42,700 | $3.229M | 2.1% | $75.62 * | $38.97 | +10.9% | COM | 988498101 |
| XOM | EXXON MOBIL CORP COM | 29,512 | $2.987M | 1.9% | $101.21 * | $53.69 | +14.4% | COM | 30231G102 |
| — | WEYERHAEUSER CO 6.375% 7/01/16 | 53,200 | $2.981M | 1.9% | $56.03 | $53.16 | — | PFD | 962166872 |
| RSG | REPUBLIC SVCS INC COM | 88,080 | $2.924M | 1.9% | $33.20 * | $26.39 | +0.5% | COM | 760759100 |
| PG | PROCTER & GAMBLE COM NPV | 34,716 | $2.826M | 1.8% | $81.40 * | $55.00 | +5.5% | COM | 742718109 |
| — | PLUM CREEK TIMBER CO INC COM | 59,910 | $2.786M | 1.8% | $46.50 | $46.67 | — | COM | 729251108 |
| TGT | TARGET CORP COM STK | 42,800 | $2.708M | 1.7% | $63.27 * | $47.18 | -6.1% | COM | 87612E106 |
| ETN | EATON CORPORATION PLC SHS | 31,100 | $2.367M | 1.5% | $76.11 * | $51.45 | +10.9% | COM | G29183103 |
| — | ROYAL DUTCH SHELL PLC SPONSORE | 32,270 | $2.3M | 1.5% | $71.27 | $64.10 | — | COM | 780259206 |
| — | PEOPLES UTD FINL INC COM | 149,800 | $2.265M | 1.5% | $15.12 | $14.90 | — | COM | 712704105 |
| LEN | LENNAR CORP CL A CL A | 55,703 | $2.204M | 1.4% | $39.57 * | $33.66 | +1.0% | COM | 526057104 |
| COP | CONOCOPHILLIPS COM | 29,670 | $2.096M | 1.3% | $70.64 * | $39.96 | +19.3% | COM | 20825C104 |
| CMI | CUMMINS INCCOMMON STOCK | 14,550 | $2.051M | 1.3% | $140.96 * | $96.30 | +6.5% | COM | 231021106 |
| — | RECKITT BENCKISE GP ORDF | 25,825 | $2.05M | 1.3% | $79.38 | $70.48 | — | COM | g74079107 |
| NTAP | NETAPP INC COM STK | 49,265 | $2.027M | 1.3% | $41.14 * | $26.74 | +14.4% | COM | 64110D104 |
| — | ROSETTA RESOURCES INC | 41,050 | $1.972M | 1.3% | $48.04 | $48.04 | — | COM | 777779307 |
| PNC | PNC FINANCIAL SERVICES GROUP C | 24,225 | $1.879M | 1.2% | $77.56 * | $47.34 | +13.5% | COM | 693475105 |
| — | CHART INDUSTRIES INC. | 19,105 | $1.827M | 1.2% | $95.63 | $94.12 | — | COM | 16115q308 |
| TOL | TOLL BROTHERS INC CMN | 48,990 | $1.813M | 1.2% | $37.01 | $33.61 | +10.1% | COM | 889478103 |
| — | TERADATA CORP. | 36,750 | $1.672M | 1.1% | $45.50 | $50.22 | — | COM | 88076w103 |
| OXY | OCCIDENTIAL PETROLEUM | 17,450 | $1.659M | 1.1% | $95.07 * | $58.33 | +9.0% | COM | 674599105 |
| — | MLP WILLIAMS PARTNERS L P COM | 31,725 | $1.614M | 1.0% | $50.87 | $51.57 | — | COM | 96950F104 |
| — | FALCONSTOR SOFTWARE INC | 1,152,554 | $1.556M | 1.0% | $1.35 | $1.37 | — | COM | 306137100 |
| — | APACHE CORP | 16,805 | $1.444M | 0.9% | $85.93 | $84.16 | — | COM | 037411105 |
| MSFT | MICROSOFT CORP | 33,330 | $1.247M | 0.8% | $37.41 * | $26.70 | +16.2% | COM | 594918104 |
| — | COSTCO WHSL CORP NEW | 9,580 | $1.14M | 0.7% | $119.00 | $111.38 | — | COM | 22160k105 |
| — | OCI RESOURCES LP | 55,556 | $1.138M | 0.7% | $20.48 | $19.44 | — | COM | 67081b106 |
| — | UIL HLDGS CORP COM | 28,977 | $1.123M | 0.7% | $38.75 | $37.81 | — | COM | 902748102 |
| ANF | ABERCROMBIE & FITCH CO. CLASS | 34,015 | $1.119M | 0.7% | $32.90 * | $28.81 | -11.4% | COM | 002896207 |
| OSIS | OSI SYSTEMS INC | 20,000 | $1.062M | 0.7% | $53.10 | $58.30 | -8.9% | COM | 671044105 |
| KO | COCA COLA COMPANY | 25,396 | $1.049M | 0.7% | $41.31 * | $27.78 | +2.0% | COM | 191216100 |
| — | KINDER MORGAN MGMT LLC | 13,666 | $1.034M | 0.7% | $75.66 | $83.23 | — | COM | 49455u100 |
| — | SANDISK CORP | 13,900 | $981K | 0.6% | $70.58 | $61.97 | — | COM | 80004C101 |
| — | CREE INC | 15,650 | $978K | 0.6% | $62.49 | $62.49 | — | COM | 225447101 |
| — | POTASH CORP OF SASKATCHEWAN | 28,550 | $941K | 0.6% | $32.96 | $34.10 | — | COM | 73755l107 |
| BAC | BANK OF AMERICA CORP | 57,850 | $901K | 0.6% | $15.57 * | $11.68 | +5.0% | COM | 060505104 |
| — | FORTINET INC | 43,500 | $832K | 0.5% | $19.13 | $19.72 | — | COM | 34959e109 |
| — | DIGITALGLOBE INC. | 18,500 | $761K | 0.5% | $41.14 | $31.12 | — | COM | 25389m877 |
| — | QLIK TECHNOLOGIES INC. | 27,500 | $732K | 0.5% | $26.62 | $26.62 | — | COM | 74733T105 |
| NKE | NIKE INC CLASS B | 9,170 | $721K | 0.5% | $78.63 * | $26.53 | +27.5% | COM | 654106103 |
| WMB | WILLIAMS COMPANIES INC. (THE)C | 18,350 | $708K | 0.5% | $38.58 * | $18.06 | +10.0% | COM | 969457100 |
| — | ANADARKO PETROLEUM CORPCMN | 8,750 | $694K | 0.4% | $79.31 | $85.31 | — | COM | 032511107 |
| EBAY | EBAY INC. | 12,500 | $686K | 0.4% | $54.88 * | $19.70 | +4.3% | COM | 278642103 |
| — | TETRA TECH INC | 22,425 | $627K | 0.4% | $27.96 | $24.19 | — | COM | 88162g103 |
| C | CITIGROUP INC. | 11,300 | $589K | 0.4% | $52.12 * | $35.76 | +8.4% | COM | 172967424 |
| RCMT | RCM TECHNOLGIES INC | 82,562 | $576K | 0.4% | $6.98 | $5.69 | +22.7% | COM | 749360400 |
| EPD | MLP ENTERPRISE PRODS PARTNERS | 8,600 | $570K | 0.4% | $66.28 | $62.36 | — | COM | 293792107 |
| NTRS | NORTHERN TR CORP COM | 8,875 | $549K | 0.4% | $61.86 * | $40.42 | +12.2% | COM | 665859104 |
| AIG | AMERICAN INTL GROUP INC COM NE | 10,600 | $541K | 0.3% | $51.04 * | $32.51 | +19.5% | COM | 026874784 |
| SONY | SONY CORP ADR NEW | 30,700 | $531K | 0.3% | $17.30 | $19.45 | -11.1% | COM | 835699307 |
| DVN | DEVON ENERGY CORP NEW COM | 8,445 | $522K | 0.3% | $61.81 * | $37.00 | +12.3% | COM | 25179M103 |
| — | CABLEVISION SYSTEMS CORP CABLE | 26,750 | $480K | 0.3% | $17.94 | $17.94 | — | COM | 12686c109 |
| — | MILLENNIAL MEDIA | 63,000 | $458K | 0.3% | $7.27 | $7.07 | — | COM | 60040n105 |
| — | CLOVIS ONCOLOGY INC. | 7,500 | $452K | 0.3% | $60.27 | $60.27 | — | COM | 189464100 |
| OKE | ONEOK INC | 7,200 | $448K | 0.3% | $62.22 * | $19.84 | +33.8% | COM | 682680103 |
| — | FACEBOOK INC | 7,600 | $415K | 0.3% | $54.61 | $54.61 | — | COM | 30303m102 |
| — | SEACHANGE INTERNATIONAL INC | 32,000 | $389K | 0.3% | $12.16 | $11.71 | — | COM | 811699107 |
| — | FLAMEL TECHNOLOGIES SPON ADR S | 48,100 | $387K | 0.2% | $8.05 | $8.05 | — | COM | 338488109 |
| — | RUCKUS WIRELESS INC | 25,000 | $355K | 0.2% | $14.20 | $14.20 | — | COM | 781220108 |
| — | TURQUOISE HILL RESOURCES LTD. | 105,925 | $350K | 0.2% | $3.30 | $5.93 | — | COM | 900435108 |
| — | E. I. DU PONT DE NEMOURS AND C | 5,261 | $342K | 0.2% | $65.01 | $52.43 | — | COM | 263534109 |
| MU | MICRON TECHNOLOGY CORP | 15,000 | $326K | 0.2% | $21.73 * | $11.07 | +91.7% | COM | 595112103 |
| — | TIFFANY & CO NEW | 3,455 | $321K | 0.2% | $92.91 | $72.89 | — | COM | 886547108 |
| — | SEADRILL LTD F | 7,300 | $300K | 0.2% | $41.10 | $40.76 | — | COM | G7945E105 |
| — | KINDER MORGAN ENERGY LP UNIT L | 3,700 | $298K | 0.2% | $80.54 | $85.41 | — | COM | 494550106 |
| — | FIRSTHAND TECHNOLOGY VALUE FUN | 11,489 | $266K | 0.2% | $23.15 | $23.15 | — | COM | 33766y100 |
| — | SUNEDISON INC. | 20,000 | $261K | 0.2% | $13.05 | $13.05 | — | COM | 86732Y109 |
| — | LIMELIGHT NETWORKS INC | 130,537 | $258K | 0.2% | $1.98 | $1.95 | — | COM | 53261m104 |
| — | NABORS INDUSTRIES LTD | 15,000 | $255K | 0.2% | $17.00 | $17.00 | — | COM | g6359f103 |
| — | INTRALINKS HOLDINGS INC | 21,000 | $254K | 0.2% | $12.10 | $8.81 | — | COM | 46118h104 |
| — | IRONWOOD PHARMACEUTICALS INC | 19,800 | $230K | 0.1% | $11.62 | $11.62 | — | COM | 46333x108 |
| — | CALLIDUS SOFTWARE | 15,000 | $206K | 0.1% | $13.73 | $6.59 | — | COM | 13123E500 |
| — | BLACKTHORN RESOURCES LTD | 657,500 | $153K | 0.1% | $0.23 | $0.53 | — | COM | Q15910104 |
| — | STEMCELLS INC | 108,543 | $134K | 0.1% | $1.23 | $1.23 | — | COM | 85857r204 |
| JBLU | JETBLUE AIRWAYS CORP | 15,000 | $128K | 0.1% | $8.53 | $7.94 | +7.5% | COM | 477143101 |