Location: New York, NY
CIK: 0001058022 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 23, 2013
Total Value: $201M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ACCESS MIDSTREAM PARTNERS LP U | 181,275 | $8.757M | 4.4% | $48.31 | $47.70 | — | COM | 00434L109 |
| — | VODAFONE GROUP PLC | 241,225 | $8.486M | 4.2% | $35.18 | $29.36 | — | COM | 92857W209 |
| — | ANADARKO PETROLEUM | 87,555 | $8.142M | 4.0% | $92.99 | $85.93 | — | COM | 032511107 |
| INCY | INCYTE | 200,000 | $7.63M | 3.8% | $38.15 | $21.85 | +74.6% | COM | 45337C102 |
| AAPL | APPLE | 13,990 | $6.67M | 3.3% | $476.77 * | $13.16 | +11.7% | COM | 037833100 |
| PFE | PFIZER | 228,000 | $6.549M | 3.3% | $28.72 * | $16.45 | -0.1% | COM | 717081103 |
| — | KKR FINANCIAL HLDGS LLC COM | 583,975 | $6.032M | 3.0% | $10.33 | $10.54 | — | COM | 48248A306 |
| — | LEXINGTON REALTY TR | 496,700 | $5.578M | 2.8% | $11.23 | $11.68 | — | COM | 529043101 |
| — | NEW YORK COMMUNITY BANCORP | 361,050 | $5.455M | 2.7% | $15.11 | $14.24 | — | COM | 649445103 |
| — | CHICAGO BRIDGE & IRON CO | 77,550 | $5.256M | 2.6% | $67.78 | $59.66 | — | COM | 167250109 |
| — | VIROPHARMA | 131,000 | $5.143M | 2.6% | $39.26 | $29.42 | — | COM | 928241108 |
| MRK | MERCK & CO INC NEW COM | 106,650 | $5.077M | 2.5% | $47.60 * | $30.02 | +3.4% | COM | 58933Y105 |
| — | CIGNA CORP COM | 60,175 | $4.625M | 2.3% | $76.86 | $72.49 | — | COM | 125509109 |
| HON | HONEYWELL INTL INC | 53,525 | $4.445M | 2.2% | $83.05 * | $53.13 | +9.0% | COM | 438516106 |
| WFC | WELLS FARGO | 106,400 | $4.396M | 2.2% | $41.32 * | $27.36 | +7.1% | COM | 949746101 |
| C | CITIGROUP INC. | 89,718 | $4.352M | 2.2% | $48.51 * | $35.76 | +0.9% | COM | 172967424 |
| — | STAPLES | 295,950 | $4.336M | 2.2% | $14.65 | $15.87 | — | COM | 855030102 |
| — | WALGREEN | 80,050 | $4.307M | 2.1% | $53.80 | $44.20 | — | COM | 931422109 |
| — | AMERICAN INTERNATIONAL GROUP | 84,025 | $4.086M | 2.0% | $48.63 | $48.63 | — | COM | 026874107 |
| — | DIRECT TV | 68,137 | $4.073M | 2.0% | $59.78 | $61.64 | — | COM | 25490A309 |
| BAX | BAXTER INTERNATIONAL | 61,260 | $4.024M | 2.0% | $65.69 * | $31.05 | -7.6% | COM | 071813109 |
| BAC | BANK OF AMERICA | 290,200 | $4.005M | 2.0% | $13.80 * | $10.15 | +7.0% | COM | 060505104 |
| FCX | FREEPORT MCMORAN | 113,350 | $3.75M | 1.9% | $33.08 * | $24.45 | +13.8% | COM | 35671D857 |
| — | WESTERN GAS PARTNERS | 61,810 | $3.717M | 1.8% | $60.14 | $64.89 | — | COM | 958254104 |
| — | DENBURY RES INC COM NEW | 191,900 | $3.533M | 1.8% | $18.41 | $17.32 | — | COM | 247916208 |
| EBAY | EBAY | 61,075 | $3.408M | 1.7% | $55.80 * | $20.18 | +3.5% | COM | 278642103 |
| WYNN | WYNN RESORTS | 21,200 | $3.35M | 1.7% | $158.02 * | $106.96 | +19.8% | COM | 983134107 |
| — | ATLAS RESOURCE PARTNERS LP | 159,800 | $3.346M | 1.7% | $20.94 | $21.19 | — | COM | 04941A101 |
| — | WHITEWAVE FOODS COMPANY | 149,603 | $2.988M | 1.5% | $19.97 | $19.69 | — | COM | 966244105 |
| — | M&T CAP TR IV 8.5% GTD ENHANC | 113,459 | $2.91M | 1.4% | $25.65 | $25.83 | — | PFD | 55292C203 |
| — | EXCEL | 195,900 | $2.351M | 1.2% | $12.00 | $12.81 | — | COM | 30068C109 |
| — | QEP RESOURCES | 83,050 | $2.3M | 1.1% | $27.69 | $27.78 | — | COM | 74733V100 |
| — | PRIVATEBANCORP 10% | 84,600 | $2.158M | 1.1% | $25.51 | $25.84 | — | PFD | 74272L208 |
| — | MYLAN | 55,750 | $2.128M | 1.1% | $38.17 | $38.17 | — | COM | 628530107 |
| GNRC | GENERAC HOLDINGS INC | 46,875 | $1.999M | 1.0% | $42.65 | $32.90 | +29.6% | COM | 368736104 |
| COF | CAPITAL ONE FINANCIAL | 27,100 | $1.863M | 0.9% | $68.75 * | $53.93 | +2.3% | COM | 14040H105 |
| DAL | DELTA AIRLINES INC | 75,600 | $1.783M | 0.9% | $23.58 * | $16.12 | +26.8% | COM | 247361702 |
| GLD | SPDR GOLD TRUST | 13,040 | $1.671M | 0.8% | $128.14 | $136.97 | -6.4% | COM | 78463V107 |
| — | NORTHSTAR REALTY FINANCE PREF | 66,700 | $1.613M | 0.8% | $24.18 | $24.80 | — | PFD | 66705V209 |
| — | MEDLEY CAP | 112,500 | $1.551M | 0.8% | $13.79 | $13.64 | — | COM | 58503F106 |
| CAT | CATERPILLAR | 17,950 | $1.497M | 0.7% | $83.40 * | $61.55 | -1.1% | COM | 149123101 |
| STAG | STAG INDUSTRIAL INC | 72,950 | $1.468M | 0.7% | $20.12 | $19.98 | — | COM | 85254J102 |
| TEVA | TEVA PHARMACEUTICAL | 36,650 | $1.385M | 0.7% | $37.79 | $38.94 | -3.0% | COM | 881624209 |
| — | EXCEL TR INC 8.125% CUM PRF | 52,250 | $1.326M | 0.7% | $25.38 | $25.66 | — | PFD | 30068C307 |
| — | BGC PARTNERS INC | 231,500 | $1.306M | 0.6% | $5.64 | $5.86 | — | COM | 05541T101 |
| — | THL CREDIT INC | 82,500 | $1.288M | 0.6% | $15.61 | $15.22 | — | COM | 872438106 |
| — | RESOURCE CAPITAL | 215,600 | $1.281M | 0.6% | $5.94 | $6.14 | — | COM | 76120W302 |
| — | RESOURCE CAPITAL PERF B 8.25% | 55,000 | $1.264M | 0.6% | $22.98 | $24.45 | — | PFD | 76120W500 |
| — | SANDRIDGE ENERGY INC 8.5% | 12,000 | $1.212M | 0.6% | $101.00 | $101.00 | — | PFD | 80007P604 |
| — | RR DONNELLEY & SONS CO | 72,950 | $1.151M | 0.6% | $15.78 | $14.01 | — | COM | 257867101 |
| — | EV ENERGY PARTNERS LP | 30,550 | $1.133M | 0.6% | $37.09 | $37.37 | — | COM | 26926V107 |
| — | HOME LOAN SERVICING SOLUTIONS | 48,950 | $1.077M | 0.5% | $22.00 | $22.50 | — | COM | G6648D109 |
| JPM | JPMORGAN CHASE | 20,300 | $1.049M | 0.5% | $51.67 * | $36.24 | +2.4% | COM | 46625H100 |
| — | BEAZER HOMES USA INC 7.5% | 33,150 | $971K | 0.5% | $29.29 | $29.17 | — | PFD | 07556Q709 |
| T | AT&T | 24,000 | $812K | 0.4% | $33.83 * | $11.40 | -6.4% | COM | 00206R102 |
| — | MORGAN STANLEY CAP 5.75% | 33,350 | $783K | 0.4% | $23.48 | $24.45 | — | PFD | 617466206 |
| — | NORTHSTAR REALTY FINANCE | 79,500 | $738K | 0.4% | $9.28 | $9.11 | — | COM | 66704R100 |
| XOM | EXXON | 8,400 | $723K | 0.4% | $86.07 * | $53.69 | -3.4% | COM | 30231G102 |
| M | MACYS | 13,500 | $584K | 0.3% | $43.26 | $46.44 | -6.8% | COM | 55616P104 |
| MS | MORGAN STANLEY | 20,000 | $539K | 0.3% | $26.95 * | $17.33 | +13.9% | COM | 617446448 |
| — | LIBERTY MEDIA CORP. CL A | 3,514 | $517K | 0.3% | $147.13 | $126.64 | — | COM | 531229102 |
| BRK/A | BERKSHIRE HATHAWAY DEL CL A | 3 | $511K | 0.3% | $170333.33 | $165023.42 | +3.3% | COM | 084670108 |
| OSUR | ORASURE TECHNOLOGIES | 84,500 | $508K | 0.3% | $6.01 | $4.80 | +25.2% | COM | 68554V108 |
| — | MORGAN STANLEY 7.125% | 20,000 | $504K | 0.3% | $25.20 | $25.20 | — | PFD | 61762V200 |
| — | ALPHA NATURAL RESOURCES SR NT | 500,000 | $469K | 0.2% | $0.94 | $0.91 | — | CONV | 02076XAA0 |
| MGM | MGM MIRAGE | 22,900 | $468K | 0.2% | $20.44 * | $13.41 | +44.0% | COM | 552953101 |
| — | LINN ENERGY | 17,500 | $454K | 0.2% | $25.94 | $33.18 | — | COM | 536020100 |
| PBI | PITNEY BOWES INC | 24,200 | $440K | 0.2% | $18.18 | $16.40 | +10.9% | COM | 724479100 |
| TEX | TEREX | 13,050 | $438K | 0.2% | $33.56 | $30.88 | +8.8% | COM | 880779103 |
| — | LIBERTY INTERACTIVE CORPORATIO | 18,544 | $435K | 0.2% | $23.46 | $23.03 | — | COM | 53071M104 |
| — | LINC ENERGY | 300,000 | $421K | 0.2% | $1.40 | $0.80 | — | COM | Q5562Z103 |
| — | NORTHSTAR REALTY FINANCE PREF | 16,700 | $411K | 0.2% | $24.61 | $25.35 | — | PFD | 66704R506 |
| OPK | OPKO HEALTH INC COM | 46,000 | $405K | 0.2% | $8.80 | $6.91 | +27.6% | COM | 68375N103 |
| COST | COSTCO WHSL | 3,500 | $403K | 0.2% | $115.14 * | $86.56 | +5.8% | COM | 22160K105 |
| — | STAG INDUSTRIAL PRF SER B 6.62 | 17,300 | $381K | 0.2% | $22.02 | $23.91 | — | PFD | 85254J300 |
| — | STRATEGIC HOTEL CAP INC PFD SE | 16,200 | $372K | 0.2% | $22.96 | $24.10 | — | PFD | 86272T403 |
| — | CITY NATIONAL | 5,400 | $360K | 0.2% | $66.67 | $63.33 | — | COM | 178566105 |
| — | MANITOWOC INC | 17,900 | $350K | 0.2% | $19.55 | $17.91 | — | COM | 563571108 |
| — | ASSOCIATED BANC-CORP PFD STK S | 12,400 | $335K | 0.2% | $27.02 | $28.39 | — | PFD | 045488202 |
| — | ALCOA | 38,300 | $311K | 0.2% | $8.12 | $7.82 | — | COM | 013817101 |
| — | BREITBURN ENERGY PARTNERS | 16,600 | $304K | 0.2% | $18.31 | $18.25 | — | COM | 106776107 |
| ULBI | ULTRALIFE BATTERIES | 75,400 | $302K | 0.2% | $4.01 | $3.90 | +2.5% | COM | 903899102 |
| ZION | ZIONS BANCORPORATION | 10,000 | $274K | 0.1% | $27.40 | $26.15 | +4.9% | COM | 989701107 |
| — | REALTY INCOME CORP PREF F 6.62 | 11,300 | $274K | 0.1% | $24.25 | $24.25 | — | PFD | 756109807 |
| — | STRATEGIC HOTEL CAP INC PFD SE | 11,700 | $267K | 0.1% | $22.82 | $24.01 | — | PFD | 86272T502 |
| — | CLIFFS NATURAL RESOURCES 7% | 13,000 | $257K | 0.1% | $19.77 | $17.74 | — | PFD | 18683K408 |
| JNJ | JOHNSON & JOHNSON | 2,800 | $243K | 0.1% | $86.79 * | $60.07 | +2.7% | COM | 478160104 |
| ORCL | ORACLE | 7,050 | $234K | 0.1% | $33.19 * | $27.58 | +0.4% | COM | 68389X105 |
| — | STAG INDUSTRIAL INC 9% | 8,300 | $222K | 0.1% | $26.75 | $26.75 | — | PFD | 85254J201 |
| — | J C PENNEY INC | 23,100 | $203K | 0.1% | $8.79 | $17.07 | — | COM | 708160106 |
| — | SANDRIDGE ENERGY | 28,500 | $167K | 0.1% | $5.86 | $4.76 | — | COM | 80007P307 |
| — | RESOURCE AMERICA INC | 17,890 | $144K | 0.1% | $8.05 | $8.05 | — | COM | 761195205 |
| TGONF | TETRAGON FINANCIAL GROUP LTD | 12,500 | $124K | 0.1% | $9.92 | $10.80 | — | COM | G8766R134 |
| — | FIFTH STREET FINANCE CORP | 10,000 | $103K | 0.1% | $10.30 | $10.40 | — | COM | 31678A103 |
| — | RITE AID | 10,000 | $48,000 | 0.0% | $4.80 | $2.82 | — | COM | 767754104 |
| GLEC | GLOBAL ECOLOGY CORP COM | 250,000 | $2,000 | 0.0% | $0.01 | $0.00 | +100.2% | COM | 37950A109 |
| — | RSTK FULCRUM PHARM | 20,000 | $0 | 0.0% | $0.00 | — | — | COM | 359994217 |
| — | RSTK TRIAD BIOTECHNOLOGY | 60,000 | $0 | 0.0% | $0.00 | — | — | COM | 898994108 |
| BRCOQ | BEARD | 13,800 | $0 | 0.0% | $0.00 | $0.01 | +28.4% | COM | 07384R408 |
| — | CELLFOR CL C VTG SHS | 100,000 | $0 | 0.0% | $0.00 | — | — | COM | 151999950 |
| — | BLACKHAWK CAP GROUP BDC | 24,000 | $0 | 0.0% | $0.00 | $0.04 | — | COM | 09236T103 |