CIK: 0001058022 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 7, 2014
Total Value ($000): $230,067 (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| INCY | INCYTE | 200,000 | $10,126 | 4.4% | $21.85 | +99.1% | COM | 45337C102 |
| — | ACCESS MIDSTREAM PARTNERS LP U | 168,925 | $9,558 | 4.2% | $47.70 | — | COM | 00434L109 |
| — | VODAFONE GROUP PLC | 239,825 | $9,428 | 4.1% | $29.36 | — | COM | 92857W209 |
| AAPL | APPLE | 13,440 | $7,540 | 3.3% | $13.16 | +24.4% | COM | 037833100 |
| — | KKR FINANCIAL HLDGS LLC COM | 604,200 | $7,365 | 3.2% | $10.60 | — | COM | 48248A306 |
| PFE | PFIZER | 230,075 | $7,047 | 3.1% | $16.45 | +7.1% | COM | 717081103 |
| — | ANADARKO PETROLEUM | 86,230 | $6,840 | 3.0% | $85.93 | — | COM | 032511107 |
| — | VIROPHARMA | 122,500 | $6,107 | 2.7% | $29.42 | — | COM | 928241108 |
| — | NEW YORK COMMUNITY BANCORP | 353,050 | $5,949 | 2.6% | $14.24 | — | COM | 649445103 |
| MRK | MERCK & CO INC NEW COM | 107,300 | $5,370 | 2.3% | $30.02 | +4.2% | COM | 58933Y105 |
| — | WHITEWAVE FOODS COMPANY | 233,468 | $5,356 | 2.3% | $20.86 | — | COM | 966244105 |
| — | SANDRIDGE ENERGY INC 8.5% | 49,575 | $5,337 | 2.3% | $106.04 | — | PFD | 80007P604 |
| — | LEXINGTON REALTY TR | 521,950 | $5,329 | 2.3% | $11.61 | — | COM | 529043101 |
| — | CHICAGO BRIDGE & IRON CO | 62,525 | $5,198 | 2.3% | $59.66 | — | COM | 167250109 |
| — | WALGREEN | 84,250 | $4,839 | 2.1% | $44.86 | — | COM | 931422109 |
| HON | HONEYWELL INTL INC | 52,225 | $4,772 | 2.1% | $53.13 | +14.5% | COM | 438516106 |
| — | ATLAS RESOURCE PARTNERS LP | 229,400 | $4,698 | 2.0% | $20.98 | — | COM | 04941A101 |
| FCX | FREEPORT MCMORAN | 124,375 | $4,694 | 2.0% | $24.95 | +20.5% | COM | 35671D857 |
| C | CITIGROUP INC. | 89,992 | $4,690 | 2.0% | $35.76 | +5.3% | COM | 172967424 |
| BAC | BANK OF AMERICA | 297,300 | $4,629 | 2.0% | $10.19 | +14.6% | COM | 060505104 |
| — | CIGNA CORP COM | 51,750 | $4,527 | 2.0% | $72.49 | — | COM | 125509109 |
| — | DIRECT TV | 62,512 | $4,317 | 1.9% | $61.64 | — | COM | 25490A309 |
| — | AMERICAN INTERNATIONAL GROUP | 83,925 | $4,284 | 1.9% | $48.63 | — | COM | 026874107 |
| GM | GENERAL MOTORS CO | 103,703 | $4,238 | 1.8% | $28.17 | 0.0% | COM | 37045V100 |
| — | STAPLES | 260,350 | $4,137 | 1.8% | $15.87 | — | COM | 855030102 |
| WYNN | WYNN RESORTS | 21,200 | $4,117 | 1.8% | $106.96 | +30.9% | COM | 983134107 |
| COF | CAPITAL ONE FINANCIAL | 53,450 | $4,095 | 1.8% | $55.61 | +3.1% | COM | 14040H105 |
| WFC | WELLS FARGO | 88,700 | $4,027 | 1.8% | $27.36 | +12.4% | COM | 949746101 |
| — | MYLAN | 91,500 | $3,971 | 1.7% | $40.21 | — | COM | 628530107 |
| — | WESTERN GAS PARTNERS | 60,510 | $3,733 | 1.6% | $64.89 | — | COM | 958254104 |
| STWD | STARWOOD PROPERTY TRUST INC | 121,275 | $3,359 | 1.5% | $27.70 | — | COM | 85571B105 |
| EBAY | EBAY | 56,375 | $3,093 | 1.3% | $20.18 | -2.4% | COM | 278642103 |
| — | M&T CAP TR IV 8.5% GTD ENHANC | 110,759 | $2,880 | 1.3% | $25.83 | — | PFD | 55292C203 |
| — | QEP RESOURCES | 91,650 | $2,809 | 1.2% | $28.05 | — | COM | 74733V100 |
| GNRC | GENERAC HOLDINGS INC | 46,675 | $2,644 | 1.1% | $32.90 | +48.6% | COM | 368736104 |
| DAL | DELTA AIRLINES INC | 92,600 | $2,544 | 1.1% | $17.44 | +33.7% | COM | 247361702 |
| — | EXCEL | 214,900 | $2,448 | 1.1% | $12.68 | — | COM | 30068C109 |
| — | PRIVATEBANCORP 10% | 82,000 | $2,116 | 0.9% | $25.84 | — | PFD | 74272L208 |
| — | MEDLEY CAP | 129,500 | $1,794 | 0.8% | $13.67 | — | COM | 58503F106 |
| — | DENBURY RES INC COM NEW | 100,000 | $1,643 | 0.7% | $17.32 | — | COM | 247916208 |
| — | BGC PARTNERS INC | 262,500 | $1,588 | 0.7% | $5.88 | — | COM | 05541T101 |
| — | NORTHSTAR REALTY FINANCE PREF | 66,550 | $1,551 | 0.7% | $24.80 | — | PFD | 66705V209 |
| — | RESOURCE CAPITAL | 243,500 | $1,444 | 0.6% | $6.11 | — | COM | 76120W302 |
| — | EXCEL TR INC 8.125% CUM PRF | 53,850 | $1,397 | 0.6% | $25.67 | — | PFD | 30068C307 |
| STAG | STAG INDUSTRIAL INC | 67,250 | $1,371 | 0.6% | $19.98 | — | COM | 85254J102 |
| BAX | BAXTER INTERNATIONAL | 18,910 | $1,315 | 0.6% | $31.05 | -5.9% | COM | 071813109 |
| — | RR DONNELLEY & SONS CO | 63,450 | $1,287 | 0.6% | $14.01 | — | COM | 257867101 |
| — | HOME LOAN SERVICING SOLUTIONS | 55,400 | $1,273 | 0.6% | $22.55 | — | COM | G6648D109 |
| JPM | JPMORGAN CHASE | 20,300 | $1,187 | 0.5% | $36.24 | +9.4% | COM | 46625H100 |
| — | RESOURCE CAPITAL PERF B 8.25% | 53,550 | $1,177 | 0.5% | $24.45 | — | PFD | 76120W500 |
| — | THL CREDIT INC | 71,300 | $1,176 | 0.5% | $15.22 | — | COM | 872438106 |
| — | CITY NATIONAL CORP PFD SER D 6 | 44,300 | $1,164 | 0.5% | $26.28 | — | PFD | 17800X400 |
| — | BEAZER HOMES USA INC 7.5% | 29,150 | $1,090 | 0.5% | $29.17 | — | PFD | 07556Q709 |
| — | NORTHSTAR REALTY FINANCE | 68,275 | $918 | 0.4% | $9.11 | — | COM | 66704R100 |
| XOM | EXXON | 8,400 | $850 | 0.4% | $53.69 | +4.2% | COM | 30231G102 |
| TEVA | TEVA PHARMACEUTICAL | 20,700 | $830 | 0.4% | $39.20 | — | COM | 881624209 |
| — | QEP MIDSTREAM PARTNERS LP | 35,200 | $817 | 0.4% | $23.21 | — | COM | 74735R115 |
| CAT | CATERPILLAR | 8,475 | $770 | 0.3% | $61.55 | +1.8% | COM | 149123101 |
| M | MACYS | 13,100 | $700 | 0.3% | $46.44 | +4.4% | COM | 55616P104 |
| — | MORGAN STANLEY CAP 5.75% | 30,200 | $676 | 0.3% | $24.45 | — | PFD | 617466206 |
| GLD | SPDR GOLD TRUST | 5,800 | $673 | 0.3% | $119.11 | — | COM | 78463V107 |
| OSUR | ORASURE TECHNOLOGIES | 105,000 | $660 | 0.3% | $5.09 | +23.4% | COM | 68554V108 |
| MS | MORGAN STANLEY | 20,000 | $627 | 0.3% | $17.33 | +25.8% | COM | 617446448 |
| MGM | MGM MIRAGE | 25,600 | $602 | 0.3% | $14.02 | +37.3% | COM | 552953101 |
| — | LIBERTY INTERACTIVE CORPORATIO | 18,544 | $544 | 0.2% | $23.03 | — | COM | 53071M104 |
| SAN | BANCO SANTANDER | 60,000 | $544 | 0.2% | $9.07 | — | COM | 05964H105 |
| BRK/A | BERKSHIRE HATHAWAY DEL CL A | 3 | $534 | 0.2% | $165023.42 | +5.1% | COM | 084670108 |
| — | MORGAN STANLEY 7.125% | 20,200 | $527 | 0.2% | $25.21 | — | PFD | 61762V200 |
| — | LIBERTY MEDIA CORP. CL A | 3,514 | $514 | 0.2% | $126.64 | — | COM | 531229102 |
| — | STAG INDUSTRIAL PRF SER B 6.62 | 24,600 | $512 | 0.2% | $22.99 | — | PFD | 85254J300 |
| TEX | TEREX | 12,050 | $506 | 0.2% | $30.88 | +17.4% | COM | 880779103 |
| — | ALPHA NATURAL RESOURCES SR NT | 500,000 | $498 | 0.2% | $0.91 | — | CONV | 02076XAA0 |
| — | NORTHSTAR REALTY FINANCE PREF | 20,700 | $495 | 0.2% | $25.07 | — | PFD | 66704R506 |
| PBI | PITNEY BOWES INC | 20,350 | $474 | 0.2% | $16.40 | +31.1% | COM | 724479100 |
| — | CITY NATIONAL | 5,400 | $428 | 0.2% | $63.33 | — | COM | 178566105 |
| CALY | CALLAWAY GOLF CO | 50,750 | $428 | 0.2% | $7.76 | 0.0% | COM | 131193104 |
| — | ENTERCOM COMMUNICATIONS CORP C | 39,900 | $419 | 0.2% | $10.50 | — | COM | 293639100 |
| COST | COSTCO WHSL | 3,500 | $417 | 0.2% | $86.56 | +9.9% | COM | 22160K105 |
| — | MANITOWOC INC | 17,900 | $417 | 0.2% | $17.91 | — | COM | 563571108 |
| — | ALCOA | 32,500 | $345 | 0.1% | $7.82 | — | COM | 013817101 |
| — | ASSOCIATED BANC-CORP PFD STK S | 12,400 | $342 | 0.1% | $28.39 | — | PFD | 045488202 |
| — | STRATEGIC HOTEL CAP INC PFD SE | 13,400 | $318 | 0.1% | $24.10 | — | PFD | 86272T403 |
| — | LINN ENERGY | 10,300 | $317 | 0.1% | $33.18 | — | COM | 536020100 |
| OPK | OPKO HEALTH INC COM | 36,500 | $308 | 0.1% | $6.91 | +46.4% | COM | 68375N103 |
| ZION | ZIONS BANCORPORATION | 10,000 | $300 | 0.1% | $26.15 | +10.1% | COM | 989701107 |
| — | CLIFFS NATURAL RESOURCES 7% | 13,000 | $298 | 0.1% | $17.74 | — | PFD | 18683K408 |
| — | LINC ENERGY | 300,000 | $298 | 0.1% | $0.80 | — | COM | Q5562Z103 |
| — | REALTY INCOME CORP PREF F 6.62 | 12,300 | $294 | 0.1% | $24.22 | — | PFD | 756109807 |
| — | STRATEGIC HOTEL CAP INC PFD SE | 11,700 | $278 | 0.1% | $24.01 | — | PFD | 86272T502 |
| ULBI | ULTRALIFE BATTERIES | 74,585 | $265 | 0.1% | $3.90 | -4.3% | COM | 903899102 |
| T | AT&T | 7,500 | $264 | 0.1% | $11.40 | -2.0% | COM | 00206R102 |
| — | SANDRIDGE ENERGY | 43,000 | $261 | 0.1% | $5.20 | — | COM | 80007P307 |
| JNJ | JOHNSON & JOHNSON | 2,800 | $256 | 0.1% | $60.07 | +9.5% | COM | 478160104 |
| ORCL | ORACLE | 6,550 | $251 | 0.1% | $27.58 | +4.4% | COM | 68389X105 |
| VFC | VF CORP | 4,000 | $249 | 0.1% | $52.11 | 0.0% | COM | 918204108 |
| — | STAG INDUSTRIAL INC 9% | 9,100 | $242 | 0.1% | $26.73 | — | PFD | 85254J201 |
| BMY | BRISTOL MYERS SQUIBB | 4,300 | $229 | 0.1% | $34.16 | 0.0% | COM | 110122108 |
| INTC | INTEL | 7,860 | $204 | 0.1% | $17.92 | 0.0% | COM | 458140100 |
| GNW | GENWORTH FINL INC CL A | 12,500 | $194 | 0.1% | $14.45 | 0.0% | COM | 37247D106 |
| — | CABLEVISION SYS | 10,000 | $179 | 0.1% | $17.90 | — | COM | 12686C109 |
| — | RESOURCE AMERICA INC | 18,360 | $172 | 0.1% | $8.08 | — | COM | 761195205 |
| — | TRIANGLE PETE | 12,500 | $104 | 0.0% | $8.32 | — | COM | 89600B201 |
| — | RITE AID | 10,000 | $51 | 0.0% | $2.82 | — | COM | 767754104 |
| — | RSTK TRIAD BIOTECHNOLOGY | 60,000 | $0 | 0.0% | — | — | COM | 898994108 |
| — | RSTK CELLICON BIOTECH SER A | 100,000 | $0 | 0.0% | — | — | COM | 150990448 |
| — | RSTK FULCRUM PHARM | 20,000 | $0 | 0.0% | — | — | COM | 359994217 |
| BRCOQ | BEARD | 13,800 | $0 | 0.0% | $0.01 | -27.4% | COM | 07384R408 |
| — | BLACKHAWK CAP GROUP BDC | 24,000 | $0 | 0.0% | $0.04 | — | COM | 09236T103 |