Rothschild Capital Partners, LLC Diversified Active

Location: New York, NY

CIK: 0001569833 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 13, 2014

Total Value: $217M (100.0% shares, 0.0% debt)

Holdings (44)

META FACEBOOK INC 8.0%

Value $17.31M Shares 219,039 Est. Cost $26.68 Unrealized +173.0%

PODD INSULET CORP 6.5%

Value $14.1M Shares 382,599 Est. Cost $28.46 Unrealized +28.3%

AAPL APPLE INC 5.5%

Value $11.96M Shares 118,683 Est. Cost $18.92 Unrealized +14.3%

— CEPHEID 4.6%

Value $9.893M Shares 224,687 Est. Cost $38.39 Unrealized —

DXCM DEXCOM INC 4.5%

Value $9.852M Shares 246,365 Est. Cost $5.10 Unrealized +100.2%

— BOTTOMLINE TECH DEL INC 4.5%

Value $9.793M Shares 354,943 Est. Cost $26.66 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 4.4%

Value $9.588M Shares 237,906 Est. Cost $52.50 Unrealized —

ECL ECOLAB INC 4.4%

Value $9.58M Shares 83,428 Est. Cost $73.71 Unrealized +34.7%

HCA HCA HOLDINGS INC 4.3%

Value $9.392M Shares 133,178 Est. Cost $37.15 Unrealized +65.4%

— ANADARKO PETE CORP 3.7%

Value $8.071M Shares 79,560 Est. Cost $109.46 Unrealized —

— ULTIMATE SOFTWARE GROUP INC 3.6%

Value $7.793M Shares 55,067 Est. Cost $118.75 Unrealized —

PAA PLAINS ALL AMERN PIPELINE L 3.5%

Value $7.634M Shares 129,705 Est. Cost $55.78 Unrealized —

CNI CANADIAN NATL RY CO 3.5%

Value $7.634M Shares 107,582 Est. Cost $41.86 Unrealized +34.9%

— GOOGLE INC 3.1%

Value $6.68M Shares 11,353 Est. Cost $880.15 Unrealized —

— GOOGLE INC 3.0%

Value $6.555M Shares 11,353 Est. Cost $575.27 Unrealized —

DCI DONALDSON INC 3.0%

Value $6.451M Shares 158,763 Est. Cost $29.66 Unrealized +13.6%

— KINDER MORGAN EGY PTNR 2.9%

Value $6.31M Shares 67,643 Est. Cost $85.40 Unrealized —

STWD STARWOOD PPTY TR INC 2.9%

Value $6.224M Shares 283,441 Est. Cost $24.73 Unrealized —

— ENERNOC INC 2.8%

Value $6.155M Shares 362,885 Est. Cost $21.11 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 2.5%

Value $5.468M Shares 44,932 Est. Cost $86.34 Unrealized +35.9%

— OASIS PETE INC NEW 2.5%

Value $5.45M Shares 130,348 Est. Cost $39.10 Unrealized —

BKD BROOKDALE SR LIVING INC 2.5%

Value $5.444M Shares 168,950 Est. Cost $34.08 Unrealized 0.0%

— ST JUDE MED INC 2.4%

Value $5.258M Shares 87,442 Est. Cost $45.97 Unrealized —

AMZN AMAZON COM INC 2.1%

Value $4.598M Shares 14,261 Est. Cost $14.42 Unrealized +15.3%

— CIMAREX ENERGY CO 2.0%

Value $4.324M Shares 34,175 Est. Cost $65.00 Unrealized —

— SANCHEZ ENERGY CORP 1.4%

Value $3.013M Shares 114,750 Est. Cost $31.07 Unrealized —

— CONTINENTAL RESOURCES INC 1.2%

Value $2.63M Shares 39,564 Est. Cost $83.44 Unrealized —

ATRC ATRICURE INC 1.2%

Value $2.57M Shares 174,621 Est. Cost $15.93 Unrealized 0.0%

— ATTUNITY LTD 0.9%

Value $1.891M Shares 253,180 Est. Cost $9.10 Unrealized —

— UROPLASTY INC 0.7%

Value $1.448M Shares 579,112 Est. Cost $2.87 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value $488K Shares 5,185 Est. Cost $53.69 Unrealized +14.6%

HD HOME DEPOT INC 0.2%

Value $468K Shares 5,100 Est. Cost $56.05 Unrealized +17.3%

— RED HAT INC 0.2%

Value $447K Shares 7,966 Est. Cost $47.83 Unrealized —

— CUTERA INC 0.2%

Value $364K Shares 36,050 Est. Cost $11.18 Unrealized —

— CONTINENTAL RESOURCES INC 0.2%

Value $338K Shares 344 Est. Cost — Unrealized —

NSC NORFOLK SOUTHERN CORP 0.1%

Value $305K Shares 2,729 Est. Cost $56.99 Unrealized +45.0%

GILD GILEAD SCIENCES INC 0.1%

Value $266K Shares 2,500 Est. Cost $68.03 Unrealized 0.0%

ALNY ALNYLAM PHARMACEUTICALS INC 0.1%

Value $258K Shares 3,300 Est. Cost $59.63 Unrealized +8.2%

DGX QUEST DIAGNOSTICS 0.1%

Value $228K Shares 3,764 Est. Cost $46.22 Unrealized +6.2%

PG PROCTER & GAMBLE CO 0.1%

Value $228K Shares 2,723 Est. Cost $58.01 Unrealized +3.0%

JNJ JOHNSON & JOHNSON 0.1%

Value $222K Shares 2,086 Est. Cost $66.63 Unrealized +13.4%

CVX CHEVRON CORPORATION 0.1%

Value $217K Shares 1,821 Est. Cost $71.30 Unrealized +10.1%

— ALERE INC 0.1%

Value $132K Shares 3,400 Est. Cost $37.37 Unrealized —

— GILEAD SCIENCES INC 01/17/15 0.0%

Value $60,000 Shares 50 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
META	FACEBOOK INC	219,039	$17.31M	8.0%	$26.68	+173.0%	CL A	30303M102
PODD	INSULET CORP	382,599	$14.1M	6.5%	$28.46	+28.3%	COM	45784P101
AAPL	APPLE INC	118,683	$11.96M	5.5%	$18.92	+14.3%	COM	037833100
—	CEPHEID	224,687	$9.893M	4.6%	$38.39	—	COM	1567OR107
DXCM	DEXCOM INC	246,365	$9.852M	4.5%	$5.10	+100.2%	COM	252131107
—	BOTTOMLINE TECH DEL INC	354,943	$9.793M	4.5%	$26.66	—	COM	101388106
EPD	ENTERPRISE PRODS PARTNERS L	237,906	$9.588M	4.4%	$52.50	—	COM	293792107
ECL	ECOLAB INC	83,428	$9.58M	4.4%	$73.71	+34.7%	COM	278865100
HCA	HCA HOLDINGS INC	133,178	$9.392M	4.3%	$37.15	+65.4%	COM	40412C101
—	ANADARKO PETE CORP	79,560	$8.071M	3.7%	$109.46	—	COM	032511107
—	ULTIMATE SOFTWARE GROUP INC	55,067	$7.793M	3.6%	$118.75	—	COM	90385D107
PAA	PLAINS ALL AMERN PIPELINE L	129,705	$7.634M	3.5%	$55.78	—	UNIT LTD PARTN	726503105
CNI	CANADIAN NATL RY CO	107,582	$7.634M	3.5%	$41.86	+34.9%	COM	136375102
—	GOOGLE INC	11,353	$6.68M	3.1%	$880.15	—	CL A	38259P508
—	GOOGLE INC	11,353	$6.555M	3.0%	$575.27	—	CL C	38259P706
DCI	DONALDSON INC	158,763	$6.451M	3.0%	$29.66	+13.6%	COM	257651109
—	KINDER MORGAN EGY PTNR	67,643	$6.31M	2.9%	$85.40	—	UT LTD PTNR	494550106
STWD	STARWOOD PPTY TR INC	283,441	$6.224M	2.9%	$24.73	—	COM	85571B105
—	ENERNOC INC	362,885	$6.155M	2.8%	$21.11	—	COM	292764107
TMO	THERMO FISHER SCIENTIFIC INC	44,932	$5.468M	2.5%	$86.34	+35.9%	COM	883556102
—	OASIS PETE INC NEW	130,348	$5.45M	2.5%	$39.10	—	COM	674215108
BKD	BROOKDALE SR LIVING INC	168,950	$5.444M	2.5%	$34.08	0.0%	COM	112463104
—	ST JUDE MED INC	87,442	$5.258M	2.4%	$45.97	—	COM	790849103
AMZN	AMAZON COM INC	14,261	$4.598M	2.1%	$14.42	+15.3%	COM	023135106
—	CIMAREX ENERGY CO	34,175	$4.324M	2.0%	$65.00	—	COM	171798101
—	SANCHEZ ENERGY CORP	114,750	$3.013M	1.4%	$31.07	—	COM	79970Y105
—	CONTINENTAL RESOURCES INC	39,564	$2.63M	1.2%	$83.44	—	COM	212015101
ATRC	ATRICURE INC	174,621	$2.57M	1.2%	$15.93	0.0%	COM	04963C209
—	ATTUNITY LTD	253,180	$1.891M	0.9%	$9.10	—	COM	M15332121
—	UROPLASTY INC	579,112	$1.448M	0.7%	$2.87	—	COM	917277204
XOM	EXXON MOBIL CORP	5,185	$488K	0.2%	$53.69	+14.6%	COM	30231G102
HD	HOME DEPOT INC	5,100	$468K	0.2%	$56.05	+17.3%	COM	437076102
—	RED HAT INC	7,966	$447K	0.2%	$47.83	—	COM	756577102
—	CUTERA INC	36,050	$364K	0.2%	$11.18	—	COM	232109108
—	CONTINENTAL RESOURCES INC	344	$338K	0.2%	—	—	Put	212015951
NSC	NORFOLK SOUTHERN CORP	2,729	$305K	0.1%	$56.99	+45.0%	COM	655844108
GILD	GILEAD SCIENCES INC	2,500	$266K	0.1%	$68.03	0.0%	COM	375558103
ALNY	ALNYLAM PHARMACEUTICALS INC	3,300	$258K	0.1%	$59.63	+8.2%	COM	02043Q107
DGX	QUEST DIAGNOSTICS	3,764	$228K	0.1%	$46.22	+6.2%	COM	74834L100
PG	PROCTER & GAMBLE CO	2,723	$228K	0.1%	$58.01	+3.0%	COM	742718109
JNJ	JOHNSON & JOHNSON	2,086	$222K	0.1%	$66.63	+13.4%	COM	478160104
CVX	CHEVRON CORPORATION	1,821	$217K	0.1%	$71.30	+10.1%	COM	166764100
—	ALERE INC	3,400	$132K	0.1%	$37.37	—	COM	01449JAA3
—	GILEAD SCIENCES INC 01/17/15	50	$60,000	0.0%	—	—	Call	375558903