Rothschild Capital Partners, LLC Diversified Active

CIK: 0001569833 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 13, 2014

Total Value ($000): $217,089 (100.0% shares, 0.0% debt)

Holdings (44)

META FACEBOOK INC 8.0%

Value ($000) $17,313 Shares 219,039 Est. Cost $26.68 Unrealized +173.0%

PODD INSULET CORP 6.5%

Value ($000) $14,099 Shares 382,599 Est. Cost $28.46 Unrealized +28.3%

AAPL APPLE INC 5.5%

Value ($000) $11,957 Shares 118,683 Est. Cost $18.92 Unrealized +14.3%

— CEPHEID 4.6%

Value ($000) $9,893 Shares 224,687 Est. Cost $38.39 Unrealized —

DXCM DEXCOM INC 4.5%

Value ($000) $9,852 Shares 246,365 Est. Cost $5.10 Unrealized +100.2%

— BOTTOMLINE TECH DEL INC 4.5%

Value ($000) $9,793 Shares 354,943 Est. Cost $26.66 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 4.4%

Value ($000) $9,588 Shares 237,906 Est. Cost $52.50 Unrealized —

ECL ECOLAB INC 4.4%

Value ($000) $9,580 Shares 83,428 Est. Cost $73.71 Unrealized +34.7%

HCA HCA HOLDINGS INC 4.3%

Value ($000) $9,392 Shares 133,178 Est. Cost $37.15 Unrealized +65.4%

— ANADARKO PETE CORP 3.7%

Value ($000) $8,071 Shares 79,560 Est. Cost $109.46 Unrealized —

— ULTIMATE SOFTWARE GROUP INC 3.6%

Value ($000) $7,793 Shares 55,067 Est. Cost $118.75 Unrealized —

PAA PLAINS ALL AMERN PIPELINE L 3.5%

Value ($000) $7,634 Shares 129,705 Est. Cost $55.78 Unrealized —

CNI CANADIAN NATL RY CO 3.5%

Value ($000) $7,634 Shares 107,582 Est. Cost $41.86 Unrealized +34.9%

— GOOGLE INC 3.1%

Value ($000) $6,680 Shares 11,353 Est. Cost $880.15 Unrealized —

— GOOGLE INC 3.0%

Value ($000) $6,555 Shares 11,353 Est. Cost $575.27 Unrealized —

DCI DONALDSON INC 3.0%

Value ($000) $6,451 Shares 158,763 Est. Cost $29.66 Unrealized +13.6%

— KINDER MORGAN EGY PTNR 2.9%

Value ($000) $6,310 Shares 67,643 Est. Cost $85.40 Unrealized —

STWD STARWOOD PPTY TR INC 2.9%

Value ($000) $6,224 Shares 283,441 Est. Cost $24.73 Unrealized —

— ENERNOC INC 2.8%

Value ($000) $6,155 Shares 362,885 Est. Cost $21.11 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 2.5%

Value ($000) $5,468 Shares 44,932 Est. Cost $86.34 Unrealized +35.9%

— OASIS PETE INC NEW 2.5%

Value ($000) $5,450 Shares 130,348 Est. Cost $39.10 Unrealized —

BKD BROOKDALE SR LIVING INC 2.5%

Value ($000) $5,444 Shares 168,950 Est. Cost $34.08 Unrealized 0.0%

— ST JUDE MED INC 2.4%

Value ($000) $5,258 Shares 87,442 Est. Cost $45.97 Unrealized —

AMZN AMAZON COM INC 2.1%

Value ($000) $4,598 Shares 14,261 Est. Cost $14.42 Unrealized +15.3%

— CIMAREX ENERGY CO 2.0%

Value ($000) $4,324 Shares 34,175 Est. Cost $65.00 Unrealized —

— SANCHEZ ENERGY CORP 1.4%

Value ($000) $3,013 Shares 114,750 Est. Cost $31.07 Unrealized —

— CONTINENTAL RESOURCES INC 1.2%

Value ($000) $2,630 Shares 39,564 Est. Cost $83.44 Unrealized —

ATRC ATRICURE INC 1.2%

Value ($000) $2,570 Shares 174,621 Est. Cost $15.93 Unrealized 0.0%

— ATTUNITY LTD 0.9%

Value ($000) $1,891 Shares 253,180 Est. Cost $9.10 Unrealized —

— UROPLASTY INC 0.7%

Value ($000) $1,448 Shares 579,112 Est. Cost $2.87 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value ($000) $488 Shares 5,185 Est. Cost $53.69 Unrealized +14.6%

HD HOME DEPOT INC 0.2%

Value ($000) $468 Shares 5,100 Est. Cost $56.05 Unrealized +17.3%

— RED HAT INC 0.2%

Value ($000) $447 Shares 7,966 Est. Cost $47.83 Unrealized —

— CUTERA INC 0.2%

Value ($000) $364 Shares 36,050 Est. Cost $11.18 Unrealized —

— CONTINENTAL RESOURCES INC 0.2%

Value ($000) $338 Shares 344 Est. Cost — Unrealized —

NSC NORFOLK SOUTHERN CORP 0.1%

Value ($000) $305 Shares 2,729 Est. Cost $56.99 Unrealized +45.0%

GILD GILEAD SCIENCES INC 0.1%

Value ($000) $266 Shares 2,500 Est. Cost $68.03 Unrealized 0.0%

ALNY ALNYLAM PHARMACEUTICALS INC 0.1%

Value ($000) $258 Shares 3,300 Est. Cost $59.63 Unrealized +8.2%

DGX QUEST DIAGNOSTICS 0.1%

Value ($000) $228 Shares 3,764 Est. Cost $46.22 Unrealized +6.2%

PG PROCTER & GAMBLE CO 0.1%

Value ($000) $228 Shares 2,723 Est. Cost $58.01 Unrealized +3.0%

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $222 Shares 2,086 Est. Cost $66.63 Unrealized +13.4%

CVX CHEVRON CORPORATION 0.1%

Value ($000) $217 Shares 1,821 Est. Cost $71.30 Unrealized +10.1%

— ALERE INC 0.1%

Value ($000) $132 Shares 3,400 Est. Cost $37.37 Unrealized —

— GILEAD SCIENCES INC 01/17/15 0.0%

Value ($000) $60 Shares 50 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
META	FACEBOOK INC	219,039	$17,313	8.0%	$26.68	+173.0%	CL A	30303M102
PODD	INSULET CORP	382,599	$14,099	6.5%	$28.46	+28.3%	COM	45784P101
AAPL	APPLE INC	118,683	$11,957	5.5%	$18.92	+14.3%	COM	037833100
—	CEPHEID	224,687	$9,893	4.6%	$38.39	—	COM	1567OR107
DXCM	DEXCOM INC	246,365	$9,852	4.5%	$5.10	+100.2%	COM	252131107
—	BOTTOMLINE TECH DEL INC	354,943	$9,793	4.5%	$26.66	—	COM	101388106
EPD	ENTERPRISE PRODS PARTNERS L	237,906	$9,588	4.4%	$52.50	—	COM	293792107
ECL	ECOLAB INC	83,428	$9,580	4.4%	$73.71	+34.7%	COM	278865100
HCA	HCA HOLDINGS INC	133,178	$9,392	4.3%	$37.15	+65.4%	COM	40412C101
—	ANADARKO PETE CORP	79,560	$8,071	3.7%	$109.46	—	COM	032511107
—	ULTIMATE SOFTWARE GROUP INC	55,067	$7,793	3.6%	$118.75	—	COM	90385D107
PAA	PLAINS ALL AMERN PIPELINE L	129,705	$7,634	3.5%	$55.78	—	UNIT LTD PARTN	726503105
CNI	CANADIAN NATL RY CO	107,582	$7,634	3.5%	$41.86	+34.9%	COM	136375102
—	GOOGLE INC	11,353	$6,680	3.1%	$880.15	—	CL A	38259P508
—	GOOGLE INC	11,353	$6,555	3.0%	$575.27	—	CL C	38259P706
DCI	DONALDSON INC	158,763	$6,451	3.0%	$29.66	+13.6%	COM	257651109
—	KINDER MORGAN EGY PTNR	67,643	$6,310	2.9%	$85.40	—	UT LTD PTNR	494550106
STWD	STARWOOD PPTY TR INC	283,441	$6,224	2.9%	$24.73	—	COM	85571B105
—	ENERNOC INC	362,885	$6,155	2.8%	$21.11	—	COM	292764107
TMO	THERMO FISHER SCIENTIFIC INC	44,932	$5,468	2.5%	$86.34	+35.9%	COM	883556102
—	OASIS PETE INC NEW	130,348	$5,450	2.5%	$39.10	—	COM	674215108
BKD	BROOKDALE SR LIVING INC	168,950	$5,444	2.5%	$34.08	0.0%	COM	112463104
—	ST JUDE MED INC	87,442	$5,258	2.4%	$45.97	—	COM	790849103
AMZN	AMAZON COM INC	14,261	$4,598	2.1%	$14.42	+15.3%	COM	023135106
—	CIMAREX ENERGY CO	34,175	$4,324	2.0%	$65.00	—	COM	171798101
—	SANCHEZ ENERGY CORP	114,750	$3,013	1.4%	$31.07	—	COM	79970Y105
—	CONTINENTAL RESOURCES INC	39,564	$2,630	1.2%	$83.44	—	COM	212015101
ATRC	ATRICURE INC	174,621	$2,570	1.2%	$15.93	0.0%	COM	04963C209
—	ATTUNITY LTD	253,180	$1,891	0.9%	$9.10	—	COM	M15332121
—	UROPLASTY INC	579,112	$1,448	0.7%	$2.87	—	COM	917277204
XOM	EXXON MOBIL CORP	5,185	$488	0.2%	$53.69	+14.6%	COM	30231G102
HD	HOME DEPOT INC	5,100	$468	0.2%	$56.05	+17.3%	COM	437076102
—	RED HAT INC	7,966	$447	0.2%	$47.83	—	COM	756577102
—	CUTERA INC	36,050	$364	0.2%	$11.18	—	COM	232109108
—	CONTINENTAL RESOURCES INC	344	$338	0.2%	—	—	Put	212015951
NSC	NORFOLK SOUTHERN CORP	2,729	$305	0.1%	$56.99	+45.0%	COM	655844108
GILD	GILEAD SCIENCES INC	2,500	$266	0.1%	$68.03	0.0%	COM	375558103
ALNY	ALNYLAM PHARMACEUTICALS INC	3,300	$258	0.1%	$59.63	+8.2%	COM	02043Q107
DGX	QUEST DIAGNOSTICS	3,764	$228	0.1%	$46.22	+6.2%	COM	74834L100
PG	PROCTER & GAMBLE CO	2,723	$228	0.1%	$58.01	+3.0%	COM	742718109
JNJ	JOHNSON & JOHNSON	2,086	$222	0.1%	$66.63	+13.4%	COM	478160104
CVX	CHEVRON CORPORATION	1,821	$217	0.1%	$71.30	+10.1%	COM	166764100
—	ALERE INC	3,400	$132	0.1%	$37.37	—	COM	01449JAA3
—	GILEAD SCIENCES INC 01/17/15	50	$60	0.0%	—	—	Call	375558903