Rothschild Capital Partners, LLC Diversified Active

CIK: 0001569833 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 13, 2015

Total Value ($000): $207,828 (100.0% shares, 0.0% debt)

Holdings (43)

PODD INSULET CORP 8.5%

Value ($000) $17,749 Shares 385,349 Est. Cost $28.46 Unrealized +50.3%

META FACEBOOK INC 8.2%

Value ($000) $17,089 Shares 219,039 Est. Cost $26.68 Unrealized +184.5%

DXCM DEXCOM INC 6.6%

Value ($000) $13,788 Shares 250,465 Est. Cost $5.22 Unrealized +134.5%

AAPL APPLE INC 6.3%

Value ($000) $13,100 Shares 118,683 Est. Cost $18.92 Unrealized +27.3%

— CEPHEID 5.9%

Value ($000) $12,250 Shares 226,262 Est. Cost $38.39 Unrealized —

HCA HCA HOLDINGS INC 4.7%

Value ($000) $9,691 Shares 132,052 Est. Cost $37.15 Unrealized +75.9%

BKD BROOKDALE SR LIVING INC 4.4%

Value ($000) $9,041 Shares 246,560 Est. Cost $34.03 Unrealized -0.3%

— ULTIMATE SOFTWARE GROUP INC 4.2%

Value ($000) $8,807 Shares 59,987 Est. Cost $121.05 Unrealized —

ECL ECOLAB INC 4.2%

Value ($000) $8,641 Shares 82,673 Est. Cost $73.71 Unrealized +31.2%

EPD ENTERPRISE PRODS PARTNERS L 4.1%

Value ($000) $8,501 Shares 235,366 Est. Cost $52.50 Unrealized —

CNI CANADIAN NATL RY CO 3.5%

Value ($000) $7,339 Shares 106,494 Est. Cost $41.86 Unrealized +33.6%

PAA PLAINS ALL AMERN PIPELINE L 3.2%

Value ($000) $6,599 Shares 128,585 Est. Cost $55.78 Unrealized —

STWD STARWOOD PPTY TR INC 3.1%

Value ($000) $6,521 Shares 280,611 Est. Cost $24.73 Unrealized —

— GOOGLE INC 3.1%

Value ($000) $6,431 Shares 12,118 Est. Cost $858.09 Unrealized —

DCI DONALDSON INC 2.9%

Value ($000) $6,082 Shares 157,438 Est. Cost $29.66 Unrealized +11.2%

— GOOGLE INC 2.9%

Value ($000) $5,976 Shares 11,353 Est. Cost $575.27 Unrealized —

— ST JUDE MED INC 2.7%

Value ($000) $5,635 Shares 86,651 Est. Cost $45.97 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 2.7%

Value ($000) $5,578 Shares 44,520 Est. Cost $86.34 Unrealized +36.1%

XLY SELECT SECTOR SPDR TR 2.4%

Value ($000) $5,077 Shares 70,365 Est. Cost $72.15 Unrealized —

— BOTTOMLINE TECH DEL INC 2.4%

Value ($000) $5,040 Shares 199,375 Est. Cost $26.66 Unrealized —

AMZN AMAZON COM INC 2.1%

Value ($000) $4,426 Shares 14,261 Est. Cost $14.42 Unrealized +8.0%

— CIMAREX ENERGY CO 1.7%

Value ($000) $3,623 Shares 34,175 Est. Cost $65.00 Unrealized —

— ATTUNITY LTD 1.7%

Value ($000) $3,582 Shares 333,180 Est. Cost $9.50 Unrealized —

ATRC ATRICURE INC 1.7%

Value ($000) $3,485 Shares 174,621 Est. Cost $15.93 Unrealized +7.7%

SPY SPDR S&P 500 ETF TR 1.0%

Value ($000) $2,144 Shares 10,430 Est. Cost $205.56 Unrealized —

IVE ISHARES TR 1.0%

Value ($000) $2,044 Shares 21,800 Est. Cost $93.76 Unrealized —

— CONTINENTAL RESOURCES INC 0.7%

Value ($000) $1,504 Shares 39,206 Est. Cost $83.44 Unrealized —

XTN SPDR SERIES TRUST 0.6%

Value ($000) $1,248 Shares 11,500 Est. Cost $108.52 Unrealized —

— CONTINENTAL RESOURCES INC 01/17/15 0.6%

Value ($000) $1,237 Shares 342 Est. Cost — Unrealized —

— UROPLASTY INC 0.6%

Value ($000) $1,234 Shares 599,131 Est. Cost $2.84 Unrealized —

GILD GILEAD SCIENCES INC 0.3%

Value ($000) $707 Shares 7,500 Est. Cost $70.58 Unrealized +1.8%

— RED HAT INC 0.3%

Value ($000) $551 Shares 7,966 Est. Cost $47.83 Unrealized —

HD HOME DEPOT INC 0.3%

Value ($000) $535 Shares 5,100 Est. Cost $56.05 Unrealized +33.5%

XOM EXXON MOBIL CORP 0.2%

Value ($000) $479 Shares 5,185 Est. Cost $53.69 Unrealized +8.0%

— CUTERA INC 0.2%

Value ($000) $385 Shares 36,050 Est. Cost $11.18 Unrealized —

ALNY ALNYLAM PHARMACEUTICALS INC 0.2%

Value ($000) $320 Shares 3,300 Est. Cost $59.63 Unrealized +55.4%

NSC NORFOLK SOUTHERN CORP 0.1%

Value ($000) $299 Shares 2,729 Est. Cost $56.99 Unrealized +50.6%

DGX QUEST DIAGNOSTICS 0.1%

Value ($000) $252 Shares 3,764 Est. Cost $46.22 Unrealized +9.3%

PG PROCTER & GAMBLE CO 0.1%

Value ($000) $248 Shares 2,723 Est. Cost $58.01 Unrealized +11.4%

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $218 Shares 2,086 Est. Cost $66.63 Unrealized +16.0%

CVX CHEVRON CORPORATION 0.1%

Value ($000) $204 Shares 1,821 Est. Cost $71.30 Unrealized -1.1%

— CIMAREX ENERGY CO 03/20/15 0.1%

Value ($000) $163 Shares 336 Est. Cost — Unrealized —

— GILEAD SCIENCES INC 01/17/15 0.0%

Value ($000) $5 Shares 50 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PODD	INSULET CORP	385,349	$17,749	8.5%	$28.46	+50.3%	COM	45784P101
META	FACEBOOK INC	219,039	$17,089	8.2%	$26.68	+184.5%	CL A	30303M102
DXCM	DEXCOM INC	250,465	$13,788	6.6%	$5.22	+134.5%	COM	252131107
AAPL	APPLE INC	118,683	$13,100	6.3%	$18.92	+27.3%	COM	037833100
—	CEPHEID	226,262	$12,250	5.9%	$38.39	—	COM	1567OR107
HCA	HCA HOLDINGS INC	132,052	$9,691	4.7%	$37.15	+75.9%	COM	40412C101
BKD	BROOKDALE SR LIVING INC	246,560	$9,041	4.4%	$34.03	-0.3%	COM	112463104
—	ULTIMATE SOFTWARE GROUP INC	59,987	$8,807	4.2%	$121.05	—	COM	90385D107
ECL	ECOLAB INC	82,673	$8,641	4.2%	$73.71	+31.2%	COM	278865100
EPD	ENTERPRISE PRODS PARTNERS L	235,366	$8,501	4.1%	$52.50	—	COM	293792107
CNI	CANADIAN NATL RY CO	106,494	$7,339	3.5%	$41.86	+33.6%	COM	136375102
PAA	PLAINS ALL AMERN PIPELINE L	128,585	$6,599	3.2%	$55.78	—	UNIT LTD PARTN	726503105
STWD	STARWOOD PPTY TR INC	280,611	$6,521	3.1%	$24.73	—	COM	85571B105
—	GOOGLE INC	12,118	$6,431	3.1%	$858.09	—	CL A	38259P508
DCI	DONALDSON INC	157,438	$6,082	2.9%	$29.66	+11.2%	COM	257651109
—	GOOGLE INC	11,353	$5,976	2.9%	$575.27	—	CL C	38259P706
—	ST JUDE MED INC	86,651	$5,635	2.7%	$45.97	—	COM	790849103
TMO	THERMO FISHER SCIENTIFIC INC	44,520	$5,578	2.7%	$86.34	+36.1%	COM	883556102
XLY	SELECT SECTOR SPDR TR	70,365	$5,077	2.4%	$72.15	—	SBI CONS DISCR	81369Y407
—	BOTTOMLINE TECH DEL INC	199,375	$5,040	2.4%	$26.66	—	COM	101388106
AMZN	AMAZON COM INC	14,261	$4,426	2.1%	$14.42	+8.0%	COM	023135106
—	CIMAREX ENERGY CO	34,175	$3,623	1.7%	$65.00	—	COM	171798101
—	ATTUNITY LTD	333,180	$3,582	1.7%	$9.50	—	COM	M15332121
ATRC	ATRICURE INC	174,621	$3,485	1.7%	$15.93	+7.7%	COM	04963C209
SPY	SPDR S&P 500 ETF TR	10,430	$2,144	1.0%	$205.56	—	TR UNIT	78462F103
IVE	ISHARES TR	21,800	$2,044	1.0%	$93.76	—	S&P 500 VAL ETF	464287408
—	CONTINENTAL RESOURCES INC	39,206	$1,504	0.7%	$83.44	—	COM	212015101
XTN	SPDR SERIES TRUST	11,500	$1,248	0.6%	$108.52	—	S&P TRANSSN ETF	78464A532
—	CONTINENTAL RESOURCES INC 01/17/15	342	$1,237	0.6%	—	—	Put	212015951
—	UROPLASTY INC	599,131	$1,234	0.6%	$2.84	—	COM	917277204
GILD	GILEAD SCIENCES INC	7,500	$707	0.3%	$70.58	+1.8%	COM	375558103
—	RED HAT INC	7,966	$551	0.3%	$47.83	—	COM	756577102
HD	HOME DEPOT INC	5,100	$535	0.3%	$56.05	+33.5%	COM	437076102
XOM	EXXON MOBIL CORP	5,185	$479	0.2%	$53.69	+8.0%	COM	30231G102
—	CUTERA INC	36,050	$385	0.2%	$11.18	—	COM	232109108
ALNY	ALNYLAM PHARMACEUTICALS INC	3,300	$320	0.2%	$59.63	+55.4%	COM	02043Q107
NSC	NORFOLK SOUTHERN CORP	2,729	$299	0.1%	$56.99	+50.6%	COM	655844108
DGX	QUEST DIAGNOSTICS	3,764	$252	0.1%	$46.22	+9.3%	COM	74834L100
PG	PROCTER & GAMBLE CO	2,723	$248	0.1%	$58.01	+11.4%	COM	742718109
JNJ	JOHNSON & JOHNSON	2,086	$218	0.1%	$66.63	+16.0%	COM	478160104
CVX	CHEVRON CORPORATION	1,821	$204	0.1%	$71.30	-1.1%	COM	166764100
—	CIMAREX ENERGY CO 03/20/15	336	$163	0.1%	—	—	Put	171798951
—	GILEAD SCIENCES INC 01/17/15	50	$5	0.0%	—	—	Call	375558903