RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 14, 2023

Total Value ($000): $74,403 (100.0% shares, 0.0% debt)

Holdings (45)

SMBC SOUTHERN MO BANCORP INC 12.0%

Value ($000) $8,932 Shares 232,292 Est. Cost $13.20 Unrealized +165.0%

BPOP POPULAR INC 8.2%

Value ($000) $6,134 Shares 101,358 Est. Cost $26.51 Unrealized +105.7%

EBC EASTERN BANKSHARES INC 7.1%

Value ($000) $5,256 Shares 428,330 Est. Cost $12.50 Unrealized -12.8%

PROV PROVIDENT FINL HLDGS INC 6.7%

Value ($000) $4,990 Shares 391,349 Est. Cost $15.78 Unrealized -19.3%

JOB GEE GROUP INC 6.3%

Value ($000) $4,704 Shares 9,182,465 Est. Cost $0.54 Unrealized -9.6%

BAC BANK AMERICA CORP 5.8%

Value ($000) $4,304 Shares 150,000 Est. Cost $26.62 Unrealized 0.0%

VMD VIEMED HEALTHCARE INC 4.1%

Value ($000) $3,065 Shares 313,378 Est. Cost $6.96 Unrealized +45.9%

FBP FIRST BANCORP P R 4.0%

Value ($000) $2,968 Shares 242,874 Est. Cost $12.23 Unrealized -12.6%

AFBI AFFINITY BANCSHARES INC 3.9%

Value ($000) $2,923 Shares 250,060 Est. Cost $10.40 Unrealized +16.2%

LCTX LINEAGE CELL THERAPEUTICS IN 3.0%

Value ($000) $2,253 Shares 1,597,739 Est. Cost $1.68 Unrealized -17.6%

MAYS MAYS J W INC 2.6%

Value ($000) $1,944 Shares 44,439 Est. Cost $22.25 Unrealized +103.5%

— WILLIAM PENN BANCORPORATION 2.6%

Value ($000) $1,918 Shares 189,000 Est. Cost $11.37 Unrealized —

OFG OFG BANCORP 2.5%

Value ($000) $1,878 Shares 72,000 Est. Cost $25.95 Unrealized -3.3%

— BARCLAYS BANK PLC 2.4%

Value ($000) $1,775 Shares 71,000 Est. Cost $25.00 Unrealized —

— OSISKO GOLD ROYALTIES LTD 2.3%

Value ($000) $1,691 Shares 110,000 Est. Cost $10.00 Unrealized —

— VOXX INTL CORP 1.8%

Value ($000) $1,336 Shares 107,055 Est. Cost $5.94 Unrealized —

XACCX 180 DEGREE CAP CORP 1.8%

Value ($000) $1,325 Shares 297,741 Est. Cost $6.83 Unrealized —

ESOA ENERGY SVCS ACQUISITION CORP 1.6%

Value ($000) $1,226 Shares 422,725 Est. Cost $2.46 Unrealized -10.6%

— PARAMOUNT GLOBAL 1.6%

Value ($000) $1,193 Shares 75,000 Est. Cost $15.91 Unrealized —

OXY OCCIDENTAL PETE CORP 1.6%

Value ($000) $1,176 Shares 20,000 Est. Cost $57.29 Unrealized 0.0%

NSSC NAPCO SEC TECHNOLOGIES INC 1.6%

Value ($000) $1,158 Shares 33,424 Est. Cost $15.79 Unrealized +113.7%

NXE NEXGEN ENERGY LTD 1.4%

Value ($000) $1,060 Shares 225,000 Est. Cost $4.18 Unrealized -2.9%

NECB NORTHEAST CMNTY BANCORP INC 1.4%

Value ($000) $1,012 Shares 68,000 Est. Cost $9.43 Unrealized +31.0%

NSTS NSTS BANCORP INC 1.2%

Value ($000) $857 Shares 93,813 Est. Cost $12.32 Unrealized -28.6%

MSOS ADVISORSHARES TR 1.1%

Value ($000) $831 Shares 150,000 Est. Cost $5.64 Unrealized —

VABK VIRGINIA NATL BANKSHARES COR 1.1%

Value ($000) $831 Shares 25,844 Est. Cost $33.89 Unrealized -7.0%

— POTBELLY CORP 1.1%

Value ($000) $816 Shares 92,960 Est. Cost $6.86 Unrealized —

REPX RILEY EXPLORATION PERMIAN IN 1.0%

Value ($000) $736 Shares 20,606 Est. Cost $20.86 Unrealized +61.6%

FNWD FINWARD BANCORP 0.8%

Value ($000) $613 Shares 27,872 Est. Cost $42.54 Unrealized -43.1%

— LIBERTY MEDIA CORP DEL 0.8%

Value ($000) $587 Shares 17,878 Est. Cost $33.95 Unrealized —

GPOR GULFPORT ENERGY CORP 0.8%

Value ($000) $578 Shares 5,500 Est. Cost $77.92 Unrealized +19.0%

— VIZSLA SILVER CORP 0.7%

Value ($000) $549 Shares 450,000 Est. Cost $1.19 Unrealized —

KWEB KRANESHARES TR 0.7%

Value ($000) $539 Shares 20,000 Est. Cost $25.30 Unrealized —

— SANDSTORM GOLD LTD 0.7%

Value ($000) $512 Shares 100,000 Est. Cost $5.12 Unrealized —

ACDC PROFRAC HLDG CORP 0.6%

Value ($000) $446 Shares 40,000 Est. Cost $18.25 Unrealized -35.1%

BHB BAR HBR BANKSHARES 0.6%

Value ($000) $423 Shares 17,182 Est. Cost $24.63 Unrealized -10.9%

FSEA FIRST SEACOAST BANCORP INC 0.5%

Value ($000) $390 Shares 48,595 Est. Cost $10.09 Unrealized -17.9%

WNEB WESTERN NEW ENG BANCORP INC 0.5%

Value ($000) $350 Shares 59,923 Est. Cost $7.15 Unrealized -17.4%

AG FIRST MAJESTIC SILVER CORP 0.4%

Value ($000) $283 Shares 50,000 Est. Cost $6.36 Unrealized 0.0%

ECBK ECB BANCORP INC 0.3%

Value ($000) $196 Shares 15,000 Est. Cost $12.24 Unrealized 0.0%

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $180 Shares 15,000 Est. Cost $13.08 Unrealized -6.0%

— COMSCORE INC 0.2%

Value ($000) $162 Shares 200,000 Est. Cost $0.81 Unrealized —

— GLOBAL X FDS 0.2%

Value ($000) $130 Shares 10,000 Est. Cost $12.72 Unrealized —

CLST CATALYST BANCORP INC 0.2%

Value ($000) $116 Shares 10,555 Est. Cost $13.80 Unrealized -22.9%

AWX AVALON HLDGS CORP 0.1%

Value ($000) $59 Shares 22,941 Est. Cost $1.64 Unrealized +55.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SMBC	SOUTHERN MO BANCORP INC	232,292	$8,932	12.0%	$13.20	+165.0%	COM	843380106
BPOP	POPULAR INC	101,358	$6,134	8.2%	$26.51	+105.7%	COM NEW	733174700
EBC	EASTERN BANKSHARES INC	428,330	$5,256	7.1%	$12.50	-12.8%	COM	27627N105
PROV	PROVIDENT FINL HLDGS INC	391,349	$4,990	6.7%	$15.78	-19.3%	COM	743868101
JOB	GEE GROUP INC	9,182,465	$4,704	6.3%	$0.54	-9.6%	COM	36165A102
BAC	BANK AMERICA CORP	150,000	$4,304	5.8%	$26.62	0.0%	COM	060505104
VMD	VIEMED HEALTHCARE INC	313,378	$3,065	4.1%	$6.96	+45.9%	COM	92663R105
FBP	FIRST BANCORP P R	242,874	$2,968	4.0%	$12.23	-12.6%	COM NEW	318672706
AFBI	AFFINITY BANCSHARES INC	250,060	$2,923	3.9%	$10.40	+16.2%	COM	00832E103
LCTX	LINEAGE CELL THERAPEUTICS IN	1,597,739	$2,253	3.0%	$1.68	-17.6%	COM	53566P109
MAYS	MAYS J W INC	44,439	$1,944	2.6%	$22.25	+103.5%	COM	578473100
—	WILLIAM PENN BANCORPORATION	189,000	$1,918	2.6%	$11.37	—	COM	96927A105
OFG	OFG BANCORP	72,000	$1,878	2.5%	$25.95	-3.3%	COM	67103X102
—	BARCLAYS BANK PLC	71,000	$1,775	2.4%	$25.00	—	IPTH SR B S&P	06748F324
—	OSISKO GOLD ROYALTIES LTD	110,000	$1,691	2.3%	$10.00	—	COM	68827L101
—	VOXX INTL CORP	107,055	$1,336	1.8%	$5.94	—	CL A	91829F104
XACCX	180 DEGREE CAP CORP	297,741	$1,325	1.8%	$6.83	—	COM NEW	68235B208
ESOA	ENERGY SVCS ACQUISITION CORP	422,725	$1,226	1.6%	$2.46	-10.6%	COM	29271Q103
—	PARAMOUNT GLOBAL	75,000	$1,193	1.6%	$15.91	—	CLASS B COM	92556H206
OXY	OCCIDENTAL PETE CORP	20,000	$1,176	1.6%	$57.29	0.0%	COM	674599105
NSSC	NAPCO SEC TECHNOLOGIES INC	33,424	$1,158	1.6%	$15.79	+113.7%	COM	630402105
NXE	NEXGEN ENERGY LTD	225,000	$1,060	1.4%	$4.18	-2.9%	COM	65340P106
NECB	NORTHEAST CMNTY BANCORP INC	68,000	$1,012	1.4%	$9.43	+31.0%	COM	664121100
NSTS	NSTS BANCORP INC	93,813	$857	1.2%	$12.32	-28.6%	COM	6293JP109
MSOS	ADVISORSHARES TR	150,000	$831	1.1%	$5.64	—	PURE US CANNABIS	00768Y453
VABK	VIRGINIA NATL BANKSHARES COR	25,844	$831	1.1%	$33.89	-7.0%	COM	928031103
—	POTBELLY CORP	92,960	$816	1.1%	$6.86	—	COM	73754Y100
REPX	RILEY EXPLORATION PERMIAN IN	20,606	$736	1.0%	$20.86	+61.6%	COM	76665T102
FNWD	FINWARD BANCORP	27,872	$613	0.8%	$42.54	-43.1%	COM	31812F109
—	LIBERTY MEDIA CORP DEL	17,878	$587	0.8%	$33.95	—	COM A SIRIUSXM	531229409
GPOR	GULFPORT ENERGY CORP	5,500	$578	0.8%	$77.92	+19.0%	COMMON SHARES	402635502
—	VIZSLA SILVER CORP	450,000	$549	0.7%	$1.19	—	COM NEW	92859G202
KWEB	KRANESHARES TR	20,000	$539	0.7%	$25.30	—	CSI CHI INTERNET	500767306
—	SANDSTORM GOLD LTD	100,000	$512	0.7%	$5.12	—	COM NEW	80013R206
ACDC	PROFRAC HLDG CORP	40,000	$446	0.6%	$18.25	-35.1%	CLASS A COM	74319N100
BHB	BAR HBR BANKSHARES	17,182	$423	0.6%	$24.63	-10.9%	COM	066849100
FSEA	FIRST SEACOAST BANCORP INC	48,595	$390	0.5%	$10.09	-17.9%	COM	33631F104
WNEB	WESTERN NEW ENG BANCORP INC	59,923	$350	0.5%	$7.15	-17.4%	COM	958892101
AG	FIRST MAJESTIC SILVER CORP	50,000	$283	0.4%	$6.36	0.0%	COM	32076V103
ECBK	ECB BANCORP INC	15,000	$196	0.3%	$12.24	0.0%	COM	26828M106
UBCP	UNITED BANCORP INC OHIO	15,000	$180	0.2%	$13.08	-6.0%	COM	909911109
—	COMSCORE INC	200,000	$162	0.2%	$0.81	—	COM	20564W105
—	GLOBAL X FDS	10,000	$130	0.2%	$12.72	—	MSCI PAKISTAN	37954Y335
CLST	CATALYST BANCORP INC	10,555	$116	0.2%	$13.80	-22.9%	COMMON STOCK	14888L101
AWX	AVALON HLDGS CORP	22,941	$59	0.1%	$1.64	+55.2%	CL A	05343P109