Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 6, 2014

Total Value ($000): $379,736 (100.0% shares, 0.0% debt)

Holdings (98)

VCSH VANGUARD SCOTTSDALE FDS 19.8%
Value ($000) $75,072 Shares 938,635 Est. Cost $79.17 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.0%
Value ($000) $45,427 Shares 534,560 Est. Cost $83.07 Unrealized
SCHX SCHWAB STRATEGIC TR 7.1%
Value ($000) $27,149 Shares 607,216 Est. Cost $39.05 Unrealized
PIMCO ETF TR 7.0%
Value ($000) $26,632 Shares 523,538 Est. Cost $50.80 Unrealized
SCHP SCHWAB STRATEGIC TR 6.3%
Value ($000) $23,878 Shares 442,604 Est. Cost $53.74 Unrealized
BARCLAYS BK PLC 5.0%
Value ($000) $18,943 Shares 565,622 Est. Cost $31.45 Unrealized
VNQ VANGUARD INDEX FDS 3.9%
Value ($000) $14,706 Shares 208,243 Est. Cost $68.28 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 3.7%
Value ($000) $14,109 Shares 341,873 Est. Cost $38.47 Unrealized
VV VANGUARD INDEX FDS 3.1%
Value ($000) $11,721 Shares 136,260 Est. Cost $73.41 Unrealized
IEMG ISHARES INC 2.6%
Value ($000) $10,036 Shares 204,480 Est. Cost $48.20 Unrealized
TIP ISHARES 2.3%
Value ($000) $8,721 Shares 77,798 Est. Cost $112.00 Unrealized
HYS PIMCO ETF TR 1.9%
Value ($000) $7,170 Shares 67,254 Est. Cost $102.68 Unrealized
SJNK SPDR SER TR 1.7%
Value ($000) $6,283 Shares 202,870 Est. Cost $30.50 Unrealized
MUB ISHARES 1.6%
Value ($000) $6,159 Shares 57,529 Est. Cost $104.75 Unrealized
VTI VANGUARD INDEX FDS 1.2%
Value ($000) $4,492 Shares 46,086 Est. Cost $82.67 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.9%
Value ($000) $3,261 Shares 130,494 Est. Cost $24.98 Unrealized
SCHZ SCHWAB STRATEGIC TR 0.8%
Value ($000) $3,026 Shares 59,171 Est. Cost $50.61 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,540 Shares 113,545 Est. Cost $22.22 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,453 Shares 115,866 Est. Cost $21.25 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,436 Shares 111,282 Est. Cost $21.84 Unrealized
HYMB SPDR SERIES TRUST 0.6%
Value ($000) $2,381 Shares 43,559 Est. Cost $52.81 Unrealized
SCHE SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,323 Shares 95,495 Est. Cost $23.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,250 Shares 98,627 Est. Cost $22.57 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,181 Shares 103,540 Est. Cost $20.83 Unrealized
BSV VANGUARD BD INDEX FD INC 0.6%
Value ($000) $2,119 Shares 26,454 Est. Cost $80.07 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,013 Shares 96,342 Est. Cost $20.58 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,009 Shares 96,228 Est. Cost $20.54 Unrealized
SCHF SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,868 Shares 59,313 Est. Cost $28.07 Unrealized
EFA ISHARES 0.5%
Value ($000) $1,824 Shares 27,143 Est. Cost $59.19 Unrealized
IGSB ISHARES 0.5%
Value ($000) $1,756 Shares 16,647 Est. Cost $105.04 Unrealized
MARKET VECTORS ETF TR 0.4%
Value ($000) $1,698 Shares 57,465 Est. Cost $30.55 Unrealized
ISHARES 0.4%
Value ($000) $1,650 Shares 45,507 Est. Cost $34.37 Unrealized
EBND SPDR SERIES TRUST 0.4%
Value ($000) $1,646 Shares 55,508 Est. Cost $29.78 Unrealized
AGG ISHARES 0.4%
Value ($000) $1,628 Shares 15,086 Est. Cost $107.19 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,544 Shares 28,557 Est. Cost $53.95 Unrealized
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,461 Shares 18,730 Est. Cost $75.62 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,440 Shares 24,128 Est. Cost $51.51 Unrealized
SPIB SPDR SERIES TRUST 0.4%
Value ($000) $1,395 Shares 41,038 Est. Cost $33.60 Unrealized
MARKET VECTORS ETF TR 0.4%
Value ($000) $1,389 Shares 61,005 Est. Cost $22.13 Unrealized
VTIP VANGUARD MALVERN FDS 0.4%
Value ($000) $1,344 Shares 27,253 Est. Cost $49.41 Unrealized
MSFT MICROSOFT CORP 0.3%
Value ($000) $1,288 Shares 31,434 Est. Cost $27.50 Unrealized +13.7%
SPDR SERIES TRUST 0.3%
Value ($000) $1,159 Shares 47,765 Est. Cost $24.09 Unrealized
ELD WISDOMTREE TR 0.3%
Value ($000) $1,118 Shares 24,367 Est. Cost $47.95 Unrealized
AAPL APPLE INC 0.3%
Value ($000) $1,084 Shares 2,020 Est. Cost $16.58 Unrealized 0.0%
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $962 Shares 46,668 Est. Cost $19.95 Unrealized
EEM ISHARES 0.2%
Value ($000) $939 Shares 22,890 Est. Cost $39.63 Unrealized
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $930 Shares 11,906 Est. Cost $68.35 Unrealized
ISHARES 0.2%
Value ($000) $879 Shares 24,133 Est. Cost $35.39 Unrealized
LSI CORPORATION 0.2%
Value ($000) $817 Shares 73,801 Est. Cost $7.14 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $721 Shares 26,666 Est. Cost $26.56 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $716 Shares 26,220 Est. Cost $26.46 Unrealized
SHY ISHARES 0.2%
Value ($000) $706 Shares 8,361 Est. Cost $84.34 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $704 Shares 26,523 Est. Cost $26.44 Unrealized
IWC ISHARES 0.2%
Value ($000) $703 Shares 9,097 Est. Cost $63.50 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $673 Shares 10,659 Est. Cost $57.01 Unrealized
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $671 Shares 15,351 Est. Cost $42.17 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $668 Shares 24,291 Est. Cost $26.64 Unrealized
IEI ISHARES 0.2%
Value ($000) $660 Shares 5,466 Est. Cost $120.71 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $650 Shares 23,778 Est. Cost $26.42 Unrealized
GENERAL ELECTRIC CO 0.2%
Value ($000) $601 Shares 23,216 Est. Cost $23.27 Unrealized
SPY SPDR S&P 500 ETF TR 0.2%
Value ($000) $600 Shares 3,207 Est. Cost $174.59 Unrealized
MMM 3M CO 0.2%
Value ($000) $598 Shares 4,407 Est. Cost $61.26 Unrealized +24.5%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $591 Shares 22,476 Est. Cost $26.29 Unrealized
SCZ ISHARES 0.1%
Value ($000) $564 Shares 10,807 Est. Cost $42.04 Unrealized
PG PROCTER & GAMBLE CO 0.1%
Value ($000) $564 Shares 7,000 Est. Cost $55.04 Unrealized +2.7%
COP CONOCOPHILLIPS 0.1%
Value ($000) $549 Shares 7,810 Est. Cost $45.41 Unrealized 0.0%
BAC BANK OF AMERICA CORPORATION 0.1%
Value ($000) $489 Shares 28,444 Est. Cost $10.86 Unrealized +22.0%
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $458 Shares 14,885 Est. Cost $30.73 Unrealized
DES WISDOMTREE TR 0.1%
Value ($000) $455 Shares 6,659 Est. Cost $59.16 Unrealized
TIPZ PIMCO ETF TR 0.1%
Value ($000) $436 Shares 7,757 Est. Cost $56.32 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $398 Shares 3,228 Est. Cost $78.52 Unrealized +10.7%
SPDR SERIES TRUST 0.1%
Value ($000) $383 Shares 12,785 Est. Cost $29.75 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value ($000) $377 Shares 3,168 Est. Cost $71.30 Unrealized -1.3%
SBUX STARBUCKS CORP 0.1%
Value ($000) $367 Shares 4,999 Est. Cost $26.05 Unrealized +12.5%
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $359 Shares 7,398 Est. Cost $47.06 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $332 Shares 6,994 Est. Cost $44.86 Unrealized
PETROLEUM & RES CORP 0.1%
Value ($000) $323 Shares 11,554 Est. Cost $27.02 Unrealized
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $323 Shares 3,977 Est. Cost $80.86 Unrealized
DLS WISDOMTREE TR 0.1%
Value ($000) $318 Shares 4,897 Est. Cost $54.41 Unrealized
IJR ISHARES 0.1%
Value ($000) $290 Shares 2,637 Est. Cost $109.97 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $289 Shares 7,129 Est. Cost $39.01 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $254 Shares 6,574 Est. Cost $27.85 Unrealized -4.7%
DEM WISDOMTREE TR 0.1%
Value ($000) $250 Shares 5,105 Est. Cost $48.97 Unrealized
ZAGG INC 0.1%
Value ($000) $250 Shares 54,022 Est. Cost $5.35 Unrealized
ISHARES 0.1%
Value ($000) $249 Shares 4,519 Est. Cost $54.96 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $246 Shares 3,072 Est. Cost $61.69 Unrealized +13.0%
ISHARES 0.1%
Value ($000) $242 Shares 4,725 Est. Cost $51.27 Unrealized
BA BOEING CO 0.1%
Value ($000) $239 Shares 1,908 Est. Cost $80.76 Unrealized +38.3%
META FACEBOOK INC 0.1%
Value ($000) $238 Shares 3,945 Est. Cost $62.93 Unrealized 0.0%
IVV ISHARES 0.1%
Value ($000) $234 Shares 1,246 Est. Cost $187.80 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $232 Shares 2,362 Est. Cost $63.71 Unrealized +4.6%
CMF ISHARES 0.1%
Value ($000) $225 Shares 1,988 Est. Cost $107.98 Unrealized
MRK MERCK & CO INC NEW 0.1%
Value ($000) $218 Shares 3,833 Est. Cost $35.76 Unrealized 0.0%
ISHARES 0.1%
Value ($000) $217 Shares 4,095 Est. Cost $53.24 Unrealized
LQD ISHARES 0.1%
Value ($000) $206 Shares 1,760 Est. Cost $114.20 Unrealized
ISHARES 0.1%
Value ($000) $204 Shares 3,810 Est. Cost $53.54 Unrealized
ISHARES TR 0.1%
Value ($000) $201 Shares 7,913 Est. Cost $25.40 Unrealized
OPK OPKO HEALTH INC 0.0%
Value ($000) $186 Shares 20,000 Est. Cost $6.91 Unrealized +26.9%