Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 18, 2016
Total Value: $88.52M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPS ETF TR | 218,544 | $2.773M | 3.1% | $12.69 | $12.72 | — | ALERIAN MLP | 00162Q866 |
| XLK | SELECT SECTOR SPDR TR | 54,166 | $2.588M | 2.9% | $47.78 * | $21.64 | +10.4% | TECHNOLOGY | 81369Y803 |
| LMT | LOCKHEED MARTIN CORP | 10,263 | $2.46M | 2.8% | $239.70 * | $170.62 | +9.9% | COM | 539830109 |
| XLV | SELECT SECTOR SPDR TR | 34,055 | $2.456M | 2.8% | $72.12 | $69.59 | +3.6% | SBI HEALTHCARE | 81369Y209 |
| NOC | NORTHROP GRUMMAN CORP | 11,001 | $2.354M | 2.7% | $213.98 * | $100.35 | +83.8% | COM | 666807102 |
| MO | ALTRIA GROUP INC | 37,090 | $2.345M | 2.6% | $63.22 * | $24.37 | +36.7% | COM | 02209S103 |
| IMCB | ISHARES TR | 13,263 | $2.048M | 2.3% | $154.41 * | $35.99 | +7.3% | MRGSTR MD CP ETF | 464288208 |
| EQIX | EQUINIX INC | 5,594 | $2.015M | 2.3% | $360.21 * | $256.97 | +17.3% | COM PAR $0.001 | 29444U700 |
| AMSF | AMERISAFE INC | 32,504 | $1.911M | 2.2% | $58.79 * | $23.79 | +16.2% | COM | 03071H100 |
| SDOG | ALPS ETF TR | 44,934 | $1.868M | 2.1% | $41.57 | $35.77 | +16.2% | SECTR DIV DOGS | 00162Q858 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 54,265 | $1.854M | 2.1% | $34.17 | $32.80 | +4.2% | ISE CLOUD COMP | 33734X192 |
| BGS | B & G FOODS INC NEW | 33,241 | $1.635M | 1.8% | $49.19 * | $22.46 | +3.1% | COM | 05508R106 |
| AMGN | AMGEN INC | 9,616 | $1.604M | 1.8% | $166.81 * | $111.83 | +13.0% | COM | 031162100 |
| CSCO | CISCO SYS INC | 50,118 | $1.59M | 1.8% | $31.73 * | $23.06 | +3.1% | COM | 17275R102 |
| FBT | FIRST TR EXCHANGE TRADED FD | 15,679 | $1.563M | 1.8% | $99.69 | $90.99 | +9.6% | NY ARCA BIOTECH | 33733E203 |
| — | UNITED TECHNOLOGIES CORP | 14,899 | $1.514M | 1.7% | $101.62 | $100.43 | — | COM | 913017109 |
| VZ | VERIZON COMMUNICATIONS INC | 28,987 | $1.507M | 1.7% | $51.99 * | $29.48 | +8.1% | COM | 92343V104 |
| IGIB | ISHARES TR | 13,439 | $1.496M | 1.7% | $111.32 * | $54.86 | +1.5% | INTERM CR BD ETF | 464288638 |
| — | DIREXION SHS ETF TR | 19,603 | $1.457M | 1.6% | $74.33 | $63.30 | — | ALL CP INSIDER | 25459Y769 |
| XLY | SELECT SECTOR SPDR TR | 18,184 | $1.455M | 1.6% | $80.02 * | $37.53 | +6.6% | SBI CONS DISCR | 81369Y407 |
| IWB | ISHARES TR | 12,005 | $1.446M | 1.6% | $120.45 | $114.48 | +5.2% | RUS 1000 ETF | 464287622 |
| COP | CONOCOPHILLIPS | 32,578 | $1.416M | 1.6% | $43.46 * | $32.79 | -0.5% | COM | 20825C104 |
| PFF | ISHARES TR | 35,195 | $1.39M | 1.6% | $39.49 | $39.05 | +1.1% | U.S. PFD STK ETF | 464288687 |
| JPM | JPMORGAN CHASE & CO | 20,529 | $1.367M | 1.5% | $66.59 * | $45.31 | +14.6% | COM | 46625H100 |
| ADP | AUTOMATIC DATA PROCESSING IN | 15,206 | $1.341M | 1.5% | $88.19 * | $68.20 | +6.2% | COM | 053015103 |
| XLB | SELECT SECTOR SPDR TR | 27,456 | $1.311M | 1.5% | $47.75 * | $24.08 | -0.9% | SBI MATERIALS | 81369Y100 |
| TM | TOYOTA MOTOR CORP | 11,058 | $1.283M | 1.4% | $116.02 | $109.43 | +6.1% | SP ADR REP2COM | 892331307 |
| XLI | SELECT SECTOR SPDR TR | 21,055 | $1.229M | 1.4% | $58.37 | $58.08 | +0.5% | SBI INT-INDS | 81369Y704 |
| RSG | REPUBLIC SVCS INC | 22,393 | $1.13M | 1.3% | $50.46 * | $40.82 | +6.4% | COM | 760759100 |
| — | UBS AG JERSEY BRH | 49,168 | $1.085M | 1.2% | $22.07 | $22.07 | — | ETRAC WELLS BDCI | 902641588 |
| — | POWERSHARES ETF TR II | 33,120 | $1.04M | 1.2% | $31.40 | $30.54 | — | BUILD AMER ETF | 73937b407 |
| CVX | CHEVRON CORP NEW | 9,795 | $1.008M | 1.1% | $102.91 * | $66.76 | +3.9% | COM | 166764100 |
| SBRA | SABRA HEALTH CARE REIT INC | 39,992 | $1.007M | 1.1% | $25.18 | $21.37 | — | COM | 78573L106 |
| FRI | FIRST TR S&P REIT INDEX FD | 40,258 | $975K | 1.1% | $24.22 | $21.76 | +11.3% | COM | 33734G108 |
| ARI | APOLLO COML REAL EST FIN INC | 58,324 | $955K | 1.1% | $16.37 | $16.13 | — | COM | 03762U105 |
| — | POWERSHARES ETF TR II | 22,869 | $949K | 1.1% | $41.50 | $40.53 | — | S&P500 LOW VOL | 73937B779 |
| ABBV | ABBVIE INC | 15,024 | $948K | 1.1% | $63.10 * | $41.43 | +3.4% | COM | 00287Y109 |
| — | POWERSHARES ETF TRUST | 36,938 | $930K | 1.1% | $25.18 | $24.61 | — | S&P 500 QLTY PRT | 73935X682 |
| — | REYNOLDS AMERICAN INC | 19,390 | $914K | 1.0% | $47.14 | $52.31 | — | COM | 761713106 |
| GEF | GREIF INC | 17,975 | $891K | 1.0% | $49.57 * | $30.68 | +16.7% | CL A | 397624107 |
| HTGC | HERCULES CAPITAL INC | 63,007 | $854K | 1.0% | $13.55 | $13.33 | +1.7% | COM | 427096508 |
| GLW | CORNING INC | 34,190 | $809K | 0.9% | $23.66 * | $15.51 | +19.2% | COM | 219350105 |
| — | MACQUARIE INFRASTRUCTURE COR | 9,498 | $791K | 0.9% | $83.28 | $75.84 | — | COM | 55608B105 |
| — | TRIANGLE CAP CORP | 39,029 | $769K | 0.9% | $19.70 | $19.70 | — | COM | 895848109 |
| — | POWERSHARES ETF TRUST II | 34,825 | $766K | 0.9% | $22.00 | $22.00 | — | KBW HG YLD FIN | 73936Q793 |
| VCIT | VANGUARD SCOTTSDALE FDS | 7,858 | $704K | 0.8% | $89.59 | $85.57 | +4.7% | INT-TERM CORP | 92206C870 |
| MRCC | MONROE CAP CORP | 43,085 | $678K | 0.8% | $15.74 * | $5.22 | 0.0% | COM | 610335101 |
| WMB | WILLIAMS COS INC DEL | 21,996 | $676K | 0.8% | $30.73 * | $11.96 | +57.9% | COM | 969457100 |
| MPT | MEDICAL PPTYS TRUST INC | 45,425 | $671K | 0.8% | $14.77 | $15.10 | — | COM | 58463J304 |
| — | COMMUNICATIONS SALES&LEAS IN | 21,280 | $668K | 0.8% | $31.39 | $31.39 | — | COM | 20341J104 |
| JNJ | JOHNSON & JOHNSON | 5,608 | $662K | 0.7% | $118.05 * | $78.91 | +15.9% | COM | 478160104 |
| MSFT | MICROSOFT CORP | 11,462 | $660K | 0.7% | $57.58 * | $50.29 | +2.3% | COM | 594918104 |
| ORI | OLD REP INTL CORP | 37,231 | $656K | 0.7% | $17.62 * | $7.70 | +13.1% | COM | 680223104 |
| PFE | PFIZER INC | 19,273 | $653K | 0.7% | $33.88 * | $21.05 | +1.9% | COM | 717081103 |
| VNQ | VANGUARD INDEX FDS | 6,740 | $585K | 0.7% | $86.80 | $79.29 | +9.4% | REIT ETF | 922908553 |
| OKE | ONEOK INC NEW | 11,306 | $581K | 0.7% | $51.39 * | $22.12 | +31.8% | COM | 682680103 |
| CTAS | CINTAS CORP | 5,023 | $566K | 0.6% | $112.68 * | $24.76 | +2.8% | COM | 172908105 |
| — | BROADCOM LTD | 3,152 | $544K | 0.6% | $172.59 | $154.57 | — | SHS | Y09827109 |
| AMZN | AMAZON COM INC | 641 | $537K | 0.6% | $837.75 * | $33.82 | +23.8% | COM | 023135106 |
| XYL | XYLEM INC | 10,063 | $528K | 0.6% | $52.47 * | $43.77 | +7.2% | COM | 98419M100 |
| DVN | DEVON ENERGY CORP NEW | 11,922 | $526K | 0.6% | $44.12 * | $28.58 | +8.8% | COM | 25179M103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,041 | $525K | 0.6% | $129.92 * | $114.42 | +2.3% | COM | 98956P102 |
| — | MALLINCKRODT PUB LTD CO | 7,333 | $512K | 0.6% | $69.82 | $69.82 | — | SHS | G5785G107 |
| — | BARD C R INC | 2,277 | $511K | 0.6% | $224.42 | $224.42 | — | COM | 067383109 |
| — | H & E EQUIPMENT SERVICES INC | 28,386 | $476K | 0.5% | $16.77 | $18.77 | — | COM | 404030108 |
| SYK | STRYKER CORP | 4,036 | $470K | 0.5% | $116.45 * | $104.91 | +0.2% | COM | 863667101 |
| — | RYDEX ETF TRUST | 3,028 | $463K | 0.5% | $152.91 | $141.78 | — | GUGGENHM S&P 500 | 78355W205 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 22,594 | $442K | 0.5% | $19.56 | $18.89 | +3.5% | PFD SECS INC ETF | 33739E108 |
| AMAT | APPLIED MATLS INC | 14,659 | $442K | 0.5% | $30.15 * | $16.62 | +63.6% | COM | 038222105 |
| CINF | CINCINNATI FINL CORP | 5,830 | $440K | 0.5% | $75.47 * | $58.84 | +0.1% | COM | 172062101 |
| — | COHEN & STEERS REIT & PFD IN | 21,340 | $430K | 0.5% | $20.15 | $19.04 | — | COM | 19247X100 |
| IYY | ISHARES TR | 3,922 | $426K | 0.5% | $108.62 * | $50.33 | +7.8% | DOW JONES US ETF | 464287846 |
| WM | WASTE MGMT INC DEL | 6,051 | $386K | 0.4% | $63.79 * | $46.77 | +15.5% | COM | 94106L109 |
| GOOGL | ALPHABET INC | 460 | $370K | 0.4% | $804.35 * | $37.26 | +7.1% | CAP STK CL A | 02079K305 |
| VB | VANGUARD INDEX FDS | 3,000 | $367K | 0.4% | $122.33 | $113.57 | +7.6% | SMALL CP ETF | 922908751 |
| AAPL | APPLE INC | 3,173 | $359K | 0.4% | $113.14 * | $24.23 | +7.0% | COM | 037833100 |
| — | INGERSOLL-RAND PLC | 5,286 | $359K | 0.4% | $67.92 | $63.74 | — | SHS | G47791101 |
| HEI | HEICO CORP NEW | 5,079 | $351K | 0.4% | $69.11 * | $32.33 | +9.6% | COM | 422806109 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 7,127 | $345K | 0.4% | $48.41 | $48.80 | -0.7% | SENIOR LN FD | 33738D309 |
| XOM | EXXON MOBIL CORP | 3,797 | $331K | 0.4% | $87.17 * | $57.85 | -0.1% | COM | 30231G102 |
| AGM/A | FEDERAL AGRIC MTG CORP | 12,245 | $321K | 0.4% | $26.21 * | $22.38 | +50.9% | CL A | 313148108 |
| NTAP | NETAPP INC | 8,882 | $318K | 0.4% | $35.80 * | $24.01 | +17.6% | COM | 64110D104 |
| — | CLAYMORE EXCHANGE TRD FD TR | 12,075 | $313K | 0.4% | $25.92 | $25.92 | — | GUG BLT2017 HY | 18383M399 |
| PPL | PPL CORP | 8,882 | $307K | 0.3% | $34.56 * | $19.74 | +16.0% | COM | 69351T106 |
| SYY | SYSCO CORP | 6,152 | $302K | 0.3% | $49.09 * | $40.25 | -4.6% | COM | 871829107 |
| VUG | VANGUARD INDEX FDS | 2,680 | $301K | 0.3% | $112.31 * | $17.81 | +5.1% | GROWTH ETF | 922908736 |
| AVY | AVERY DENNISON CORP | 3,590 | $279K | 0.3% | $77.72 * | $64.42 | +2.2% | COM | 053611109 |
| MKC | MCCORMICK & CO INC | 2,701 | $270K | 0.3% | $99.96 * | $42.39 | -1.4% | COM NON VTG | 579780206 |
| IEF | ISHARES TR | 2,353 | $263K | 0.3% | $111.77 | $110.59 | +1.2% | 7-10 Y TR BD ETF | 464287440 |
| IHF | ISHARES TR | 2,091 | $259K | 0.3% | $123.86 * | $19.25 | +28.8% | US HLTHCR PR ETF | 464288828 |
| PSA | PUBLIC STORAGE | 1,151 | $257K | 0.3% | $223.28 * | $163.99 | -6.3% | COM | 74460D109 |
| — | SENIOR HSG PPTYS TR | 10,863 | $247K | 0.3% | $22.74 | $22.47 | — | SH BEN INT | 81721M109 |
| TLT | ISHARES TR | 1,700 | $234K | 0.3% | $137.65 | $128.73 | +6.8% | 20 YR TR BD ETF | 464287432 |
| O | REALTY INCOME CORP | 3,230 | $216K | 0.2% | $66.87 * | $35.16 | +19.0% | COM | 756109104 |
| SPY | SPDR S&P 500 ETF TR | 990 | $214K | 0.2% | $216.16 | $207.49 | +4.2% | TR UNIT | 78462F103 |
| INTC | INTEL CORP | 5,658 | $214K | 0.2% | $37.82 * | $25.11 | +21.8% | COM | 458140100 |
| META | FACEBOOK INC | 1,640 | $210K | 0.2% | $128.05 | $123.28 | +3.3% | CL A | 30303M102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,542 | $208K | 0.2% | $27.58 | $29.30 | — | COM | 293792107 |
| FNDA | SCHWAB STRATEGIC TR | 6,551 | $204K | 0.2% | $31.14 * | $14.53 | +7.2% | SCHWAB FDT US SC | 808524763 |
| — | POWERSHARES QQQ TRUST | 1,698 | $202K | 0.2% | $118.96 | $107.57 | — | UNIT SER 1 | 73935A104 |
| HPQ | HP INC | 12,894 | $200K | 0.2% | $15.51 * | $9.06 | +26.7% | COM | 40434L105 |
| EXK | ENDEAVOUR SILVER CORP | 35,000 | $180K | 0.2% | $5.14 | $4.41 | +16.3% | COM | 29258Y103 |