Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 12, 2019

Total Value ($000): $218,987 (100.0% shares, 0.0% debt)

Holdings (143)

OLED UNIVERSAL DISPLAY CORP 6.2%
Value ($000) $13,498 Shares 71,773 Est. Cost $95.84 Unrealized +65.0%
ANTARES PHARMA INC 4.8%
Value ($000) $10,583 Shares 3,216,575 Est. Cost $2.73 Unrealized
EXEL EXELIXIS INC 4.2%
Value ($000) $9,235 Shares 432,125 Est. Cost $18.25 Unrealized +14.9%
AMZN AMAZON COM INC 4.0%
Value ($000) $8,794 Shares 4,644 Est. Cost $83.14 Unrealized +12.0%
CARLYLE GROUP L P 3.9%
Value ($000) $8,591 Shares 379,952 Est. Cost $15.93 Unrealized
BLACKSTONE GROUP L P 3.9%
Value ($000) $8,541 Shares 192,275 Est. Cost $30.17 Unrealized
USA TECHNOLOGIES INC 3.8%
Value ($000) $8,215 Shares 1,105,626 Est. Cost $4.68 Unrealized
AAPL APPLE INC 3.7%
Value ($000) $8,040 Shares 40,620 Est. Cost $45.86 Unrealized +1.7%
MITK MITEK SYS INC 3.0%
Value ($000) $6,529 Shares 656,885 Est. Cost $9.31 Unrealized +14.6%
UBSI UNITED BANKSHARES INC WEST V 2.4%
Value ($000) $5,357 Shares 144,440 Est. Cost $33.75 Unrealized +11.3%
JPST JP MORGAN EXCHANGE TRADED FD 2.4%
Value ($000) $5,163 Shares 102,470 Est. Cost $50.22 Unrealized
ARCC ARES CAP CORP 2.3%
Value ($000) $5,072 Shares 282,708 Est. Cost $8.55 Unrealized +9.9%
XYZ SQUARE INC 2.2%
Value ($000) $4,889 Shares 67,401 Est. Cost $70.77 Unrealized -1.3%
MSFT MICROSOFT CORP 2.0%
Value ($000) $4,363 Shares 32,570 Est. Cost $102.63 Unrealized +16.5%
PULS PGIM ETF TR 1.9%
Value ($000) $4,250 Shares 84,725 Est. Cost $50.13 Unrealized
SPECTRUM PHARMACEUTICALS INC 1.8%
Value ($000) $3,981 Shares 462,405 Est. Cost $8.83 Unrealized
JNJ JOHNSON & JOHNSON 1.8%
Value ($000) $3,967 Shares 28,481 Est. Cost $114.22 Unrealized +0.5%
CIBR FIRST TR EXCHANGE TRADED FD 1.8%
Value ($000) $3,833 Shares 134,021 Est. Cost $28.51 Unrealized
AVID BIOSERVICES INC 1.6%
Value ($000) $3,435 Shares 613,433 Est. Cost $4.14 Unrealized
XHITX INVESCO HIGH INCOME 2023 TAR 1.5%
Value ($000) $3,336 Shares 319,505 Est. Cost $9.95 Unrealized
COHEN & STEERS QUALITY RLTY 1.2%
Value ($000) $2,558 Shares 187,021 Est. Cost $10.63 Unrealized
FDN FIRST TR EXCHANGE TRADED FD 1.1%
Value ($000) $2,306 Shares 16,036 Est. Cost $117.91 Unrealized
CTSO CYTOSORBENTS CORP 1.0%
Value ($000) $2,207 Shares 333,910 Est. Cost $9.26 Unrealized -25.8%
COHEN & STEERS INFRASTRUCTUR 1.0%
Value ($000) $2,177 Shares 83,890 Est. Cost $19.77 Unrealized
INTC INTEL CORP 1.0%
Value ($000) $2,119 Shares 44,263 Est. Cost $40.19 Unrealized +7.2%
GOOG ALPHABET INC 1.0%
Value ($000) $2,107 Shares 1,949 Est. Cost $53.13 Unrealized +7.8%
DIA SPDR DOW JONES INDL AVRG ETF 1.0%
Value ($000) $2,100 Shares 7,900 Est. Cost $233.21 Unrealized
WMT WALMART INC 0.9%
Value ($000) $2,075 Shares 18,776 Est. Cost $28.77 Unrealized +8.8%
BOC BOSTON OMAHA CORP 0.9%
Value ($000) $2,062 Shares 89,075 Est. Cost $25.46 Unrealized -3.0%
JPM JPMORGAN CHASE & CO 0.8%
Value ($000) $1,822 Shares 16,298 Est. Cost $87.46 Unrealized +5.2%
TPG SPECIALTY LENDING INC 0.7%
Value ($000) $1,571 Shares 80,160 Est. Cost $18.30 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.7%
Value ($000) $1,558 Shares 11,300 Est. Cost $87.95 Unrealized +12.1%
EASTERLY GOVT PPTYS INC 0.7%
Value ($000) $1,466 Shares 80,962 Est. Cost $17.30 Unrealized
FDL FIRST TR MORNINGSTAR DIV LEA 0.7%
Value ($000) $1,448 Shares 47,245 Est. Cost $28.03 Unrealized
HD HOME DEPOT INC 0.6%
Value ($000) $1,371 Shares 6,593 Est. Cost $150.39 Unrealized +12.7%
NOC NORTHROP GRUMMAN CORP 0.6%
Value ($000) $1,365 Shares 4,225 Est. Cost $267.26 Unrealized 0.0%
STWD STARWOOD PPTY TR INC 0.6%
Value ($000) $1,345 Shares 59,199 Est. Cost $21.24 Unrealized
ZIOPHARM ONCOLOGY INC 0.6%
Value ($000) $1,265 Shares 216,950 Est. Cost $2.28 Unrealized
FTCS FIRST TR EXCHANGE TRADED FD 0.6%
Value ($000) $1,264 Shares 22,380 Est. Cost $56.48 Unrealized
PG PROCTER AND GAMBLE CO 0.6%
Value ($000) $1,249 Shares 11,394 Est. Cost $79.31 Unrealized +14.1%
XOM EXXON MOBIL CORP 0.6%
Value ($000) $1,239 Shares 16,167 Est. Cost $56.21 Unrealized +1.2%
SLRC SOLAR CAP LTD 0.6%
Value ($000) $1,234 Shares 60,100 Est. Cost $10.18 Unrealized +6.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $1,191 Shares 5,585 Est. Cost $208.87 Unrealized -0.9%
GLW CORNING INC 0.5%
Value ($000) $1,171 Shares 35,240 Est. Cost $26.53 Unrealized +0.3%
XHTAX INVESCO HIGH INCOME 2024 TAR 0.5%
Value ($000) $1,122 Shares 110,475 Est. Cost $9.61 Unrealized
GABELLI DIVD & INCOME TR 0.5%
Value ($000) $1,121 Shares 51,750 Est. Cost $18.30 Unrealized
LEGACY TEX FINL GROUP INC 0.5%
Value ($000) $1,120 Shares 27,514 Est. Cost $32.10 Unrealized
ADBE ADOBE INC 0.5%
Value ($000) $1,117 Shares 3,790 Est. Cost $241.40 Unrealized +15.0%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.5%
Value ($000) $1,068 Shares 75,035 Est. Cost $12.27 Unrealized +14.2%
FGD FIRST TR EXCHANGE TRADED FD 0.5%
Value ($000) $1,065 Shares 46,295 Est. Cost $22.08 Unrealized
META FACEBOOK INC 0.5%
Value ($000) $1,060 Shares 5,491 Est. Cost $144.31 Unrealized +25.7%
FV FIRST TR EXCHANGE TRADED FD 0.5%
Value ($000) $1,028 Shares 33,798 Est. Cost $25.26 Unrealized
WASH WASHINGTON TR BANCORP 0.5%
Value ($000) $1,022 Shares 19,590 Est. Cost $33.84 Unrealized +0.8%
PTMC PACER FDS TR 0.5%
Value ($000) $1,009 Shares 34,630 Est. Cost $30.82 Unrealized
BAX BAXTER INTL INC 0.4%
Value ($000) $887 Shares 10,832 Est. Cost $59.06 Unrealized +16.0%
ABSOLUTE SHS TR 0.4%
Value ($000) $823 Shares 32,656 Est. Cost $24.46 Unrealized
LVS LAS VEGAS SANDS CORP 0.4%
Value ($000) $820 Shares 13,870 Est. Cost $52.62 Unrealized +6.3%
CVX CHEVRON CORP NEW 0.4%
Value ($000) $813 Shares 6,530 Est. Cost $84.90 Unrealized +6.3%
BAC BANK AMER CORP 0.4%
Value ($000) $798 Shares 27,510 Est. Cost $23.21 Unrealized +5.5%
EZM WISDOMTREE TR 0.4%
Value ($000) $795 Shares 19,870 Est. Cost $35.58 Unrealized
BA BOEING CO 0.4%
Value ($000) $788 Shares 2,164 Est. Cost $375.20 Unrealized -4.8%
MMM 3M CO 0.4%
Value ($000) $776 Shares 4,474 Est. Cost $128.25 Unrealized -5.9%
SPY SPDR S&P 500 ETF TR 0.4%
Value ($000) $771 Shares 2,632 Est. Cost $254.81 Unrealized
CRM SALESFORCE COM INC 0.3%
Value ($000) $759 Shares 5,000 Est. Cost $135.90 Unrealized +13.9%
COHEN & STEERS CLOSED END OP 0.3%
Value ($000) $744 Shares 58,195 Est. Cost $11.09 Unrealized
ROYCE VALUE TR INC 0.3%
Value ($000) $734 Shares 52,700 Est. Cost $11.81 Unrealized
KMI KINDER MORGAN INC DEL 0.3%
Value ($000) $727 Shares 34,818 Est. Cost $11.20 Unrealized +22.0%
SANDY SPRING BANCORP INC 0.3%
Value ($000) $726 Shares 20,810 Est. Cost $31.34 Unrealized
VNQ VANGUARD INDEX FDS 0.3%
Value ($000) $708 Shares 8,106 Est. Cost $82.28 Unrealized
NUVEEN HIGH INCOME NOVEMBER 0.3%
Value ($000) $684 Shares 69,000 Est. Cost $8.90 Unrealized
CAT CATERPILLAR INC DEL 0.3%
Value ($000) $678 Shares 4,975 Est. Cost $111.50 Unrealized +2.9%
ORCL ORACLE CORP 0.3%
Value ($000) $646 Shares 11,343 Est. Cost $43.16 Unrealized +13.9%
PEP PEPSICO INC 0.3%
Value ($000) $634 Shares 4,835 Est. Cost $94.06 Unrealized +11.4%
FXL FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $601 Shares 9,035 Est. Cost $53.57 Unrealized
COST COSTCO WHSL CORP NEW 0.3%
Value ($000) $592 Shares 2,241 Est. Cost $202.07 Unrealized +12.1%
MRK MERCK & CO INC 0.3%
Value ($000) $586 Shares 6,988 Est. Cost $56.97 Unrealized +9.1%
RSP INVESCO EXCHANGE TRADED FD T 0.3%
Value ($000) $583 Shares 5,405 Est. Cost $91.42 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $582 Shares 17,255 Est. Cost $29.62 Unrealized
HSIC HENRY SCHEIN INC 0.3%
Value ($000) $566 Shares 8,100 Est. Cost $65.85 Unrealized +0.4%
MAR MARRIOTT INTL INC NEW 0.3%
Value ($000) $561 Shares 4,000 Est. Cost $126.24 Unrealized 0.0%
FTSM FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $549 Shares 9,150 Est. Cost $60.00 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $544 Shares 502 Est. Cost $53.64 Unrealized +7.1%
UNP UNION PACIFIC CORP 0.2%
Value ($000) $538 Shares 3,180 Est. Cost $126.42 Unrealized +16.9%
PFE PFIZER INC 0.2%
Value ($000) $537 Shares 12,397 Est. Cost $29.24 Unrealized -0.0%
ZTS ZOETIS INC 0.2%
Value ($000) $511 Shares 4,500 Est. Cost $85.00 Unrealized +16.8%
SBUX STARBUCKS CORP 0.2%
Value ($000) $493 Shares 5,885 Est. Cost $53.85 Unrealized +26.1%
C CITIGROUP INC 0.2%
Value ($000) $486 Shares 6,945 Est. Cost $49.58 Unrealized +6.7%
NAGE CHROMADEX CORP 0.2%
Value ($000) $474 Shares 102,000 Est. Cost $3.47 Unrealized +22.8%
CFA VICTORY PORTFOLIOS II 0.2%
Value ($000) $469 Shares 8,942 Est. Cost $44.18 Unrealized
CAPSTONE TURBINE CORP 0.2%
Value ($000) $466 Shares 592,900 Est. Cost $0.74 Unrealized
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $445 Shares 1,825 Est. Cost $235.05 Unrealized -8.3%
DIS DISNEY WALT CO 0.2%
Value ($000) $433 Shares 3,098 Est. Cost $115.19 Unrealized +11.1%
FEX FIRST TR LRGE CP CORE ALPHA 0.2%
Value ($000) $433 Shares 7,075 Est. Cost $52.12 Unrealized
CEDAR FAIR L P 0.2%
Value ($000) $395 Shares 8,275 Est. Cost $48.39 Unrealized
WBIG ABSOLUTE SHS TR 0.2%
Value ($000) $378 Shares 15,764 Est. Cost $24.56 Unrealized
ABSOLUTE SHS TR 0.2%
Value ($000) $372 Shares 17,983 Est. Cost $20.69 Unrealized
AMGN AMGEN INC 0.2%
Value ($000) $369 Shares 2,000 Est. Cost $156.83 Unrealized -6.8%
WBIY ABSOLUTE SHS TR 0.2%
Value ($000) $368 Shares 14,999 Est. Cost $22.90 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $367 Shares 1,850 Est. Cost $156.76 Unrealized
CHRS COHERUS BIOSCIENCES INC 0.2%
Value ($000) $367 Shares 16,615 Est. Cost $17.37 Unrealized 0.0%
GLD SPDR GOLD TRUST 0.2%
Value ($000) $366 Shares 2,750 Est. Cost $125.25 Unrealized
T AT&T INC 0.2%
Value ($000) $365 Shares 10,889 Est. Cost $14.06 Unrealized +7.3%
ULTA ULTA BEAUTY INC 0.2%
Value ($000) $364 Shares 1,050 Est. Cost $276.41 Unrealized +25.0%
ATOM ATOMERA INC 0.2%
Value ($000) $361 Shares 71,855 Est. Cost $3.86 Unrealized -0.1%
FSV FIRSTSERVICE CORP NEW 0.2%
Value ($000) $360 Shares 3,750 Est. Cost $86.95 Unrealized 0.0%
NKE NIKE INC 0.2%
Value ($000) $353 Shares 4,209 Est. Cost $68.25 Unrealized +12.9%
ABT ABBOTT LABS 0.2%
Value ($000) $353 Shares 4,196 Est. Cost $62.91 Unrealized +11.6%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $351 Shares 2,845 Est. Cost $107.48 Unrealized 0.0%
CMI CUMMINS INC 0.2%
Value ($000) $343 Shares 2,000 Est. Cost $117.48 Unrealized +17.6%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $338 Shares 2,242 Est. Cost $110.50 Unrealized +16.4%
ETF MANAGERS TR 0.2%
Value ($000) $337 Shares 8,470 Est. Cost $37.46 Unrealized
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $335 Shares 11,612 Est. Cost $24.63 Unrealized
OAKTREE CAP GROUP LLC 0.2%
Value ($000) $329 Shares 6,635 Est. Cost $42.51 Unrealized
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $326 Shares 2,845 Est. Cost $84.64 Unrealized +30.6%
PEB PEBBLEBROOK HOTEL TR 0.1%
Value ($000) $319 Shares 11,310 Est. Cost $28.28 Unrealized
XBI SPDR SERIES TRUST 0.1%
Value ($000) $317 Shares 3,615 Est. Cost $71.65 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $311 Shares 5,435 Est. Cost $39.08 Unrealized +2.4%
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $307 Shares 2,290 Est. Cost $114.06 Unrealized
FEZ SPDR INDEX SHS FDS 0.1%
Value ($000) $306 Shares 8,000 Est. Cost $33.25 Unrealized
SPLV INVESCO EXCHNG TRADED FD TR 0.1%
Value ($000) $295 Shares 5,355 Est. Cost $46.69 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $281 Shares 1,700 Est. Cost $121.16 Unrealized +16.3%
CVS CVS HEALTH CORP 0.1%
Value ($000) $252 Shares 4,627 Est. Cost $59.39 Unrealized -26.6%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $250 Shares 3,187 Est. Cost $57.34 Unrealized +1.6%
IBB ISHARES TR 0.1%
Value ($000) $228 Shares 2,093 Est. Cost $111.82 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $228 Shares 21,737 Est. Cost $8.07 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $225 Shares 4,420 Est. Cost $38.39 Unrealized +4.0%
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $217 Shares 17,000 Est. Cost $11.59 Unrealized
BFS SAUL CTRS INC 0.1%
Value ($000) $215 Shares 3,825 Est. Cost $56.21 Unrealized
BLACKROCK INC 0.1%
Value ($000) $215 Shares 458 Est. Cost $469.43 Unrealized
TCPC BLACKROCK TCP CAP CORP 0.1%
Value ($000) $214 Shares 15,000 Est. Cost $13.94 Unrealized +3.7%
ENS ENERSYS 0.1%
Value ($000) $210 Shares 3,060 Est. Cost $61.32 Unrealized 0.0%
QCOM QUALCOMM INC 0.1%
Value ($000) $207 Shares 2,724 Est. Cost $62.71 Unrealized 0.0%
HII HUNTINGTON INGALLS INDS INC 0.1%
Value ($000) $205 Shares 910 Est. Cost $185.08 Unrealized 0.0%
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $205 Shares 2,326 Est. Cost $63.89 Unrealized +6.1%
DHR DANAHER CORPORATION 0.1%
Value ($000) $204 Shares 1,430 Est. Cost $114.95 Unrealized 0.0%
KMX CARMAX INC 0.1%
Value ($000) $201 Shares 2,314 Est. Cost $78.21 Unrealized 0.0%
MDIV FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $188 Shares 10,185 Est. Cost $16.81 Unrealized
NVAX NOVAVAX INC 0.1%
Value ($000) $180 Shares 30,711 Est. Cost $7.87 Unrealized 0.0%
FCX FREEPORT-MCMORAN INC 0.1%
Value ($000) $121 Shares 10,450 Est. Cost $10.68 Unrealized +0.6%
MEDIWOUND LTD 0.0%
Value ($000) $98 Shares 29,000 Est. Cost $3.70 Unrealized
QTRHF QUARTERHILL INC 0.0%
Value ($000) $36 Shares 33,705 Est. Cost $1.08 Unrealized 0.0%
HD HOME DEPOT INC 0.0%
Value ($000) $17 Shares 600 Est. Cost $150.39 Unrealized +12.7%
VIVEVE MED INC 0.0%
Value ($000) $4 Shares 10,000 Est. Cost $0.40 Unrealized