Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 29, 2019

Total Value ($000): $222,691 (100.0% shares, 0.0% debt)

Holdings (138)

OLED UNIVERSAL DISPLAY CORP 5.3%
Value ($000) $11,841 Shares 70,523 Est. Cost $95.84 Unrealized +98.6%
ANTARES PHARMA INC 5.0%
Value ($000) $11,122 Shares 3,324,890 Est. Cost $2.75 Unrealized
CARLYLE GROUP L P 4.7%
Value ($000) $10,427 Shares 407,927 Est. Cost $16.59 Unrealized
BX BLACKSTONE GROUP INC 4.3%
Value ($000) $9,673 Shares 198,061 Est. Cost $39.22 Unrealized 0.0%
AAPL APPLE INC 4.0%
Value ($000) $8,900 Shares 39,736 Est. Cost $45.86 Unrealized +9.5%
EXEL EXELIXIS INC 3.7%
Value ($000) $8,234 Shares 465,620 Est. Cost $18.39 Unrealized +10.1%
AMZN AMAZON COM INC 3.5%
Value ($000) $7,801 Shares 4,494 Est. Cost $83.14 Unrealized +11.5%
ARCC ARES CAP CORP 3.0%
Value ($000) $6,711 Shares 360,139 Est. Cost $8.87 Unrealized +13.5%
MITK MITEK SYS INC 2.9%
Value ($000) $6,569 Shares 680,675 Est. Cost $9.33 Unrealized +6.7%
CIBR FIRST TR EXCHANGE TRADED FD 2.3%
Value ($000) $5,163 Shares 186,696 Est. Cost $28.27 Unrealized
JPST JP MORGAN EXCHANGE TRADED FD 2.2%
Value ($000) $4,954 Shares 98,250 Est. Cost $50.22 Unrealized
ABT ABBOTT LABS 2.0%
Value ($000) $4,522 Shares 54,051 Est. Cost $75.06 Unrealized +1.4%
MSFT MICROSOFT CORP 2.0%
Value ($000) $4,493 Shares 32,319 Est. Cost $102.63 Unrealized +26.6%
SPECTRUM PHARMACEUTICALS INC 2.0%
Value ($000) $4,443 Shares 535,645 Est. Cost $8.76 Unrealized
PULS PGIM ETF TR 1.9%
Value ($000) $4,152 Shares 82,725 Est. Cost $50.13 Unrealized
XYZ SQUARE INC 1.7%
Value ($000) $3,810 Shares 61,506 Est. Cost $70.77 Unrealized -4.0%
EASTERLY GOVT PPTYS INC 1.7%
Value ($000) $3,774 Shares 177,195 Est. Cost $19.47 Unrealized
XHITX INVESCO HIGH INCOME 2023 TAR 1.7%
Value ($000) $3,690 Shares 355,105 Est. Cost $9.99 Unrealized
AVID BIOSERVICES INC 1.5%
Value ($000) $3,377 Shares 637,111 Est. Cost $4.19 Unrealized
UBSI UNITED BANKSHARES INC WEST V 1.5%
Value ($000) $3,344 Shares 88,290 Est. Cost $33.75 Unrealized +9.7%
COHEN & STEERS QUALITY RLTY 1.5%
Value ($000) $3,315 Shares 209,121 Est. Cost $11.18 Unrealized
GOOG ALPHABET INC 1.3%
Value ($000) $2,988 Shares 2,451 Est. Cost $54.27 Unrealized +8.2%
JNJ JOHNSON & JOHNSON 1.2%
Value ($000) $2,568 Shares 19,850 Est. Cost $114.22 Unrealized -3.7%
FTCS FIRST TR EXCHANGE TRADED FD 1.1%
Value ($000) $2,524 Shares 44,452 Est. Cost $56.63 Unrealized
COHEN & STEERS INFRASTRUCTUR 1.1%
Value ($000) $2,492 Shares 91,492 Est. Cost $20.39 Unrealized
WMT WALMART INC 1.0%
Value ($000) $2,237 Shares 18,851 Est. Cost $28.77 Unrealized +19.8%
BOC BOSTON OMAHA CORP 1.0%
Value ($000) $2,216 Shares 111,775 Est. Cost $24.62 Unrealized -13.4%
FDN FIRST TR EXCHANGE TRADED FD 0.9%
Value ($000) $2,107 Shares 15,651 Est. Cost $117.91 Unrealized
STWD STARWOOD PPTY TR INC 0.9%
Value ($000) $1,996 Shares 82,394 Est. Cost $22.08 Unrealized
TPG SPECIALTY LENDING INC 0.8%
Value ($000) $1,860 Shares 88,660 Est. Cost $18.56 Unrealized
FDL FIRST TR MORNINGSTAR DIV LEA 0.7%
Value ($000) $1,653 Shares 53,247 Est. Cost $28.37 Unrealized
HD HOME DEPOT INC 0.7%
Value ($000) $1,599 Shares 6,892 Est. Cost $151.98 Unrealized +23.1%
IBM INTERNATIONAL BUSINESS MACHS 0.7%
Value ($000) $1,583 Shares 10,885 Est. Cost $87.95 Unrealized +16.5%
NOC NORTHROP GRUMMAN CORP 0.7%
Value ($000) $1,583 Shares 4,225 Est. Cost $267.26 Unrealized +19.2%
XHTAX INVESCO HIGH INCOME 2024 TAR 0.7%
Value ($000) $1,581 Shares 151,975 Est. Cost $9.83 Unrealized
COST COSTCO WHSL CORP NEW 0.7%
Value ($000) $1,524 Shares 5,291 Est. Cost $233.36 Unrealized +9.9%
CTSO CYTOSORBENTS CORP 0.7%
Value ($000) $1,488 Shares 295,915 Est. Cost $9.26 Unrealized -37.2%
LMBS FIRST TR EXCHANGE TRADED FD 0.7%
Value ($000) $1,480 Shares 28,465 Est. Cost $51.99 Unrealized
PG PROCTER & GAMBLE CO 0.7%
Value ($000) $1,458 Shares 11,725 Est. Cost $79.92 Unrealized +26.4%
INTC INTEL CORP 0.6%
Value ($000) $1,447 Shares 28,088 Est. Cost $40.19 Unrealized +7.0%
KO COCA COLA CO 0.6%
Value ($000) $1,436 Shares 26,370 Est. Cost $43.02 Unrealized +2.2%
GENERAL ELECTRIC CO 0.6%
Value ($000) $1,367 Shares 152,855 Est. Cost $8.82 Unrealized
JPM JPMORGAN CHASE & CO 0.6%
Value ($000) $1,334 Shares 11,338 Est. Cost $87.46 Unrealized +8.7%
META FACEBOOK INC 0.6%
Value ($000) $1,302 Shares 7,311 Est. Cost $155.37 Unrealized +21.5%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.6%
Value ($000) $1,233 Shares 74,855 Est. Cost $12.27 Unrealized +27.7%
SLRC SOLAR CAP LTD 0.5%
Value ($000) $1,220 Shares 59,100 Est. Cost $10.18 Unrealized +5.8%
LEGACY TEX FINL GROUP INC 0.5%
Value ($000) $1,186 Shares 27,249 Est. Cost $32.10 Unrealized
FGD FIRST TR EXCHANGE TRADED FD 0.5%
Value ($000) $1,182 Shares 51,580 Est. Cost $22.17 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $1,125 Shares 5,409 Est. Cost $208.87 Unrealized -1.4%
GABELLI DIVD & INCOME TR 0.5%
Value ($000) $1,113 Shares 51,750 Est. Cost $18.30 Unrealized
XOM EXXON MOBIL CORP 0.5%
Value ($000) $1,113 Shares 15,767 Est. Cost $56.21 Unrealized -4.4%
CFA VICTORY PORTFOLIOS II 0.5%
Value ($000) $1,113 Shares 21,032 Est. Cost $49.20 Unrealized
ZIOPHARM ONCOLOGY INC 0.5%
Value ($000) $1,031 Shares 240,800 Est. Cost $2.48 Unrealized
FV FIRST TR EXCHANGE TRADED FD 0.4%
Value ($000) $963 Shares 32,541 Est. Cost $25.26 Unrealized
COHEN & STEERS CLOSED END OP 0.4%
Value ($000) $959 Shares 73,195 Est. Cost $11.50 Unrealized
ROBT FIRST TR EXCHANGE TRADED FD 0.4%
Value ($000) $951 Shares 30,070 Est. Cost $31.63 Unrealized
WASH WASHINGTON TR BANCORP 0.4%
Value ($000) $946 Shares 19,590 Est. Cost $33.84 Unrealized -2.1%
ABSOLUTE SHS TR 0.4%
Value ($000) $940 Shares 36,769 Est. Cost $24.58 Unrealized
GLW CORNING INC 0.4%
Value ($000) $907 Shares 31,795 Est. Cost $26.53 Unrealized -5.8%
BAX BAXTER INTL INC 0.4%
Value ($000) $904 Shares 10,332 Est. Cost $59.06 Unrealized +27.9%
ADBE ADOBE INC 0.4%
Value ($000) $883 Shares 3,195 Est. Cost $241.40 Unrealized +20.9%
EZM WISDOMTREE TR 0.4%
Value ($000) $876 Shares 22,210 Est. Cost $35.99 Unrealized
VNQ VANGUARD INDEX FDS 0.4%
Value ($000) $856 Shares 9,176 Est. Cost $83.56 Unrealized
CHRS COHERUS BIOSCIENCES INC 0.4%
Value ($000) $841 Shares 41,535 Est. Cost $18.93 Unrealized +5.5%
BA BOEING CO 0.4%
Value ($000) $825 Shares 2,169 Est. Cost $375.20 Unrealized -6.1%
MA MASTERCARD INC 0.4%
Value ($000) $797 Shares 2,936 Est. Cost $266.10 Unrealized 0.0%
ROYCE VALUE TR INC 0.3%
Value ($000) $751 Shares 54,600 Est. Cost $11.87 Unrealized
MMM 3M CO 0.3%
Value ($000) $736 Shares 4,474 Est. Cost $128.25 Unrealized -13.7%
PEP PEPSICO INC 0.3%
Value ($000) $728 Shares 5,310 Est. Cost $95.43 Unrealized +14.6%
CVX CHEVRON CORP NEW 0.3%
Value ($000) $703 Shares 5,930 Est. Cost $84.90 Unrealized +7.8%
CRM SALESFORCE COM INC 0.3%
Value ($000) $698 Shares 4,700 Est. Cost $135.90 Unrealized +10.5%
NUVEEN HIGH INCOME NOVEMBER 0.3%
Value ($000) $668 Shares 67,500 Est. Cost $8.90 Unrealized
IYF ISHARES TR 0.3%
Value ($000) $644 Shares 5,000 Est. Cost $128.80 Unrealized
ORCL ORACLE CORP 0.3%
Value ($000) $625 Shares 11,366 Est. Cost $43.16 Unrealized +16.7%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $615 Shares 2,828 Est. Cost $228.69 Unrealized -5.1%
GOOGL ALPHABET INC 0.3%
Value ($000) $615 Shares 504 Est. Cost $53.64 Unrealized +9.6%
BAC BANK AMER CORP 0.3%
Value ($000) $610 Shares 20,911 Est. Cost $23.21 Unrealized +5.8%
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $597 Shares 17,115 Est. Cost $29.62 Unrealized
MRK MERCK & CO INC 0.3%
Value ($000) $587 Shares 6,975 Est. Cost $56.97 Unrealized +14.9%
FEX FIRST TR LRGE CP CORE ALPHA 0.3%
Value ($000) $582 Shares 9,550 Est. Cost $54.41 Unrealized
FXL FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $577 Shares 8,855 Est. Cost $53.57 Unrealized
ZTS ZOETIS INC 0.3%
Value ($000) $564 Shares 4,523 Est. Cost $85.00 Unrealized +34.8%
FTSM FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $550 Shares 9,150 Est. Cost $60.00 Unrealized
CEDAR FAIR L P 0.2%
Value ($000) $533 Shares 9,125 Est. Cost $49.32 Unrealized
FSV FIRSTSERVICE CORP NEW 0.2%
Value ($000) $524 Shares 5,106 Est. Cost $89.88 Unrealized +9.0%
UNP UNION PACIFIC CORP 0.2%
Value ($000) $515 Shares 3,180 Est. Cost $126.42 Unrealized +15.3%
HSIC HENRY SCHEIN INC 0.2%
Value ($000) $514 Shares 8,100 Est. Cost $65.85 Unrealized -1.9%
SBUX STARBUCKS CORP 0.2%
Value ($000) $503 Shares 5,685 Est. Cost $53.85 Unrealized +49.7%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $500 Shares 3,192 Est. Cost $116.36 Unrealized +11.9%
SANDY SPRING BANCORP INC 0.2%
Value ($000) $499 Shares 14,810 Est. Cost $31.34 Unrealized
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $497 Shares 4,000 Est. Cost $126.24 Unrealized +0.4%
T AT&T INC 0.2%
Value ($000) $494 Shares 13,054 Est. Cost $14.55 Unrealized +16.9%
PFE PFIZER INC 0.2%
Value ($000) $492 Shares 13,705 Est. Cost $29.03 Unrealized -6.9%
C CITIGROUP INC 0.2%
Value ($000) $481 Shares 6,970 Est. Cost $49.58 Unrealized +9.2%
EATON VANCE MUN INCOME 2028 0.2%
Value ($000) $450 Shares 20,745 Est. Cost $21.69 Unrealized
ABSOLUTE SHS TR 0.2%
Value ($000) $430 Shares 20,495 Est. Cost $20.72 Unrealized
WBIG ABSOLUTE SHS TR 0.2%
Value ($000) $420 Shares 17,658 Est. Cost $24.48 Unrealized
WBIY ABSOLUTE SHS TR 0.2%
Value ($000) $412 Shares 16,874 Est. Cost $23.07 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $391 Shares 1,850 Est. Cost $156.76 Unrealized
WORLD GOLD TR 0.2%
Value ($000) $388 Shares 26,425 Est. Cost $14.68 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 0.2%
Value ($000) $377 Shares 3,485 Est. Cost $91.42 Unrealized
NKE NIKE INC 0.2%
Value ($000) $371 Shares 3,954 Est. Cost $68.25 Unrealized +15.4%
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $366 Shares 12,812 Est. Cost $25.00 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $364 Shares 3,080 Est. Cost $107.86 Unrealized +4.4%
MCD MCDONALDS CORP 0.2%
Value ($000) $344 Shares 1,604 Est. Cost $184.76 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $343 Shares 5,679 Est. Cost $39.14 Unrealized +3.3%
LVS LAS VEGAS SANDS CORP 0.1%
Value ($000) $322 Shares 5,570 Est. Cost $52.62 Unrealized +1.4%
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $310 Shares 2,290 Est. Cost $114.06 Unrealized
SPLV INVESCO EXCHNG TRADED FD TR 0.1%
Value ($000) $310 Shares 5,355 Est. Cost $46.69 Unrealized
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $309 Shares 23,000 Est. Cost $12.07 Unrealized
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $295 Shares 2,845 Est. Cost $84.64 Unrealized +29.8%
CVS CVS HEALTH CORP 0.1%
Value ($000) $292 Shares 4,627 Est. Cost $59.39 Unrealized -18.5%
QTRHF QUARTERHILL INC 0.1%
Value ($000) $286 Shares 219,705 Est. Cost $1.26 Unrealized +2.5%
PEB PEBBLEBROOK HOTEL TR 0.1%
Value ($000) $281 Shares 10,110 Est. Cost $28.28 Unrealized
CAPSTONE TURBINE CORP 0.1%
Value ($000) $280 Shares 548,900 Est. Cost $0.74 Unrealized
XBI SPDR SERIES TRUST 0.1%
Value ($000) $276 Shares 3,615 Est. Cost $71.65 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $274 Shares 1,700 Est. Cost $121.16 Unrealized +18.8%
MDLZ MONDELEZ INTL INC 0.1%
Value ($000) $274 Shares 4,952 Est. Cost $46.69 Unrealized 0.0%
ULTA ULTA BEAUTY INC 0.1%
Value ($000) $263 Shares 1,050 Est. Cost $276.41 Unrealized +11.0%
GDX VANECK VECTORS ETF TR 0.1%
Value ($000) $254 Shares 9,500 Est. Cost $26.74 Unrealized
ATOM ATOMERA INC 0.1%
Value ($000) $251 Shares 66,505 Est. Cost $3.86 Unrealized +12.8%
DIS DISNEY WALT CO 0.1%
Value ($000) $247 Shares 1,898 Est. Cost $115.19 Unrealized +16.5%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $242 Shares 3,187 Est. Cost $57.34 Unrealized -1.1%
BFS SAUL CTRS INC 0.1%
Value ($000) $230 Shares 4,225 Est. Cost $56.04 Unrealized
PAYX PAYCHEX INC 0.1%
Value ($000) $223 Shares 2,700 Est. Cost $69.13 Unrealized 0.0%
FISV FISERV INC 0.1%
Value ($000) $223 Shares 2,157 Est. Cost $102.09 Unrealized 0.0%
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $223 Shares 2,326 Est. Cost $63.89 Unrealized +10.4%
CSCO CISCO SYS INC 0.1%
Value ($000) $215 Shares 4,345 Est. Cost $42.79 Unrealized 0.0%
ETF MANAGERS TR 0.1%
Value ($000) $214 Shares 5,715 Est. Cost $37.46 Unrealized
QCOM QUALCOMM INC 0.1%
Value ($000) $208 Shares 2,731 Est. Cost $62.71 Unrealized +3.6%
DHR DANAHER CORPORATION 0.1%
Value ($000) $207 Shares 1,430 Est. Cost $114.95 Unrealized +5.9%
KMX CARMAX INC 0.1%
Value ($000) $204 Shares 2,314 Est. Cost $78.21 Unrealized +9.7%
TCPC BLACKROCK TCP CAP CORP 0.1%
Value ($000) $203 Shares 15,000 Est. Cost $13.94 Unrealized -1.2%
ENS ENERSYS 0.1%
Value ($000) $202 Shares 3,060 Est. Cost $61.32 Unrealized -3.7%
MEDIWOUND LTD 0.1%
Value ($000) $152 Shares 47,500 Est. Cost $3.51 Unrealized
DB DEUTSCHE BANK AG 0.1%
Value ($000) $150 Shares 20,000 Est. Cost $6.83 Unrealized 0.0%
NVAX NOVAVAX INC 0.0%
Value ($000) $104 Shares 20,686 Est. Cost $7.87 Unrealized -30.4%
HD HOME DEPOT INC 0.0%
Value ($000) $7 Shares 1,200 Est. Cost $151.98 Unrealized +23.1%