CIK: 0001744348 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 10, 2019
Total Value ($000): $191,001 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 45,766 | $6,321 | 3.3% | $89.76 | +44.7% | COM | 594918104 |
| TYL | TYLER TECHNOLOGIES INC | 21,641 | $5,676 | 3.0% | $224.90 | +8.9% | COM | 902252105 |
| FLRN | SPDR SERIES TRUST | 140,592 | $4,313 | 2.3% | $30.72 | — | BLOMBERG BRC INV | 78468R200 |
| VYM | VANGUARD WHITEHALL FDS INC | 46,933 | $4,113 | 2.2% | $83.55 | — | HIGH DIV YLD | 921946406 |
| WM | WASTE MGMT INC DEL | 33,033 | $3,852 | 2.0% | $72.68 | +44.6% | COM | 94106L109 |
| INTC | INTEL CORP | 73,279 | $3,731 | 2.0% | $45.05 | -4.5% | COM | 458140100 |
| — | UNILEVER PLC | 59,801 | $3,569 | 1.9% | $55.29 | — | SPON ADR NEW | 904767704 |
| HON | HONEYWELL INTL INC | 20,788 | $3,402 | 1.8% | $113.57 | +22.7% | COM | 438516106 |
| AWK | AMERICAN WTR WKS CO INC NEW | 26,049 | $3,276 | 1.7% | $71.59 | +49.5% | COM | 030420103 |
| PFE | PFIZER INC | 86,751 | $3,117 | 1.6% | $24.48 | +10.4% | COM | 717081103 |
| NGG | NATIONAL GRID PLC | 56,812 | $3,054 | 1.6% | $55.83 | — | SPONSORED ADR NE | 636274409 |
| — | GLAXOSMITHKLINE PLC | 72,507 | $3,045 | 1.6% | $40.33 | — | SPONSORED ADR | 37733W105 |
| — | MACQUARIE FT TR GB INF UT DI | 305,502 | $3,003 | 1.6% | $10.79 | — | COM | 55607W100 |
| SCHG | SCHWAB STRATEGIC TR | 35,044 | $2,942 | 1.5% | $76.01 | — | US LCAP GR ETF | 808524300 |
| JPM | JPMORGAN CHASE & CO | 24,974 | $2,862 | 1.5% | $89.02 | +6.8% | COM | 46625H100 |
| BMY | BRISTOL MYERS SQUIBB CO | 55,753 | $2,829 | 1.5% | $40.63 | -9.5% | COM | 110122108 |
| SCHD | SCHWAB STRATEGIC TR | 51,932 | $2,811 | 1.5% | $49.34 | — | US DIVIDEND EQ | 808524797 |
| RYN | RAYONIER INC | 98,136 | $2,779 | 1.5% | $38.69 | — | COM | 754907103 |
| ILF | ISHARES TR | 85,512 | $2,716 | 1.4% | $29.98 | — | LATN AMER 40 ETF | 464287390 |
| — | PEOPLES UTD FINL INC | 173,962 | $2,656 | 1.4% | $18.02 | — | COM | 712704105 |
| AAPL | APPLE INC | 11,548 | $2,622 | 1.4% | $42.75 | +17.5% | COM | 037833100 |
| — | TOTAL S A | 53,055 | $2,592 | 1.4% | $59.69 | — | SPONSORED ADS | 89151E109 |
| EUDG | WISDOMTREE TR | 104,700 | $2,583 | 1.4% | $25.45 | — | EURO QTLY DIV GR | 97717X610 |
| GLW | CORNING INC | 89,839 | $2,517 | 1.3% | $22.38 | +11.6% | COM | 219350105 |
| CAG | CONAGRA BRANDS INC | 83,191 | $2,401 | 1.3% | $26.41 | -16.0% | COM | 205887102 |
| VOD | VODAFONE GROUP PLC NEW | 122,217 | $2,381 | 1.2% | $22.70 | — | SPONSORED ADR | 92857W308 |
| — | WEINGARTEN RLTY INVS | 82,080 | $2,366 | 1.2% | $30.59 | — | SH BEN INT | 948741103 |
| EDIV | SPDR INDEX SHS FDS | 76,818 | $2,295 | 1.2% | $30.74 | — | S&P EM MKT DIV | 78463X533 |
| — | TORTOISE ENERGY INFRA CORP | 114,810 | $2,288 | 1.2% | $26.44 | — | COM | 89147L100 |
| DVYA | ISHARES INC | 53,790 | $2,272 | 1.2% | $44.51 | — | ASIA/PAC DIV ETF | 464286293 |
| GNR | SPDR INDEX SHS FDS | 53,696 | $2,260 | 1.2% | $49.38 | — | GLB NAT RESRCE | 78463X541 |
| RPM | RPM INTL INC | 29,226 | $2,002 | 1.0% | $50.15 | +32.1% | COM | 749685103 |
| IFGL | ISHARES TR | 66,868 | $1,989 | 1.0% | $29.17 | — | INTL DEV RE ETF | 464288489 |
| CSCO | CISCO SYS INC | 40,187 | $1,910 | 1.0% | $34.74 | +23.2% | COM | 17275R102 |
| OKE | ONEOK INC NEW | 26,495 | $1,908 | 1.0% | $39.78 | +17.1% | COM | 682680103 |
| IVW | ISHARES TR | 10,586 | $1,896 | 1.0% | $162.65 | — | S&P 500 GRWT ETF | 464287309 |
| IP | INTL PAPER CO | 47,073 | $1,844 | 1.0% | $35.34 | -17.0% | COM | 460146103 |
| TGT | TARGET CORP | 16,392 | $1,788 | 0.9% | $60.05 | +33.8% | COM | 87612E106 |
| DEO | DIAGEO P L C | 10,644 | $1,738 | 0.9% | $144.01 | — | SPON ADR NEW | 25243Q205 |
| PCH | POTLATCHDELTIC CORPORATION | 42,120 | $1,723 | 0.9% | $50.07 | — | COM | 737630103 |
| HSBC | HSBC HLDGS PLC | 46,169 | $1,718 | 0.9% | $46.69 | — | SPON ADR NEW | 404280406 |
| T | AT&T INC | 45,141 | $1,693 | 0.9% | $14.52 | +17.1% | COM | 00206R102 |
| — | SEAGATE TECHNOLOGY PLC | 31,325 | $1,682 | 0.9% | $56.48 | — | SHS | G7945M107 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 26,338 | $1,640 | 0.9% | $41.81 | +14.9% | COM | 744573106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,320 | $1,619 | 0.8% | $93.37 | +9.7% | COM | 459200101 |
| DIS | DISNEY WALT CO | 12,010 | $1,565 | 0.8% | $98.49 | +36.3% | COM DISNEY | 254687106 |
| CAT | CATERPILLAR INC DEL | 12,466 | $1,509 | 0.8% | $126.53 | -12.2% | COM | 149123101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 16,157 | $1,483 | 0.8% | $83.50 | — | INT-TERM CORP | 92206C870 |
| RSP | INVESCO EXCHANGE TRADED FD T | 13,363 | $1,421 | 0.7% | $97.50 | — | S&P500 EQL WGT | 46137V357 |
| VWO | VANGUARD INTL EQUITY INDEX F | 34,857 | $1,410 | 0.7% | $42.21 | — | FTSE EMR MKT ETF | 922042858 |
| PEP | PEPSICO INC | 9,903 | $1,389 | 0.7% | $81.72 | +33.8% | COM | 713448108 |
| HD | HOME DEPOT INC | 6,078 | $1,385 | 0.7% | $155.00 | +20.7% | COM | 437076102 |
| WMT | WALMART INC | 11,410 | $1,348 | 0.7% | $25.25 | +36.5% | COM | 931142103 |
| XEL | XCEL ENERGY INC | 20,718 | $1,339 | 0.7% | $35.43 | +44.5% | COM | 98389B100 |
| RWO | SPDR INDEX SHS FDS | 25,439 | $1,327 | 0.7% | $48.17 | — | DJ GLB RL ES ETF | 78463X749 |
| IDXX | IDEXX LABS INC | 4,752 | $1,314 | 0.7% | $206.05 | +35.0% | COM | 45168D104 |
| — | SENIOR HSG PPTYS TR | 144,926 | $1,307 | 0.7% | $16.02 | — | SH BEN INT | 81721M109 |
| IJH | ISHARES TR | 6,560 | $1,246 | 0.7% | $194.75 | — | CORE S&P MCP ETF | 464287507 |
| CWB | SPDR SERIES TRUST | 21,263 | $1,114 | 0.6% | $53.01 | — | BLMBRG BRC CNVRT | 78464A359 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 21,149 | $1,112 | 0.6% | $57.19 | — | DIV RTN INT EQ | 46641Q209 |
| WPC | W P CAREY INC | 12,116 | $1,110 | 0.6% | $68.95 | — | COM | 92936U109 |
| ATO | ATMOS ENERGY CORP | 9,732 | $1,101 | 0.6% | $72.10 | +29.6% | COM | 049560105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,243 | $1,091 | 0.6% | $202.25 | +1.9% | CL B NEW | 084670702 |
| CNP | CENTERPOINT ENERGY INC | 36,988 | $1,082 | 0.6% | $20.88 | +15.5% | COM | 15189T107 |
| VNQ | VANGUARD INDEX FDS | 11,087 | $1,036 | 0.5% | $81.63 | — | REAL ESTATE ETF | 922908553 |
| — | GENERAL ELECTRIC CO | 118,078 | $1,012 | 0.5% | $12.99 | — | COM | 369604103 |
| GOOGL | ALPHABET INC | 815 | $987 | 0.5% | $54.01 | +8.8% | CAP STK CL A | 02079K305 |
| INTU | INTUIT | 3,615 | $966 | 0.5% | $182.24 | +44.9% | COM | 461202103 |
| VZ | VERIZON COMMUNICATIONS INC | 15,311 | $917 | 0.5% | $32.21 | +25.6% | COM | 92343V104 |
| ADM | ARCHER DANIELS MIDLAND CO | 22,071 | $891 | 0.5% | $35.79 | -7.7% | COM | 039483102 |
| AMZN | AMAZON COM INC | 505 | $879 | 0.5% | $79.44 | +16.7% | COM | 023135106 |
| LYB | LYONDELLBASELL INDUSTRIES N | 10,198 | $869 | 0.5% | $64.44 | -16.7% | SHS - A - | N53745100 |
| F | FORD MTR CO DEL | 88,359 | $772 | 0.4% | $7.64 | -9.0% | COM | 345370860 |
| SLYV | SPDR SERIES TRUST | 12,601 | $756 | 0.4% | $66.63 | — | S&P 600 SMCP VAL | 78464A300 |
| SCHM | SCHWAB STRATEGIC TR | 13,071 | $729 | 0.4% | $54.86 | — | US MID-CAP ETF | 808524508 |
| DUK | DUKE ENERGY CORP NEW | 7,472 | $726 | 0.4% | $56.43 | +25.0% | COM NEW | 26441C204 |
| SHY | ISHARES TR | 8,425 | $716 | 0.4% | $83.35 | — | 1 3 YR TREAS BD | 464287457 |
| SRE | SEMPRA ENERGY | 4,829 | $711 | 0.4% | $42.70 | +33.2% | COM | 816851109 |
| UGI | UGI CORP NEW | 14,457 | $710 | 0.4% | $49.97 | 0.0% | COM | 902681105 |
| COP | CONOCOPHILLIPS | 12,001 | $642 | 0.3% | $51.80 | -12.5% | COM | 20825C104 |
| JNJ | JOHNSON & JOHNSON | 4,686 | $626 | 0.3% | $103.18 | +6.6% | COM | 478160104 |
| XOM | EXXON MOBIL CORP | 8,994 | $620 | 0.3% | $56.16 | -4.3% | COM | 30231G102 |
| TD | TORONTO DOMINION BK ONT | 11,047 | $613 | 0.3% | $57.22 | -0.7% | COM NEW | 891160509 |
| V | VISA INC | 3,452 | $607 | 0.3% | $122.08 | +39.5% | COM CL A | 92826C839 |
| IVE | ISHARES TR | 4,984 | $587 | 0.3% | $110.33 | — | S&P 500 VAL ETF | 464287408 |
| HTGC | HERCULES CAPITAL INC | 43,423 | $572 | 0.3% | $12.36 | +5.6% | COM | 427096508 |
| BAC | BANK AMER CORP | 19,895 | $564 | 0.3% | $24.84 | -1.1% | COM | 060505104 |
| SCHF | SCHWAB STRATEGIC TR | 17,771 | $558 | 0.3% | $32.84 | — | INTL EQTY ETF | 808524805 |
| CVX | CHEVRON CORP NEW | 4,785 | $545 | 0.3% | $88.34 | +3.6% | COM | 166764100 |
| STZ | CONSTELLATION BRANDS INC | 2,787 | $540 | 0.3% | $197.25 | -8.3% | CL A | 21036P108 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,823 | $533 | 0.3% | $208.02 | +35.4% | COM | 883556102 |
| DD | DUPONT DE NEMOURS INC | 7,708 | $525 | 0.3% | $27.21 | -4.8% | COM | 26614N102 |
| RWX | SPDR INDEX SHS FDS | 13,083 | $521 | 0.3% | $39.18 | — | DJ INTL RL ETF | 78463X863 |
| TSN | TYSON FOODS INC | 6,258 | $515 | 0.3% | $56.26 | +25.6% | CL A | 902494103 |
| MA | MASTERCARD INC | 1,878 | $515 | 0.3% | $180.31 | +47.6% | CL A | 57636Q104 |
| LOW | LOWES COS INC | 4,691 | $504 | 0.3% | $78.87 | +19.2% | COM | 548661107 |
| DRI | DARDEN RESTAURANTS INC | 4,320 | $503 | 0.3% | $74.14 | +37.9% | COM | 237194105 |
| ECL | ECOLAB INC | 2,565 | $499 | 0.3% | $132.91 | +40.8% | COM | 278865100 |
| CMCSA | COMCAST CORP NEW | 10,929 | $489 | 0.3% | $26.85 | +39.7% | CL A | 20030N101 |
| VLO | VALERO ENERGY CORP NEW | 5,786 | $489 | 0.3% | $81.76 | -23.6% | COM | 91913Y100 |
| PNC | PNC FINL SVCS GROUP INC | 3,446 | $484 | 0.3% | $110.72 | -2.8% | COM | 693475105 |
| KMI | KINDER MORGAN INC DEL | 22,864 | $469 | 0.2% | $10.59 | +33.0% | COM | 49456B101 |
| SCHZ | SCHWAB STRATEGIC TR | 8,608 | $466 | 0.2% | $50.62 | — | US AGGREGATE B | 808524839 |
| VO | VANGUARD INDEX FDS | 2,673 | $443 | 0.2% | $157.73 | — | MID CAP ETF | 922908629 |
| ENFR | ALPS ETF TR | 21,054 | $430 | 0.2% | $22.13 | — | ALERIAN ENERGY | 00162Q676 |
| BABA | ALIBABA GROUP HLDG LTD | 2,474 | $421 | 0.2% | $174.21 | — | SPONSORED ADS | 01609W102 |
| UNP | UNION PACIFIC CORP | 2,635 | $412 | 0.2% | $118.88 | +22.7% | COM | 907818108 |
| META | FACEBOOK INC | 2,263 | $408 | 0.2% | $168.91 | +11.8% | CL A | 30303M102 |
| SCHE | SCHWAB STRATEGIC TR | 14,865 | $375 | 0.2% | $25.73 | — | EMRG MKTEQ ETF | 808524706 |
| WIP | SPDR SERIES TRUST | 6,789 | $375 | 0.2% | $54.19 | — | FTSE INT GVT ETF | 78464A490 |
| BOND | PIMCO ETF TR | 3,430 | $374 | 0.2% | $108.06 | — | ACTIVE BD ETF | 72201R775 |
| ROP | ROPER TECHNOLOGIES INC | 1,065 | $367 | 0.2% | $263.73 | +32.6% | COM | 776696106 |
| PCY | INVESCO EXCHNG TRADED FD TR | 12,375 | $364 | 0.2% | $26.90 | — | EMRNG MKT SVRG | 46138E784 |
| EMB | ISHARES TR | 3,186 | $363 | 0.2% | $110.14 | — | JPMORGAN USD EMG | 464288281 |
| DVYE | ISHARES INC | 9,675 | $363 | 0.2% | $39.37 | — | EM MKTS DIV ETF | 464286319 |
| VEA | VANGUARD TAX MANAGED INTL FD | 8,955 | $363 | 0.2% | $42.77 | — | FTSE DEV MKT ETF | 921943858 |
| SCHA | SCHWAB STRATEGIC TR | 5,238 | $360 | 0.2% | $73.07 | — | US SML CAP ETF | 808524607 |
| MU | MICRON TECHNOLOGY INC | 7,990 | $356 | 0.2% | $49.01 | -10.0% | COM | 595112103 |
| NVDA | NVIDIA CORP | 1,953 | $355 | 0.2% | $5.56 | -24.8% | COM | 67066G104 |
| TFI | SPDR SERIES TRUST | 6,783 | $345 | 0.2% | $48.01 | — | NUVEEN BRC MUNIC | 78468R721 |
| CWT | CALIFORNIA WTR SVC GROUP | 6,444 | $339 | 0.2% | $33.60 | +39.8% | COM | 130788102 |
| SPY | SPDR S&P 500 ETF TR | 1,135 | $334 | 0.2% | $271.77 | — | TR UNIT | 78462F103 |
| VIG | VANGUARD GROUP | 2,736 | $324 | 0.2% | $101.61 | — | DIV APP ETF | 921908844 |
| — | ALLERGAN PLC | 1,914 | $322 | 0.2% | $166.13 | — | SHS | G0177J108 |
| HST | HOST HOTELS & RESORTS INC | 18,906 | $314 | 0.2% | $15.17 | -10.8% | COM | 44107P104 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 5,281 | $311 | 0.2% | $58.09 | — | GLB EX US ETF | 922042676 |
| TRV | TRAVELERS COMPANIES INC | 2,113 | $306 | 0.2% | $110.86 | +16.9% | COM | 89417E109 |
| SCHX | SCHWAB STRATEGIC TR | 4,262 | $300 | 0.2% | $63.27 | — | US LRG CAP ETF | 808524201 |
| — | UNITED TECHNOLOGIES CORP | 2,243 | $299 | 0.2% | $123.14 | — | COM | 913017109 |
| CVS | CVS HEALTH CORP | 4,703 | $293 | 0.2% | $52.30 | -7.5% | COM | 126650100 |
| IGSB | ISHARES TR | 5,427 | $292 | 0.2% | $84.10 | — | SH TR CRPORT ETF | 464288646 |
| UNH | UNITEDHEALTH GROUP INC | 1,318 | $290 | 0.2% | $213.01 | +1.9% | COM | 91324P102 |
| MRK | MERCK & CO INC | 3,408 | $290 | 0.2% | $45.17 | +44.9% | COM | 58933Y105 |
| DOW | DOW INC | 6,401 | $290 | 0.2% | $36.37 | -10.0% | COM | 260557103 |
| GIS | GENERAL MLS INC | 5,255 | $285 | 0.1% | $33.42 | +29.8% | COM | 370334104 |
| PG | PROCTER & GAMBLE CO | 2,292 | $284 | 0.1% | $74.75 | +35.1% | COM | 742718109 |
| UNM | UNUM GROUP | 10,385 | $283 | 0.1% | $39.81 | -25.4% | COM | 91529Y106 |
| — | INVESCO EXCHNG TRADED FD TR | 9,031 | $282 | 0.1% | $26.36 | — | DWA TACTCL SCT | 46138E826 |
| VB | VANGUARD INDEX FDS | 1,853 | $282 | 0.1% | $155.81 | — | SMALL CP ETF | 922908751 |
| GM | GENERAL MTRS CO | 7,857 | $274 | 0.1% | $35.04 | +2.8% | COM | 37045V100 |
| SCHP | SCHWAB STRATEGIC TR | 4,730 | $271 | 0.1% | $53.45 | — | US TIPS ETF | 808524870 |
| ACN | ACCENTURE PLC IRELAND | 1,389 | $263 | 0.1% | $139.45 | +26.6% | SHS CLASS A | G1151C101 |
| SWK | STANLEY BLACK & DECKER INC | 1,856 | $262 | 0.1% | $115.96 | +0.6% | COM | 854502101 |
| SPMD | SPDR SERIES TRUST | 7,788 | $259 | 0.1% | $33.26 | — | PORTFOLIO MD ETF | 78464A847 |
| LQD | ISHARES TR | 2,021 | $259 | 0.1% | $114.59 | — | IBOXX INV CP ETF | 464287242 |
| RSPU | INVESCO EXCHANGE TRADED FD T | 2,413 | $257 | 0.1% | $88.57 | — | S&P500 EQL UTL | 46137V274 |
| MCD | MCDONALDS CORP | 1,170 | $248 | 0.1% | $150.31 | +22.9% | COM | 580135101 |
| TIP | ISHARES TR | 2,096 | $245 | 0.1% | $109.68 | — | TIPS BD ETF | 464287176 |
| COF | CAPITAL ONE FINL CORP | 2,800 | $245 | 0.1% | $82.96 | -2.8% | COM | 14040H105 |
| SO | SOUTHERN CO | 3,875 | $240 | 0.1% | $37.42 | +21.0% | COM | 842587107 |
| FISV | FISERV INC | 2,243 | $237 | 0.1% | $72.61 | +40.6% | COM | 337738108 |
| PUI | INVESCO EXCHANGE TRADED FD T | 6,695 | $234 | 0.1% | $29.79 | — | DWA UTILS MUMT | 46137V795 |
| NVS | NOVARTIS A G | 2,722 | $234 | 0.1% | $88.53 | — | SPONSORED ADR | 66987V109 |
| DHR | DANAHER CORPORATION | 1,613 | $229 | 0.1% | $87.89 | +38.5% | COM | 235851102 |
| HYS | PIMCO ETF TR | 2,300 | $228 | 0.1% | $100.30 | — | 0-5 HIGH YIELD | 72201R783 |
| MET | METLIFE INC | 4,996 | $227 | 0.1% | $33.91 | +13.5% | COM | 59156R108 |
| HYG | ISHARES TR | 2,610 | $226 | 0.1% | $86.59 | — | IBOXX HI YD ETF | 464288513 |
| PRN | INVESCO EXCHANGE TRADED FD T | 3,462 | $223 | 0.1% | $53.83 | — | DWA INDLS MUMT | 46137V845 |
| OEF | ISHARES TR | 1,674 | $219 | 0.1% | $119.76 | — | S&P 100 ETF | 464287101 |
| PTF | INVESCO EXCHANGE TRADED FD T | 3,095 | $217 | 0.1% | $56.64 | — | DWA TECHNOLOGY | 46137V811 |
| GLD | SPDR GOLD TRUST | 1,506 | $214 | 0.1% | $118.64 | — | GOLD SHS | 78463V107 |
| MCK | MCKESSON CORP | 1,565 | $204 | 0.1% | $135.60 | 0.0% | COM | 58155Q103 |
| AGG | ISHARES TR | 1,790 | $204 | 0.1% | $106.56 | — | CORE US AGGBD ET | 464287226 |
| FPX | FIRST TR EXCHANGE TRADED FD | 1,535 | $204 | 0.1% | $137.43 | — | US EQTY OPPT ETF | 336920103 |
| — | GOLAR LNG PARTNERS LP | 15,065 | $145 | 0.1% | $15.46 | — | COM UNIT LPI | Y2745C102 |
| — | VANECK VECTORS ETF TR | 12,148 | $136 | 0.1% | $26.26 | — | OIL SVCS ETF | 92189F718 |
| — | WESTERN ASST INFLTN LKD INM | 11,295 | $133 | 0.1% | $11.43 | — | COM SH BEN INT | 95766Q106 |
| — | ELLSWORTH GRWTH AND INCOME L | 12,274 | $126 | 0.1% | $9.45 | — | COM | 289074106 |
| — | EUROPEAN EQUITY FUND | 10,235 | $91 | 0.0% | $9.42 | — | COM | 298768102 |
| — | WELLS FARGO & CO | 20,000 | $35 | 0.0% | $1.75 | — | MTNF 6/0 | 94986RQF1 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 30,004 | $30 | 0.0% | $1.00 | — | COM | 562803106 |
| — | MACQUARIE INFRASTRUCTURE COR | 30,000 | $27 | 0.0% | $0.90 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | J2 GLOBAL INC | 17,000 | $24 | 0.0% | $1.35 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | PROSPECT CAPITAL CORPORATION | 15,000 | $15 | 0.0% | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | NATIONAL HEALTH INVS INC | 10,000 | $12 | 0.0% | $1.12 | — | NOTE 3.250% 4/0 | 63633DAE4 |