Location: Portland, ME
CIK: 0001744348 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 10, 2019
Total Value: $191M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 45,766 | $6.321M | 3.3% | $138.12 * | $89.76 | +46.6% | COM | 594918104 |
| TYL | TYLER TECHNOLOGIES INC | 21,641 | $5.676M | 3.0% | $262.28 | $224.90 | +16.7% | COM | 902252105 |
| FLRN | SPDR SERIES TRUST | 140,592 | $4.313M | 2.3% | $30.68 | $30.72 | +0.1% | BLOMBERG BRC INV | 78468R200 |
| VYM | VANGUARD WHITEHALL FDS INC | 46,933 | $4.113M | 2.2% | $87.64 | $83.99 | +5.6% | HIGH DIV YLD | 921946406 |
| WM | WASTE MGMT INC DEL | 33,033 | $3.852M | 2.0% | $116.61 * | $72.68 | +42.8% | COM | 94106L109 |
| INTC | INTEL CORP | 73,279 | $3.731M | 2.0% | $50.91 * | $45.05 | +0.4% | COM | 458140100 |
| — | UNILEVER PLC | 59,801 | $3.569M | 1.9% | $59.68 | $55.29 | — | SPON ADR NEW | 904767704 |
| HON | HONEYWELL INTL INC | 20,788 | $3.402M | 1.8% | $163.65 * | $113.57 | +23.3% | COM | 438516106 |
| AWK | AMERICAN WTR WKS CO INC NEW | 26,049 | $3.276M | 1.7% | $125.76 * | $71.59 | +54.3% | COM | 030420103 |
| PFE | PFIZER INC | 86,751 | $3.117M | 1.6% | $35.93 * | $24.48 | +3.8% | COM | 717081103 |
| NGG | NATIONAL GRID PLC | 56,812 | $3.054M | 1.6% | $53.76 | $56.84 | -4.8% | SPONSORED ADR NE | 636274409 |
| — | GLAXOSMITHKLINE PLC | 72,507 | $3.045M | 1.6% | $42.00 | $40.33 | — | SPONSORED ADR | 37733W105 |
| — | MACQUARIE FT TR GB INF UT DI | 305,502 | $3.003M | 1.6% | $9.83 | $10.79 | — | COM | 55607W100 |
| SCHG | SCHWAB STRATEGIC TR | 35,044 | $2.942M | 1.5% | $83.95 * | $9.35 | +12.3% | US LCAP GR ETF | 808524300 |
| JPM | JPMORGAN CHASE & CO | 24,974 | $2.862M | 1.5% | $114.60 * | $89.02 | +11.1% | COM | 46625H100 |
| BMY | BRISTOL MYERS SQUIBB CO | 55,753 | $2.829M | 1.5% | $50.74 * | $40.63 | -2.3% | COM | 110122108 |
| SCHD | SCHWAB STRATEGIC TR | 51,932 | $2.811M | 1.5% | $54.13 * | $16.47 | +10.9% | US DIVIDEND EQ | 808524797 |
| RYN | RAYONIER INC | 98,136 | $2.779M | 1.5% | $28.32 | $38.69 | — | COM | 754907103 |
| ILF | ISHARES TR | 85,512 | $2.716M | 1.4% | $31.76 | $33.64 | -6.1% | LATN AMER 40 ETF | 464287390 |
| — | PEOPLES UTD FINL INC | 173,962 | $2.656M | 1.4% | $15.27 | $18.02 | — | COM | 712704105 |
| AAPL | APPLE INC | 11,548 | $2.622M | 1.4% | $227.05 * | $42.75 | +26.0% | COM | 037833100 |
| — | TOTAL S A | 53,055 | $2.592M | 1.4% | $48.85 | $59.69 | — | SPONSORED ADS | 89151E109 |
| EUDG | WISDOMTREE TR | 104,700 | $2.583M | 1.4% | $24.67 | $26.31 | -4.5% | EURO QTLY DIV GR | 97717X610 |
| GLW | CORNING INC | 89,839 | $2.517M | 1.3% | $28.02 * | $22.38 | +6.9% | COM | 219350105 |
| CAG | CONAGRA BRANDS INC | 83,191 | $2.401M | 1.3% | $28.86 * | $26.41 | -10.3% | COM | 205887102 |
| VOD | VODAFONE GROUP PLC NEW | 122,217 | $2.381M | 1.2% | $19.48 * | $25.03 | -20.5% | SPONSORED ADR | 92857W308 |
| — | WEINGARTEN RLTY INVS | 82,080 | $2.366M | 1.2% | $28.83 | $30.59 | — | SH BEN INT | 948741103 |
| EDIV | SPDR INDEX SHS FDS | 76,818 | $2.295M | 1.2% | $29.88 | $33.00 | -9.6% | S&P EM MKT DIV | 78463X533 |
| — | TORTOISE ENERGY INFRA CORP | 114,810 | $2.288M | 1.2% | $19.93 | $26.44 | — | COM | 89147L100 |
| DVYA | ISHARES INC | 53,790 | $2.272M | 1.2% | $42.24 | $45.81 | -6.3% | ASIA/PAC DIV ETF | 464286293 |
| GNR | SPDR INDEX SHS FDS | 53,696 | $2.26M | 1.2% | $42.09 * | $50.15 | -14.1% | GLB NAT RESRCE | 78463X541 |
| RPM | RPM INTL INC | 29,226 | $2.002M | 1.0% | $68.50 | $50.15 | +37.2% | COM | 749685103 |
| IFGL | ISHARES TR | 66,868 | $1.989M | 1.0% | $29.75 | $29.75 | -0.3% | INTL DEV RE ETF | 464288489 |
| CSCO | CISCO SYS INC | 40,187 | $1.91M | 1.0% | $47.53 * | $34.74 | +17.1% | COM | 17275R102 |
| OKE | ONEOK INC NEW | 26,495 | $1.908M | 1.0% | $72.01 * | $39.78 | +22.5% | COM | 682680103 |
| IVW | ISHARES TR | 10,586 | $1.896M | 1.0% | $179.10 * | $40.17 | +12.1% | S&P 500 GRWT ETF | 464287309 |
| IP | INTL PAPER CO | 47,073 | $1.844M | 1.0% | $39.17 * | $35.34 | -15.3% | COM | 460146103 |
| TGT | TARGET CORP | 16,392 | $1.788M | 0.9% | $109.08 * | $60.05 | +51.0% | COM | 87612E106 |
| DEO | DIAGEO P L C | 10,644 | $1.738M | 0.9% | $163.28 | $143.20 | +14.2% | SPON ADR NEW | 25243Q205 |
| PCH | POTLATCHDELTIC CORPORATION | 42,120 | $1.723M | 0.9% | $40.91 | $50.07 | — | COM | 737630103 |
| HSBC | HSBC HLDGS PLC | 46,169 | $1.718M | 0.9% | $37.21 * | $48.33 | -20.8% | SPON ADR NEW | 404280406 |
| T | AT&T INC | 45,141 | $1.693M | 0.9% | $37.50 * | $14.52 | +26.5% | COM | 00206R102 |
| — | SEAGATE TECHNOLOGY PLC | 31,325 | $1.682M | 0.9% | $53.70 | $56.48 | — | SHS | G7945M107 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 26,338 | $1.64M | 0.9% | $62.27 * | $41.81 | +20.1% | COM | 744573106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,320 | $1.619M | 0.8% | $143.02 * | $93.37 | +13.7% | COM | 459200101 |
| DIS | DISNEY WALT CO | 12,010 | $1.565M | 0.8% | $130.31 * | $98.49 | +28.5% | COM DISNEY | 254687106 |
| CAT | CATERPILLAR INC DEL | 12,466 | $1.509M | 0.8% | $121.05 * | $126.53 | -12.6% | COM | 149123101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 16,157 | $1.483M | 0.8% | $91.79 | $83.64 | +9.1% | INT-TERM CORP | 92206C870 |
| RSP | INVESCO EXCHANGE TRADED FD T | 13,363 | $1.421M | 0.7% | $106.34 | $99.10 | +9.1% | S&P500 EQL WGT | 46137V357 |
| VWO | VANGUARD INTL EQUITY INDEX F | 34,857 | $1.41M | 0.7% | $40.45 | $44.98 | -10.5% | FTSE EMR MKT ETF | 922042858 |
| PEP | PEPSICO INC | 9,903 | $1.389M | 0.7% | $140.26 * | $81.72 | +38.8% | COM | 713448108 |
| HD | HOME DEPOT INC | 6,078 | $1.385M | 0.7% | $227.87 * | $155.00 | +28.6% | COM | 437076102 |
| WMT | WALMART INC | 11,410 | $1.348M | 0.7% | $118.14 * | $25.25 | +43.3% | COM | 931142103 |
| XEL | XCEL ENERGY INC | 20,718 | $1.339M | 0.7% | $64.63 * | $35.43 | +51.3% | COM | 98389B100 |
| RWO | SPDR INDEX SHS FDS | 25,439 | $1.327M | 0.7% | $52.16 | $47.20 | +9.9% | DJ GLB RL ES ETF | 78463X749 |
| IDXX | IDEXX LABS INC | 4,752 | $1.314M | 0.7% | $276.52 | $206.05 | +32.0% | COM | 45168D104 |
| — | SENIOR HSG PPTYS TR | 144,926 | $1.307M | 0.7% | $9.02 | $16.02 | — | SH BEN INT | 81721M109 |
| IJH | ISHARES TR | 6,560 | $1.246M | 0.7% | $189.94 * | $38.63 | +0.0% | CORE S&P MCP ETF | 464287507 |
| CWB | SPDR SERIES TRUST | 21,263 | $1.114M | 0.6% | $52.39 | $52.78 | -0.6% | BLMBRG BRC CNVRT | 78464A359 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 21,149 | $1.112M | 0.6% | $52.58 | $59.03 | -9.9% | DIV RTN INT EQ | 46641Q209 |
| WPC | W P CAREY INC | 12,116 | $1.11M | 0.6% | $91.61 | $68.95 | — | COM | 92936U109 |
| ATO | ATMOS ENERGY CORP | 9,732 | $1.101M | 0.6% | $113.13 * | $72.10 | +35.4% | COM | 049560105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,243 | $1.091M | 0.6% | $208.09 | $202.25 | +2.9% | CL B NEW | 084670702 |
| CNP | CENTERPOINT ENERGY INC | 36,988 | $1.082M | 0.6% | $29.25 * | $20.88 | +21.5% | COM | 15189T107 |
| VNQ | VANGUARD INDEX FDS | 11,087 | $1.036M | 0.5% | $93.44 | $77.65 | +20.1% | REAL ESTATE ETF | 922908553 |
| — | GENERAL ELECTRIC CO | 118,078 | $1.012M | 0.5% | $8.57 | $12.99 | — | COM | 369604103 |
| GOOGL | ALPHABET INC | 815 | $987K | 0.5% | $1211.04 * | $54.01 | +12.2% | CAP STK CL A | 02079K305 |
| INTU | INTUIT | 3,615 | $966K | 0.5% | $267.22 * | $182.24 | +40.1% | COM | 461202103 |
| VZ | VERIZON COMMUNICATIONS INC | 15,311 | $917K | 0.5% | $59.89 * | $32.21 | +31.7% | COM | 92343V104 |
| ADM | ARCHER DANIELS MIDLAND CO | 22,071 | $891K | 0.5% | $40.37 * | $35.79 | -4.2% | COM | 039483102 |
| AMZN | AMAZON COM INC | 505 | $879K | 0.5% | $1740.59 * | $79.44 | +9.3% | COM | 023135106 |
| LYB | LYONDELLBASELL INDUSTRIES N | 10,198 | $869K | 0.5% | $85.21 * | $64.44 | -7.7% | SHS - A - | N53745100 |
| F | FORD MTR CO DEL | 88,359 | $772K | 0.4% | $8.74 * | $7.64 | -11.9% | COM | 345370860 |
| SLYV | SPDR SERIES TRUST | 12,601 | $756K | 0.4% | $60.00 * | $65.29 | -6.2% | S&P 600 SMCP VAL | 78464A300 |
| SCHM | SCHWAB STRATEGIC TR | 13,071 | $729K | 0.4% | $55.77 * | $18.08 | +4.2% | US MID-CAP ETF | 808524508 |
| DUK | DUKE ENERGY CORP NEW | 7,472 | $726K | 0.4% | $97.16 * | $56.43 | +32.4% | COM NEW | 26441C204 |
| SHY | ISHARES TR | 8,425 | $716K | 0.4% | $84.99 | $83.29 | +1.8% | 1 3 YR TREAS BD | 464287457 |
| SRE | SEMPRA ENERGY | 4,829 | $711K | 0.4% | $147.24 * | $42.70 | +41.2% | COM | 816851109 |
| UGI | UGI CORP NEW | 14,457 | $710K | 0.4% | $49.11 * | $49.97 | +0.6% | COM | 902681105 |
| COP | CONOCOPHILLIPS | 12,001 | $642K | 0.3% | $53.50 * | $51.80 | -12.3% | COM | 20825C104 |
| JNJ | JOHNSON & JOHNSON | 4,686 | $626K | 0.3% | $133.59 * | $103.18 | +5.2% | COM | 478160104 |
| XOM | EXXON MOBIL CORP | 8,994 | $620K | 0.3% | $68.93 * | $56.16 | -6.0% | COM | 30231G102 |
| TD | TORONTO DOMINION BK ONT | 11,047 | $613K | 0.3% | $55.49 * | $57.22 | +1.8% | COM NEW | 891160509 |
| V | VISA INC | 3,452 | $607K | 0.3% | $175.84 * | $122.08 | +34.8% | COM CL A | 92826C839 |
| IVE | ISHARES TR | 4,984 | $587K | 0.3% | $117.78 | $110.86 | +7.5% | S&P 500 VAL ETF | 464287408 |
| HTGC | HERCULES CAPITAL INC | 43,423 | $572K | 0.3% | $13.17 | $12.36 | +8.1% | COM | 427096508 |
| BAC | BANK AMER CORP | 19,895 | $564K | 0.3% | $28.35 * | $24.84 | +0.8% | COM | 060505104 |
| SCHF | SCHWAB STRATEGIC TR | 17,771 | $558K | 0.3% | $31.40 * | $16.88 | -5.6% | INTL EQTY ETF | 808524805 |
| CVX | CHEVRON CORP NEW | 4,785 | $545K | 0.3% | $113.90 * | $88.34 | +1.7% | COM | 166764100 |
| STZ | CONSTELLATION BRANDS INC | 2,787 | $540K | 0.3% | $193.76 * | $197.25 | -5.2% | CL A | 21036P108 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,823 | $533K | 0.3% | $292.38 | $208.02 | +37.8% | COM | 883556102 |
| DD | DUPONT DE NEMOURS INC | 7,708 | $525K | 0.3% | $68.11 * | $27.21 | -3.1% | COM | 26614N102 |
| RWX | SPDR INDEX SHS FDS | 13,083 | $521K | 0.3% | $39.82 | $40.08 | -1.4% | DJ INTL RL ETF | 78463X863 |
| TSN | TYSON FOODS INC | 6,258 | $515K | 0.3% | $82.29 * | $56.26 | +27.6% | CL A | 902494103 |
| MA | MASTERCARD INC | 1,878 | $515K | 0.3% | $274.23 * | $180.31 | +45.4% | CL A | 57636Q104 |
| LOW | LOWES COS INC | 4,691 | $504K | 0.3% | $107.44 * | $78.87 | +24.3% | COM | 548661107 |
| DRI | DARDEN RESTAURANTS INC | 4,320 | $503K | 0.3% | $116.44 * | $74.14 | +33.7% | COM | 237194105 |
| ECL | ECOLAB INC | 2,565 | $499K | 0.3% | $194.54 * | $132.91 | +39.4% | COM | 278865100 |
| CMCSA | COMCAST CORP NEW | 10,929 | $489K | 0.3% | $44.74 * | $26.85 | +42.1% | CL A | 20030N101 |
| VLO | VALERO ENERGY CORP NEW | 5,786 | $489K | 0.3% | $84.51 * | $81.76 | -19.1% | COM | 91913Y100 |
| PNC | PNC FINL SVCS GROUP INC | 3,446 | $484K | 0.3% | $140.45 * | $110.72 | +0.6% | COM | 693475105 |
| KMI | KINDER MORGAN INC DEL | 22,864 | $469K | 0.2% | $20.51 * | $10.59 | +34.0% | COM | 49456B101 |
| SCHZ | SCHWAB STRATEGIC TR | 8,608 | $466K | 0.2% | $54.14 * | $25.21 | +6.8% | US AGGREGATE B | 808524839 |
| VO | VANGUARD INDEX FDS | 2,673 | $443K | 0.2% | $165.73 * | $39.25 | +6.7% | MID CAP ETF | 922908629 |
| ENFR | ALPS ETF TR | 21,054 | $430K | 0.2% | $20.42 | $21.31 | -2.7% | ALERIAN ENERGY | 00162Q676 |
| BABA | ALIBABA GROUP HLDG LTD | 2,474 | $421K | 0.2% | $170.17 | $172.49 | -3.0% | SPONSORED ADS | 01609W102 |
| UNP | UNION PACIFIC CORP | 2,635 | $412K | 0.2% | $156.36 * | $118.88 | +18.6% | COM | 907818108 |
| META | FACEBOOK INC | 2,263 | $408K | 0.2% | $180.29 | $168.91 | +4.7% | CL A | 30303M102 |
| SCHE | SCHWAB STRATEGIC TR | 14,865 | $375K | 0.2% | $25.23 | $27.10 | -7.3% | EMRG MKTEQ ETF | 808524706 |
| WIP | SPDR SERIES TRUST | 6,789 | $375K | 0.2% | $55.24 | $55.97 | -2.3% | FTSE INT GVT ETF | 78464A490 |
| BOND | PIMCO ETF TR | 3,430 | $374K | 0.2% | $109.04 | $106.32 | +2.4% | ACTIVE BD ETF | 72201R775 |
| ROP | ROPER TECHNOLOGIES INC | 1,065 | $367K | 0.2% | $344.60 | $263.73 | +30.2% | COM | 776696106 |
| PCY | INVESCO EXCHNG TRADED FD TR | 12,375 | $364K | 0.2% | $29.41 | $26.28 | +10.9% | EMRNG MKT SVRG | 46138E784 |
| DVYE | ISHARES INC | 9,675 | $363K | 0.2% | $37.52 | $41.36 | -9.5% | EM MKTS DIV ETF | 464286319 |
| EMB | ISHARES TR | 3,186 | $363K | 0.2% | $113.94 | $107.86 | +5.1% | JPMORGAN USD EMG | 464288281 |
| VEA | VANGUARD TAX MANAGED INTL FD | 8,955 | $363K | 0.2% | $40.54 | $44.43 | -7.5% | FTSE DEV MKT ETF | 921943858 |
| SCHA | SCHWAB STRATEGIC TR | 5,238 | $360K | 0.2% | $68.73 * | $18.00 | -3.2% | US SML CAP ETF | 808524607 |
| MU | MICRON TECHNOLOGY INC | 7,990 | $356K | 0.2% | $44.56 * | $49.01 | -14.7% | COM | 595112103 |
| NVDA | NVIDIA CORP | 1,953 | $355K | 0.2% | $181.77 * | $5.56 | -22.1% | COM | 67066G104 |
| TFI | SPDR SERIES TRUST | 6,783 | $345K | 0.2% | $50.86 | $47.85 | +5.9% | NUVEEN BRC MUNIC | 78468R721 |
| CWT | CALIFORNIA WTR SVC GROUP | 6,444 | $339K | 0.2% | $52.61 * | $33.60 | +38.3% | COM | 130788102 |
| SPY | SPDR S&P 500 ETF TR | 1,135 | $334K | 0.2% | $294.27 | $270.43 | +9.7% | TR UNIT | 78462F103 |
| VIG | VANGUARD GROUP | 2,736 | $324K | 0.2% | $118.42 | $101.93 | +17.3% | DIV APP ETF | 921908844 |
| — | ALLERGAN PLC | 1,914 | $322K | 0.2% | $168.23 | $166.13 | — | SHS | G0177J108 |
| HST | HOST HOTELS & RESORTS INC | 18,906 | $314K | 0.2% | $16.61 * | $15.17 | -8.7% | COM | 44107P104 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 5,281 | $311K | 0.2% | $58.89 | $60.71 | -3.5% | GLB EX US ETF | 922042676 |
| TRV | TRAVELERS COMPANIES INC | 2,113 | $306K | 0.2% | $144.82 * | $110.86 | +17.4% | COM | 89417E109 |
| SCHX | SCHWAB STRATEGIC TR | 4,262 | $300K | 0.2% | $70.39 * | $10.77 | +9.8% | US LRG CAP ETF | 808524201 |
| — | UNITED TECHNOLOGIES CORP | 2,243 | $299K | 0.2% | $133.30 | $123.14 | — | COM | 913017109 |
| CVS | CVS HEALTH CORP | 4,703 | $293K | 0.2% | $62.30 * | $52.30 | -1.3% | COM | 126650100 |
| IGSB | ISHARES TR | 5,427 | $292K | 0.2% | $53.81 | $51.73 | +3.8% | SH TR CRPORT ETF | 464288646 |
| UNH | UNITEDHEALTH GROUP INC | 1,318 | $290K | 0.2% | $220.03 * | $213.01 | -7.8% | COM | 91324P102 |
| DOW | DOW INC | 6,401 | $290K | 0.2% | $45.31 * | $36.37 | -7.4% | COM | 260557103 |
| MRK | MERCK & CO INC | 3,408 | $290K | 0.2% | $85.09 * | $45.17 | +46.1% | COM | 58933Y105 |
| GIS | GENERAL MLS INC | 5,255 | $285K | 0.1% | $54.23 * | $33.42 | +32.9% | COM | 370334104 |
| PG | PROCTER & GAMBLE CO | 2,292 | $284K | 0.1% | $123.91 * | $74.75 | +42.4% | COM | 742718109 |
| UNM | UNUM GROUP | 10,385 | $283K | 0.1% | $27.25 * | $39.81 | -25.3% | COM | 91529Y106 |
| VB | VANGUARD INDEX FDS | 1,853 | $282K | 0.1% | $152.19 | $152.98 | +0.6% | SMALL CP ETF | 922908751 |
| — | INVESCO EXCHNG TRADED FD TR | 9,031 | $282K | 0.1% | $31.23 | $26.36 | — | DWA TACTCL SCT | 46138E826 |
| GM | GENERAL MTRS CO | 7,857 | $274K | 0.1% | $34.87 | $35.04 | +0.9% | COM | 37045V100 |
| SCHP | SCHWAB STRATEGIC TR | 4,730 | $271K | 0.1% | $57.29 * | $26.60 | +6.7% | US TIPS ETF | 808524870 |
| ACN | ACCENTURE PLC IRELAND | 1,389 | $263K | 0.1% | $189.34 * | $139.45 | +25.8% | SHS CLASS A | G1151C101 |
| SWK | STANLEY BLACK & DECKER INC | 1,856 | $262K | 0.1% | $141.16 * | $115.96 | +3.2% | COM | 854502101 |
| SPMD | SPDR SERIES TRUST | 7,788 | $259K | 0.1% | $33.26 | $32.89 | +3.0% | PORTFOLIO MD ETF | 78464A847 |
| LQD | ISHARES TR | 2,021 | $259K | 0.1% | $128.15 | $115.15 | +10.7% | IBOXX INV CP ETF | 464287242 |
| RSPU | INVESCO EXCHANGE TRADED FD T | 2,413 | $257K | 0.1% | $106.51 * | $45.42 | +17.4% | S&P500 EQL UTL | 46137V274 |
| MCD | MCDONALDS CORP | 1,170 | $248K | 0.1% | $211.97 * | $150.31 | +23.5% | COM | 580135101 |
| TIP | ISHARES TR | 2,096 | $245K | 0.1% | $116.89 | $109.17 | +6.5% | TIPS BD ETF | 464287176 |
| COF | CAPITAL ONE FINL CORP | 2,800 | $245K | 0.1% | $87.50 * | $82.96 | -1.5% | COM | 14040H105 |
| SO | SOUTHERN CO | 3,875 | $240K | 0.1% | $61.94 * | $37.42 | +29.6% | COM | 842587107 |
| FISV | FISERV INC | 2,243 | $237K | 0.1% | $105.66 | $72.61 | +42.7% | COM | 337738108 |
| NVS | NOVARTIS A G | 2,722 | $234K | 0.1% | $85.97 | $77.88 | +11.6% | SPONSORED ADR | 66987V109 |
| PUI | INVESCO EXCHANGE TRADED FD T | 6,695 | $234K | 0.1% | $34.95 | $29.52 | +18.6% | DWA UTILS MUMT | 46137V795 |
| DHR | DANAHER CORPORATION | 1,613 | $229K | 0.1% | $141.97 * | $87.89 | +41.8% | COM | 235851102 |
| HYS | PIMCO ETF TR | 2,300 | $228K | 0.1% | $99.13 | $98.81 | +1.0% | 0-5 HIGH YIELD | 72201R783 |
| MET | METLIFE INC | 4,996 | $227K | 0.1% | $45.44 * | $33.91 | +12.6% | COM | 59156R108 |
| HYG | ISHARES TR | 2,610 | $226K | 0.1% | $86.59 | $84.91 | +2.7% | IBOXX HI YD ETF | 464288513 |
| PRN | INVESCO EXCHANGE TRADED FD T | 3,462 | $223K | 0.1% | $64.41 | $55.78 | +17.6% | DWA INDLS MUMT | 46137V845 |
| OEF | ISHARES TR | 1,674 | $219K | 0.1% | $130.82 | $119.14 | +10.4% | S&P 100 ETF | 464287101 |
| PTF | INVESCO EXCHANGE TRADED FD T | 3,095 | $217K | 0.1% | $70.11 * | $18.60 | +22.9% | DWA TECHNOLOGY | 46137V811 |
| GLD | SPDR GOLD TRUST | 1,506 | $214K | 0.1% | $142.10 * | $123.80 | +12.2% | GOLD SHS | 78463V107 |
| FPX | FIRST TR EXCHANGE TRADED FD | 1,535 | $204K | 0.1% | $132.90 * | $70.73 | +7.2% | US EQTY OPPT ETF | 336920103 |
| MCK | MCKESSON CORP | 1,565 | $204K | 0.1% | $130.35 | $135.60 | -3.5% | COM | 58155Q103 |
| AGG | ISHARES TR | 1,790 | $204K | 0.1% | $113.97 | $106.10 | +6.7% | CORE US AGGBD ET | 464287226 |
| — | GOLAR LNG PARTNERS LP | 15,065 | $145K | 0.1% | $9.62 | $15.46 | — | COM UNIT LPI | Y2745C102 |
| — | VANECK VECTORS ETF TR | 12,148 | $136K | 0.1% | $11.20 | $26.26 | — | OIL SVCS ETF | 92189F718 |
| — | WESTERN ASST INFLTN LKD INM | 11,295 | $133K | 0.1% | $11.78 | $11.43 | — | COM SH BEN INT | 95766Q106 |
| — | ELLSWORTH GRWTH AND INCOME L | 12,274 | $126K | 0.1% | $10.27 | $9.45 | — | COM | 289074106 |
| — | EUROPEAN EQUITY FUND | 10,235 | $91,000 | 0.0% | $8.89 | $9.42 | — | COM | 298768102 |
| — | WELLS FARGO & CO | 20,000 | $35,000 | 0.0% | $1.75 | $1.75 | — | MTNF 6/0 | 94986RQF1 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 30,004 | $30,000 | 0.0% | $1.00 | $1.00 | — | COM | 562803106 |
| — | MACQUARIE INFRASTRUCTURE COR | 30,000 | $27,000 | 0.0% | $0.90 | $0.90 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | J2 GLOBAL INC | 17,000 | $24,000 | 0.0% | $1.41 | $1.35 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | PROSPECT CAPITAL CORPORATION | 15,000 | $15,000 | 0.0% | $1.00 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | NATIONAL HEALTH INVS INC | 10,000 | $12,000 | 0.0% | $1.20 | $1.12 | — | NOTE 3.250% 4/0 | 63633DAE4 |