CIK: 0001744348 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Jul 12, 2019
Total Value ($000): $194,932 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 46,968 | $6,456 | 3.3% | $89.76 | +33.2% | COM | 594918104 |
| TYL | TYLER TECHNOLOGIES INC | 21,727 | $4,803 | 2.5% | $224.90 | -3.5% | COM | 902252105 |
| VYM | VANGUARD WHITEHALL FDS INC | 47,525 | $4,218 | 2.2% | $83.55 | — | HIGH DIV YLD | 921946406 |
| WM | WASTE MGMT INC DEL | 34,450 | $4,038 | 2.1% | $72.68 | +33.8% | COM | 94106L109 |
| FLRN | SPDR SERIES TRUST | 130,907 | $4,018 | 2.1% | $30.72 | — | BLOMBERG BRC INV | 78468R200 |
| PFE | PFIZER INC | 87,321 | $3,877 | 2.0% | $24.48 | +19.4% | COM | 717081103 |
| — | UNILEVER PLC | 59,944 | $3,824 | 2.0% | $55.29 | — | SPON ADR NEW | 904767704 |
| HON | HONEYWELL INTL INC | 21,415 | $3,820 | 2.0% | $113.57 | +22.1% | COM | 438516106 |
| INTC | INTEL CORP | 73,443 | $3,563 | 1.8% | $45.05 | -4.3% | COM | 458140100 |
| AWK | AMERICAN WTR WKS CO INC NEW | 27,115 | $3,211 | 1.6% | $71.59 | +36.2% | COM | 030420103 |
| — | MACQUARIE FT TR GB INF UT DI | 296,690 | $3,112 | 1.6% | $10.82 | — | COM | 55607W100 |
| NGG | NATIONAL GRID PLC | 57,103 | $3,102 | 1.6% | $55.83 | — | SPONSORED ADR NE | 636274409 |
| RYN | RAYONIER INC | 97,936 | $3,068 | 1.6% | $38.69 | — | COM | 754907103 |
| GLW | CORNING INC | 90,381 | $3,050 | 1.6% | $22.38 | +18.9% | COM | 219350105 |
| — | GLAXOSMITHKLINE PLC | 72,000 | $2,976 | 1.5% | $40.33 | — | SPONSORED ADR | 37733W105 |
| — | PEOPLES UTD FINL INC | 173,422 | $2,924 | 1.5% | $18.02 | — | COM | 712704105 |
| SCHG | SCHWAB STRATEGIC TR | 34,053 | $2,891 | 1.5% | $75.78 | — | US LCAP GR ETF | 808524300 |
| — | TOTAL S A | 51,644 | $2,867 | 1.5% | $59.99 | — | SPONSORED ADS | 89151E109 |
| ILF | ISHARES TR | 83,767 | $2,841 | 1.5% | $29.94 | — | LATN AMER 40 ETF | 464287390 |
| JPM | JPMORGAN CHASE & CO | 24,999 | $2,820 | 1.4% | $89.02 | +3.4% | COM | 46625H100 |
| SCHD | SCHWAB STRATEGIC TR | 51,571 | $2,780 | 1.4% | $49.34 | — | US DIVIDEND EQ | 808524797 |
| EUDG | WISDOMTREE TR | 102,496 | $2,695 | 1.4% | $25.46 | — | EURO QTLY DIV GR | 97717X610 |
| — | TORTOISE ENERGY INFRA CORP | 114,602 | $2,598 | 1.3% | $26.44 | — | COM | 89147L100 |
| BMY | BRISTOL MYERS SQUIBB CO | 55,675 | $2,592 | 1.3% | $40.63 | -11.1% | COM | 110122108 |
| EDIV | SPDR INDEX SHS FDS | 74,727 | $2,451 | 1.3% | $30.77 | — | S&P EM MKT DIV | 78463X533 |
| GNR | SPDR INDEX SHS FDS | 52,507 | $2,416 | 1.2% | $49.55 | — | GLB NAT RESRCE | 78463X541 |
| AAPL | APPLE INC | 11,735 | $2,399 | 1.2% | $42.75 | +9.1% | COM | 037833100 |
| DVYA | ISHARES INC | 52,460 | $2,329 | 1.2% | $44.57 | — | ASIA/PAC DIV ETF | 464286293 |
| CSCO | CISCO SYS INC | 40,761 | $2,302 | 1.2% | $34.74 | +30.0% | COM | 17275R102 |
| CAG | CONAGRA BRANDS INC | 81,277 | $2,297 | 1.2% | $26.51 | -16.2% | COM | 205887102 |
| — | WEINGARTEN RLTY INVS | 80,696 | $2,226 | 1.1% | $30.62 | — | SH BEN INT | 948741103 |
| IP | INTL PAPER CO | 47,036 | $2,075 | 1.1% | $35.34 | -11.2% | COM | 460146103 |
| IVW | ISHARES TR | 10,993 | $2,014 | 1.0% | $162.65 | — | S&P 500 GRWT ETF | 464287309 |
| VOD | VODAFONE GROUP PLC NEW | 120,161 | $1,983 | 1.0% | $22.76 | — | SPONSORED ADR | 92857W308 |
| IFGL | ISHARES TR | 65,024 | $1,981 | 1.0% | $29.15 | — | INTL DEV RE ETF | 464288489 |
| HSBC | HSBC HLDGS PLC | 46,102 | $1,941 | 1.0% | $46.69 | — | SPON ADR NEW | 404280406 |
| OKE | ONEOK INC NEW | 26,805 | $1,882 | 1.0% | $39.78 | +10.2% | COM | 682680103 |
| DEO | DIAGEO P L C | 10,686 | $1,876 | 1.0% | $144.01 | — | SPON ADR NEW | 25243Q205 |
| RPM | RPM INTL INC | 29,478 | $1,836 | 0.9% | $50.15 | +17.7% | COM | 749685103 |
| DIS | DISNEY WALT CO | 12,136 | $1,735 | 0.9% | $98.49 | +30.0% | COM DISNEY | 254687106 |
| CAT | CATERPILLAR INC DEL | 12,531 | $1,699 | 0.9% | $126.53 | -9.4% | COM | 149123101 |
| PCH | POTLATCHDELTIC CORPORATION | 42,035 | $1,699 | 0.9% | $50.07 | — | COM | 737630103 |
| T | AT&T INC | 45,321 | $1,540 | 0.8% | $14.52 | +3.9% | COM | 00206R102 |
| VWO | VANGUARD INTL EQUITY INDEX F | 35,456 | $1,529 | 0.8% | $42.21 | — | FTSE EMR MKT ETF | 922042858 |
| VCIT | VANGUARD SCOTTSDALE FDS | 16,521 | $1,487 | 0.8% | $83.50 | — | INT-TERM CORP | 92206C870 |
| — | SEAGATE TECHNOLOGY PLC | 31,045 | $1,476 | 0.8% | $56.48 | — | SHS | G7945M107 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 24,742 | $1,474 | 0.8% | $41.41 | +14.9% | COM | 744573106 |
| RSP | INVESCO EXCHANGE TRADED FD T | 13,459 | $1,473 | 0.8% | $97.50 | — | S&P500 EQL WGT | 46137V357 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,007 | $1,416 | 0.7% | $92.17 | +7.0% | COM | 459200101 |
| TGT | TARGET CORP | 16,069 | $1,412 | 0.7% | $59.64 | +13.6% | COM | 87612E106 |
| HD | HOME DEPOT INC | 6,398 | $1,357 | 0.7% | $155.00 | +9.4% | COM | 437076102 |
| IDXX | IDEXX LABS INC | 4,822 | $1,345 | 0.7% | $206.05 | +19.6% | COM | 45168D104 |
| PEP | PEPSICO INC | 9,950 | $1,333 | 0.7% | $81.72 | +28.2% | COM | 713448108 |
| IJH | ISHARES TR | 6,789 | $1,331 | 0.7% | $194.75 | — | CORE S&P MCP ETF | 464287507 |
| WMT | WALMART INC | 11,577 | $1,300 | 0.7% | $25.25 | +24.0% | COM | 931142103 |
| RWO | SPDR INDEX SHS FDS | 25,118 | $1,283 | 0.7% | $48.12 | — | DJ GLB RL ES ETF | 78463X749 |
| XEL | XCEL ENERGY INC | 21,076 | $1,280 | 0.7% | $35.43 | +32.5% | COM | 98389B100 |
| — | GENERAL ELECTRIC CO | 116,882 | $1,240 | 0.6% | $13.03 | — | COM | 369604103 |
| CWB | SPDR SERIES TRUST | 22,124 | $1,180 | 0.6% | $53.01 | — | BLMBRG BRC CNVRT | 78464A359 |
| JPIN | JP MORGAN EXCHANGE TRADED FD | 21,293 | $1,178 | 0.6% | $57.19 | — | DIV RTN INT EQ | 46641Q209 |
| — | SENIOR HSG PPTYS TR | 130,737 | $1,130 | 0.6% | $16.78 | — | SH BEN INT | 81721M109 |
| CNP | CENTERPOINT ENERGY INC | 37,323 | $1,098 | 0.6% | $20.88 | +18.2% | COM | 15189T107 |
| ATO | ATMOS ENERGY CORP | 10,053 | $1,079 | 0.6% | $72.10 | +20.8% | COM | 049560105 |
| VNQ | VANGUARD INDEX FDS | 11,563 | $1,040 | 0.5% | $81.63 | — | REAL ESTATE ETF | 922908553 |
| INTU | INTUIT | 3,825 | $1,033 | 0.5% | $182.24 | +33.6% | COM | 461202103 |
| AMZN | AMAZON COM INC | 524 | $1,016 | 0.5% | $79.44 | +17.3% | COM | 023135106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,406 | $948 | 0.5% | $201.53 | +2.7% | CL B NEW | 084670702 |
| WPC | W P CAREY INC | 11,239 | $929 | 0.5% | $67.18 | — | COM | 92936U109 |
| GOOGL | ALPHABET INC | 823 | $924 | 0.5% | $54.01 | +6.4% | CAP STK CL A | 02079K305 |
| ADM | ARCHER DANIELS MIDLAND CO | 21,521 | $901 | 0.5% | $35.86 | -4.9% | COM | 039483102 |
| F | FORD MTR CO DEL | 87,464 | $892 | 0.5% | $7.64 | -7.1% | COM | 345370860 |
| VZ | VERIZON COMMUNICATIONS INC | 15,191 | $883 | 0.5% | $32.21 | +24.3% | COM | 92343V104 |
| SLYV | SPDR SERIES TRUST | 12,538 | $761 | 0.4% | $66.63 | — | S&P 600 SMCP VAL | 78464A300 |
| SCHM | SCHWAB STRATEGIC TR | 13,106 | $758 | 0.4% | $54.86 | — | US MID-CAP ETF | 808524508 |
| LYB | LYONDELLBASELL INDUSTRIES N | 8,565 | $748 | 0.4% | $66.49 | -16.7% | SHS - A - | N53745100 |
| SHY | ISHARES TR | 8,778 | $743 | 0.4% | $83.35 | — | 1 3 YR TREAS BD | 464287457 |
| COP | CONOCOPHILLIPS | 11,963 | $724 | 0.4% | $51.80 | -4.9% | COM | 20825C104 |
| — | AMERIGAS PARTNERS L P | 20,750 | $719 | 0.4% | $40.16 | — | UNIT L P INT | 030975106 |
| XOM | EXXON MOBIL CORP | 8,994 | $688 | 0.4% | $56.16 | +1.3% | COM | 30231G102 |
| SRE | SEMPRA ENERGY | 4,939 | $680 | 0.3% | $42.70 | +23.8% | COM | 816851109 |
| DUK | DUKE ENERGY CORP NEW | 7,482 | $674 | 0.3% | $56.43 | +20.1% | COM NEW | 26441C204 |
| JNJ | JOHNSON & JOHNSON | 4,726 | $672 | 0.3% | $103.18 | +11.2% | COM | 478160104 |
| TD | TORONTO DOMINION BK ONT | 11,132 | $660 | 0.3% | $57.22 | -1.7% | COM NEW | 891160509 |
| V | VISA INC | 3,483 | $616 | 0.3% | $122.08 | +28.1% | COM CL A | 92826C839 |
| IVE | ISHARES TR | 5,082 | $602 | 0.3% | $110.33 | — | S&P 500 VAL ETF | 464287408 |
| SCHF | SCHWAB STRATEGIC TR | 18,211 | $592 | 0.3% | $32.84 | — | INTL EQTY ETF | 808524805 |
| CVX | CHEVRON CORP NEW | 4,691 | $579 | 0.3% | $88.28 | +2.2% | COM | 166764100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,859 | $568 | 0.3% | $208.02 | +30.1% | COM | 883556102 |
| HTGC | HERCULES CAPITAL INC | 44,023 | $567 | 0.3% | $12.36 | +4.9% | COM | 427096508 |
| BAC | BANK AMER CORP | 19,428 | $564 | 0.3% | $24.85 | -1.4% | COM | 060505104 |
| DD | DUPONT DE NEMOURS INC | 7,536 | $559 | 0.3% | $27.24 | 0.0% | COM | 26614N102 |
| STZ | CONSTELLATION BRANDS INC | 2,758 | $551 | 0.3% | $197.42 | -11.3% | CL A | 21036P108 |
| MA | MASTERCARD INC | 2,007 | $548 | 0.3% | $180.31 | +33.9% | CL A | 57636Q104 |
| DRI | DARDEN RESTAURANTS INC | 4,421 | $538 | 0.3% | $74.14 | +33.5% | COM | 237194105 |
| ECL | ECOLAB INC | 2,635 | $526 | 0.3% | $132.91 | +30.3% | COM | 278865100 |
| TSN | TYSON FOODS INC | 6,332 | $520 | 0.3% | $56.26 | +13.3% | CL A | 902494103 |
| RWX | SPDR INDEX SHS FDS | 13,087 | $518 | 0.3% | $39.18 | — | DJ INTL RL ETF | 78463X863 |
| SCHZ | SCHWAB STRATEGIC TR | 9,296 | $493 | 0.3% | $50.62 | — | US AGGREGATE B | 808524839 |
| CMCSA | COMCAST CORP NEW | 11,254 | $488 | 0.3% | $26.85 | +32.3% | CL A | 20030N101 |
| KMI | KINDER MORGAN INC DEL | 22,836 | $481 | 0.2% | $10.59 | +29.0% | COM | 49456B101 |
| LOW | LOWES COS INC | 4,636 | $478 | 0.2% | $78.69 | +18.8% | COM | 548661107 |
| PNC | PNC FINL SVCS GROUP INC | 3,386 | $476 | 0.2% | $110.78 | -6.0% | COM | 693475105 |
| VLO | VALERO ENERGY CORP NEW | 5,722 | $469 | 0.2% | $81.98 | -23.1% | COM | 91913Y100 |
| UNP | UNION PACIFIC CORP | 2,672 | $459 | 0.2% | $118.88 | +24.3% | COM | 907818108 |
| ENFR | ALPS ETF TR | 20,675 | $452 | 0.2% | $22.16 | — | ALERIAN ENERGY | 00162Q676 |
| VO | VANGUARD INDEX FDS | 2,648 | $450 | 0.2% | $157.73 | — | MID CAP ETF | 922908629 |
| META | FACEBOOK INC | 2,169 | $428 | 0.2% | $168.05 | +8.0% | CL A | 30303M102 |
| EMB | ISHARES TR | 3,645 | $415 | 0.2% | $110.14 | — | JPMORGAN USD EMG | 464288281 |
| ROP | ROPER TECHNOLOGIES INC | 1,092 | $413 | 0.2% | $263.73 | +29.4% | COM | 776696106 |
| VEA | VANGUARD TAX MANAGED INTL FD | 9,610 | $406 | 0.2% | $42.77 | — | FTSE DEV MKT ETF | 921943858 |
| DVYE | ISHARES INC | 9,702 | $398 | 0.2% | $39.37 | — | EM MKTS DIV ETF | 464286319 |
| PCY | INVESCO EXCHNG TRADED FD TR | 13,453 | $396 | 0.2% | $26.90 | — | EMRNG MKT SVRG | 46138E784 |
| SCHE | SCHWAB STRATEGIC TR | 14,703 | $390 | 0.2% | $25.74 | — | EMRG MKTEQ ETF | 808524706 |
| SCHA | SCHWAB STRATEGIC TR | 5,321 | $383 | 0.2% | $73.07 | — | US SML CAP ETF | 808524607 |
| WIP | SPDR SERIES TRUST | 6,884 | $382 | 0.2% | $54.19 | — | FTSE INT GVT ETF | 78464A490 |
| BABA | ALIBABA GROUP HLDG LTD | 2,139 | $374 | 0.2% | $174.85 | — | SPONSORED ADS | 01609W102 |
| PTF | INVESCO EXCHANGE TRADED FD T | 4,814 | $363 | 0.2% | $56.64 | — | DWA TECHNOLOGY | 46137V811 |
| DOW | DOW INC | 7,270 | $359 | 0.2% | $36.37 | 0.0% | COM | 260557103 |
| CWT | CALIFORNIA WTR SVC GROUP | 6,954 | $357 | 0.2% | $33.60 | +30.7% | COM | 130788102 |
| UNH | UNITEDHEALTH GROUP INC | 1,457 | $357 | 0.2% | $213.01 | +1.2% | COM | 91324P102 |
| VIG | VANGUARD GROUP | 3,026 | $355 | 0.2% | $101.61 | — | DIV APP ETF | 921908844 |
| TFI | SPDR SERIES TRUST | 7,032 | $353 | 0.2% | $48.01 | — | NUVEEN BRC MUNIC | 78468R721 |
| SPY | SPDR S&P 500 ETF TR | 1,155 | $345 | 0.2% | $271.77 | — | TR UNIT | 78462F103 |
| PRN | INVESCO EXCHANGE TRADED FD T | 5,067 | $344 | 0.2% | $53.83 | — | DWA INDLS MUMT | 46137V845 |
| NVDA | NVIDIA CORP | 2,089 | $340 | 0.2% | $5.56 | -26.0% | COM | 67066G104 |
| TRV | TRAVELERS COMPANIES INC | 2,126 | $328 | 0.2% | $110.86 | +12.7% | COM | 89417E109 |
| HST | HOST HOTELS & RESORTS INC | 17,594 | $325 | 0.2% | $15.29 | -3.5% | COM | 44107P104 |
| LQD | ISHARES TR | 2,526 | $316 | 0.2% | $114.59 | — | IBOXX INV CP ETF | 464287242 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 5,251 | $316 | 0.2% | $58.09 | — | GLB EX US ETF | 922042676 |
| PUI | INVESCO EXCHANGE TRADED FD T | 9,542 | $315 | 0.2% | $29.79 | — | DWA UTILS MUMT | 46137V795 |
| IGSB | ISHARES TR | 5,789 | $309 | 0.2% | $84.10 | — | SH TR CRPORT ETF | 464288646 |
| SCHX | SCHWAB STRATEGIC TR | 4,281 | $306 | 0.2% | $63.27 | — | US LRG CAP ETF | 808524201 |
| UNM | UNUM GROUP | 8,736 | $301 | 0.2% | $41.72 | -17.0% | COM | 91529Y106 |
| BOND | PIMCO ETF TR | 2,782 | $300 | 0.2% | $107.84 | — | ACTIVE BD ETF | 72201R775 |
| GM | GENERAL MTRS CO | 7,855 | $300 | 0.2% | $35.04 | -0.9% | COM | 37045V100 |
| — | INVESCO EXCHNG TRADED FD TR | 9,358 | $299 | 0.2% | $26.36 | — | DWA TACTCL SCT | 46138E826 |
| VB | VANGUARD INDEX FDS | 1,882 | $298 | 0.2% | $155.81 | — | SMALL CP ETF | 922908751 |
| — | UNITED TECHNOLOGIES CORP | 2,243 | $298 | 0.2% | $123.14 | — | COM | 913017109 |
| MRK | MERCK & CO INC | 3,431 | $298 | 0.2% | $45.17 | +37.6% | COM | 58933Y105 |
| — | CELGENE CORP | 3,125 | $295 | 0.2% | $80.35 | — | COM | 151020104 |
| MU | MICRON TECHNOLOGY INC | 7,430 | $294 | 0.2% | $49.38 | -24.7% | COM | 595112103 |
| GIS | GENERAL MLS INC | 5,254 | $286 | 0.1% | $33.42 | +23.3% | COM | 370334104 |
| SWK | STANLEY BLACK & DECKER INC | 1,902 | $280 | 0.1% | $115.96 | -0.2% | COM | 854502101 |
| SCHP | SCHWAB STRATEGIC TR | 4,958 | $278 | 0.1% | $53.45 | — | US TIPS ETF | 808524870 |
| PEZ | INVESCO EXCHANGE TRADED FD T | 4,791 | $271 | 0.1% | $56.56 | — | DWA CYCLICALS | 46137V803 |
| ACN | ACCENTURE PLC IRELAND | 1,389 | $265 | 0.1% | $139.45 | +17.4% | SHS CLASS A | G1151C101 |
| PG | PROCTER AND GAMBLE CO | 2,292 | $261 | 0.1% | $74.75 | +21.1% | COM | 742718109 |
| COF | CAPITAL ONE FINL CORP | 2,787 | $259 | 0.1% | $82.96 | -3.8% | COM | 14040H105 |
| MET | METLIFE INC | 4,996 | $252 | 0.1% | $33.91 | +10.8% | COM | 59156R108 |
| NVS | NOVARTIS A G | 2,722 | $252 | 0.1% | $88.53 | — | SPONSORED ADR | 66987V109 |
| DHR | DANAHER CORPORATION | 1,721 | $250 | 0.1% | $87.89 | +30.8% | COM | 235851102 |
| MCD | MCDONALDS CORP | 1,170 | $249 | 0.1% | $150.31 | +12.9% | COM | 580135101 |
| TIP | ISHARES TR | 2,151 | $247 | 0.1% | $109.68 | — | TIPS BD ETF | 464287176 |
| — | VANECK VECTORS ETF TR | 16,857 | $244 | 0.1% | $26.26 | — | OIL SVCS ETF | 92189F718 |
| FPX | FIRST TR EXCHANGE TRADED FD | 1,635 | $241 | 0.1% | $137.43 | — | US EQTY OPPT ETF | 336920103 |
| RSPU | INVESCO EXCHANGE TRADED FD T | 2,388 | $240 | 0.1% | $88.38 | — | S&P500 EQL UTL | 46137V274 |
| CVS | CVS HEALTH CORP | 4,104 | $227 | 0.1% | $52.87 | -17.6% | COM | 126650100 |
| HYG | ISHARES TR | 2,590 | $226 | 0.1% | $86.59 | — | IBOXX HI YD ETF | 464288513 |
| FISV | FISERV INC | 2,393 | $225 | 0.1% | $72.61 | +20.7% | COM | 337738108 |
| HYS | PIMCO ETF TR | 2,226 | $224 | 0.1% | $100.34 | — | 0-5 HIGH YIELD | 72201R783 |
| SO | SOUTHERN CO | 3,925 | $221 | 0.1% | $37.42 | +10.5% | COM | 842587107 |
| OEF | ISHARES TR | 1,674 | $221 | 0.1% | $119.76 | — | S&P 100 ETF | 464287101 |
| SPMD | SPDR SERIES TRUST | 6,206 | $213 | 0.1% | $33.26 | — | PORTFOLIO MD ETF | 78464A847 |
| CTVA | CORTEVA INC | 7,278 | $210 | 0.1% | $25.02 | 0.0% | COM | 22052L104 |
| — | ALLERGAN PLC | 1,228 | $208 | 0.1% | $164.95 | — | SHS | G0177J108 |
| AGG | ISHARES TR | 1,863 | $208 | 0.1% | $106.56 | — | CORE US AGGBD ET | 464287226 |
| GLD | SPDR GOLD TRUST | 1,536 | $205 | 0.1% | $118.64 | — | GOLD SHS | 78463V107 |
| AMP | AMERIPRISE FINL INC | 1,353 | $200 | 0.1% | $128.32 | 0.0% | COM | 03076C106 |
| — | GOLAR LNG PARTNERS LP | 16,174 | $184 | 0.1% | $15.46 | — | COM UNIT LPI | Y2745C102 |
| — | WESTERN ASST INFLTN LKD INM | 11,395 | $132 | 0.1% | $11.43 | — | COM SH BEN INT | 95766Q106 |
| — | ELLSWORTH GRWTH AND INCOME L | 12,694 | $131 | 0.1% | $9.45 | — | COM | 289074106 |
| — | EUROPEAN EQUITY FUND | 10,485 | $93 | 0.0% | $9.42 | — | COM | 298768102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 10,995 | $46 | 0.0% | $4.36 | — | COM | 003009107 |
| — | WELLS FARGO & CO | 20,000 | $33 | 0.0% | $1.75 | — | MTNF 6/0 | 94986RQF1 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 30,004 | $30 | 0.0% | $1.00 | — | COM | 562803106 |
| — | J2 GLOBAL INC | 17,000 | $24 | 0.0% | $1.35 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | PROSPECT CAPITAL CORPORATION | 15,000 | $15 | 0.0% | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | NATIONAL HEALTH INVS INC | 10,000 | $12 | 0.0% | $1.12 | — | NOTE 3.250% 4/0 | 63633DAE4 |