CHARTIST INC /CA/ Diversified Active

Location: Seal Beach, CA

CIK: 0001129770 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: Apr 17, 2014

Total Value: $187M (100.0% shares, 0.0% debt)

Holdings (44)

— S P D R S&P 500 ETF TR EXPIRING 01/22/2118 14.0%

Value $26.24M Shares 142,041 Est. Cost $164.04 Unrealized —

MDYG SPDR S&P MIDCAP 400 ETF 8.0%

Value $15.04M Shares 61,419 Est. Cost $213.99 Unrealized —

IWM ISHARES TR RUSSELL 2000 ETF 5.0%

Value $9.291M Shares 82,240 Est. Cost $84.95 Unrealized —

IBB ISHARES NASDAQ BIO ETF NASDAQ BIOTECHNOLOGY 4.4%

Value $8.223M Shares 36,295 Est. Cost $180.39 Unrealized —

VTI VANGUARD TOTAL STOCK MKT 4.3%

Value $8.097M Shares 84,403 Est. Cost $83.82 Unrealized —

DIA SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF 4.1%

Value $7.613M Shares 46,805 Est. Cost $150.40 Unrealized —

XHB SPDR S&P HOMEBUILDERS ETF 4.1%

Value $7.61M Shares 239,021 Est. Cost $29.95 Unrealized —

KRE SPDR S&P REGIONAL BKING 3.8%

Value $7.085M Shares 173,689 Est. Cost $34.61 Unrealized —

IJR ISHARES CORE S&P ETF SMALLCAP 3.8%

Value $7.063M Shares 65,594 Est. Cost $91.56 Unrealized —

IYT ISHARES US TRANSN AVG TRANSPORTATION AVERAGE ETF 3.3%

Value $6.255M Shares 46,802 Est. Cost $111.51 Unrealized —

KBE SPDR S&P BANK ETF 3.2%

Value $6.029M Shares 180,567 Est. Cost $29.27 Unrealized —

— SPDR S&P OIL & GAS EXPL PRODUCTION ETF 3.1%

Value $5.892M Shares 82,686 Est. Cost $71.26 Unrealized —

XLI SECTOR SPDR INDL SELECT SHARES OF BENEFICIAL INT 3.1%

Value $5.812M Shares 112,025 Est. Cost $43.13 Unrealized —

VB VANGUARD SMALL CAP 3.1%

Value $5.791M Shares 52,600 Est. Cost $95.20 Unrealized —

VDE VANGUARD ENERGY ETF 3.0%

Value $5.667M Shares 44,173 Est. Cost $113.78 Unrealized —

IWO ISHARES TR RUSSELL 2000 GROWTH ETF 2.9%

Value $5.41M Shares 41,409 Est. Cost $113.40 Unrealized —

IYM ISHARES TR US BASIC MATERIALS ETF 2.7%

Value $5.042M Shares 61,221 Est. Cost $74.14 Unrealized —

XLB SECTOR SPDR MATERIALS FDSHARES OF BENEFICIAL INT 2.5%

Value $4.758M Shares 101,868 Est. Cost $38.90 Unrealized —

— ACTAVIS PLC F 1.7%

Value $3.117M Shares 15,878 Est. Cost $125.70 Unrealized —

BIIB BIOGEN IDEC INC 1.6%

Value $2.943M Shares 10,037 Est. Cost $258.65 Unrealized +22.7%

DIS DISNEY WALT CO 1.2%

Value $2.334M Shares 29,367 Est. Cost $56.11 Unrealized +24.2%

— DISCOVER FINANCIAL SVCS 1.2%

Value $2.28M Shares 39,969 Est. Cost $48.79 Unrealized —

ALL ALLSTATE CORPORATION 1.2%

Value $2.204M Shares 39,436 Est. Cost $37.12 Unrealized +11.9%

CMCSA COMCAST CORP NEW CL A 1.1%

Value $2.147M Shares 43,840 Est. Cost $18.38 Unrealized +8.6%

SHW SHERWIN WILLIAMS CO 1.1%

Value $2.022M Shares 10,553 Est. Cost $54.58 Unrealized +5.7%

— 21ST CENT FOX CL A 1.1%

Value $2.02M Shares 63,730 Est. Cost $33.79 Unrealized —

PHM PULTEGROUP INC 1.1%

Value $1.986M Shares 104,291 Est. Cost $17.55 Unrealized -3.1%

TJX T J X COS INC 1.0%

Value $1.906M Shares 31,728 Est. Cost $20.82 Unrealized +23.7%

— MICHAEL KORS HLDGS F 1.0%

Value $1.89M Shares 21,743 Est. Cost $63.63 Unrealized —

— SUNTRUST BANKS INC 1.0%

Value $1.873M Shares 47,862 Est. Cost $32.09 Unrealized —

HD HOME DEPOT INC 1.0%

Value $1.822M Shares 23,507 Est. Cost $56.05 Unrealized +7.5%

BUD ANHEUSER-BUSC INBEV ADRFSPONSORED ADR 1 ADR REPS 1 1.0%

Value $1.808M Shares 17,078 Est. Cost $90.44 Unrealized —

— LINKEDIN CORP 1.0%

Value $1.801M Shares 10,940 Est. Cost $181.70 Unrealized —

LEN LENNAR CORP CL A CLASS A 0.9%

Value $1.715M Shares 43,545 Est. Cost $34.18 Unrealized +1.0%

EBAY EBAY INC 0.9%

Value $1.604M Shares 30,050 Est. Cost $20.18 Unrealized +2.4%

TGT TARGET CORPORATION 0.7%

Value $1.357M Shares 22,326 Est. Cost $47.95 Unrealized -13.2%

DHI D R HORTON CO 0.7%

Value $1.324M Shares 60,915 Est. Cost $21.23 Unrealized -6.4%

— NUVEEN PFD & INCOME FD 0.2%

Value $458K Shares 20,000 Est. Cost $22.90 Unrealized —

— ACCELERATE DIAGNOSTICS 0.2%

Value $371K Shares 20,730 Est. Cost $8.55 Unrealized —

— PRUDENTIAL GLOBAL 0.2%

Value $355K Shares 20,000 Est. Cost $17.75 Unrealized —

— PRUDENTIAL SHORT DURA 0.2%

Value $300K Shares 16,600 Est. Cost $18.07 Unrealized —

— NEWS CORP NEW CL A 0.1%

Value $265K Shares 15,573 Est. Cost $32.57 Unrealized —

— DOUBLELINE INC SOLUTIONS 0.1%

Value $260K Shares 12,000 Est. Cost $21.67 Unrealized —

— GUGGENHEIM BUILD AMER BD 0.1%

Value $229K Shares 11,000 Est. Cost $20.82 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	S P D R S&P 500 ETF TR EXPIRING 01/22/2118	142,041	$26.24M	14.0%	$164.04	—	COM	78562F103
MDYG	SPDR S&P MIDCAP 400 ETF	61,419	$15.04M	8.0%	$213.99	—	COM	78464A821
IWM	ISHARES TR RUSSELL 2000 ETF	82,240	$9.291M	5.0%	$84.95	—	COM	464287655
IBB	ISHARES NASDAQ BIO ETF NASDAQ BIOTECHNOLOGY	36,295	$8.223M	4.4%	$180.39	—	COM	464287556
VTI	VANGUARD TOTAL STOCK MKT	84,403	$8.097M	4.3%	$83.82	—	COM	922908769
DIA	SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF	46,805	$7.613M	4.1%	$150.40	—	COM	78467X109
XHB	SPDR S&P HOMEBUILDERS ETF	239,021	$7.61M	4.1%	$29.95	—	COM	78464A888
KRE	SPDR S&P REGIONAL BKING	173,689	$7.085M	3.8%	$34.61	—	COM	78464A698
IJR	ISHARES CORE S&P ETF SMALLCAP	65,594	$7.063M	3.8%	$91.56	—	COM	464287804
IYT	ISHARES US TRANSN AVG TRANSPORTATION AVERAGE ETF	46,802	$6.255M	3.3%	$111.51	—	COM	464287192
KBE	SPDR S&P BANK ETF	180,567	$6.029M	3.2%	$29.27	—	COM	78464A797
—	SPDR S&P OIL & GAS EXPL PRODUCTION ETF	82,686	$5.892M	3.1%	$71.26	—	COM	76484A473
XLI	SECTOR SPDR INDL SELECT SHARES OF BENEFICIAL INT	112,025	$5.812M	3.1%	$43.13	—	COM	81369Y704
VB	VANGUARD SMALL CAP	52,600	$5.791M	3.1%	$95.20	—	COM	922908751
VDE	VANGUARD ENERGY ETF	44,173	$5.667M	3.0%	$113.78	—	COM	92204A306
IWO	ISHARES TR RUSSELL 2000 GROWTH ETF	41,409	$5.41M	2.9%	$113.40	—	COM	464287648
IYM	ISHARES TR US BASIC MATERIALS ETF	61,221	$5.042M	2.7%	$74.14	—	COM	464287838
XLB	SECTOR SPDR MATERIALS FDSHARES OF BENEFICIAL INT	101,868	$4.758M	2.5%	$38.90	—	COM	81369Y100
—	ACTAVIS PLC F	15,878	$3.117M	1.7%	$125.70	—	COM	00507K103
BIIB	BIOGEN IDEC INC	10,037	$2.943M	1.6%	$258.65	+22.7%	COM	09062X103
DIS	DISNEY WALT CO	29,367	$2.334M	1.2%	$56.11	+24.2%	COM	254687106
—	DISCOVER FINANCIAL SVCS	39,969	$2.28M	1.2%	$48.79	—	COM	254709108
ALL	ALLSTATE CORPORATION	39,436	$2.204M	1.2%	$37.12	+11.9%	COM	020002101
CMCSA	COMCAST CORP NEW CL A	43,840	$2.147M	1.1%	$18.38	+8.6%	COM	20030N101
SHW	SHERWIN WILLIAMS CO	10,553	$2.022M	1.1%	$54.58	+5.7%	COM	824348106
—	21ST CENT FOX CL A	63,730	$2.02M	1.1%	$33.79	—	COM	90130A101
PHM	PULTEGROUP INC	104,291	$1.986M	1.1%	$17.55	-3.1%	COM	745867101
TJX	T J X COS INC	31,728	$1.906M	1.0%	$20.82	+23.7%	COM	872540109
—	MICHAEL KORS HLDGS F	21,743	$1.89M	1.0%	$63.63	—	COM	G60754101
—	SUNTRUST BANKS INC	47,862	$1.873M	1.0%	$32.09	—	COM	867914103
HD	HOME DEPOT INC	23,507	$1.822M	1.0%	$56.05	+7.5%	COM	437076102
BUD	ANHEUSER-BUSC INBEV ADRFSPONSORED ADR 1 ADR REPS 1	17,078	$1.808M	1.0%	$90.44	—	COM	03524A108
—	LINKEDIN CORP	10,940	$1.801M	1.0%	$181.70	—	COM	53578A108
LEN	LENNAR CORP CL A CLASS A	43,545	$1.715M	0.9%	$34.18	+1.0%	COM	526057104
EBAY	EBAY INC	30,050	$1.604M	0.9%	$20.18	+2.4%	COM	278642103
TGT	TARGET CORPORATION	22,326	$1.357M	0.7%	$47.95	-13.2%	COM	87612E106
DHI	D R HORTON CO	60,915	$1.324M	0.7%	$21.23	-6.4%	COM	23331A109
—	NUVEEN PFD & INCOME FD	20,000	$458K	0.2%	$22.90	—	COM	67073b106
—	ACCELERATE DIAGNOSTICS	20,730	$371K	0.2%	$8.55	—	COM	004304200
—	PRUDENTIAL GLOBAL	20,000	$355K	0.2%	$17.75	—	COM	74433a109
—	PRUDENTIAL SHORT DURA	16,600	$300K	0.2%	$18.07	—	COM	74442f107
—	NEWS CORP NEW CL A	15,573	$265K	0.1%	$32.57	—	COM	65248E104
—	DOUBLELINE INC SOLUTIONS	12,000	$260K	0.1%	$21.67	—	COM	258622109
—	GUGGENHEIM BUILD AMER BD	11,000	$229K	0.1%	$20.82	—	COM	401664107