Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 10, 2017
Total Value: $862M (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC. COM | 4,393,055 | $136M | 15.7% | $24.16 | -4.6% | PRIVATE INVESTME | 361438104 |
| NXPI | NXP SEMICONDUCTORS N V COM | 459,625 | $45.05M | 5.2% | $88.31 | 0.0% | COM | N6596X109 |
| — | ST JUDE MEDICAL CENTER INC | 493,527 | $39.58M | 4.6% | $78.74 | — | COM | 790849103 |
| — | WHITEWAVE FOODS CO - A | 580,351 | $32.27M | 3.7% | $54.63 | — | COM | 966244105 |
| — | RITE AID CORP COM | 3,044,386 | $25.09M | 2.9% | $7.78 | — | COM | 767754104 |
| — | VALSPAR CORP COM | 219,565 | $22.75M | 2.6% | $106.69 | — | COM | 920355104 |
| — | FMC TECHNOLOGIES INC COM | 631,489 | $22.44M | 2.6% | $32.06 | — | COM | 30249U101 |
| — | SYNGENTA AG ADR SPONSORED | 279,985 | $22.13M | 2.6% | $82.94 | — | COM | 87160A100 |
| — | LINEAR TECHNOLOGY CORP | 325,488 | $20.29M | 2.4% | $60.13 | — | COM | 535678106 |
| — | LIBERTY SIRIUS GROUP C | 596,000 | $20.22M | 2.3% | $31.05 | — | COM | 531229607 |
| HUM | HUMANA INC COM | 92,137 | $18.8M | 2.2% | $162.59 | +8.7% | COM | 444859102 |
| — | MENTOR GRAPHICS CORP COM | 498,542 | $18.39M | 2.1% | $36.89 | — | COM | 587200106 |
| — | ALERE INC | 469,239 | $18.29M | 2.1% | $47.51 | — | COM | 01449J105 |
| — | LIFELOCK INC COM | 751,717 | $17.98M | 2.1% | $23.79 | — | COM | 53224V100 |
| — | JOY GLOBAL INC COM | 621,665 | $17.41M | 2.0% | $27.82 | — | COM | 481165108 |
| — | TEAM HEALTH HOLDINGS INC COM | 392,413 | $17.05M | 2.0% | $43.45 | — | COM | 87817A107 |
| — | ENDURANCE SPECIALTY HLDGS LTSH | 184,045 | $17.01M | 2.0% | $92.40 | — | COM | G30397106 |
| — | MEDIA GEN INC NEW COM | 831,534 | $15.66M | 1.8% | $15.96 | — | COM | 58441K100 |
| — | CST BRANDS INC COM | 323,630 | $15.58M | 1.8% | $46.71 | — | COM | 12646R105 |
| — | PRIVATEBANCORP INC COM | 276,982 | $15.01M | 1.7% | $45.76 | — | COM | 742962103 |
| — | CABELAS INC- CL A COM | 256,039 | $14.99M | 1.7% | $57.59 | — | COM | 126804301 |
| — | HARMAN INTL INDS INC NEW COM | 128,300 | $14.26M | 1.7% | $111.16 | — | COM | 413086109 |
| — | GDL FUND | 1,418,091 | $13.95M | 1.6% | $10.01 | — | MUTUAL FUNDS | 361570104 |
| — | WESTAR ENERGY INC | 243,044 | $13.7M | 1.6% | $56.44 | — | COM | 95709T100 |
| — | CHEMTURA CORP COM NEW | 407,547 | $13.53M | 1.6% | $32.94 | — | COM | 163893209 |
| — | YAHOO INC. | 348,344 | $13.47M | 1.6% | $40.24 | — | COM | 984332106 |
| — | CLARCOR INC | 149,625 | $12.34M | 1.4% | $82.47 | — | COM | 179895107 |
| — | TIME WARNER INC COM | 121,064 | $11.69M | 1.4% | $96.53 | — | COM | 887317303 |
| — | GABELLI DIV&INC TR COM | 518,628 | $10.39M | 1.2% | $18.49 | — | MUTUAL FUNDS | 36242H104 |
| — | BROCADE COMMUNICATIONS SYS ICO | 741,647 | $9.263M | 1.1% | $12.49 | — | COM | 111621306 |
| — | EVERBANK FINL CORP COM | 459,703 | $8.941M | 1.0% | $19.41 | — | COM | 29977G102 |
| — | G & K SVCS INC CL A | 81,553 | $7.866M | 0.9% | $96.30 | — | COM | 361268105 |
| — | ALLIED WRLD ASSUR COM HLDG ASH | 130,700 | $7.02M | 0.8% | $53.71 | — | COM | H01531104 |
| LEN/B | LENNAR B SHARES | 202,219 | $6.977M | 0.8% | $29.23 | -2.6% | COM | 526057302 |
| — | INTEROIL CORP COM | 141,837 | $6.749M | 0.8% | $46.33 | — | COM | 460951106 |
| — | INTERSIL HLDG CORP CL A | 289,983 | $6.467M | 0.8% | $21.93 | — | COM | 46069S109 |
| — | LEVEL 3 COMM | 114,510 | $6.454M | 0.7% | $56.36 | — | COM | 52729N308 |
| — | AEP INDS INC COM | 54,794 | $6.362M | 0.7% | $109.37 | — | COM | 001031103 |
| — | UNIVERSAL AMERICAN CORP | 548,981 | $5.462M | 0.6% | $9.95 | — | COM | 91338E101 |
| — | NEUSTAR INC CL A | 136,354 | $4.554M | 0.5% | $33.40 | — | COM | 64126X201 |
| WFC | WELLS FARGO & CO NEW | 81,743 | $4.505M | 0.5% | $27.36 | +42.6% | COM | 949746101 |
| — | VASCULAR SOLUTIONS INC COM | 77,695 | $4.359M | 0.5% | $56.10 | — | COM | 92231M109 |
| HPE | HEWLETT PACKARD ENTERPRISE CCO | 187,200 | $4.332M | 0.5% | $9.72 | +5.3% | COM | 42824C109 |
| — | HEADWATERS INC COM | 173,750 | $4.087M | 0.5% | $23.52 | — | COM | 42210P102 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 236,473 | $3.973M | 0.5% | $16.65 | — | MUTUAL FUNDS | 36242L105 |
| — | MONSANTO CO NEW COM | 37,600 | $3.956M | 0.5% | $103.33 | — | COM | 61166W101 |
| — | ASTORIA FINL CORP COM | 184,590 | $3.443M | 0.4% | $17.89 | — | COM | 046265104 |
| — | LORAL SPACE & COMMUNICATNS ICO | 81,065 | $3.328M | 0.4% | $49.63 | — | COM | 543881106 |
| — | COLUMBIA PIPELINE PARTNERS LCO | 194,000 | $3.327M | 0.4% | $17.15 | — | COM | 198281107 |
| — | WCI CMNTYS INC COM PAR $0.01 | 135,800 | $3.185M | 0.4% | $23.56 | — | COM | 92923C807 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2.453M | 0.3% | $7.17 | +10.0% | COM | 169656105 |
| BAC | BANK OF AMERICA | 108,729 | $2.403M | 0.3% | $10.03 | +56.4% | COM | 060505104 |
| LSCC | LATTICE SEMICONDUCTOR CORP COM | 319,106 | $2.349M | 0.3% | $7.36 | — | COM | 518415104 |
| — | INVENSENSE INC COM | 183,200 | $2.343M | 0.3% | $12.79 | — | COM | 46123D205 |
| — | TWENTY FIRST CENTY FOX B | 81,954 | $2.233M | 0.3% | $28.24 | — | COM | 90130A200 |
| — | CASCADE BANCORP COM NEW | 271,134 | $2.202M | 0.3% | $8.12 | — | COM | 147154207 |
| — | APOLLO EDUCATION | 221,859 | $2.196M | 0.3% | $8.45 | — | COM | 037604105 |
| — | INTELIQUENT INC COM | 91,441 | $2.096M | 0.2% | $22.92 | — | COM | 45825N107 |
| — | GABELLI GO ANYWHERE TRUST | 97,920 | $1.971M | 0.2% | $20.13 | — | MUTUAL FUNDS | 36250J109 |
| — | KKR & CO. L.P | 120,410 | $1.853M | 0.2% | $15.59 | — | COM | 48248M102 |
| — | GABELLI GO ANYWHERE TRUST 8 1 | 32,640 | $1.692M | 0.2% | $51.84 | — | PREFERRED STOCKS | 36250J208 |
| — | CYPRESS SEMICONDUCTOR CORP COM | 147,200 | $1.684M | 0.2% | $11.88 | — | COM | 232806109 |
| — | KATE SPADE & CO COM | 86,550 | $1.616M | 0.2% | $18.67 | — | COM | 485865109 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.604M | 0.2% | $16.93 | +3.9% | COM | 403829104 |
| FCX | FREEPORT MCMORAN COPPER&GOLD C | 115,400 | $1.522M | 0.2% | $6.37 | +82.1% | COM | 35671D857 |
| — | PROSHARES TRUST PSHS ULSHT SP5 | 100,000 | $1.511M | 0.2% | $17.68 | — | ETF - EQUITY | 74347B300 |
| — | LIBERTY GLOBAL PLC SHS CL C | 47,799 | $1.42M | 0.2% | $28.65 | — | COM | G5480U120 |
| IBKR | INTERACTIVE BROKERS | 34,000 | $1.241M | 0.1% | $9.71 | -11.8% | COM | 45841N107 |
| POST | POST HOLDINGS INC | 15,000 | $1.206M | 0.1% | $34.36 | +47.0% | COM | 737446104 |
| — | BANCROFT FUND LTD COM | 55,400 | $1.121M | 0.1% | $18.19 | — | MUTUAL FUNDS | 059695106 |
| GLD | SPDR GOLD TRUST GOLD SHS | 10,000 | $1.096M | 0.1% | $112.98 | — | COM | 78463V107 |
| DVN | DEVON ENERGY CORP NEW | 23,200 | $1.06M | 0.1% | $16.97 | +83.5% | COM | 25179M103 |
| PEP | PEPSICO INC | 10,000 | $1.046M | 0.1% | $64.88 | +22.3% | COM | 713448108 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 16,395 | $1.033M | 0.1% | $51.93 | — | COM | 78377T107 |
| ADBE | ADOBE SYSTEMS INC COM | 10,000 | $1.03M | 0.1% | $70.88 | +49.4% | COM | 00724F101 |
| CVX | CHEVRON CORP | 8,600 | $1.012M | 0.1% | $58.05 | +27.1% | COM | 166764100 |
| AKAM | AKAMAI TECHNOLOGIES INC COM | 15,000 | $1M | 0.1% | $60.64 | +5.0% | COM | 00971T101 |
| — | APACHE CORP | 15,500 | $984K | 0.1% | $48.84 | — | COM | 037411105 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $900K | 0.1% | $26.58 | +33.5% | COM | 064058100 |
| — | GAS NAT INC COM | 64,100 | $804K | 0.1% | $12.54 | — | COM | 367204104 |
| AVA | AVISTA CORP COM | 20,000 | $800K | 0.1% | $21.73 | +28.1% | COM | 05379B107 |
| — | BLUE NILE INC COM | 17,700 | $719K | 0.1% | $40.62 | — | COM | 09578R103 |
| SONY | SONY CORP-ADR (B:SNE US) | 25,000 | $701K | 0.1% | $20.26 | — | COM | 835699307 |
| — | GABELLI MULTIMEDIA TRST INC | 89,162 | $646K | 0.1% | $7.48 | — | MUTUAL FUNDS | 36239Q109 |
| — | INTRALINKS HLDGS INC COM | 47,651 | $644K | 0.1% | $13.51 | — | COM | 46118H104 |
| MDLZ | MONDELEZ INTERNATIONAL | 14,500 | $643K | 0.1% | $28.98 | +19.8% | COM | 609207105 |
| — | SNYDERS LANCE INC COM | 16,500 | $633K | 0.1% | $31.56 | — | COM | 833551104 |
| MSFT | MICROSOFT CORP | 10,000 | $621K | 0.1% | $37.66 | +43.2% | COM | 594918104 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS CL A | 19,524 | $597K | 0.1% | $29.04 | — | COM | G5480U104 |
| DGII | DIGI INTL INC COM | 42,500 | $584K | 0.1% | $12.26 | 0.0% | COM | 253798102 |
| — | DATALINK CORP COM | 50,500 | $569K | 0.1% | $11.27 | — | COM | 237934104 |
| — | GABELLI GLB SML & MD CP VAL CO | 52,190 | $553K | 0.1% | $10.40 | — | MUTUAL FUNDS | 36249W104 |
| — | CBS CORP CLASS A | 8,400 | $544K | 0.1% | $48.78 | — | COM | 124857103 |
| — | DESTINATION MATERNITY CORP COM | 103,700 | $536K | 0.1% | $5.17 | — | COM | 25065D100 |
| ETN | EATON CORP PLC SHS | 7,900 | $530K | 0.1% | $47.54 | +13.9% | COM | G29183103 |
| — | REYNOLDS AMERICAN INC | 9,200 | $516K | 0.1% | $56.09 | — | COM | 761713106 |
| — | IONS 1.000 11/15/21 | 500,000 | $511K | 0.1% | $0.93 | — | CONVERTIBLE BOND | 464337AJ3 |
| — | BTO CN 3 1/4 10/1/18 | 500,000 | $510K | 0.1% | $0.89 | — | CONVERTIBLE BOND | 11777QAB6 |
| CW | CURTISS WRIGHT CORP | 5,000 | $492K | 0.1% | $63.33 | +43.8% | COM | 231561101 |
| — | HARVEST NATURAL RESOURCES IN | 78,986 | $488K | 0.1% | $6.18 | — | COM | 41754V202 |
| C | CITIGROUP INC | 8,000 | $475K | 0.1% | $38.81 | +4.7% | COM | 172967424 |
| — | MYLAN N V ORD SHARES | 12,287 | $469K | 0.1% | $38.14 | — | COM | N59465109 |
| PNC | PNC FINANCIAL CORP | 4,000 | $468K | 0.1% | $66.73 | +15.6% | COM | 693475105 |
| — | EARTHLINK HLDGS CORP COM | 80,505 | $454K | 0.1% | $5.64 | — | COM | 27033X101 |
| — | TESLA MOTORS 1.250 03/1/21 | 500,000 | $432K | 0.1% | $0.85 | — | CONVERTIBLE BOND | 88160RAC5 |
| — | ALLERGAN PLC SHS | 2,050 | $431K | 0.0% | $264.04 | — | COM | G0177J108 |
| TDS | TELEPHONE & DATA SYS | 14,800 | $427K | 0.0% | $22.82 | +19.5% | COM | 879433829 |
| — | VIACOM INC NEW CL A | 10,200 | $393K | 0.0% | $52.95 | — | COM | 92553P102 |
| AD | UNITED STATES CELLULAR CORP | 8,900 | $389K | 0.0% | $23.13 | -5.2% | COM | 911684108 |
| — | MIC 2.875 07/15/19 | 325,000 | $378K | 0.0% | $1.13 | — | CORPORATE BONDS | 55608BAA3 |
| — | LIBERTY INTERACTIVE CORP LBT V | 10,200 | $376K | 0.0% | $36.86 | — | COM | 53071M856 |
| CHTR | CHARTER COMMUNICATIONS INC | 1,302 | $375K | 0.0% | $214.89 | +25.3% | COM | 16119P108 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 6,000 | $360K | 0.0% | $60.00 | — | COM | 451100101 |
| CNS | COHEN & STEERS INC COM | 10,500 | $353K | 0.0% | $18.70 | +27.1% | COM | 19247A100 |
| — | APPLIED MICRO CIRCUITS CORP CO | 41,563 | $343K | 0.0% | $8.25 | — | COM | 03822W406 |
| NEM | NEWMONT MINING CORP HOLDING CO | 10,000 | $341K | 0.0% | $14.41 | +86.5% | COM | 651639106 |
| — | PDCE 1 1/8 9/15/21 | 300,000 | $336K | 0.0% | $1.07 | — | CONVERTIBLE BOND | 69327RAD3 |
| — | INTEL CORP 3.25 8/1/39 144A | 175,000 | $309K | 0.0% | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $298K | 0.0% | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,000 | $282K | 0.0% | $126.34 | +13.8% | COM | 883556102 |
| — | AVIRAGEN THERAPEUTICS INC | 224,477 | $276K | 0.0% | $1.40 | — | COM | 053761102 |
| — | LIBERTY EXPEDIA HOLDINGS SER A | 6,800 | $270K | 0.0% | $39.71 | — | COM | 53046P109 |
| IBB | ISHARES TR NASDQ BIO INDX | 1,000 | $265K | 0.0% | $265.00 | — | MUTUAL FUNDS | 464287556 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 12,500 | $261K | 0.0% | $27.83 | — | COM | 40049J206 |
| HCA | HCA HOLDINGS INC COM | 3,500 | $259K | 0.0% | $76.71 | -9.2% | COM | 40412C101 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 35,200 | $256K | 0.0% | $1.80 | +335.9% | COM | 218352102 |
| — | GENERAL ELEC CO | 8,000 | $253K | 0.0% | $31.16 | — | COM | 369604103 |
| NFG | NATIONAL FUEL GAS CO N J COM | 4,400 | $249K | 0.0% | $54.54 | +0.3% | COM | 636180101 |
| XYL | XYLEM INC | 5,000 | $248K | 0.0% | $32.65 | +39.1% | COM | 98419M100 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $235K | 0.0% | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| — | INTERNAP NETWORK SVCS CORP COM | 152,638 | $235K | 0.0% | $6.40 | — | COM | 45885A300 |
| — | ACOR 1 3/4 6/15/21 | 300,000 | $230K | 0.0% | $0.89 | — | CONVERTIBLE BOND | 00484MAA4 |
| — | GLOBAL SOURCES LTD COM | 24,835 | $220K | 0.0% | $7.81 | — | COM | G39300101 |
| — | HC2 HLDGS INC COM | 37,100 | $220K | 0.0% | $8.43 | — | COM | 404139107 |
| — | LIBERTY BRAVES GROUP C | 10,678 | $220K | 0.0% | $14.70 | — | COM | 531229888 |
| — | SUPERIOR INDS INTL INC | 8,000 | $211K | 0.0% | $26.75 | — | COM | 868168105 |
| WYNN | WYNN RESORTS LTD COM | 2,400 | $208K | 0.0% | $84.03 | 0.0% | COM | 983134107 |
| SPY | SPDR S&P 500 ETF TRUST | 929 | $208K | 0.0% | $209.38 | — | COM | 78462F103 |
| AXP | AMERICAN EXPRESS CO | 2,800 | $207K | 0.0% | $60.34 | +1.1% | COM | 025816109 |
| — | EXPRESS SCRIPTS HOLDING COMPAN | 3,000 | $206K | 0.0% | $68.67 | — | COM | 30219G108 |
| ZBH | ZIMMER BIOMET HLDG | 2,000 | $206K | 0.0% | $99.44 | 0.0% | COM | 98956P102 |
| SSP | SCRIPPS E W CO OHIO CL A | 10,552 | $204K | 0.0% | $11.98 | +1.8% | COM | 811054402 |
| — | DISH NETWORK CORPORATION | 3,500 | $203K | 0.0% | $58.00 | — | COM | 25470M109 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 3,000 | $201K | 0.0% | $19.86 | -4.1% | COM | 631103108 |
| — | LIONBRIDGE TECHNOLOGIES INC CO | 33,083 | $192K | 0.0% | $5.80 | — | COM | 536252109 |
| — | WEATHERFORD INTERNATIONAL PLC | 31,500 | $157K | 0.0% | $7.00 | — | COM | G48833100 |
| — | FEDERAL MOGUL CORP CL A | 14,750 | $152K | 0.0% | $13.19 | — | COM | 313549404 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $129K | 0.0% | $3.74 | +76.3% | COM | 011532108 |
| OPK | OPKO HEALTH INC COM | 10,000 | $93,000 | 0.0% | $13.24 | -21.8% | COM | 68375N103 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 17,000 | $86,000 | 0.0% | $7.44 | — | COM | 18451C109 |
| — | VIMPELCOM LTD-SPON ADR-W/I | 12,000 | $46,000 | 0.0% | $3.83 | — | COM | 92719A106 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $2,000 | 0.0% | $0.06 | — | WARRANT AND RIGH | 203668116 |
| — | KINDER MORGAN INC WT EXP 05/25 | 232,081 | $2,000 | 0.0% | $3.04 | — | WARRANT AND RIGH | 49456B119 |