Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $854M (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS, INC. COM | 4,393,055 | $125M | 14.6% | $24.16 | -0.8% | PRIVATE INVESTME | 361438104 |
| — | LINKEDIN CORP COM CL A | 255,702 | $48.87M | 5.7% | $189.79 | — | COM | 53578A108 |
| — | ST JUDE MEDICAL CENTER INC | 331,313 | $26.43M | 3.1% | $78.03 | — | COM | 790849103 |
| — | WHITEWAVE FOODS CO - A | 482,189 | $26.25M | 3.1% | $54.43 | — | COM | 966244105 |
| — | FLEETMATICS GROUP PLC COM | 420,422 | $25.22M | 3.0% | $59.98 | — | COM | G35569105 |
| HUM | HUMANA INC COM | 130,475 | $23.08M | 2.7% | $162.59 | -1.2% | COM | 444859102 |
| — | RITE AID CORP COM | 2,951,237 | $22.7M | 2.7% | $7.77 | — | COM | 767754104 |
| — | ALERE INC | 523,582 | $22.64M | 2.6% | $47.51 | — | COM | 01449J105 |
| — | SYNGENTA AG ADR SPONSORED | 254,560 | $22.3M | 2.6% | $83.33 | — | COM | 87160A100 |
| — | VALSPAR CORP COM | 183,115 | $19.42M | 2.3% | $107.30 | — | COM | 920355104 |
| — | LIBERTY SIRIUS GROUP C | 581,000 | $19.41M | 2.3% | $30.98 | — | COM | 531229607 |
| — | PRIVATEBANCORP INC COM | 406,641 | $18.67M | 2.2% | $45.76 | — | COM | 742962103 |
| — | INCONTACT INC COM | 1,187,895 | $16.61M | 1.9% | $13.91 | — | COM | 45336E109 |
| — | RACKSPACE HOSTING INC | 517,821 | $16.41M | 1.9% | $31.69 | — | COM | 750086100 |
| — | YAHOO INC. | 366,544 | $15.8M | 1.8% | $40.24 | — | COM | 984332106 |
| — | MEDIA GEN INC NEW COM | 831,534 | $15.32M | 1.8% | $15.96 | — | COM | 58441K100 |
| — | LEXMARK INTL GROUP INC CL A | 382,599 | $15.29M | 1.8% | $38.80 | — | COM | 529771107 |
| — | CVENT INC COM | 461,892 | $14.65M | 1.7% | $34.86 | — | COM | 23247G109 |
| — | GDL FUND | 1,418,091 | $14.11M | 1.7% | $10.01 | — | MUTUAL FUNDS | 361570104 |
| — | LINEAR TECHNOLOGY CORP | 236,208 | $14.01M | 1.6% | $59.29 | — | COM | 535678106 |
| — | CST BRANDS INC COM | 267,834 | $12.88M | 1.5% | $46.42 | — | COM | 12646R105 |
| — | PIEDMONT NAT GAS INC COM | 211,443 | $12.7M | 1.5% | $59.05 | — | COM | 720186105 |
| — | JOY GLOBAL INC COM | 432,648 | $12M | 1.4% | $27.74 | — | COM | 481165108 |
| — | CEPHEID COM | 226,559 | $11.94M | 1.4% | $52.69 | — | COM | 15670R107 |
| — | INGRAM MICRO INC-CL A | 330,886 | $11.8M | 1.4% | $35.45 | — | COM | 457153104 |
| KLAC | KLA TENCOR CORP | 162,052 | $11.3M | 1.3% | $54.64 | +12.5% | COM | 482480100 |
| — | FMC TECHNOLOGIES INC COM | 374,313 | $11.11M | 1.3% | $29.67 | — | COM | 30249U101 |
| — | WESTAR ENERGY INC | 194,952 | $11.06M | 1.3% | $56.46 | — | COM | 95709T100 |
| — | NETSUITE INC COM | 95,272 | $10.55M | 1.2% | $110.69 | — | COM | 64118Q107 |
| — | PRESS GANEY HLDGS INC COM | 254,222 | $10.27M | 1.2% | $40.40 | — | COM | 74113L102 |
| — | GABELLI DIV&INC TR COM | 509,873 | $9.795M | 1.1% | $18.47 | — | MUTUAL FUNDS | 36242H104 |
| — | SILICON GRAPHICS INTL CORP COM | 1,007,838 | $7.76M | 0.9% | $7.70 | — | COM | 82706L108 |
| — | RAPTOR PHARMACEUTICAL CORPORAT | 831,050 | $7.455M | 0.9% | $8.97 | — | COM | 75382F106 |
| — | CYNAPSUS THERAPEUTICS INC COM | 179,375 | $7.216M | 0.8% | $40.23 | — | COM | 23257Y859 |
| — | INTERSIL HLDG CORP CL A | 310,416 | $6.807M | 0.8% | $21.93 | — | COM | 46069S109 |
| LEN/B | LENNAR B SHARES | 202,219 | $6.788M | 0.8% | $29.23 | +6.1% | COM | 526057302 |
| — | INTEROIL CORP COM | 127,392 | $6.487M | 0.8% | $46.19 | — | COM | 460951106 |
| — | AMERICAN CAP LTD COM | 382,875 | $6.474M | 0.8% | $16.72 | — | COM | 02503Y103 |
| — | VIRGIN AMER INC COM VTG | 119,046 | $6.37M | 0.7% | $54.12 | — | COM | 92765X208 |
| — | AEP INDS INC COM | 54,794 | $5.993M | 0.7% | $109.37 | — | COM | 001031103 |
| — | NATIONAL INTERSTATE CORP COM | 163,829 | $5.329M | 0.6% | $28.96 | — | COM | 63654U100 |
| — | TALEN ENERGY CORP | 359,382 | $4.977M | 0.6% | $13.72 | — | COM | 87422J105 |
| — | CARMIKE CINEMAS INC COM | 138,170 | $4.517M | 0.5% | $31.46 | — | COM | 143436400 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 233,670 | $4.274M | 0.5% | $16.65 | — | MUTUAL FUNDS | 36242L105 |
| — | CHEMTURA CORP COM NEW | 128,658 | $4.221M | 0.5% | $32.38 | — | COM | 163893209 |
| — | DELL TECHNOLOGIES INC COM CL V | 87,342 | $4.175M | 0.5% | $47.80 | — | COM | 24703L103 |
| — | VITAE PHARMACEUTICALS INC COM | 196,992 | $4.121M | 0.5% | $20.92 | — | COM | 92847N103 |
| — | APOLLO EDUCATION | 499,101 | $3.968M | 0.5% | $8.45 | — | COM | 037604105 |
| — | ROFIN SINAR TECHNOLOGIES INCCO | 122,300 | $3.936M | 0.5% | $32.05 | — | COM | 775043102 |
| — | INFOBLOX INC COM | 145,550 | $3.838M | 0.4% | $26.37 | — | COM | 45672H104 |
| — | CABELAS INC- CL A COM | 67,925 | $3.731M | 0.4% | $54.93 | — | COM | 126804301 |
| — | LORAL SPACE & COMMUNICATNS ICO | 92,672 | $3.624M | 0.4% | $49.63 | — | COM | 543881106 |
| WFC | WELLS FARGO & CO NEW | 81,743 | $3.62M | 0.4% | $27.36 | +34.6% | COM | 949746101 |
| — | EVERBANK FINL CORP COM | 185,052 | $3.583M | 0.4% | $19.36 | — | COM | 29977G102 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 214,860 | $3.431M | 0.4% | $23.42 | — | COM | 398438408 |
| — | GABELLI GO ANYWHERE TRUST/TH C | 32,640 | $3.152M | 0.4% | $96.57 | — | MUTUAL FUNDS | 36250J307 |
| — | SUNEDISON SEMICONDUCTOR LTD SH | 275,480 | $3.138M | 0.4% | $11.39 | — | COM | Y8213L102 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2.753M | 0.3% | $7.17 | +14.6% | COM | 169656105 |
| — | TOBIRA THERAPEUTICS INC COM | 69,175 | $2.749M | 0.3% | $39.74 | — | COM | 88883P101 |
| HPE | HEWLETT PACKARD ENTERPRISE CCO | 120,400 | $2.739M | 0.3% | $9.43 | 0.0% | COM | 42824C109 |
| AMCX | AMC NETWORKS INC CL A | 52,500 | $2.723M | 0.3% | $61.73 | -11.2% | COM | 00164V103 |
| — | MONSANTO CO NEW COM | 26,200 | $2.678M | 0.3% | $102.50 | — | COM | 61166W101 |
| — | APIGEE CORP COM | 124,541 | $2.167M | 0.3% | $17.40 | — | COM | 03765N108 |
| — | OFFICE DEPOT INC | 500,109 | $1.785M | 0.2% | $8.19 | — | COM | 676220106 |
| — | KKR & CO. L.P | 120,410 | $1.717M | 0.2% | $15.59 | — | COM | 48248M102 |
| BAC | BANK OF AMERICA | 108,729 | $1.702M | 0.2% | $10.03 | +20.4% | COM | 060505104 |
| — | LIBERTY GLOBAL PLC SHS CL C | 50,337 | $1.663M | 0.2% | $28.65 | — | COM | G5480U120 |
| — | MORGANS HOTEL GROUP CO COM | 816,812 | $1.65M | 0.2% | $4.86 | — | COM | 61748W108 |
| — | PROSHARES TRUST PSHS ULSHT SP5 | 100,000 | $1.639M | 0.2% | $17.68 | — | ETF - EQUITY | 74347B300 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.631M | 0.2% | $16.93 | +7.4% | COM | 403829104 |
| — | VIACOM INC NEW CL A | 36,000 | $1.542M | 0.2% | $52.95 | — | COM | 92553P102 |
| — | DTS INC | 35,382 | $1.505M | 0.2% | $42.54 | — | COM | 23335C101 |
| — | MONSTER WORLDWIDE INC COM | 392,684 | $1.418M | 0.2% | $3.61 | — | COM | 611742107 |
| CVX | CHEVRON CORP | 13,600 | $1.4M | 0.2% | $58.05 | +18.0% | COM | 166764100 |
| — | INTERACTIVE INTELLIGENCE GROCO | 22,251 | $1.338M | 0.2% | $60.13 | — | COM | 45841V109 |
| — | WCI CMNTYS INC COM PAR $0.01 | 52,950 | $1.256M | 0.1% | $23.72 | — | COM | 92923C807 |
| FCX | FREEPORT MCMORAN COPPER&GOLD C | 115,400 | $1.253M | 0.1% | $6.37 | +63.7% | COM | 35671D857 |
| IBKR | INTERACTIVE BROKERS | 34,000 | $1.199M | 0.1% | $9.71 | -14.5% | COM | 45841N107 |
| — | G & K SVCS INC CL A | 12,318 | $1.176M | 0.1% | $95.47 | — | COM | 361268105 |
| — | BANCROFT FUND LTD COM | 55,400 | $1.163M | 0.1% | $18.19 | — | MUTUAL FUNDS | 059695106 |
| POST | POST HOLDINGS INC | 15,000 | $1.158M | 0.1% | $34.36 | +59.7% | COM | 737446104 |
| — | CYPRESS SEMICONDUCTOR CORP COM | 90,200 | $1.097M | 0.1% | $12.16 | — | COM | 232806109 |
| PEP | PEPSICO INC | 10,000 | $1.088M | 0.1% | $64.88 | +25.0% | COM | 713448108 |
| ADBE | ADOBE SYSTEMS INC COM | 10,000 | $1.085M | 0.1% | $70.88 | +41.6% | COM | 00724F101 |
| DVN | DEVON ENERGY CORP NEW | 23,200 | $1.023M | 0.1% | $16.97 | +68.4% | COM | 25179M103 |
| — | APACHE CORP | 15,500 | $990K | 0.1% | $48.84 | — | COM | 037411105 |
| — | ACCURIDE CORP NEW | 336,045 | $860K | 0.1% | $2.56 | — | COM | 00439T206 |
| AVA | AVISTA CORP COM | 20,000 | $836K | 0.1% | $21.73 | +33.3% | COM | 05379B107 |
| SONY | SONY CORP-ADR (B:SNE US) | 25,000 | $830K | 0.1% | $20.26 | — | COM | 835699307 |
| BK | BANK OF NEW YORK MELLON CORP | 20,000 | $798K | 0.1% | $26.58 | +17.7% | COM | 064058100 |
| AKAM | AKAMAI TECHNOLOGIES INC COM | 15,000 | $795K | 0.1% | $60.64 | -11.7% | COM | 00971T101 |
| — | MEAD JOHNSON | 10,000 | $790K | 0.1% | $91.90 | — | COM | 582839106 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 16,395 | $790K | 0.1% | $51.93 | — | COM | 78377T107 |
| SATS | ECHOSTAR CORP-A | 17,500 | $767K | 0.1% | $41.00 | -22.7% | COM | 278768106 |
| — | LIBERTY VENTURES SER A | 19,048 | $759K | 0.1% | $56.54 | — | COM | 53071M880 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS CL A | 20,662 | $706K | 0.1% | $29.04 | — | COM | G5480U104 |
| — | GABELLI MULTIMEDIA TRST INC | 89,162 | $686K | 0.1% | $7.48 | — | MUTUAL FUNDS | 36239Q109 |
| — | SNYDERS LANCE INC COM | 19,500 | $655K | 0.1% | $31.56 | — | COM | 833551104 |
| — | ENDOCHOICE HLDGS INC COM | 79,150 | $632K | 0.1% | $7.98 | — | COM | 29272U103 |
| MSFT | MICROSOFT CORP | 10,000 | $576K | 0.1% | $37.66 | +33.5% | COM | 594918104 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 88,000 | $572K | 0.1% | $1.80 | +223.5% | COM | 218352102 |
| MDLZ | MONDELEZ INTERNATIONAL | 13,000 | $571K | 0.1% | $28.32 | +24.4% | COM | 609207105 |
| — | GABELLI GLB SML & MD CP VAL CO | 52,190 | $564K | 0.1% | $10.40 | — | MUTUAL FUNDS | 36249W104 |
| — | MYLAN N V ORD SHARES | 14,787 | $564K | 0.1% | $38.14 | — | COM | N59465109 |
| ETN | EATON CORP PLC SHS | 7,900 | $519K | 0.1% | $47.54 | +11.3% | COM | G29183103 |
| — | BTO CN 3 1/4 10/1/18 | 500,000 | $514K | 0.1% | $0.89 | — | CONVERTIBLE BOND | 11777QAB6 |
| — | ASTORIA FINL CORP COM | 34,900 | $510K | 0.1% | $14.61 | — | COM | 046265104 |
| — | FEDERAL MOGUL CORP CL A | 53,004 | $509K | 0.1% | $13.19 | — | COM | 313549404 |
| — | ISHARES TR | 100 | $500K | 0.1% | — | — | Call | 464287904 |
| CNS | COHEN & STEERS INC COM | 11,500 | $492K | 0.1% | $18.70 | +45.1% | COM | 19247A100 |
| — | IONS 1.000% 11/15/21 | 500,000 | $467K | 0.1% | $0.93 | — | CONVERTIBLE BOND | 464337AJ3 |
| — | CBS CORP CLASS A | 8,400 | $465K | 0.1% | $48.78 | — | COM | 124857103 |
| CW | CURTISS WRIGHT CORP | 5,000 | $456K | 0.1% | $63.33 | +32.8% | COM | 231561101 |
| — | TRONC INC COM | 26,350 | $445K | 0.1% | $13.82 | — | COM | 89703P107 |
| — | AVIRAGEN THERAPEUTICS INC | 224,477 | $431K | 0.1% | $1.40 | — | COM | 053761102 |
| — | TESLA MOTORS 1.250% 03/1/21 | 500,000 | $428K | 0.1% | $0.85 | — | CONVERTIBLE BOND | 88160RAC5 |
| TDS | TELEPHONE & DATA SYS | 14,800 | $402K | 0.0% | $22.82 | +27.8% | COM | 879433829 |
| — | LIBERTY TRIPADVISOR HLDG-A | 18,338 | $401K | 0.0% | $33.92 | — | COM | 531465102 |
| NEM | NEWMONT MINING CORP HOLDING CO | 10,000 | $393K | 0.0% | $14.41 | +126.1% | COM | 651639106 |
| — | MIC 2.875% 07/15/19 | 325,000 | $383K | 0.0% | $1.13 | — | CORPORATE BONDS | 55608BAA3 |
| C | CITIGROUP INC | 8,000 | $378K | 0.0% | $38.81 | -12.0% | COM | 172967424 |
| — | TWENTY FIRST CENTY FOX B | 15,200 | $376K | 0.0% | $32.58 | — | COM | 90130A200 |
| PNC | PNC FINANCIAL CORP | 4,000 | $360K | 0.0% | $66.73 | -5.2% | COM | 693475105 |
| — | ALLERGAN PLC SHS | 1,550 | $357K | 0.0% | $281.39 | — | COM | G0177J108 |
| CHTR | CHARTER COMMUNICATIONS INC | 1,302 | $352K | 0.0% | $214.89 | +17.6% | COM | 16119P108 |
| — | FERRO CORP | 25,100 | $347K | 0.0% | $11.64 | — | COM | 315405100 |
| — | WELLS FARGO CV PFD L 7.500% | 250 | $327K | 0.0% | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| AD | UNITED STATES CELLULAR CORP | 8,900 | $323K | 0.0% | $23.13 | -3.7% | COM | 911684108 |
| — | PDCE 1 1/8 9/15/21 | 300,000 | $322K | 0.0% | $1.07 | — | CONVERTIBLE BOND | 69327RAD3 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 12,500 | $321K | 0.0% | $27.83 | — | COM | 40049J206 |
| — | INTEL CORP 3.25% 8/1/39 144A | 175,000 | $321K | 0.0% | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,000 | $318K | 0.0% | $126.34 | +18.8% | COM | 883556102 |
| SPY | SPDR S&P 500 ETF TRUST | 1,441 | $312K | 0.0% | $209.38 | — | COM | 78462F103 |
| — | INTERPUBLIC GROUP COS INC | 13,800 | $308K | 0.0% | $12.41 | +29.3% | COM | 460690100 |
| CVS | CVS HEALTH CORP | 3,000 | $267K | 0.0% | $75.67 | -6.3% | COM | 126650100 |
| HCA | HCA HOLDINGS INC COM | 3,500 | $265K | 0.0% | $76.71 | -7.2% | COM | 40412C101 |
| XYL | XYLEM INC | 5,000 | $262K | 0.0% | $32.65 | +34.1% | COM | 98419M100 |
| — | CIGNA CORP | 2,000 | $261K | 0.0% | $152.13 | — | COM | 125509109 |
| — | INTERNAP NETWORK SVCS CORP COM | 152,638 | $252K | 0.0% | $6.40 | — | COM | 45885A300 |
| GLD | SPDR GOLD TRUST GOLD SHS | 2,000 | $251K | 0.0% | $126.50 | — | COM | 78463V107 |
| — | ACOR 1 3/4 6/15/21 | 300,000 | $247K | 0.0% | $0.89 | — | CONVERTIBLE BOND | 00484MAA4 |
| AXP | AMERICAN EXPRESS CO | 3,800 | $243K | 0.0% | $60.34 | -6.7% | COM | 025816109 |
| — | LIFELOCK INC COM | 14,303 | $242K | 0.0% | $16.92 | — | COM | 53224V100 |
| LLY | LILLY, ELI AND COMPANY | 3,000 | $241K | 0.0% | $69.71 | -1.6% | COM | 532457108 |
| NFG | NATIONAL FUEL GAS CO N J COM | 4,400 | $238K | 0.0% | $54.54 | +3.6% | COM | 636180101 |
| — | GENERAL ELEC CO | 8,000 | $237K | 0.0% | $31.16 | — | COM | 369604103 |
| — | SUPERIOR INDS INTL INC | 8,000 | $233K | 0.0% | $26.75 | — | COM | 868168105 |
| DVA | DAVITA INC | 3,500 | $231K | 0.0% | $73.22 | -3.8% | COM | 23918K108 |
| — | AMD 2 1/8 9/1/26 | 200,000 | $218K | 0.0% | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| — | GLOBAL SOURCES LTD COM | 24,835 | $211K | 0.0% | $7.81 | — | COM | G39300101 |
| — | MALLINCKRODT PUB LTD CO SHS | 3,000 | $209K | 0.0% | $69.67 | — | COM | G5785G107 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 3,000 | $203K | 0.0% | $19.86 | 0.0% | COM | 631103108 |
| — | HC2 HLDGS INC COM | 37,100 | $202K | 0.0% | $8.43 | — | COM | 404139107 |
| — | AMSURG CORP COM | 3,000 | $201K | 0.0% | $74.67 | — | COM | 03232P405 |
| — | LIBERTY BRAVES GROUP C | 10,678 | $186K | 0.0% | $14.70 | — | COM | 531229888 |
| — | WEATHERFORD INTERNATIONAL PLC | 30,000 | $169K | 0.0% | $7.10 | — | COM | G48833100 |
| — | BOSTON PRIVATE FINL HLDGS INCO | 13,000 | $167K | 0.0% | $11.33 | — | COM | 101119105 |
| SSP | SCRIPPS E W CO OHIO CL A | 10,052 | $160K | 0.0% | $11.97 | +4.5% | COM | 811054402 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $155K | 0.0% | $3.74 | +118.2% | COM | 011532108 |
| OPK | OPKO HEALTH INC COM | 10,000 | $106K | 0.0% | $13.24 | -24.8% | COM | 68375N103 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 17,000 | $99,000 | 0.0% | $7.44 | — | COM | 18451C109 |
| — | ADCARE HEALTH SYSTEMS INC | 10,000 | $21,000 | 0.0% | $4.80 | — | COM | 00650W300 |
| — | DURECT CORP | 10,000 | $14,000 | 0.0% | $1.40 | — | COM | 266605104 |
| — | KINDER MORGAN INC WT EXP 05/25 | 232,081 | $5,000 | 0.0% | $3.04 | — | WARRANT AND RIGH | 49456B119 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $4,000 | 0.0% | $0.06 | — | WARRANT AND RIGH | 203668116 |