CIK: 0001536890 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 17, 2017
Total Value ($000): $893,409 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BAC | Bank of America Corp | 1,413,120 | $31,230 | 3.5% | $12.07 | +29.9% | Common | 060505104 |
| TD | Toronto-Dominion Bank | 595,550 | $29,384 | 3.3% | $44.04 | +6.1% | Common | 891160509 |
| RY | Royal Bank of Canada | 407,796 | $27,612 | 3.1% | $55.43 | +16.9% | Common | 780087102 |
| JPM | JPMorgan Chase & Co | 300,150 | $25,900 | 2.9% | $50.52 | +18.5% | Common | 46625H100 |
| — | Raytheon Co | 167,600 | $23,799 | 2.7% | $126.64 | — | Common | 755111507 |
| GD | General Dynamics Corp | 127,500 | $22,014 | 2.5% | $134.10 | 0.0% | Common | 369550108 |
| C | Citigroup Inc | 365,250 | $21,707 | 2.4% | $40.63 | 0.0% | Common | 172967424 |
| BMO | Bank of Montreal | 295,642 | $21,263 | 2.4% | $44.82 | +3.1% | Common | 063671101 |
| MSFT | Microsoft Corp | 331,600 | $20,606 | 2.3% | $49.50 | +9.0% | Common | 594918104 |
| — | Apache Corp | 318,950 | $20,244 | 2.3% | $63.87 | — | Common | 037411105 |
| UNM | Unum Group | 447,500 | $19,659 | 2.2% | $39.80 | +0.5% | Common | 91529Y106 |
| BNS | Bank of Nova Scotia | 328,800 | $18,308 | 2.0% | $34.36 | 0.0% | Common | 064149107 |
| TXN | Texas Instruments Inc | 250,800 | $18,301 | 2.0% | $51.39 | +7.9% | Common | 882508104 |
| CNI | Canadian National Railway Co | 268,400 | $18,090 | 2.0% | $55.82 | 0.0% | Common | 136375102 |
| CMA | Comerica Inc | 262,200 | $17,858 | 2.0% | $40.37 | 0.0% | Common | 200340107 |
| UNH | UnitedHealth Group Inc | 111,200 | $17,796 | 2.0% | $114.06 | +13.2% | Common | 91324P102 |
| FDX | FedEx Corp | 93,100 | $17,335 | 1.9% | $158.34 | 0.0% | Common | 31428X106 |
| PBA | Pembina Pipeline Corp | 547,382 | $17,144 | 1.9% | $14.46 | +29.0% | Common | 706327103 |
| — | Ingersoll-Rand PLC | 224,400 | $16,839 | 1.9% | $74.72 | — | Common | G47791101 |
| — | Dow Chemical Co | 282,000 | $16,136 | 1.8% | $53.17 | — | Common | 260543103 |
| NVDA | NVIDIA Corp | 146,500 | $15,637 | 1.8% | $0.91 | +125.6% | Common | 67066G104 |
| SLF | Sun Life Financial Inc | 397,800 | $15,279 | 1.7% | $36.23 | 0.0% | Common | 866796105 |
| GM | General Motors Co | 416,600 | $14,514 | 1.6% | $28.16 | 0.0% | Common | 37045V100 |
| RGA | Reinsurance Group of America Inc | 114,500 | $14,408 | 1.6% | $106.34 | +10.3% | Common | 759351604 |
| — | CBS Corp | 222,600 | $14,162 | 1.6% | $62.89 | — | Common | 124857202 |
| CAT | Caterpillar Inc | 152,100 | $14,106 | 1.6% | $73.74 | 0.0% | Common | 149123101 |
| MLM | Martin Marietta Materials Inc | 63,600 | $14,089 | 1.6% | $191.07 | +0.4% | Common | 573284106 |
| HAL | Halliburton Co | 257,400 | $13,923 | 1.6% | $41.70 | 0.0% | Common | 406216101 |
| ETN | Eaton Corporation PLC | 204,500 | $13,720 | 1.5% | $52.90 | +2.4% | Common | G29183103 |
| AQN | Algonquin Power & Utilities Corp | 1,521,000 | $12,898 | 1.4% | $5.39 | 0.0% | Common | 015857105 |
| NOC | Northrop Grumman Corp | 54,500 | $12,676 | 1.4% | $141.94 | +41.4% | Common | 666807102 |
| WCN | Waste Connections Inc | 156,787 | $12,322 | 1.4% | $42.53 | +11.5% | Common | 94106B101 |
| INTC | Intel Corp | 334,500 | $12,132 | 1.4% | $28.62 | +1.9% | Common | 458140100 |
| MO | Altria Group Inc | 165,300 | $11,178 | 1.3% | $33.77 | +0.6% | Common | 02209S103 |
| LDOS | Leidos Holdings Inc | 206,150 | $10,543 | 1.2% | $33.71 | +20.1% | Common | 525327102 |
| SYY | Sysco Corp | 187,800 | $10,398 | 1.2% | $40.96 | 0.0% | Common | 871829107 |
| SHOP | Shopify Inc | 232,850 | $9,982 | 1.1% | $3.82 | +10.1% | Common | 82509L107 |
| PRU | Prudential Financial Inc | 92,000 | $9,574 | 1.1% | $62.61 | 0.0% | Common | 744320102 |
| OTEX | Open Text Corp | 153,150 | $9,466 | 1.1% | $25.28 | 0.0% | Common | 683715106 |
| MFC | Manulife Financial Corp | 529,450 | $9,435 | 1.1% | $16.29 | 0.0% | Common | 56501R106 |
| MS | Morgan Stanley | 202,700 | $8,564 | 1.0% | $24.38 | +19.5% | Common | 617446448 |
| — | Enerplus Corp | 859,350 | $8,147 | 0.9% | $9.48 | — | Common | 292766102 |
| — | Shaw Communications Inc | 351,217 | $7,045 | 0.8% | $20.06 | — | Common | 82028K200 |
| FRCB | First Republic Bank | 75,700 | $6,975 | 0.8% | $74.85 | +4.5% | Common | 33616C100 |
| LUV | Southwest Airlines Co | 133,800 | $6,669 | 0.7% | $40.16 | 0.0% | Common | 844741108 |
| — | Oclaro Inc | 696,000 | $6,229 | 0.7% | $8.55 | — | Common | 67555N206 |
| GOOG | Alphabet Inc | 7,000 | $5,403 | 0.6% | $35.93 | +7.6% | Common | 02079K107 |
| AAPL | Apple Inc | 46,100 | $5,339 | 0.6% | $24.23 | +7.7% | Common | 037833100 |
| TTWO | Take-Two Interactive Software Inc | 102,300 | $5,042 | 0.6% | $47.23 | 0.0% | Common | 874054109 |
| — | Forterra Inc | 231,600 | $5,016 | 0.6% | $21.66 | — | Common | 34960W106 |
| SMG | Scotts Miracle-Gro Co | 49,600 | $4,739 | 0.5% | $66.12 | 0.0% | Common | 810186106 |
| MCHP | Microchip Technology Inc | 73,000 | $4,683 | 0.5% | $26.25 | +1.2% | Common | 595017104 |
| TMUS | T-Mobile US Inc | 78,300 | $4,503 | 0.5% | $50.55 | 0.0% | Common | 872590104 |
| TROW | T. Rowe Price Group Inc | 57,400 | $4,320 | 0.5% | $50.63 | 0.0% | Common | 74144T108 |
| — | ETRADE Financial Corp | 123,800 | $4,290 | 0.5% | $34.65 | — | Common | 269246401 |
| IAI | iShares US Broker-Dealers & Securities Exch ETF | 85,300 | $4,221 | 0.5% | $41.61 | — | ETP | 464288794 |
| KIE | SPDR S&P Insurance ETF | 49,400 | $4,098 | 0.5% | $72.68 | — | ETP | 78464A789 |
| BK | Bank of New York Mellon Corp | 86,400 | $4,094 | 0.5% | $35.50 | 0.0% | Common | 064058100 |
| KBE | SPDR S&P Bank ETF | 90,000 | $3,912 | 0.4% | $37.71 | — | ETP | 78464A797 |
| KRE | SPDR S&P Regional Banking ETF | 69,000 | $3,834 | 0.4% | $55.57 | — | ETP | 78464A698 |
| — | SPDR S&P Oil & Gas Exploration & Production ETF | 91,200 | $3,778 | 0.4% | $35.00 | — | ETP | 78464A730 |
| UPS | United Parcel Service Inc | 32,400 | $3,714 | 0.4% | $80.28 | 0.0% | Common | 911312106 |
| XLF | Financial Select Sector SPDR Fund | 159,700 | $3,713 | 0.4% | $23.25 | — | ETP | 81369Y605 |
| BTE | Baytex Energy Corp | 758,600 | $3,702 | 0.4% | $4.14 | 0.0% | Common | 07317Q105 |
| DXJ | WisdomTree Japan Hedged Equity ETF | 72,800 | $3,607 | 0.4% | $49.55 | — | ETP | 97717W851 |
| XSD | SPDR S&P Semiconductor ETF | 62,000 | $3,479 | 0.4% | $53.98 | — | ETP | 78464A862 |
| FXR | First Trust Industrials/Producer Drbls AlphaDEX Fd | 104,100 | $3,423 | 0.4% | $32.88 | — | ETP | 33734X150 |
| IJT | iShares S&P Small-Cap 600 Growth ETF | 22,600 | $3,390 | 0.4% | $144.03 | — | ETP | 464287887 |
| IJR | iShares Core S&P Small-Cap ETF | 24,600 | $3,383 | 0.4% | $124.87 | — | ETP | 464287804 |
| — | Powershares S&P 500 High Beta Portfolio | 91,900 | $3,362 | 0.4% | $36.58 | — | ETP | 73937B829 |
| VOOV | Vanguard S&P 500 Value Index Fund;ETF | 33,400 | $3,259 | 0.4% | $97.57 | — | ETP | 921932703 |
| IJS | iShares S&P Small-Cap 600 Value ETF | 22,300 | $3,122 | 0.3% | $120.99 | — | ETP | 464287879 |
| — | PowerShares S&P SmallCap Information Technology ETF | 42,800 | $2,981 | 0.3% | $57.66 | — | ETP | 73937B860 |
| SOXX | iShares PHLX Semiconductor ETF | 23,500 | $2,884 | 0.3% | $97.44 | — | ETP | 464287523 |
| FXO | First Trust Financials AlphaDEX Fund | 105,600 | $2,854 | 0.3% | $27.03 | — | ETP | 33734X135 |
| — | PowerShares Dynamic Leisure & Entertainment ETF | 70,200 | $2,809 | 0.3% | $40.01 | — | ETP | 73935X757 |
| FXL | First Trust Technology AlphaDEX Fund | 73,100 | $2,770 | 0.3% | $37.89 | — | ETP | 33734X176 |
| JETS | US Global Jets ETF | 99,100 | $2,762 | 0.3% | $27.87 | — | ETP | 26922A842 |
| HEDJ | WisdomTree Europe Hedged Equity Fund | 46,500 | $2,669 | 0.3% | $57.40 | — | ETP | 97717X701 |
| — | SPDR S&P Oil & Gas Equipment & Services ETF | 116,200 | $2,597 | 0.3% | $22.35 | — | ETP | 78464A748 |
| IYJ | iShares US Industrials ETF | 21,200 | $2,556 | 0.3% | $114.84 | — | ETP | 464287754 |
| IVOV | Vanguard S&P Mid-Cap 400 Value Index Fund;ETF | 22,200 | $2,446 | 0.3% | $110.18 | — | ETP | 921932844 |
| VIS | Vanguard Industrials Index Fund;ETF | 20,400 | $2,433 | 0.3% | $105.67 | — | ETP | 92204A603 |
| SLX | VanEck Vectors Steel ETF | 59,900 | $2,264 | 0.3% | $37.80 | — | ETP | 92189F205 |
| ITB | iShares US Home Construction ETF | 81,600 | $2,242 | 0.3% | $27.48 | — | ETP | 464288752 |
| XTN | SPDR S&P Transportation ETF Trust | 41,100 | $2,219 | 0.2% | $47.29 | — | ETP | 78464A532 |
| FISV | Fiserv Inc | 19,355 | $2,057 | 0.2% | $39.14 | +31.2% | Common | 337738108 |
| FTA | First Trust Large Cap Value AlphaDEX Fund | 41,500 | $1,945 | 0.2% | $46.87 | — | ETP | 33735J101 |
| DES | WisdomTree SmallCap Dividend ETF | 23,500 | $1,944 | 0.2% | $75.84 | — | ETP | 97717W604 |
| IYT | iShares Transportation Average ETF | 11,600 | $1,889 | 0.2% | $162.84 | — | ETP | 464287192 |
| IVE | iShares S&P 500 Value ETF | 18,300 | $1,855 | 0.2% | $101.37 | — | ETP | 464287408 |
| IJJ | iShares S&P Mid-Cap 400 Value ETF | 12,700 | $1,844 | 0.2% | $145.20 | — | ETP | 464287705 |
| — | SPDR S&P Russia ETF | 89,500 | $1,820 | 0.2% | $20.34 | — | ETP | 78463X558 |
| SKYY | First Trust Cloud Computing ETF | 50,800 | $1,752 | 0.2% | $30.44 | — | ETP | 33734X192 |
| ITA | iShares US Aerospace & Defense ETF | 12,400 | $1,742 | 0.2% | $140.48 | — | ETP | 464288760 |
| IHI | iShares US Medical Devices ETF | 10,500 | $1,398 | 0.2% | $136.77 | — | ETP | 464288810 |
| VCR | Vanguard Consumer Discretionary Index Fund;ETF | 10,700 | $1,377 | 0.2% | $128.69 | — | ETP | 92204A108 |
| CMCSA | Comcast Corp | 17,400 | $1,201 | 0.1% | $25.95 | +3.3% | Common | 20030N101 |
| FXZ | First Trust Materials AlphaDEX Fund | 27,500 | $985 | 0.1% | $31.81 | — | ETP | 33734X168 |
| — | Pioneer Natural Resources Co | 5,200 | $936 | 0.1% | $146.76 | — | Common | 723787107 |
| FDN | First Trust Dow Jones Internet Index Fund | 10,800 | $862 | 0.1% | $72.13 | — | ETP | 33733E302 |
| — | Kinder Morgan Inc | 17,500 | $851 | 0.1% | $44.52 | — | Common | 49456B200 |
| FANG | Diamondback Energy Inc | 7,000 | $707 | 0.1% | $77.21 | 0.0% | Common | 25278X109 |
| AIG | American International Group Inc | 10,000 | $653 | 0.1% | $49.81 | 0.0% | Common | 026874784 |
| DAL | Delta Air Lines Inc | 13,100 | $644 | 0.1% | $40.91 | 0.0% | Common | 247361702 |
| — | Celgene Corp | 5,400 | $625 | 0.1% | $115.74 | — | Common | 151020104 |
| STT | State Street Corp | 8,000 | $622 | 0.1% | $57.54 | 0.0% | Common | 857477103 |
| — | Arris International PLC | 20,500 | $618 | 0.1% | $30.15 | — | Common | G0551A103 |
| ADBE | Adobe Systems Inc | 6,000 | $618 | 0.1% | $99.55 | +6.3% | Common | 00724F101 |
| — | Vantiv Inc | 10,000 | $596 | 0.1% | $59.60 | — | Common | 92210H105 |
| DVN | Devon Energy Corp | 12,900 | $589 | 0.1% | $31.13 | 0.0% | Common | 25179M103 |
| MRK | Merck & Co Inc | 10,000 | $589 | 0.1% | $44.08 | 0.0% | Common | 58933Y105 |
| EOG | EOG Resources Inc | 5,700 | $576 | 0.1% | $59.32 | +22.0% | Common | 26875P101 |
| SLB | Schlumberger NV | 6,600 | $554 | 0.1% | $63.04 | 0.0% | Common | 806857108 |
| VMC | Vulcan Materials Co | 4,400 | $551 | 0.1% | $89.72 | +24.5% | Common | 929160109 |
| — | Potash Corporation of Saskatchewan Inc | 30,400 | $550 | 0.1% | $18.09 | — | Common | 73755L107 |
| CSCO | Cisco Systems Inc | 17,700 | $535 | 0.1% | $22.87 | +0.8% | Common | 17275R102 |
| AWK | American Water Works Company Inc | 6,900 | $499 | 0.1% | $48.18 | +26.1% | Common | 030420103 |
| FDL | First Tr Morningstar Dividend Leaders Index Fund | 17,200 | $477 | 0.1% | $25.60 | — | ETP | 336917109 |
| — | Klondex Mines Ltd | 100,000 | $467 | 0.1% | $5.75 | — | Common | 498696103 |
| MU | Micron Technology Inc | 20,000 | $438 | 0.0% | $18.33 | 0.0% | Common | 595112103 |
| GS | Goldman Sachs Group Inc | 1,800 | $431 | 0.0% | $167.76 | 0.0% | Common | 38141G104 |
| ALGN | Align Technology Inc | 4,200 | $404 | 0.0% | $92.86 | 0.0% | Common | 016255101 |