Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $238M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Oxford Lane Capital, 7.50% Pfd Series 2023 | 742,175 | $17.85M | 7.5% | $24.23 | — | preferred stock | 691543300 |
| — | Boulder Growth and Income Fund, Inc. | 1,534,487 | $12.95M | 5.4% | $8.47 | — | common stock | 101507101 |
| — | Tekla Healthcare Opportunities Fund | 607,314 | $11.98M | 5.0% | $20.03 | — | common stock | 879105104 |
| — | Oxford Lane Capital, 8.125% Pfd Series 2024 | 438,970 | $11.02M | 4.6% | $25.10 | — | preferred stock | 691543409 |
| — | BlackRock Science and Technology Trust | 436,999 | $7.625M | 3.2% | $17.65 | — | common stock | 09258G104 |
| — | PIMCO Dynamic Credit Income Fund | 321,984 | $6.395M | 2.7% | $21.96 | — | common stock | 72202D106 |
| — | Adams Diversified Equity Fund, Inc. | 443,194 | $6.169M | 2.6% | $12.40 | — | common stock | 006212104 |
| — | Alpine Total Dynamic Dividend Fund | 640,051 | $5.494M | 2.3% | $8.41 | — | common stock | 021060207 |
| — | Tri-Continental Corp. | 218,416 | $4.628M | 1.9% | $18.27 | — | common stock | 895436103 |
| — | Liberty All-Star Equity Fund | 771,256 | $4.328M | 1.8% | $5.50 | — | common stock | 530158104 |
| — | Adams Natural Resources Fund, Inc. | 190,538 | $4.233M | 1.8% | $23.11 | — | common stock | 00548F105 |
| — | The Herzfeld Caribbean Basin Fund, Inc. | 420,107 | $3.972M | 1.7% | $8.64 | — | common stock | 42804T106 |
| — | General American Investors Company, Inc. | 110,124 | $3.833M | 1.6% | $33.10 | — | common stock | 368802104 |
| CPA | Copa Holdings SA | 44,500 | $3.675M | 1.5% | $86.96 | -20.6% | common stock | P31076105 |
| — | PIMCO Dynamic Income Fund | 126,354 | $3.638M | 1.5% | $29.85 | — | common stock | 72201Y101 |
| — | Kayne Anderson Midstream/Energy Fund | 131,055 | $3.571M | 1.5% | $34.63 | — | common stock | 48661E108 |
| — | Tortoise Pipeline & Energy Fund | 134,443 | $3.44M | 1.4% | $30.62 | — | common stock | 89148H108 |
| — | Virtus Total Return Fund | 782,749 | $3.405M | 1.4% | $3.92 | — | common stock | 92829A103 |
| — | Salient Midstream & MLP Fund | 165,788 | $3.344M | 1.4% | $24.35 | — | common stock | 79471V105 |
| — | Gabelli Healthcare & Wellness (Rx) Trust | 294,356 | $3.312M | 1.4% | $10.26 | — | common stock | 36246K103 |
| — | Alpine Global Dynamic Dividend Fund | 312,398 | $3.073M | 1.3% | $10.09 | — | common stock | 02082E205 |
| — | Tortoise Energy Infrastructure | 80,376 | $2.967M | 1.2% | $45.51 | — | common stock | 89147L100 |
| — | MVC Capital 7.25% Preferred | 116,793 | $2.91M | 1.2% | $24.98 | — | preferred stock | 553829201 |
| — | Nuveen Credit Strategies Income Fund | 340,404 | $2.897M | 1.2% | $9.06 | — | common stock | 67073D102 |
| — | DoubleLine Income Solutions Fund | 145,376 | $2.83M | 1.2% | $20.67 | — | common stock | 258622109 |
| MTZ | MasTec, Inc. | 134,927 | $2.681M | 1.1% | $27.80 | -32.8% | common stock | 576323109 |
| — | RMR Real Estate Income Fund | 139,089 | $2.579M | 1.1% | $19.47 | — | common stock | 76970B101 |
| XJEQX | Aberdeen Japan Equity Fund, Inc. | 295,754 | $2.443M | 1.0% | $6.71 | — | common stock | 00306J109 |
| RCL | Royal Caribbean Cruises Ltd. | 30,313 | $2.385M | 1.0% | $34.84 | +92.8% | common stock | V7780T103 |
| — | NexPoint Credit Strategies Fund | 319,361 | $2.321M | 1.0% | $8.61 | — | common stock | 65340G106 |
| LEN | Lennar Corp. | 44,500 | $2.27M | 1.0% | $34.33 | +21.6% | common stock | 526057104 |
| — | Gabelli Dividend & Income Trust | 104,504 | $2.155M | 0.9% | $20.53 | — | common stock | 36242H104 |
| MINT | PIMCO Enchanced Short Maturity Active ETF | 20,729 | $2.095M | 0.9% | $101.05 | — | common stock | 72201R833 |
| SEB | Seaboard Corp. | 580 | $2.087M | 0.9% | $2669.93 | +31.1% | common stock | 811543107 |
| — | Cohen & Steers Infrastructure Fund, Inc. | 97,389 | $2.047M | 0.9% | $19.89 | — | common stock | 19248A109 |
| — | Royce Value Trust Inc. | 148,374 | $2.046M | 0.9% | $15.17 | — | common stock | 780910105 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | 36,443 | $2.042M | 0.9% | $32.51 | +65.4% | common stock | G66721104 |
| — | First Trust High Income Long/Short Fund | 117,614 | $1.815M | 0.8% | $17.46 | — | common stock | 33738E109 |
| — | Diversified Real Asset Income Fund | 104,690 | $1.807M | 0.8% | $17.73 | — | common stock | 25533B108 |
| — | Zweig Total Return Fund Inc. | 136,390 | $1.741M | 0.7% | $12.95 | — | common stock | 989837208 |
| — | Tortoise Energy Independence Fund, Inc. | 91,887 | $1.687M | 0.7% | $21.91 | — | common stock | 89148K101 |
| CWCO | Consolidated Water Co. Ltd. | 129,538 | $1.632M | 0.7% | $8.64 | +11.3% | common stock | G23773107 |
| — | Clough Global Opportunities Fund | 120,355 | $1.439M | 0.6% | $12.87 | — | common stock | 18914E106 |
| — | Japan Smaller Capitalization Fund Inc. | 132,750 | $1.432M | 0.6% | $8.90 | — | common stock | 47109U104 |
| — | Putnam High Income Securities Fund | 181,034 | $1.405M | 0.6% | $7.92 | — | common stock | 746779107 |
| — | New Germany Fund, Inc. | 91,849 | $1.385M | 0.6% | $17.39 | — | common stock | 644465106 |
| — | BlackRock Credit Allocation Income Trust | 110,243 | $1.379M | 0.6% | $12.96 | — | common stock | 092508100 |
| — | The Korea Fund, Inc. | 33,085 | $1.342M | 0.6% | $34.59 | — | common stock | 500634209 |
| CX | Cemex, S.A.B. de C.V. | 146,372 | $1.341M | 0.6% | $10.26 | — | common stock | 151290889 |
| CCL | Carnival Corp. | 27,000 | $1.334M | 0.6% | $27.76 | +46.2% | common stock | 143658300 |
| NEE | NextEra Energy, Inc. | 13,155 | $1.29M | 0.5% | $19.51 | -1.1% | common stock | 65339F101 |
| WSO | Watsco Inc. | 10,100 | $1.243M | 0.5% | $84.60 | +47.1% | common stock | 942622200 |
| — | Steiner Leisure Ltd. | 22,467 | $1.208M | 0.5% | $51.15 | — | common stock | P8744Y102 |
| — | Apollo Tactical Income Fund Inc | 76,168 | $1.192M | 0.5% | $16.82 | — | common stock | 037638103 |
| — | Aberdeen Asia-Pacific Income Fund, Inc. | 233,952 | $1.152M | 0.5% | $6.02 | — | common stock | 003009107 |
| TV | Grupo Televisa, S.A.B. | 29,219 | $1.134M | 0.5% | $25.22 | — | common stock | 40049J206 |
| — | Spirit Airlines, Inc. | 18,000 | $1.118M | 0.5% | $73.83 | — | common stock | 848577102 |
| — | Avianca Holdings S.A. | 104,794 | $1.073M | 0.5% | $11.95 | — | common stock | 05367G100 |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V. | 11,000 | $980K | 0.4% | $100.55 | — | common stock | 344419106 |
| — | America Movil S.A.B. de C.V. | 44,690 | $945K | 0.4% | $21.75 | — | common stock | 02364W105 |
| — | Guggenheim Enhanced Equity Strategy Fund | 56,860 | $931K | 0.4% | $17.53 | — | common stock | 40167K100 |
| — | Putnam Premier Income Trust | 176,306 | $895K | 0.4% | $5.36 | — | common stock | 746853100 |
| — | Central Securities Corp. | 41,281 | $881K | 0.4% | $21.92 | — | common stock | 155123102 |
| — | Gabelli Multimedia Trust Inc. | 95,873 | $879K | 0.4% | $9.38 | — | common stock | 36239Q109 |
| — | Nuveen Multi-Market Income Fund, Inc. | 123,209 | $878K | 0.4% | $7.52 | — | common stock | 67075J107 |
| — | Bancolombia S.A. | 19,780 | $851K | 0.4% | $55.58 | — | common stock | 05968L102 |
| — | First Trust Mortgage Income Fund | 60,175 | $840K | 0.4% | $15.88 | — | common stock | 33734E103 |
| BPOP | Popular, Inc. | 29,000 | $837K | 0.4% | $24.15 | +5.0% | common stock | 733174700 |
| — | Atlantic Tele Network, Inc. | 11,988 | $828K | 0.3% | $55.61 | — | common stock | 049079205 |
| — | Cushing MLP Total Return Fund | 218,220 | $799K | 0.3% | $3.90 | — | common stock | 231631102 |
| — | Liberty All-Star Growth Fund, Inc. | 148,141 | $745K | 0.3% | $5.12 | — | common stock | 529900102 |
| — | Blackstone/GSO Strategic Credit Fund | 46,520 | $722K | 0.3% | $16.64 | — | common stock | 09257R101 |
| — | Teco Energy, Inc. | 40,500 | $708K | 0.3% | $17.19 | — | common stock | 872375100 |
| KOF | Coca Cola Femsa S.A.B. de C.V. | 8,799 | $699K | 0.3% | $138.37 | — | common stock | 191241108 |
| — | Cohen & Steers Total Return Realty Fund | 56,535 | $687K | 0.3% | $12.41 | — | common stock | 19247R103 |
| — | GDL Fund Preferred Series B | 12,800 | $643K | 0.3% | $50.23 | — | preferred stock | 361570302 |
| — | First Trust New Opportunities MLP & Energy Fund | 40,031 | $620K | 0.3% | $17.85 | — | common stock | 33739M100 |
| — | Nuveen Quality Preferred Income Fund 3 | 76,984 | $619K | 0.3% | $8.41 | — | common stock | 67072W101 |
| — | Bancroft Fund Ltd. | 29,201 | $618K | 0.3% | $17.68 | — | common stock | 059695106 |
| — | Taiwan Fund, Inc. | 34,671 | $617K | 0.3% | $17.67 | — | common stock | 874036106 |
| FCX | Freeport McMoran Copper & Gold | 32,000 | $590K | 0.2% | $24.42 | -24.4% | common stock | 35671D857 |
| — | Clough Global Equity Fund | 38,727 | $569K | 0.2% | $14.83 | — | common stock | 18914C100 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 64,008 | $567K | 0.2% | $9.05 | — | common stock | 00765E104 |
| — | Macquarie Global Infrastructure Total Return Fund Inc. | 22,851 | $533K | 0.2% | $21.30 | — | common stock | 55608D101 |
| — | Eaton Vance Tax-Advantaged Dividend Income Fund | 26,552 | $522K | 0.2% | $19.66 | — | common stock | 27828G107 |
| — | LMP Capital and Income Fund, Inc. | 33,921 | $512K | 0.2% | $16.00 | — | common stock | 50208A102 |
| — | Tortoise MLP Fund, Inc. | 23,853 | $507K | 0.2% | $27.92 | — | common stock | 89148B101 |
| NSC | Norfolk Southern Corp. | 5,750 | $499K | 0.2% | $58.90 | +31.5% | common stock | 655844108 |
| — | Cyberonics, Inc. | 8,330 | $495K | 0.2% | $62.47 | — | common stock | 23251P102 |
| EVTC | Evertec Inc. | 22,643 | $478K | 0.2% | $20.53 | -3.2% | common stock | 30040P103 |
| — | Delaware Enhanced Global Dividend & Income Fund | 44,505 | $474K | 0.2% | $11.61 | — | common stock | 246060107 |
| CME | CME Group Inc. | 5,000 | $465K | 0.2% | $61.61 | 0.0% | common stock | 12572Q105 |
| — | Era Group Inc. | 21,515 | $441K | 0.2% | $21.75 | — | common stock | 26885G109 |
| — | BlackRock Multi-Sector Income Trust | 25,976 | $425K | 0.2% | $17.05 | — | common stock | 09258A107 |
| MLM | Martin Marietta Materials Inc. | 3,000 | $425K | 0.2% | $99.70 | +34.6% | common stock | 573284106 |
| — | Morgan Stanley China A Share Fund | 12,500 | $424K | 0.2% | $33.48 | — | common stock | 617468103 |
| — | Nuveen Global High Income Fund | 24,834 | $408K | 0.2% | $17.24 | — | common stock | 67075G103 |
| — | Tahoe Resources Inc. | 31,900 | $386K | 0.2% | $13.64 | — | common stock | 873868103 |
| — | Brookfield Total Return Fund | 16,903 | $375K | 0.2% | $22.19 | — | common stock | 11283U108 |
| — | AllianceBernstein Global High Income Fund, Inc. | 30,663 | $364K | 0.2% | $14.00 | — | common stock | 01879R106 |
| — | Brookfield Global Listed Infrastructure Income Fund | 22,001 | $361K | 0.2% | $16.41 | — | common stock | 11273Q109 |
| — | Sprott Focus Trust, Inc. | 50,492 | $357K | 0.1% | $7.23 | — | common stock | 85208J109 |
| EWW | iShares MSCI Mexico Capped | 6,000 | $343K | 0.1% | $59.33 | — | common stock | 464286822 |
| VMC | Vulcan Materials Company | 4,000 | $336K | 0.1% | $46.69 | +70.9% | common stock | 929160109 |
| — | ClearBridge Energy MLP Fund Inc. | 13,807 | $321K | 0.1% | $27.76 | — | common stock | 184692101 |
| — | Source Capital Corp. | 4,301 | $313K | 0.1% | $66.98 | — | common stock | 836144105 |
| BNS | The Bank of Nova Soctia | 6,000 | $307K | 0.1% | $29.69 | +4.4% | common stock | 064149107 |
| — | Teekay LNG Partners LP | 9,589 | $302K | 0.1% | $43.61 | — | common stock | Y8564M105 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 26,794 | $298K | 0.1% | $11.84 | — | common stock | 95766R104 |
| — | Cushing Renaissance Fund | 15,387 | $297K | 0.1% | $25.32 | — | common stock | 231647108 |
| — | Aberdeen Singapore Fund, Inc. | 26,708 | $295K | 0.1% | $13.10 | — | common stock | 003244100 |
| WU | The Western Union Company | 14,000 | $285K | 0.1% | $17.44 | — | common stock | 959802109 |
| — | Western Asset High Yield Defined Opportunity Fund Inc. | 17,103 | $261K | 0.1% | $17.75 | — | common stock | 95768B107 |
| — | Zweig Fund, Inc. | 17,326 | $250K | 0.1% | $12.80 | — | common stock | 989834205 |
| — | Clough Global Allocation Fund | 16,752 | $245K | 0.1% | $15.24 | — | common stock | 18913Y103 |
| — | Morgan Stanley Asia Pacific Fund | 15,294 | $240K | 0.1% | $15.72 | — | common stock | 61744U106 |
| — | PIMCO Income Strategy Fund | 22,000 | $235K | 0.1% | $10.68 | — | common stock | 72201H108 |
| — | PIMCO Corporate & Income Strategy Fund | 16,748 | $234K | 0.1% | $13.97 | — | common stock | 72200U100 |
| — | Powershares ETF Trust II | 10,000 | $227K | 0.1% | $22.70 | — | common stock | 73936Q843 |
| — | TCW Strategic Income Fund, Inc. | 43,230 | $223K | 0.1% | $5.40 | — | common stock | 872340104 |
| — | Legg Mason BW Global Income Opportunities Fund | 14,864 | $210K | 0.1% | $16.99 | — | common stock | 52469B100 |
| — | JPMorgan China Region Fund, Inc. | 11,067 | $208K | 0.1% | $15.16 | — | common stock | 48126T104 |
| — | Thai Fund, Inc. | 24,585 | $204K | 0.1% | $18.23 | — | common stock | 882904105 |
| FDP | Fresh Del Monte Produce Inc. | 5,000 | $193K | 0.1% | $21.57 | +46.8% | common stock | G36738105 |
| — | Mexico Equity and Income Fund, Inc. | 15,191 | $187K | 0.1% | $15.32 | — | common stock | 592834105 |
| — | Morgan Stanley Emerging Market Debt Fund, Inc. | 19,899 | $179K | 0.1% | $10.17 | — | common stock | 61744H105 |
| GILD | Gilead Sciences Inc. | 1,500 | $176K | 0.1% | $71.85 | +5.7% | common stock | 375558103 |
| — | Aberdeen Indonesia Fund, Inc. | 23,835 | $168K | 0.1% | $11.62 | — | common stock | 00305P106 |
| EQS | Equus Total Return, Inc. | 88,121 | $167K | 0.1% | $2.08 | -7.6% | common stock | 294766100 |
| — | First Trust Energy Infrastructure Fund | 8,021 | $163K | 0.1% | $22.32 | — | common stock | 33738C103 |
| — | Templeton Dragon Fund, Inc. | 6,357 | $158K | 0.1% | $25.05 | — | common stock | 88018T101 |
| XMHIX | Pioneer Municipal High Income Trust | 13,000 | $157K | 0.1% | $12.08 | — | common stock | 723763108 |
| — | Pacholder High Yield Fund Inc. | 22,075 | $152K | 0.1% | $7.36 | — | common stock | 693742108 |
| — | BlackRock Resources & Commodities Strategy Trust | 16,756 | $150K | 0.1% | $11.52 | — | common stock | 09257A108 |
| — | Nuveen Flexible Investment Income Fund | 8,881 | $142K | 0.1% | $16.81 | — | common stock | 67075B104 |
| — | Seacor Holdings, Inc. | 2,000 | $142K | 0.1% | $83.00 | — | common stock | 811904101 |
| — | Royce Global Value Trust, Inc. | 17,044 | $142K | 0.1% | $8.91 | — | common stock | 78081T104 |
| — | European Equity Fund, Inc. | 16,464 | $140K | 0.1% | $7.23 | — | common stock | 298768102 |
| — | New Ireland Fund, Inc. | 10,032 | $138K | 0.1% | $11.09 | — | common stock | 645673104 |
| — | Morgan Stanley India Investment Fund | 4,967 | $136K | 0.1% | $15.45 | — | common stock | 61745C105 |
| — | Foxby Corp. | 76,580 | $136K | 0.1% | $1.64 | — | common stock | 351645106 |
| — | Eaton Vance Risk-Managed Diversified Equity Income Fund | 12,500 | $134K | 0.1% | $10.80 | — | common stock | 27829G106 |
| — | Cohen & Steers Limited Duration Preferres and Income Fund | 5,800 | $133K | 0.1% | $24.14 | — | common stock | 19248C105 |
| — | RENN Global Entrepreneurs Fund, Inc. | 106,588 | $132K | 0.1% | $1.51 | — | common stock | 759720105 |
| — | Karyopharm Therapeutics Inc. | 4,868 | $132K | 0.1% | $31.87 | — | common stock | 48576U106 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund | 7,576 | $130K | 0.1% | $17.77 | — | common stock | 19249B106 |
| — | Avenue Income Credit Strategies Fund | 8,735 | $122K | 0.1% | $17.38 | — | common stock | 05358E106 |
| — | Inovio Pharmaceuticals, Inc. | 15,000 | $122K | 0.1% | $8.13 | — | common stock | 45773H201 |
| — | Nuveen Core Equity Alpha Fund | 7,138 | $113K | 0.0% | $15.70 | — | common stock | 67090X107 |
| — | PIMCO Income Strategy Fund II | 11,610 | $112K | 0.0% | $9.80 | — | common stock | 72201J104 |
| — | Prudential Short Duration High Yield Fund, Inc. | 7,001 | $107K | 0.0% | $15.28 | — | common stock | 74442F107 |
| — | The Mexico Fund, Inc. | 5,000 | $103K | 0.0% | $20.80 | — | common stock | 592835102 |
| — | GDL Fund | 9,961 | $102K | 0.0% | $11.40 | — | common stock | 361570104 |
| — | ASA Gold and Precious Metals Limited | 10,307 | $100K | 0.0% | $12.55 | — | common stock | G3156P103 |
| XXCHNXX | China Fund, Inc. | 5,000 | $99,000 | 0.0% | $20.00 | — | common stock | 169373107 |
| — | Deutsche Multi-Market Income Trust | 12,133 | $97,000 | 0.0% | $8.57 | — | common stock | 25160E102 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 8,564 | $96,000 | 0.0% | $11.99 | — | common stock | 95766Q106 |
| — | Central Fund of Canada Limited (USA) | 8,000 | $93,000 | 0.0% | $13.63 | — | common stock | 153501101 |
| PSMT | PriceSmart Inc. | 1,000 | $91,000 | 0.0% | $74.69 | -1.4% | common stock | 741511109 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 6,501 | $89,000 | 0.0% | $13.82 | — | common stock | 6706EW100 |
| — | Nuveen Diversified Dividend and Income Fund | 7,586 | $87,000 | 0.0% | $11.76 | — | common stock | 6706EP105 |
| — | Central Europe Russia and Turkey Fund | 4,144 | $86,000 | 0.0% | $29.83 | — | common stock | 153436100 |
| — | BlackRock Utility & Infrastructure Trust | 4,746 | $85,000 | 0.0% | $17.80 | — | common stock | 09248D104 |
| — | Nuveen Dividend Advantage Municipal Fund 3 | 6,352 | $84,000 | 0.0% | $13.24 | — | common stock | 67070X101 |
| — | Neuberger Berman MLP Income Fund | 5,015 | $81,000 | 0.0% | $17.70 | — | common stock | 64129H104 |
| — | Brookfield Mortgage Opportunity Income Fund | 5,001 | $78,000 | 0.0% | $16.60 | — | common stock | 112792106 |
| AMGN | Amgen Inc. | 500 | $76,000 | 0.0% | $115.04 | +2.2% | common stock | 031162100 |
| — | Fort Dearborn Income Securities, Inc | 5,400 | $74,000 | 0.0% | $13.89 | — | common stock | 347200107 |
| TEVA | Teva Parmaceutical Industries Limited | 1,198 | $71,000 | 0.0% | $60.34 | — | common stock | 881624209 |
| SBSAA | Spanish Broadcasting System Inc. | 10,030 | $68,000 | 0.0% | $3.90 | +53.0% | common stock | 846425833 |
| — | Royce Micro-Cap Trust, Inc. | 7,373 | $68,000 | 0.0% | $9.31 | — | common stock | 780915104 |
| FDX | FedEx Corporation | 400 | $68,000 | 0.0% | $118.51 | +25.2% | common stock | 31428X106 |
| — | Eaton Vance Limited Duration Income Fund | 4,940 | $66,000 | 0.0% | $15.26 | — | common stock | 27828H105 |
| — | Asia Pacific Fund | 5,150 | $66,000 | 0.0% | $10.17 | — | common stock | 044901106 |
| — | Morgan Stanley Income Securities Inc. | 3,843 | $66,000 | 0.0% | $16.98 | — | common stock | 61745P874 |
| — | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | 4,964 | $63,000 | 0.0% | $17.89 | — | common stock | 00301T102 |
| ING | ING Groep N.V. | 3,373 | $55,000 | 0.0% | $15.03 | — | common stock | 456837103 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund | 6,400 | $55,000 | 0.0% | $14.43 | — | common stock | 617477104 |
| VOD | Vodafone Group PLC | 1,453 | $53,000 | 0.0% | $36.48 | — | common stock | 92857W308 |
| — | Market Vectors Gold Miners ETF | 3,000 | $53,000 | 0.0% | $24.33 | — | common stock | 57060U100 |
| TIP | iShares TIPS Bond | 410 | $46,000 | 0.0% | $112.00 | — | common stock | 464287176 |
| — | Turkish Investment Fund, Inc. | 4,630 | $46,000 | 0.0% | $15.87 | — | common stock | 900145103 |
| MUFG | Mitsubishi UFJ Financial Group, Inc. | 6,383 | $46,000 | 0.0% | $7.21 | — | common stock | 606822104 |
| — | Aberdeen Israel Fund, Inc. | 2,322 | $44,000 | 0.0% | $14.55 | — | common stock | 00301L109 |
| — | Duff & Phelps Global Utility Income Fund, Inc. | 2,410 | $43,000 | 0.0% | $18.67 | — | common stock | 26433C105 |
| LBTYAUSD | Liberty Global PLC | 839 | $43,000 | 0.0% | $51.25 | — | common stock | G5480U104 |
| IBN | ICIC Bank Ltd. | 3,985 | $42,000 | 0.0% | $10.60 | — | common stock | 45104G104 |
| — | Ingersoll-Rand PLC | 615 | $41,000 | 0.0% | $67.15 | — | common stock | G47791101 |
| XJPIX | Nuveen Preferred & Income Term Fund | 1,850 | $41,000 | 0.0% | $24.08 | — | common stock | 67075A106 |
| TM | Toyota Motor Corporation | 303 | $41,000 | 0.0% | $135.48 | — | common stock | 892331307 |
| ULTRF | Ultrapetrol (Bahamas) Ltd. | 36,000 | $41,000 | 0.0% | $2.88 | -55.8% | common stock | P94398107 |
| BIIB | Biogen Inc. | 100 | $40,000 | 0.0% | $401.33 | 0.0% | common stock | 09062X103 |
| — | JPMorgan Alerian MLP Index ETN | 1,000 | $40,000 | 0.0% | $46.00 | — | common stock | 46625H365 |
| — | NXP Semiconductors NV | 407 | $40,000 | 0.0% | $100.74 | — | common stock | N659X109 |
| BCS | Barclays PLC | 2,384 | $39,000 | 0.0% | $14.86 | — | common stock | 06738E204 |
| CNQ | Canadian Natural Resrouces Limited | 1,440 | $39,000 | 0.0% | $9.30 | +3.2% | common stock | 136385101 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $39,000 | 0.0% | $19.33 | — | common stock | 018829101 |
| — | Canadian Pacific Railway Limited | 243 | $39,000 | 0.0% | $183.56 | — | common stock | 13645T100 |
| — | John Hancock Premium Dividend Fund | 2,964 | $38,000 | 0.0% | $13.23 | — | common stock | 41013T105 |
| — | SK Telecom Co. Ltd. | 1,499 | $37,000 | 0.0% | $26.11 | — | common stock | 78440P108 |
| BP | BP PLC | 928 | $36,000 | 0.0% | $38.94 | — | common stock | 055622104 |
| — | Aberdeen Chile Fund Inc. | 5,000 | $36,000 | 0.0% | $7.20 | — | common stock | 00301W105 |
| — | Delphi Automotive PLC | 413 | $35,000 | 0.0% | $84.75 | — | common stock | G27823106 |
| — | GW Pharmaceuticals PLC | 285 | $35,000 | 0.0% | $97.88 | — | common stock | 36197T103 |
| — | Ladenburg Thalman Financial Services Inc. | 10,000 | $35,000 | 0.0% | $3.50 | — | common stock | 50575Q102 |
| — | Abengoa Yield PLC | 1,071 | $34,000 | 0.0% | $33.61 | — | common stock | G00349103 |
| — | ACE Limited | 331 | $34,000 | 0.0% | $112.28 | — | common stock | H0023R105 |
| — | Neuberger Berman Real Estate Securities Income Fund | 7,217 | $34,000 | 0.0% | $4.83 | — | common stock | 64190A103 |
| VIPS | Vipshop Holdings Limited | 1,542 | $34,000 | 0.0% | $25.82 | — | common stock | 92763W103 |
| — | Mallinckrodt Public Limitied Company | 282 | $33,000 | 0.0% | $119.74 | — | common stock | G5785G107 |
| — | LMP Corporate Loan Fund Inc. | 3,000 | $33,000 | 0.0% | $11.00 | — | common stock | 50208B100 |
| BIDU | Baidu, Inc. | 156 | $31,000 | 0.0% | $218.69 | — | common stock | 056752108 |
| BAP | Credicorp Ltd. | 223 | $31,000 | 0.0% | $114.16 | -1.4% | common stock | G2519Y108 |
| — | BlackRock Income Trust, Inc. | 5,000 | $31,000 | 0.0% | $6.40 | — | common stock | 09247F100 |
| — | Fibria Celulose SA | 2,263 | $31,000 | 0.0% | $13.70 | — | common stock | 31573A109 |
| — | PCM Fund Inc. | 3,000 | $30,000 | 0.0% | $10.00 | — | common stock | 69323T101 |
| — | Shire PLC | 123 | $30,000 | 0.0% | $243.90 | — | common stock | 82481R106 |
| ABEV | Ambev S.A. | 4,939 | $30,000 | 0.0% | $5.92 | — | common stock | 02319V103 |
| BUD | Anheuser-Busch InBev | 241 | $29,000 | 0.0% | $117.42 | — | common stock | 03524A108 |
| HDB | HDFC Bank Ltd. | 486 | $29,000 | 0.0% | $59.23 | — | common stock | 40415F101 |
| PUK | Prudential PLC | 605 | $29,000 | 0.0% | $49.45 | — | common stock | 74435K204 |
| — | Sensata Technologies Holding NV | 539 | $28,000 | 0.0% | $55.54 | — | common stock | N7902X106 |
| — | Tortoise Energy Infrastructure, 3.75% Preferred Series B | 2,800 | $28,000 | 0.0% | $9.58 | — | preferred stock | 89147L704 |
| AZN | AstraZeneca PLC | 887 | $28,000 | 0.0% | $31.57 | — | common stock | 046353108 |
| — | Syngenta AG | 335 | $27,000 | 0.0% | $67.57 | — | common stock | 87160A100 |
| — | MVC Capital, Inc. | 2,618 | $26,000 | 0.0% | $12.66 | — | common stock | 553829102 |
| — | Swiss Helvetia Fund Inc. | 2,316 | $26,000 | 0.0% | $13.10 | — | common stock | 870875101 |
| — | Gabelli Global Utility & Income Trust | 1,463 | $26,000 | 0.0% | $19.70 | — | common stock | 36242L105 |
| — | Ares Multi-Strategy Credit Fund | 1,316 | $25,000 | 0.0% | $21.24 | — | common stock | 04014Q108 |
| — | Tri-Continental Corp., $2.50 Cumulative Preferred Stock | 500 | $25,000 | 0.0% | $50.00 | — | preferred stock | 895436202 |
| INCY | Incyte Corporation | 242 | $25,000 | 0.0% | $50.13 | +106.5% | common stock | 45337C102 |
| BTI | British America Tobacco PLC | 220 | $24,000 | 0.0% | $103.78 | — | common stock | 110448107 |
| AME | Ametek Inc. | 446 | $24,000 | 0.0% | $49.91 | 0.0% | common stock | 031100100 |
| — | China Unicom (Hong Kong) Limited | 1,481 | $23,000 | 0.0% | $14.84 | — | common stock | 16945R104 |
| ASML | ASML Holding NV | 224 | $23,000 | 0.0% | $102.68 | — | common stock | N07059210 |
| — | Nasdaq Premium Income & Growth Fund | 1,273 | $23,000 | 0.0% | $19.18 | — | common stock | 670699107 |
| ABT | Abbott Laboratories | 468 | $23,000 | 0.0% | $36.28 | +8.4% | common stock | 002824100 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 1,471 | $23,000 | 0.0% | $18.11 | — | common stock | 278284104 |
| — | Kraft Foods Group, Inc. | 274 | $23,000 | 0.0% | $73.77 | — | common stock | 50076Q106 |
| JPM | JPMorgan Chase & Co. | 323 | $22,000 | 0.0% | $44.50 | +10.4% | common stock | 46625H100 |
| LYB | LyondellBasell Industries N.V. | 210 | $22,000 | 0.0% | $46.99 | +19.5% | common stock | N53745100 |
| — | Alexion Pharmaceuticals, Inc. | 123 | $22,000 | 0.0% | $178.86 | — | common stock | 015351109 |
| NVO | Novo Nordisk A/S | 406 | $22,000 | 0.0% | $54.19 | — | common stock | 670100205 |
| PFE | Pfizer Inc. | 652 | $22,000 | 0.0% | $18.98 | +9.4% | common stock | 717081103 |
| — | Gabelli Equity Trust, Inc. | 3,454 | $22,000 | 0.0% | $6.64 | — | common stock | 362397101 |
| — | Gabelli Equity Trust Preferred Series D | 848 | $22,000 | 0.0% | $25.14 | — | preferred stock | 362397705 |
| STT | State Street Corporation | 272 | $21,000 | 0.0% | $55.17 | +4.5% | common stock | 857477103 |
| — | BRF SA | 999 | $21,000 | 0.0% | $21.02 | — | common stock | 10552T107 |
| TMO | Thermo Fisher Scientific, Inc. | 160 | $21,000 | 0.0% | $120.93 | +4.4% | common stock | 883556102 |
| MCD | McDonald's Corp. | 219 | $21,000 | 0.0% | $71.77 | +3.3% | common stock | 580135101 |
| — | Deutsche Strategic Income Trust | 1,850 | $20,000 | 0.0% | $13.00 | — | common stock | 25160F109 |
| — | United States Oil ETF | 1,000 | $20,000 | 0.0% | $20.00 | — | common stock | 91232N108 |
| — | Neuberger Berman High Yield Strategies Fund | 1,743 | $20,000 | 0.0% | $12.62 | — | common stock | 64128C106 |
| — | MFS High Yield Municipal Trust | 5,000 | $20,000 | 0.0% | $4.00 | — | common stock | 59318E102 |
| MMM | 3M Company | 128 | $20,000 | 0.0% | $92.72 | +2.3% | common stock | 88579Y101 |
| — | General Electric Company | 770 | $20,000 | 0.0% | $24.86 | — | common stock | 369604103 |
| — | Silver Wheaton Corp. | 1,067 | $19,000 | 0.0% | $19.52 | — | common stock | 828336107 |
| NKE | Nike, Inc. | 175 | $19,000 | 0.0% | $41.22 | +8.7% | common stock | 654106103 |
| WMT | Wal-Mart Stores Inc. | 258 | $18,000 | 0.0% | $22.41 | -6.8% | common stock | 931142103 |
| CVS | CVS Health Corporation | 174 | $18,000 | 0.0% | $69.13 | +8.8% | common stock | 126650100 |
| SPG | Simon Property Group Inc. | 102 | $18,000 | 0.0% | $107.08 | +1.0% | common stock | 828806109 |
| XXHYBXX | New America High Income Fund, Inc. | 2,000 | $17,000 | 0.0% | $10.00 | — | common stock | 641876800 |
| PG | The Procter & Gamble Company | 223 | $17,000 | 0.0% | $64.18 | -6.6% | common stock | 742718109 |
| HD | The Home Depot, Inc. | 152 | $17,000 | 0.0% | $78.82 | +10.5% | common stock | 437076102 |
| — | United Technologies Corporation | 143 | $16,000 | 0.0% | $118.64 | — | common stock | 913017109 |
| TRIP | TripAdvisor Inc. | 183 | $16,000 | 0.0% | $72.31 | 0.0% | common stock | 896945201 |
| ITUB | Itau Unibanco Holdings S.A. | 1,599 | $16,000 | 0.0% | $10.01 | — | common stock | 465562106 |
| OXY | Occidental Petroleum Corporation | 208 | $16,000 | 0.0% | $57.33 | -0.8% | common stock | 674599105 |
| SLB | Schlumberger Limited | 179 | $15,000 | 0.0% | $63.95 | +4.4% | common stock | 806857108 |
| MO | Altria Group Inc. | 311 | $15,000 | 0.0% | $24.88 | +1.5% | common stock | 02209S103 |
| EL | The Estee Lauder Companies Inc. | 168 | $15,000 | 0.0% | $75.30 | 0.0% | common stock | 518439104 |
| COP | Conocophillips | 246 | $15,000 | 0.0% | $46.39 | 0.0% | common stock | 20825C104 |
| KO | The Coca-Cola Company | 384 | $15,000 | 0.0% | $29.81 | -2.6% | common stock | 191216100 |
| — | Center Coast MLP & Infrastructure Fund | 901 | $14,000 | 0.0% | $17.23 | — | common stock | 151461100 |
| PM | Philip Morris International, Inc. | 175 | $14,000 | 0.0% | $48.18 | +0.3% | common stock | 718172109 |
| INTC | Intel Corporation | 454 | $14,000 | 0.0% | $26.33 | -4.7% | common stock | 458140100 |
| JNJ | Johnson & Johnson | 144 | $14,000 | 0.0% | $76.41 | -2.5% | common stock | 478160104 |
| IBB | iShares Nasdaq Biotechnology | 36 | $13,000 | 0.0% | $250.00 | — | common stock | 464287556 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 655 | $13,000 | 0.0% | $20.13 | — | common stock | 41013V100 |
| D | Dominion Resources, Inc. | 200 | $13,000 | 0.0% | $45.81 | -2.7% | common stock | 25746U109 |
| AEP | American Electric Power Co., Inc. | 243 | $13,000 | 0.0% | $39.24 | -3.2% | common stock | 025537101 |
| VZ | Verizon Communications Inc. | 288 | $13,000 | 0.0% | $27.64 | +2.5% | common stock | 92343V104 |
| XOM | Exxon Mobil Corporation | 163 | $13,000 | 0.0% | $56.86 | -4.5% | common stock | 30231G102 |
| — | Hewlett-Packard Company | 400 | $12,000 | 0.0% | $34.25 | — | common stock | 428236103 |
| — | Cornerstone Strategic Value Fund Inc. | 604 | $12,000 | 0.0% | $19.86 | — | common stock | 21924B302 |
| — | Nuveen Global Equity Income Fund | 1,000 | $12,000 | 0.0% | $15.00 | — | common stock | 6706EH103 |
| NXRT | NexPoint Residential Trust, Inc. | 833 | $11,000 | 0.0% | $13.21 | — | common stock | 65341D102 |
| VGT | Vanguard Information Technology ETF | 100 | $11,000 | 0.0% | $96.77 | — | common stock | 92204A702 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,422 | $11,000 | 0.0% | $7.73 | — | common stock | 09251A104 |
| — | Morgan Stanley Emerging Markets Fund, Inc. | 716 | $11,000 | 0.0% | $14.13 | — | common stock | 61744G107 |
| — | GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B | 500 | $11,000 | 0.0% | $22.00 | — | preferred stock | 36465A109 |
| — | Transamerica Income Shares Inc. | 429 | $9,000 | 0.0% | $20.60 | — | common stock | 893506105 |
| DXJ | WisdomTree Japan Hedged Equity | 143 | $8,000 | 0.0% | $48.95 | — | common stock | 97717W851 |
| — | Rand Capital Corp. | 2,000 | $8,000 | 0.0% | $3.00 | — | common stock | 752185108 |
| — | Latin American Discovery Fund Inc. | 800 | $8,000 | 0.0% | $13.75 | — | common stock | 51828C106 |
| XLV | Health Care Select Sector SPDR ETF | 111 | $8,000 | 0.0% | $61.61 | — | common stock | 81369Y209 |
| — | Gabelli Global Small and Mid-Cap Value Fund | 700 | $7,000 | 0.0% | $11.43 | — | common stock | 36249W104 |
| SKYY | First Trust ISE Cloud Computing Index | 209 | $6,000 | 0.0% | $28.71 | — | common stock | 33734X192 |
| — | Mankind Corporation | 1,000 | $6,000 | 0.0% | $6.00 | — | common stock | 56400P201 |
| XLY | Consumer Discret Select Sector SPDR ETF | 65 | $5,000 | 0.0% | $66.67 | — | common stock | 81369Y407 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | common stock | 09249W101 |
| — | BlackRock Core Bond Trust | 200 | $3,000 | 0.0% | $15.00 | — | common stock | 09249E101 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 234 | $3,000 | 0.0% | $13.95 | — | common stock | 94987D101 |
| — | Tekla Healthcare Investors | 98 | $3,000 | 0.0% | $30.61 | — | common stock | 87911J103 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | common stock | 723653101 |
| — | Momenta Pharmaceuticals Inc. | 100 | $2,000 | 0.0% | $20.00 | — | common stock | 60877T100 |
| — | Delaware Investments Dividend & Income Fund, Inc. | 48 | $0 | 0.0% | $8.96 | — | common stock | 245915103 |