Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Oxford Lane Capital, 7.50% Pfd Series 2023	742,175	$17,849	7.5%	$24.23	—	preferred stock	691543300
—	Boulder Growth and Income Fund, Inc.	1,534,487	$12,951	5.4%	$8.47	—	common stock	101507101
—	Tekla Healthcare Opportunities Fund	607,314	$11,978	5.0%	$20.03	—	common stock	879105104
—	Oxford Lane Capital, 8.125% Pfd Series 2024	438,970	$11,018	4.6%	$25.10	—	preferred stock	691543409
—	BlackRock Science and Technology Trust	436,999	$7,625	3.2%	$17.65	—	common stock	09258G104
—	PIMCO Dynamic Credit Income Fund	321,984	$6,395	2.7%	$21.96	—	common stock	72202D106
—	Adams Diversified Equity Fund, Inc.	443,194	$6,169	2.6%	$12.40	—	common stock	006212104
—	Alpine Total Dynamic Dividend Fund	640,051	$5,494	2.3%	$8.41	—	common stock	021060207
—	Tri-Continental Corp.	218,416	$4,628	1.9%	$18.27	—	common stock	895436103
—	Liberty All-Star Equity Fund	771,256	$4,328	1.8%	$5.50	—	common stock	530158104
—	Adams Natural Resources Fund, Inc.	190,538	$4,233	1.8%	$23.11	—	common stock	00548F105
—	The Herzfeld Caribbean Basin Fund, Inc.	420,107	$3,972	1.7%	$8.64	—	common stock	42804T106
—	General American Investors Company, Inc.	110,124	$3,833	1.6%	$33.10	—	common stock	368802104
CPA	Copa Holdings SA	44,500	$3,675	1.5%	$86.96	-20.6%	common stock	P31076105
—	PIMCO Dynamic Income Fund	126,354	$3,638	1.5%	$29.85	—	common stock	72201Y101
—	Kayne Anderson Midstream/Energy Fund	131,055	$3,571	1.5%	$34.63	—	common stock	48661E108
—	Tortoise Pipeline & Energy Fund	134,443	$3,440	1.4%	$30.62	—	common stock	89148H108
—	Virtus Total Return Fund	782,749	$3,405	1.4%	$3.92	—	common stock	92829A103
—	Salient Midstream & MLP Fund	165,788	$3,344	1.4%	$24.35	—	common stock	79471V105
—	Gabelli Healthcare & Wellness (Rx) Trust	294,356	$3,312	1.4%	$10.26	—	common stock	36246K103
—	Alpine Global Dynamic Dividend Fund	312,398	$3,073	1.3%	$10.09	—	common stock	02082E205
—	Tortoise Energy Infrastructure	80,376	$2,967	1.2%	$45.51	—	common stock	89147L100
—	MVC Capital 7.25% Preferred	116,793	$2,910	1.2%	$24.98	—	preferred stock	553829201
—	Nuveen Credit Strategies Income Fund	340,404	$2,897	1.2%	$9.06	—	common stock	67073D102
—	DoubleLine Income Solutions Fund	145,376	$2,830	1.2%	$20.67	—	common stock	258622109
MTZ	MasTec, Inc.	134,927	$2,681	1.1%	$27.80	-32.8%	common stock	576323109
—	RMR Real Estate Income Fund	139,089	$2,579	1.1%	$19.47	—	common stock	76970B101
XJEQX	Aberdeen Japan Equity Fund, Inc.	295,754	$2,443	1.0%	$6.71	—	common stock	00306J109
RCL	Royal Caribbean Cruises Ltd.	30,313	$2,385	1.0%	$34.84	+92.8%	common stock	V7780T103
—	NexPoint Credit Strategies Fund	319,361	$2,321	1.0%	$8.61	—	common stock	65340G106
LEN	Lennar Corp.	44,500	$2,270	1.0%	$34.33	+21.6%	common stock	526057104
—	Gabelli Dividend & Income Trust	104,504	$2,155	0.9%	$20.53	—	common stock	36242H104
MINT	PIMCO Enchanced Short Maturity Active ETF	20,729	$2,095	0.9%	$101.05	—	common stock	72201R833
SEB	Seaboard Corp.	580	$2,087	0.9%	$2669.93	+31.1%	common stock	811543107
—	Cohen & Steers Infrastructure Fund, Inc.	97,389	$2,047	0.9%	$19.89	—	common stock	19248A109
—	Royce Value Trust Inc.	148,374	$2,046	0.9%	$15.17	—	common stock	780910105
NCLH	Norwegian Cruise Line Holdings Ltd.	36,443	$2,042	0.9%	$32.51	+65.4%	common stock	G66721104
—	First Trust High Income Long/Short Fund	117,614	$1,815	0.8%	$17.46	—	common stock	33738E109
—	Diversified Real Asset Income Fund	104,690	$1,807	0.8%	$17.73	—	common stock	25533B108
—	Zweig Total Return Fund Inc.	136,390	$1,741	0.7%	$12.95	—	common stock	989837208
—	Tortoise Energy Independence Fund, Inc.	91,887	$1,687	0.7%	$21.91	—	common stock	89148K101
CWCO	Consolidated Water Co. Ltd.	129,538	$1,632	0.7%	$8.64	+11.3%	common stock	G23773107
—	Clough Global Opportunities Fund	120,355	$1,439	0.6%	$12.87	—	common stock	18914E106
—	Japan Smaller Capitalization Fund Inc.	132,750	$1,432	0.6%	$8.90	—	common stock	47109U104
—	Putnam High Income Securities Fund	181,034	$1,405	0.6%	$7.92	—	common stock	746779107
—	New Germany Fund, Inc.	91,849	$1,385	0.6%	$17.39	—	common stock	644465106
—	BlackRock Credit Allocation Income Trust	110,243	$1,379	0.6%	$12.96	—	common stock	092508100
—	The Korea Fund, Inc.	33,085	$1,342	0.6%	$34.59	—	common stock	500634209
CX	Cemex, S.A.B. de C.V.	146,372	$1,341	0.6%	$10.26	—	common stock	151290889
CCL	Carnival Corp.	27,000	$1,334	0.6%	$27.76	+46.2%	common stock	143658300
NEE	NextEra Energy, Inc.	13,155	$1,290	0.5%	$19.51	-1.1%	common stock	65339F101
WSO	Watsco Inc.	10,100	$1,243	0.5%	$84.60	+47.1%	common stock	942622200
—	Steiner Leisure Ltd.	22,467	$1,208	0.5%	$51.15	—	common stock	P8744Y102
—	Apollo Tactical Income Fund Inc	76,168	$1,192	0.5%	$16.82	—	common stock	037638103
—	Aberdeen Asia-Pacific Income Fund, Inc.	233,952	$1,152	0.5%	$6.02	—	common stock	003009107
TV	Grupo Televisa, S.A.B.	29,219	$1,134	0.5%	$25.22	—	common stock	40049J206
—	Spirit Airlines, Inc.	18,000	$1,118	0.5%	$73.83	—	common stock	848577102
—	Avianca Holdings S.A.	104,794	$1,073	0.5%	$11.95	—	common stock	05367G100
FMX	Fomento Economico Mexicano, S.A.B. de C.V.	11,000	$980	0.4%	$100.55	—	common stock	344419106
—	America Movil S.A.B. de C.V.	44,690	$945	0.4%	$21.75	—	common stock	02364W105
—	Guggenheim Enhanced Equity Strategy Fund	56,860	$931	0.4%	$17.53	—	common stock	40167K100
—	Putnam Premier Income Trust	176,306	$895	0.4%	$5.36	—	common stock	746853100
—	Central Securities Corp.	41,281	$881	0.4%	$21.92	—	common stock	155123102
—	Gabelli Multimedia Trust Inc.	95,873	$879	0.4%	$9.38	—	common stock	36239Q109
—	Nuveen Multi-Market Income Fund, Inc.	123,209	$878	0.4%	$7.52	—	common stock	67075J107
—	Bancolombia S.A.	19,780	$851	0.4%	$55.58	—	common stock	05968L102
—	First Trust Mortgage Income Fund	60,175	$840	0.4%	$15.88	—	common stock	33734E103
BPOP	Popular, Inc.	29,000	$837	0.4%	$24.15	+5.0%	common stock	733174700
—	Atlantic Tele Network, Inc.	11,988	$828	0.3%	$55.61	—	common stock	049079205
—	Cushing MLP Total Return Fund	218,220	$799	0.3%	$3.90	—	common stock	231631102
—	Liberty All-Star Growth Fund, Inc.	148,141	$745	0.3%	$5.12	—	common stock	529900102
—	Blackstone/GSO Strategic Credit Fund	46,520	$722	0.3%	$16.64	—	common stock	09257R101
—	Teco Energy, Inc.	40,500	$708	0.3%	$17.19	—	common stock	872375100
KOF	Coca Cola Femsa S.A.B. de C.V.	8,799	$699	0.3%	$138.37	—	common stock	191241108
—	Cohen & Steers Total Return Realty Fund	56,535	$687	0.3%	$12.41	—	common stock	19247R103
—	GDL Fund Preferred Series B	12,800	$643	0.3%	$50.23	—	preferred stock	361570302
—	First Trust New Opportunities MLP & Energy Fund	40,031	$620	0.3%	$17.85	—	common stock	33739M100
—	Nuveen Quality Preferred Income Fund 3	76,984	$619	0.3%	$8.41	—	common stock	67072W101
—	Bancroft Fund Ltd.	29,201	$618	0.3%	$17.68	—	common stock	059695106
—	Taiwan Fund, Inc.	34,671	$617	0.3%	$17.67	—	common stock	874036106
FCX	Freeport McMoran Copper & Gold	32,000	$590	0.2%	$24.42	-24.4%	common stock	35671D857
—	Clough Global Equity Fund	38,727	$569	0.2%	$14.83	—	common stock	18914C100
—	Advent/Claymore Enhanced Growth & Income Fund	64,008	$567	0.2%	$9.05	—	common stock	00765E104
—	Macquarie Global Infrastructure Total Return Fund Inc.	22,851	$533	0.2%	$21.30	—	common stock	55608D101
—	Eaton Vance Tax-Advantaged Dividend Income Fund	26,552	$522	0.2%	$19.66	—	common stock	27828G107
—	LMP Capital and Income Fund, Inc.	33,921	$512	0.2%	$16.00	—	common stock	50208A102
—	Tortoise MLP Fund, Inc.	23,853	$507	0.2%	$27.92	—	common stock	89148B101
NSC	Norfolk Southern Corp.	5,750	$499	0.2%	$58.90	+31.5%	common stock	655844108
—	Cyberonics, Inc.	8,330	$495	0.2%	$62.47	—	common stock	23251P102
EVTC	Evertec Inc.	22,643	$478	0.2%	$20.53	-3.2%	common stock	30040P103
—	Delaware Enhanced Global Dividend & Income Fund	44,505	$474	0.2%	$11.61	—	common stock	246060107
CME	CME Group Inc.	5,000	$465	0.2%	$61.61	0.0%	common stock	12572Q105
—	Era Group Inc.	21,515	$441	0.2%	$21.75	—	common stock	26885G109
—	BlackRock Multi-Sector Income Trust	25,976	$425	0.2%	$17.05	—	common stock	09258A107
MLM	Martin Marietta Materials Inc.	3,000	$425	0.2%	$99.70	+34.6%	common stock	573284106
—	Morgan Stanley China A Share Fund	12,500	$424	0.2%	$33.48	—	common stock	617468103
—	Nuveen Global High Income Fund	24,834	$408	0.2%	$17.24	—	common stock	67075G103
—	Tahoe Resources Inc.	31,900	$386	0.2%	$13.64	—	common stock	873868103
—	Brookfield Total Return Fund	16,903	$375	0.2%	$22.19	—	common stock	11283U108
—	AllianceBernstein Global High Income Fund, Inc.	30,663	$364	0.2%	$14.00	—	common stock	01879R106
—	Brookfield Global Listed Infrastructure Income Fund	22,001	$361	0.2%	$16.41	—	common stock	11273Q109
—	Sprott Focus Trust, Inc.	50,492	$357	0.1%	$7.23	—	common stock	85208J109
EWW	iShares MSCI Mexico Capped	6,000	$343	0.1%	$59.33	—	common stock	464286822
VMC	Vulcan Materials Company	4,000	$336	0.1%	$46.69	+70.9%	common stock	929160109
—	ClearBridge Energy MLP Fund Inc.	13,807	$321	0.1%	$27.76	—	common stock	184692101
—	Source Capital Corp.	4,301	$313	0.1%	$66.98	—	common stock	836144105
BNS	The Bank of Nova Soctia	6,000	$307	0.1%	$29.69	+4.4%	common stock	064149107
—	Teekay LNG Partners LP	9,589	$302	0.1%	$43.61	—	common stock	Y8564M105
—	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	26,794	$298	0.1%	$11.84	—	common stock	95766R104
—	Cushing Renaissance Fund	15,387	$297	0.1%	$25.32	—	common stock	231647108
—	Aberdeen Singapore Fund, Inc.	26,708	$295	0.1%	$13.10	—	common stock	003244100
WU	The Western Union Company	14,000	$285	0.1%	$17.44	—	common stock	959802109
—	Western Asset High Yield Defined Opportunity Fund Inc.	17,103	$261	0.1%	$17.75	—	common stock	95768B107
—	Zweig Fund, Inc.	17,326	$250	0.1%	$12.80	—	common stock	989834205
—	Clough Global Allocation Fund	16,752	$245	0.1%	$15.24	—	common stock	18913Y103
—	Morgan Stanley Asia Pacific Fund	15,294	$240	0.1%	$15.72	—	common stock	61744U106
—	PIMCO Income Strategy Fund	22,000	$235	0.1%	$10.68	—	common stock	72201H108
—	PIMCO Corporate & Income Strategy Fund	16,748	$234	0.1%	$13.97	—	common stock	72200U100
—	Powershares ETF Trust II	10,000	$227	0.1%	$22.70	—	common stock	73936Q843
—	TCW Strategic Income Fund, Inc.	43,230	$223	0.1%	$5.40	—	common stock	872340104
—	Legg Mason BW Global Income Opportunities Fund	14,864	$210	0.1%	$16.99	—	common stock	52469B100
—	JPMorgan China Region Fund, Inc.	11,067	$208	0.1%	$15.16	—	common stock	48126T104
—	Thai Fund, Inc.	24,585	$204	0.1%	$18.23	—	common stock	882904105
FDP	Fresh Del Monte Produce Inc.	5,000	$193	0.1%	$21.57	+46.8%	common stock	G36738105
—	Mexico Equity and Income Fund, Inc.	15,191	$187	0.1%	$15.32	—	common stock	592834105
—	Morgan Stanley Emerging Market Debt Fund, Inc.	19,899	$179	0.1%	$10.17	—	common stock	61744H105
GILD	Gilead Sciences Inc.	1,500	$176	0.1%	$71.85	+5.7%	common stock	375558103
—	Aberdeen Indonesia Fund, Inc.	23,835	$168	0.1%	$11.62	—	common stock	00305P106
EQS	Equus Total Return, Inc.	88,121	$167	0.1%	$2.08	-7.6%	common stock	294766100
—	First Trust Energy Infrastructure Fund	8,021	$163	0.1%	$22.32	—	common stock	33738C103
—	Templeton Dragon Fund, Inc.	6,357	$158	0.1%	$25.05	—	common stock	88018T101
XMHIX	Pioneer Municipal High Income Trust	13,000	$157	0.1%	$12.08	—	common stock	723763108
—	Pacholder High Yield Fund Inc.	22,075	$152	0.1%	$7.36	—	common stock	693742108
—	BlackRock Resources & Commodities Strategy Trust	16,756	$150	0.1%	$11.52	—	common stock	09257A108
—	Seacor Holdings, Inc.	2,000	$142	0.1%	$83.00	—	common stock	811904101
—	Nuveen Flexible Investment Income Fund	8,881	$142	0.1%	$16.81	—	common stock	67075B104
—	Royce Global Value Trust, Inc.	17,044	$142	0.1%	$8.91	—	common stock	78081T104
—	European Equity Fund, Inc.	16,464	$140	0.1%	$7.23	—	common stock	298768102
—	New Ireland Fund, Inc.	10,032	$138	0.1%	$11.09	—	common stock	645673104
—	Morgan Stanley India Investment Fund	4,967	$136	0.1%	$15.45	—	common stock	61745C105
—	Foxby Corp.	76,580	$136	0.1%	$1.64	—	common stock	351645106
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	12,500	$134	0.1%	$10.80	—	common stock	27829G106
—	Cohen & Steers Limited Duration Preferres and Income Fund	5,800	$133	0.1%	$24.14	—	common stock	19248C105
—	RENN Global Entrepreneurs Fund, Inc.	106,588	$132	0.1%	$1.51	—	common stock	759720105
—	Karyopharm Therapeutics Inc.	4,868	$132	0.1%	$31.87	—	common stock	48576U106
—	Cohen & Steers MLP Income and Energy Opportunity Fund	7,576	$130	0.1%	$17.77	—	common stock	19249B106
—	Inovio Pharmaceuticals, Inc.	15,000	$122	0.1%	$8.13	—	common stock	45773H201
—	Avenue Income Credit Strategies Fund	8,735	$122	0.1%	$17.38	—	common stock	05358E106
—	Nuveen Core Equity Alpha Fund	7,138	$113	0.0%	$15.70	—	common stock	67090X107
—	PIMCO Income Strategy Fund II	11,610	$112	0.0%	$9.80	—	common stock	72201J104
—	Prudential Short Duration High Yield Fund, Inc.	7,001	$107	0.0%	$15.28	—	common stock	74442F107
—	The Mexico Fund, Inc.	5,000	$103	0.0%	$20.80	—	common stock	592835102
—	GDL Fund	9,961	$102	0.0%	$11.40	—	common stock	361570104
—	ASA Gold and Precious Metals Limited	10,307	$100	0.0%	$12.55	—	common stock	G3156P103
XXCHNXX	China Fund, Inc.	5,000	$99	0.0%	$20.00	—	common stock	169373107
—	Deutsche Multi-Market Income Trust	12,133	$97	0.0%	$8.57	—	common stock	25160E102
—	Western Asset/Claymore Inflation-Linked Securities & Income Fund	8,564	$96	0.0%	$11.99	—	common stock	95766Q106
—	Central Fund of Canada Limited (USA)	8,000	$93	0.0%	$13.63	—	common stock	153501101
PSMT	PriceSmart Inc.	1,000	$91	0.0%	$74.69	-1.4%	common stock	741511109
—	Nuveen S&P 500 Dynamic Overwrite Fund	6,501	$89	0.0%	$13.82	—	common stock	6706EW100
—	Nuveen Diversified Dividend and Income Fund	7,586	$87	0.0%	$11.76	—	common stock	6706EP105
—	Central Europe Russia and Turkey Fund	4,144	$86	0.0%	$29.83	—	common stock	153436100
—	BlackRock Utility & Infrastructure Trust	4,746	$85	0.0%	$17.80	—	common stock	09248D104
—	Nuveen Dividend Advantage Municipal Fund 3	6,352	$84	0.0%	$13.24	—	common stock	67070X101
—	Neuberger Berman MLP Income Fund	5,015	$81	0.0%	$17.70	—	common stock	64129H104
—	Brookfield Mortgage Opportunity Income Fund	5,001	$78	0.0%	$16.60	—	common stock	112792106
AMGN	Amgen Inc.	500	$76	0.0%	$115.04	+2.2%	common stock	031162100
—	Fort Dearborn Income Securities, Inc	5,400	$74	0.0%	$13.89	—	common stock	347200107
TEVA	Teva Parmaceutical Industries Limited	1,198	$71	0.0%	$60.34	—	common stock	881624209
FDX	FedEx Corporation	400	$68	0.0%	$118.51	+25.2%	common stock	31428X106
SBSAA	Spanish Broadcasting System Inc.	10,030	$68	0.0%	$3.90	+53.0%	common stock	846425833
—	Royce Micro-Cap Trust, Inc.	7,373	$68	0.0%	$9.31	—	common stock	780915104
—	Morgan Stanley Income Securities Inc.	3,843	$66	0.0%	$16.98	—	common stock	61745P874
—	Eaton Vance Limited Duration Income Fund	4,940	$66	0.0%	$15.26	—	common stock	27828H105
—	Asia Pacific Fund	5,150	$66	0.0%	$10.17	—	common stock	044901106
—	Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	4,964	$63	0.0%	$17.89	—	common stock	00301T102
—	Morgan Stanley Emerging Markets Domestic Debt Fund	6,400	$55	0.0%	$14.43	—	common stock	617477104
ING	ING Groep N.V.	3,373	$55	0.0%	$15.03	—	common stock	456837103
VOD	Vodafone Group PLC	1,453	$53	0.0%	$36.48	—	common stock	92857W308
—	Market Vectors Gold Miners ETF	3,000	$53	0.0%	$24.33	—	common stock	57060U100
—	Turkish Investment Fund, Inc.	4,630	$46	0.0%	$15.87	—	common stock	900145103
TIP	iShares TIPS Bond	410	$46	0.0%	$112.00	—	common stock	464287176
MUFG	Mitsubishi UFJ Financial Group, Inc.	6,383	$46	0.0%	$7.21	—	common stock	606822104
—	Aberdeen Israel Fund, Inc.	2,322	$44	0.0%	$14.55	—	common stock	00301L109
LBTYAUSD	Liberty Global PLC	839	$43	0.0%	$51.25	—	common stock	G5480U104
—	Duff & Phelps Global Utility Income Fund, Inc.	2,410	$43	0.0%	$18.67	—	common stock	26433C105
IBN	ICIC Bank Ltd.	3,985	$42	0.0%	$10.60	—	common stock	45104G104
—	Ingersoll-Rand PLC	615	$41	0.0%	$67.15	—	common stock	G47791101
XJPIX	Nuveen Preferred & Income Term Fund	1,850	$41	0.0%	$24.08	—	common stock	67075A106
TM	Toyota Motor Corporation	303	$41	0.0%	$135.48	—	common stock	892331307
ULTRF	Ultrapetrol (Bahamas) Ltd.	36,000	$41	0.0%	$2.88	-55.8%	common stock	P94398107
—	JPMorgan Alerian MLP Index ETN	1,000	$40	0.0%	$46.00	—	common stock	46625H365
—	NXP Semiconductors NV	407	$40	0.0%	$100.74	—	common stock	N659X109
BIIB	Biogen Inc.	100	$40	0.0%	$401.33	0.0%	common stock	09062X103
BCS	Barclays PLC	2,384	$39	0.0%	$14.86	—	common stock	06738E204
—	AllianzGI Equity & Convertible Income Fund	2,000	$39	0.0%	$19.33	—	common stock	018829101
—	Canadian Pacific Railway Limited	243	$39	0.0%	$183.56	—	common stock	13645T100
CNQ	Canadian Natural Resrouces Limited	1,440	$39	0.0%	$9.30	+3.2%	common stock	136385101
—	John Hancock Premium Dividend Fund	2,964	$38	0.0%	$13.23	—	common stock	41013T105
—	SK Telecom Co. Ltd.	1,499	$37	0.0%	$26.11	—	common stock	78440P108
BP	BP PLC	928	$36	0.0%	$38.94	—	common stock	055622104
—	Aberdeen Chile Fund Inc.	5,000	$36	0.0%	$7.20	—	common stock	00301W105
—	Ladenburg Thalman Financial Services Inc.	10,000	$35	0.0%	$3.50	—	common stock	50575Q102
—	Delphi Automotive PLC	413	$35	0.0%	$84.75	—	common stock	G27823106
—	GW Pharmaceuticals PLC	285	$35	0.0%	$97.88	—	common stock	36197T103
VIPS	Vipshop Holdings Limited	1,542	$34	0.0%	$25.82	—	common stock	92763W103
—	ACE Limited	331	$34	0.0%	$112.28	—	common stock	H0023R105
—	Abengoa Yield PLC	1,071	$34	0.0%	$33.61	—	common stock	G00349103
—	Neuberger Berman Real Estate Securities Income Fund	7,217	$34	0.0%	$4.83	—	common stock	64190A103
—	Mallinckrodt Public Limitied Company	282	$33	0.0%	$119.74	—	common stock	G5785G107
—	LMP Corporate Loan Fund Inc.	3,000	$33	0.0%	$11.00	—	common stock	50208B100
BAP	Credicorp Ltd.	223	$31	0.0%	$114.16	-1.4%	common stock	G2519Y108
—	Fibria Celulose SA	2,263	$31	0.0%	$13.70	—	common stock	31573A109
BIDU	Baidu, Inc.	156	$31	0.0%	$218.69	—	common stock	056752108
—	BlackRock Income Trust, Inc.	5,000	$31	0.0%	$6.40	—	common stock	09247F100
ABEV	Ambev S.A.	4,939	$30	0.0%	$5.92	—	common stock	02319V103
—	PCM Fund Inc.	3,000	$30	0.0%	$10.00	—	common stock	69323T101
—	Shire PLC	123	$30	0.0%	$243.90	—	common stock	82481R106
HDB	HDFC Bank Ltd.	486	$29	0.0%	$59.23	—	common stock	40415F101
PUK	Prudential PLC	605	$29	0.0%	$49.45	—	common stock	74435K204
BUD	Anheuser-Busch InBev	241	$29	0.0%	$117.42	—	common stock	03524A108
AZN	AstraZeneca PLC	887	$28	0.0%	$31.57	—	common stock	046353108
—	Sensata Technologies Holding NV	539	$28	0.0%	$55.54	—	common stock	N7902X106
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	2,800	$28	0.0%	$9.58	—	preferred stock	89147L704
—	Syngenta AG	335	$27	0.0%	$67.57	—	common stock	87160A100
—	Swiss Helvetia Fund Inc.	2,316	$26	0.0%	$13.10	—	common stock	870875101
—	Gabelli Global Utility & Income Trust	1,463	$26	0.0%	$19.70	—	common stock	36242L105
—	MVC Capital, Inc.	2,618	$26	0.0%	$12.66	—	common stock	553829102
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$25	0.0%	$50.00	—	preferred stock	895436202
INCY	Incyte Corporation	242	$25	0.0%	$50.13	+106.5%	common stock	45337C102
—	Ares Multi-Strategy Credit Fund	1,316	$25	0.0%	$21.24	—	common stock	04014Q108
AME	Ametek Inc.	446	$24	0.0%	$49.91	0.0%	common stock	031100100
BTI	British America Tobacco PLC	220	$24	0.0%	$103.78	—	common stock	110448107
—	Nasdaq Premium Income & Growth Fund	1,273	$23	0.0%	$19.18	—	common stock	670699107
ABT	Abbott Laboratories	468	$23	0.0%	$36.28	+8.4%	common stock	002824100
—	Kraft Foods Group, Inc.	274	$23	0.0%	$73.77	—	common stock	50076Q106
—	China Unicom (Hong Kong) Limited	1,481	$23	0.0%	$14.84	—	common stock	16945R104
ASML	ASML Holding NV	224	$23	0.0%	$102.68	—	common stock	N07059210
—	Eaton Vance Floating-Rate Income Plus Fund	1,471	$23	0.0%	$18.11	—	common stock	278284104
—	Alexion Pharmaceuticals, Inc.	123	$22	0.0%	$178.86	—	common stock	015351109
—	Gabelli Equity Trust Preferred Series D	848	$22	0.0%	$25.14	—	preferred stock	362397705
—	Gabelli Equity Trust, Inc.	3,454	$22	0.0%	$6.64	—	common stock	362397101
JPM	JPMorgan Chase & Co.	323	$22	0.0%	$44.50	+10.4%	common stock	46625H100
LYB	LyondellBasell Industries N.V.	210	$22	0.0%	$46.99	+19.5%	common stock	N53745100
PFE	Pfizer Inc.	652	$22	0.0%	$18.98	+9.4%	common stock	717081103
NVO	Novo Nordisk A/S	406	$22	0.0%	$54.19	—	common stock	670100205
—	BRF SA	999	$21	0.0%	$21.02	—	common stock	10552T107
TMO	Thermo Fisher Scientific, Inc.	160	$21	0.0%	$120.93	+4.4%	common stock	883556102
MCD	McDonald's Corp.	219	$21	0.0%	$71.77	+3.3%	common stock	580135101
STT	State Street Corporation	272	$21	0.0%	$55.17	+4.5%	common stock	857477103
—	General Electric Company	770	$20	0.0%	$24.86	—	common stock	369604103
—	United States Oil ETF	1,000	$20	0.0%	$20.00	—	common stock	91232N108
—	MFS High Yield Municipal Trust	5,000	$20	0.0%	$4.00	—	common stock	59318E102
—	Deutsche Strategic Income Trust	1,850	$20	0.0%	$13.00	—	common stock	25160F109
—	Neuberger Berman High Yield Strategies Fund	1,743	$20	0.0%	$12.62	—	common stock	64128C106
MMM	3M Company	128	$20	0.0%	$92.72	+2.3%	common stock	88579Y101
—	Silver Wheaton Corp.	1,067	$19	0.0%	$19.52	—	common stock	828336107
NKE	Nike, Inc.	175	$19	0.0%	$41.22	+8.7%	common stock	654106103
SPG	Simon Property Group Inc.	102	$18	0.0%	$107.08	+1.0%	common stock	828806109
CVS	CVS Health Corporation	174	$18	0.0%	$69.13	+8.8%	common stock	126650100
WMT	Wal-Mart Stores Inc.	258	$18	0.0%	$22.41	-6.8%	common stock	931142103
PG	The Procter & Gamble Company	223	$17	0.0%	$64.18	-6.6%	common stock	742718109
XXHYBXX	New America High Income Fund, Inc.	2,000	$17	0.0%	$10.00	—	common stock	641876800
HD	The Home Depot, Inc.	152	$17	0.0%	$78.82	+10.5%	common stock	437076102
—	United Technologies Corporation	143	$16	0.0%	$118.64	—	common stock	913017109
TRIP	TripAdvisor Inc.	183	$16	0.0%	$72.31	0.0%	common stock	896945201
ITUB	Itau Unibanco Holdings S.A.	1,599	$16	0.0%	$10.01	—	common stock	465562106
OXY	Occidental Petroleum Corporation	208	$16	0.0%	$57.33	-0.8%	common stock	674599105
SLB	Schlumberger Limited	179	$15	0.0%	$63.95	+4.4%	common stock	806857108
COP	Conocophillips	246	$15	0.0%	$46.39	0.0%	common stock	20825C104
KO	The Coca-Cola Company	384	$15	0.0%	$29.81	-2.6%	common stock	191216100
MO	Altria Group Inc.	311	$15	0.0%	$24.88	+1.5%	common stock	02209S103
EL	The Estee Lauder Companies Inc.	168	$15	0.0%	$75.30	0.0%	common stock	518439104
JNJ	Johnson & Johnson	144	$14	0.0%	$76.41	-2.5%	common stock	478160104
INTC	Intel Corporation	454	$14	0.0%	$26.33	-4.7%	common stock	458140100
PM	Philip Morris International, Inc.	175	$14	0.0%	$48.18	+0.3%	common stock	718172109
—	Center Coast MLP & Infrastructure Fund	901	$14	0.0%	$17.23	—	common stock	151461100
D	Dominion Resources, Inc.	200	$13	0.0%	$45.81	-2.7%	common stock	25746U109
VZ	Verizon Communications Inc.	288	$13	0.0%	$27.64	+2.5%	common stock	92343V104
—	John Hancock Tax-Advantaged Dividend Income Fund	655	$13	0.0%	$20.13	—	common stock	41013V100
IBB	iShares Nasdaq Biotechnology	36	$13	0.0%	$250.00	—	common stock	464287556
AEP	American Electric Power Co., Inc.	243	$13	0.0%	$39.24	-3.2%	common stock	025537101
XOM	Exxon Mobil Corporation	163	$13	0.0%	$56.86	-4.5%	common stock	30231G102
—	Nuveen Global Equity Income Fund	1,000	$12	0.0%	$15.00	—	common stock	6706EH103
—	Cornerstone Strategic Value Fund Inc.	604	$12	0.0%	$19.86	—	common stock	21924B302
—	Hewlett-Packard Company	400	$12	0.0%	$34.25	—	common stock	428236103
VGT	Vanguard Information Technology ETF	100	$11	0.0%	$96.77	—	common stock	92204A702
—	Morgan Stanley Emerging Markets Fund, Inc.	716	$11	0.0%	$14.13	—	common stock	61744G107
NXRT	NexPoint Residential Trust, Inc.	833	$11	0.0%	$13.21	—	common stock	65341D102
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	500	$11	0.0%	$22.00	—	preferred stock	36465A109
—	BlackRock Enhanced Equity Dividend Trust	1,422	$11	0.0%	$7.73	—	common stock	09251A104
—	Transamerica Income Shares Inc.	429	$9	0.0%	$20.60	—	common stock	893506105
—	Rand Capital Corp.	2,000	$8	0.0%	$3.00	—	common stock	752185108
XLV	Health Care Select Sector SPDR ETF	111	$8	0.0%	$61.61	—	common stock	81369Y209
DXJ	WisdomTree Japan Hedged Equity	143	$8	0.0%	$48.95	—	common stock	97717W851
—	Latin American Discovery Fund Inc.	800	$8	0.0%	$13.75	—	common stock	51828C106
—	Gabelli Global Small and Mid-Cap Value Fund	700	$7	0.0%	$11.43	—	common stock	36249W104
SKYY	First Trust ISE Cloud Computing Index	209	$6	0.0%	$28.71	—	common stock	33734X192
—	Mankind Corporation	1,000	$6	0.0%	$6.00	—	common stock	56400P201
XLY	Consumer Discret Select Sector SPDR ETF	65	$5	0.0%	$66.67	—	common stock	81369Y407
—	BlackRock Limited Duration Income Trust	250	$4	0.0%	$16.00	—	common stock	09249W101
—	Tekla Healthcare Investors	98	$3	0.0%	$30.61	—	common stock	87911J103
—	BlackRock Core Bond Trust	200	$3	0.0%	$15.00	—	common stock	09249E101
—	Wells Fargo Advantage Multi-Sector Income Fund	234	$3	0.0%	$13.95	—	common stock	94987D101
XHNWX	Pioneer Diversified High Income Trust	200	$3	0.0%	$20.00	—	common stock	723653101
—	Momenta Pharmaceuticals Inc.	100	$2	0.0%	$20.00	—	common stock	60877T100
—	Delaware Investments Dividend & Income Fund, Inc.	48	$0	0.0%	$8.96	—	common stock	245915103