Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value: $215M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Boulder Growth and Income Fund, Inc. | 1,374,708 | $11.78M | 5.5% | $8.48 | — | common stock | 101507101 |
| — | Oxford Lane Capital, 7.50% Pfd Series 2023 | 448,896 | $11.23M | 5.2% | $24.35 | — | preferred stock | 691543300 |
| — | Oxford Lane Capital, 8.125% Pfd Series 2024 | 324,298 | $8.189M | 3.8% | $25.10 | — | preferred stock | 691543409 |
| — | Tekla Healthcare Opportunities Fund | 354,650 | $7.299M | 3.4% | $20.25 | — | common stock | 879105104 |
| — | Adams Diversified Equity Fund, Inc. | 425,479 | $5.94M | 2.8% | $12.34 | — | common stock | 006212104 |
| — | BlackRock Science and Technology Trust | 312,658 | $5.575M | 2.6% | $17.73 | — | common stock | 09258G104 |
| — | PIMCO Dynamic Credit Income Fund | 268,319 | $5.479M | 2.6% | $22.38 | — | common stock | 72202D106 |
| — | Virtus Total Return Fund | 1,104,454 | $5.003M | 2.3% | $3.92 | — | common stock | 92829A103 |
| — | Alpine Total Dynamic Dividend Fund | 560,722 | $4.996M | 2.3% | $8.39 | — | common stock | 021060207 |
| — | Tri-Continental Corp. | 210,010 | $4.555M | 2.1% | $18.16 | — | common stock | 895436103 |
| — | Adams Natural Resources Fund, Inc. | 181,238 | $4.196M | 2.0% | $23.15 | — | common stock | 00548F105 |
| — | Kayne Anderson Midstream/Energy Fund | 120,029 | $3.935M | 1.8% | $35.31 | — | common stock | 48661E108 |
| — | Clough Global Opportunities Fund | 310,020 | $3.863M | 1.8% | $12.87 | — | common stock | 18914E106 |
| CPA | Copa Holdings SA | 37,800 | $3.817M | 1.8% | $90.14 | -13.6% | common stock | P31076105 |
| — | The Herzfeld Caribbean Basin Fund, Inc. | 405,210 | $3.754M | 1.7% | $8.61 | — | common stock | 42804T106 |
| — | Liberty All-Star Equity Fund | 603,366 | $3.524M | 1.6% | $5.48 | — | common stock | 530158104 |
| — | General American Investors Company, Inc. | 93,924 | $3.285M | 1.5% | $32.80 | — | common stock | 368802104 |
| — | Federated Enhanced Treasury Income Fund | 239,827 | $3.24M | 1.5% | $13.10 | — | common stock | 314162108 |
| — | Tortoise Energy Infrastructure | 75,526 | $3.174M | 1.5% | $46.06 | — | common stock | 89147L100 |
| — | Salient Midstream & MLP Fund | 142,397 | $3.086M | 1.4% | $25.04 | — | common stock | 79471V105 |
| — | Tortoise Pipeline & Energy Fund | 108,094 | $3.082M | 1.4% | $31.84 | — | common stock | 89148H108 |
| — | Nuveen Credit Strategies Income Fund | 322,304 | $2.917M | 1.4% | $9.09 | — | common stock | 67073D102 |
| — | RMR Real Estate Income Fund | 129,407 | $2.725M | 1.3% | $19.54 | — | common stock | 76970B101 |
| — | PIMCO Dynamic Income Fund | 93,713 | $2.718M | 1.3% | $30.22 | — | common stock | 72201Y101 |
| MTZ | MasTec, Inc. | 134,927 | $2.604M | 1.2% | $27.80 | -28.1% | common stock | 576323109 |
| — | Alpine Global Dynamic Dividend Fund | 248,934 | $2.567M | 1.2% | $10.15 | — | common stock | 02082E205 |
| — | Gabelli Healthcare & Wellness (Rx) Trust | 227,639 | $2.563M | 1.2% | $9.97 | — | common stock | 36246K103 |
| — | DoubleLine Income Solutions Fund | 124,966 | $2.481M | 1.2% | $20.86 | — | common stock | 258622109 |
| SEB | Seaboard Corp. | 570 | $2.355M | 1.1% | $2655.35 | +47.8% | common stock | 811543107 |
| — | Diversified Real Asset Income Fund | 128,101 | $2.319M | 1.1% | $17.73 | — | common stock | 25533B108 |
| LEN | Lennar Corp. | 44,500 | $2.306M | 1.1% | $34.33 | +20.4% | common stock | 526057104 |
| — | First Trust High Income Long/Short Fund | 135,034 | $2.212M | 1.0% | $17.46 | — | common stock | 33738E109 |
| XJEQX | Aberdeen Japan Equity Fund, Inc. | 270,454 | $2.191M | 1.0% | $6.57 | — | common stock | 00306J109 |
| RCL | Royal Caribbean Cruises Ltd. | 26,000 | $2.128M | 1.0% | $29.48 | +135.7% | common stock | V7780T103 |
| — | Royce Value Trust Inc. | 146,693 | $2.101M | 1.0% | $15.18 | — | common stock | 780910105 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | 36,443 | $1.968M | 0.9% | $32.51 | +46.9% | common stock | G66721104 |
| — | Tortoise Energy Independence Fund, Inc. | 92,157 | $1.854M | 0.9% | $21.91 | — | common stock | 89148K101 |
| — | Cohen & Steers Infrastructure Fund, Inc. | 76,313 | $1.734M | 0.8% | $19.58 | — | common stock | 19248A109 |
| — | Zweig Total Return Fund Inc. | 110,890 | $1.517M | 0.7% | $13.00 | — | common stock | 989837208 |
| CCL | Carnival Corp. | 31,000 | $1.483M | 0.7% | $27.76 | +38.8% | common stock | 143658300 |
| — | Putnam High Income Securities Fund | 181,034 | $1.475M | 0.7% | $7.92 | — | common stock | 746779107 |
| — | BlackRock Credit Allocation Income Trust | 101,555 | $1.367M | 0.6% | $13.00 | — | common stock | 092508100 |
| CX | Cemex, S.A.B. de C.V. | 140,743 | $1.333M | 0.6% | $10.31 | — | common stock | 151290889 |
| CWCO | Consolidated Water Co. Ltd. | 129,538 | $1.33M | 0.6% | $8.64 | -3.3% | common stock | G23773107 |
| — | The Korea Fund, Inc. | 32,924 | $1.319M | 0.6% | $34.59 | — | common stock | 500634209 |
| WSO | Watsco Inc. | 10,100 | $1.27M | 0.6% | $84.60 | +35.6% | common stock | 942622200 |
| — | New Germany Fund, Inc. | 81,598 | $1.265M | 0.6% | $17.68 | — | common stock | 644465106 |
| — | Putnam Premier Income Trust | 236,143 | $1.244M | 0.6% | $5.36 | — | common stock | 746853100 |
| — | Japan Smaller Capitalization Fund Inc. | 121,444 | $1.207M | 0.6% | $8.72 | — | common stock | 47109U104 |
| — | Spirit Airlines, Inc. | 15,000 | $1.16M | 0.5% | $76.18 | — | common stock | 848577102 |
| — | Aberdeen Asia-Pacific Income Fund, Inc. | 203,952 | $1.097M | 0.5% | $6.18 | — | common stock | 003009107 |
| — | Apollo Tactical Income Fund Inc | 66,668 | $1.088M | 0.5% | $16.99 | — | common stock | 037638103 |
| MINT | PIMCO Enchanced Short Maturity Active ETF | 10,629 | $1.075M | 0.5% | $101.04 | — | common stock | 72201R833 |
| — | Steiner Leisure Ltd. | 22,467 | $1.065M | 0.5% | $51.15 | — | common stock | P8744Y102 |
| — | Avianca Holdings S.A. | 93,682 | $1.06M | 0.5% | $12.15 | — | common stock | 05367G100 |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V. | 11,000 | $1.029M | 0.5% | $100.55 | — | common stock | 344419106 |
| — | Clough Global Equity Fund | 67,517 | $1.015M | 0.5% | $14.83 | — | common stock | 18914C100 |
| TV | Grupo Televisa, S.A.B. | 28,400 | $937K | 0.4% | $24.82 | — | common stock | 40049J206 |
| — | Guggenheim Enhanced Equity Strategy Fund | 52,440 | $922K | 0.4% | $17.62 | — | common stock | 40167K100 |
| — | America Movil S.A.B. de C.V. | 44,690 | $914K | 0.4% | $21.75 | — | common stock | 02364W105 |
| — | First Trust Mortgage Income Fund | 60,157 | $893K | 0.4% | $15.88 | — | common stock | 33734E103 |
| — | Nuveen Multi-Market Income Fund, Inc. | 114,609 | $868K | 0.4% | $7.55 | — | common stock | 67075J107 |
| — | NexPoint Credit Strategies Fund | 115,543 | $867K | 0.4% | $10.96 | — | common stock | 65340G106 |
| — | Gabelli Multimedia Trust Inc. | 93,223 | $866K | 0.4% | $9.38 | — | common stock | 36239Q109 |
| — | Central Securities Corp. | 38,769 | $845K | 0.4% | $21.95 | — | common stock | 155123102 |
| — | Atlantic Tele Network, Inc. | 11,988 | $830K | 0.4% | $55.61 | — | common stock | 049079205 |
| — | Teco Energy, Inc. | 40,500 | $786K | 0.4% | $17.19 | — | common stock | 872375100 |
| — | Bancolombia S.A. | 19,780 | $778K | 0.4% | $55.58 | — | common stock | 05968L102 |
| — | Cohen & Steers Total Return Realty Fund | 56,535 | $774K | 0.4% | $12.41 | — | common stock | 19247R103 |
| — | MVC Capital 7.25% Preferred | 29,970 | $754K | 0.4% | $25.16 | — | preferred stock | 553829201 |
| — | GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B | 31,430 | $708K | 0.3% | $21.45 | — | preferred stock | 36465A307 |
| KOF | Coca Cola Femsa S.A.B. de C.V. | 8,799 | $703K | 0.3% | $138.37 | — | common stock | 191241108 |
| — | First Trust New Opportunities MLP & Energy Fund | 40,031 | $684K | 0.3% | $17.85 | — | common stock | 33739M100 |
| — | Nuveen Quality Preferred Income Fund 3 | 76,942 | $666K | 0.3% | $8.41 | — | common stock | 67072W101 |
| — | Bancroft Fund Ltd. | 31,101 | $651K | 0.3% | $17.68 | — | common stock | 059695106 |
| — | Blackstone/GSO Strategic Credit Fund | 39,820 | $644K | 0.3% | $16.83 | — | common stock | 09257R101 |
| — | GDL Fund Preferred Series B | 12,800 | $642K | 0.3% | $50.23 | — | preferred stock | 361570302 |
| FCX | Freeport McMoran Copper & Gold | 32,000 | $606K | 0.3% | $24.42 | -27.8% | common stock | 35671D857 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 64,008 | $603K | 0.3% | $9.05 | — | common stock | 00765E104 |
| — | Tortoise MLP Fund, Inc. | 24,753 | $596K | 0.3% | $27.92 | — | common stock | 89148B101 |
| NSC | Norfolk Southern Corp. | 5,750 | $592K | 0.3% | $58.90 | +42.9% | common stock | 655844108 |
| — | Clough Global Allocation Fund | 38,994 | $587K | 0.3% | $15.24 | — | common stock | 18913Y103 |
| — | LMP Capital and Income Fund, Inc. | 34,145 | $572K | 0.3% | $16.00 | — | common stock | 50208A102 |
| — | Taiwan Fund, Inc. | 32,571 | $548K | 0.3% | $17.66 | — | common stock | 874036106 |
| — | Cyberonics, Inc. | 8,330 | $541K | 0.3% | $62.47 | — | common stock | 23251P102 |
| NEE | NextEra Energy, Inc. | 5,155 | $536K | 0.2% | $19.85 | +0.1% | common stock | 65339F101 |
| — | Cushing MLP Total Return Fund | 128,859 | $523K | 0.2% | $4.06 | — | common stock | 231631102 |
| — | Liberty All-Star Growth Fund, Inc. | 96,614 | $504K | 0.2% | $5.17 | — | common stock | 529900102 |
| EVTC | Evertec Inc. | 22,643 | $495K | 0.2% | $20.53 | -7.5% | common stock | 30040P103 |
| — | Delaware Enhanced Global Dividend & Income Fund | 42,345 | $486K | 0.2% | $11.66 | — | common stock | 246060107 |
| BPOP | Popular, Inc. | 14,000 | $481K | 0.2% | $22.85 | +9.1% | common stock | 733174700 |
| — | BlackRock Multi-Sector Income Trust | 27,126 | $474K | 0.2% | $17.05 | — | common stock | 09258A107 |
| — | Nuveen Global High Income Fund | 25,238 | $431K | 0.2% | $17.24 | — | common stock | 67075G103 |
| MLM | Martin Marietta Materials Inc. | 3,000 | $419K | 0.2% | $99.70 | +18.3% | common stock | 573284106 |
| — | Macquarie Global Infrastructure Total Return Fund Inc. | 16,511 | $409K | 0.2% | $20.52 | — | common stock | 55608D101 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 35,075 | $398K | 0.2% | $11.84 | — | common stock | 95766R104 |
| — | Era Group Inc. | 18,815 | $392K | 0.2% | $21.93 | — | common stock | 26885G109 |
| — | AllianceBernstein Global High Income Fund, Inc. | 31,163 | $392K | 0.2% | $14.00 | — | common stock | 01879R106 |
| — | Putnam Master Intermediate Income Trust | 77,528 | $380K | 0.2% | $4.97 | — | common stock | 746909100 |
| — | Templeton Dragon Fund, Inc. | 14,657 | $364K | 0.2% | $25.05 | — | common stock | 88018T101 |
| — | Teekay LNG Partners LP | 9,586 | $358K | 0.2% | $43.61 | — | common stock | Y8564M105 |
| WU | The Western Union Company | 17,000 | $354K | 0.2% | $17.44 | — | common stock | 959802109 |
| — | Western Asset High Yield Defined Opportunity Fund Inc. | 21,569 | $353K | 0.2% | $17.75 | — | common stock | 95768B107 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund | 38,101 | $353K | 0.2% | $14.43 | — | common stock | 617477104 |
| — | Tahoe Resources Inc. | 31,900 | $350K | 0.2% | $13.64 | — | common stock | 873868103 |
| EWW | iShares MSCI Mexico Capped | 6,000 | $348K | 0.2% | $59.33 | — | common stock | 464286822 |
| — | ClearBridge Energy MLP Fund Inc. | 13,807 | $345K | 0.2% | $27.76 | — | common stock | 184692101 |
| VMC | Vulcan Materials Company | 4,000 | $337K | 0.2% | $46.69 | +51.2% | common stock | 929160109 |
| — | Cushing Renaissance Fund | 15,387 | $330K | 0.2% | $25.32 | — | common stock | 231647108 |
| — | Sprott Focus Trust, Inc. | 44,962 | $326K | 0.2% | $7.25 | — | common stock | 85208J109 |
| — | Source Capital Corp. | 4,298 | $315K | 0.1% | $66.98 | — | common stock | 836144105 |
| — | Aberdeen Singapore Fund, Inc. | 26,708 | $303K | 0.1% | $13.10 | — | common stock | 003244100 |
| BNS | The Bank of Nova Soctia | 6,000 | $301K | 0.1% | $29.69 | 0.0% | common stock | 064149107 |
| — | Prospect Capital Company 6.95% Preferred | 11,540 | $294K | 0.1% | $25.48 | — | preferred stock | 74348T201 |
| — | Zweig Fund, Inc. | 17,308 | $266K | 0.1% | $12.80 | — | common stock | 989834205 |
| — | TCW Strategic Income Fund, Inc. | 46,230 | $250K | 0.1% | $5.40 | — | common stock | 872340104 |
| — | Morgan Stanley Asia Pacific Fund | 15,294 | $241K | 0.1% | $15.72 | — | common stock | 61744U106 |
| — | Legg Mason BW Global Income Opportunities Fund | 14,864 | $237K | 0.1% | $16.99 | — | common stock | 52469B100 |
| — | Thai Fund, Inc. | 24,585 | $214K | 0.1% | $18.23 | — | common stock | 882904105 |
| — | Nuveen Long/Short Commodity Total Return Fund | 12,000 | $200K | 0.1% | $16.58 | — | common stock | 670731108 |
| — | JPMorgan China Region Fund, Inc. | 11,067 | $200K | 0.1% | $15.16 | — | common stock | 48126T104 |
| — | Morgan Stanley China A Share Fund | 6,000 | $198K | 0.1% | $33.00 | — | common stock | 617468103 |
| FDP | Fresh Del Monte Produce Inc. | 5,000 | $195K | 0.1% | $21.57 | +32.2% | common stock | G36738105 |
| — | Mexico Equity and Income Fund, Inc. | 15,191 | $187K | 0.1% | $15.32 | — | common stock | 592834105 |
| — | Morgan Stanley Emerging Market Debt Fund, Inc. | 19,899 | $184K | 0.1% | $10.17 | — | common stock | 61744H105 |
| — | Aberdeen Indonesia Fund, Inc. | 23,835 | $184K | 0.1% | $11.62 | — | common stock | 00305P106 |
| EQS | Equus Total Return, Inc. | 88,121 | $172K | 0.1% | $2.08 | -5.3% | common stock | 294766100 |
| — | Pacholder High Yield Fund Inc. | 22,075 | $164K | 0.1% | $7.36 | — | common stock | 693742108 |
| — | First Trust Intermediate Duration Preferred & Income Fund | 7,221 | $162K | 0.1% | $21.76 | — | common stock | 33718W103 |
| — | BlackRock Resources & Commodities Strategy Trust | 16,756 | $160K | 0.1% | $11.52 | — | common stock | 09257A108 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 9,331 | $159K | 0.1% | $18.11 | — | common stock | 278284104 |
| — | Nuveen Flexible Investment Income Fund | 8,881 | $152K | 0.1% | $16.81 | — | common stock | 67075B104 |
| — | NexPoint Credit Strategies Fund W/I | 19,746 | $150K | 0.1% | $7.60 | — | common stock | 65340G114 |
| — | Karyopharm Therapeutics Inc. | 4,868 | $149K | 0.1% | $31.87 | — | common stock | 48576U106 |
| — | Gabelli Dividend & Income Trust | 7,000 | $148K | 0.1% | $19.29 | — | common stock | 36242H104 |
| GILD | Gilead Sciences Inc. | 1,500 | $147K | 0.1% | $71.85 | -1.8% | common stock | 375558103 |
| — | European Equity Fund, Inc. | 16,374 | $143K | 0.1% | $7.23 | — | common stock | 298768102 |
| — | Foxby Corp. | 76,580 | $142K | 0.1% | $1.64 | — | common stock | 351645106 |
| — | Cohen & Steers Limited Duration Preferres and Income Fund | 5,800 | $140K | 0.1% | $24.14 | — | common stock | 19248C105 |
| — | Seacor Holdings, Inc. | 2,000 | $139K | 0.1% | $83.00 | — | common stock | 811904101 |
| — | Morgan Stanley India Investment Fund | 4,967 | $138K | 0.1% | $15.45 | — | common stock | 61745C105 |
| — | Royce Global Value Trust, Inc. | 17,044 | $137K | 0.1% | $8.91 | — | common stock | 78081T104 |
| — | Eaton Vance Risk-Managed Diversified Equity Income Fund | 12,500 | $135K | 0.1% | $10.80 | — | common stock | 27829G106 |
| — | Avenue Income Credit Strategies Fund | 8,735 | $132K | 0.1% | $17.38 | — | common stock | 05358E106 |
| — | New Ireland Fund, Inc. | 10,032 | $131K | 0.1% | $11.09 | — | common stock | 645673104 |
| — | Nuveen Build America Bond Fund | 6,061 | $129K | 0.1% | $19.38 | — | common stock | 67074C103 |
| — | Oxford Lane Capital, 8.50% Pfd Series 2017 | 4,794 | $124K | 0.1% | $25.87 | — | preferred stock | 691543201 |
| — | RENN Global Entrepreneurs Fund, Inc. | 106,588 | $123K | 0.1% | $1.51 | — | common stock | 759720105 |
| — | Inovio Pharmaceuticals, Inc. | 15,000 | $122K | 0.1% | $8.13 | — | common stock | 45773H201 |
| — | Gabelli Equity Trust Preferred Series G | 5,045 | $120K | 0.1% | $24.75 | — | preferred stock | 362397176 |
| — | First Trust Energy Infrastructure Fund | 5,021 | $114K | 0.1% | $23.52 | — | common stock | 33738C103 |
| — | The Mexico Fund, Inc. | 5,000 | $107K | 0.0% | $20.80 | — | common stock | 592835102 |
| — | ASA Gold and Precious Metals Limited | 10,307 | $104K | 0.0% | $12.55 | — | common stock | G3156P103 |
| — | GDL Fund | 9,961 | $103K | 0.0% | $11.40 | — | common stock | 361570104 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 8,523 | $98,000 | 0.0% | $11.99 | — | common stock | 95766Q106 |
| XXCHNXX | China Fund, Inc. | 5,000 | $97,000 | 0.0% | $20.00 | — | common stock | 169373107 |
| — | Central Fund of Canada Limited (USA) | 8,000 | $95,000 | 0.0% | $13.63 | — | common stock | 153501101 |
| — | BlackRock Utility & Infrastructure Trust | 4,746 | $93,000 | 0.0% | $17.80 | — | common stock | 09248D104 |
| — | Nuveen Diversified Dividend and Income Fund | 7,586 | $93,000 | 0.0% | $11.76 | — | common stock | 6706EP105 |
| — | Nuveen Dividend Advantage Municipal Fund 3 | 6,352 | $90,000 | 0.0% | $13.24 | — | common stock | 67070X101 |
| — | Neuberger Berman MLP Income Fund | 5,015 | $88,000 | 0.0% | $17.70 | — | common stock | 64129H104 |
| — | PIMCO Income Strategy Fund II | 8,610 | $86,000 | 0.0% | $9.86 | — | common stock | 72201J104 |
| PSMT | PriceSmart Inc. | 1,000 | $85,000 | 0.0% | $74.69 | -2.6% | common stock | 741511109 |
| — | Central Europe Russia and Turkey Fund | 4,144 | $85,000 | 0.0% | $29.83 | — | common stock | 153436100 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 6,001 | $84,000 | 0.0% | $13.83 | — | common stock | 6706EW100 |
| — | Brookfield Mortgage Opportunity Income Fund | 5,001 | $82,000 | 0.0% | $16.60 | — | common stock | 112792106 |
| AMGN | Amgen Inc. | 500 | $80,000 | 0.0% | $115.04 | 0.0% | common stock | 031162100 |
| — | Fort Dearborn Income Securities, Inc | 5,400 | $78,000 | 0.0% | $13.89 | — | common stock | 347200107 |
| XJPIX | Nuveen Preferred & Income Term Fund | 3,049 | $71,000 | 0.0% | $24.08 | — | common stock | 67075A106 |
| — | Eaton Vance Limited Duration Income Fund | 4,940 | $71,000 | 0.0% | $15.26 | — | common stock | 27828H105 |
| — | Morgan Stanley Income Securities Inc. | 3,843 | $69,000 | 0.0% | $16.98 | — | common stock | 61745P874 |
| — | Delaware Investments Dividend & Income Fund, Inc. | 6,767 | $68,000 | 0.0% | $8.96 | — | common stock | 245915103 |
| FDX | FedEx Corporation | 400 | $66,000 | 0.0% | $118.51 | +24.8% | common stock | 31428X106 |
| — | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | 4,964 | $62,000 | 0.0% | $17.89 | — | common stock | 00301T102 |
| — | Asia Pacific Fund | 5,150 | $60,000 | 0.0% | $10.17 | — | common stock | 044901106 |
| — | Market Vectors Gold Miners ETF | 3,000 | $55,000 | 0.0% | $24.33 | — | common stock | 57060U100 |
| — | John Hancock Premium Dividend Fund | 3,745 | $52,000 | 0.0% | $13.23 | — | common stock | 41013T105 |
| ULTRF | Ultrapetrol (Bahamas) Ltd. | 36,000 | $52,000 | 0.0% | $2.88 | -42.7% | common stock | P94398107 |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | 6,280 | $49,000 | 0.0% | $7.64 | — | common stock | 86562M209 |
| — | Duff & Phelps Global Utility Income Fund, Inc. | 2,410 | $48,000 | 0.0% | $18.67 | — | common stock | 26433C105 |
| TIP | iShares TIPS Bond | 410 | $47,000 | 0.0% | $112.00 | — | common stock | 464287176 |
| VIPS | Vipshop Holdings Limited | 1,542 | $45,000 | 0.0% | $25.82 | — | common stock | 92763W103 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund | 2,326 | $44,000 | 0.0% | $19.16 | — | common stock | 19249B106 |
| — | Turkish Investment Fund, Inc. | 4,630 | $44,000 | 0.0% | $15.87 | — | common stock | 900145103 |
| CNQ | Canadian Natural Resrouces Limited | 1,440 | $44,000 | 0.0% | $9.30 | -2.5% | common stock | 136385101 |
| INCY | Incyte Corporation | 477 | $44,000 | 0.0% | $50.13 | +64.9% | common stock | 45337C102 |
| — | JPMorgan Alerian MLP Index ETN | 1,000 | $43,000 | 0.0% | $46.00 | — | common stock | 46625H365 |
| — | Ingersoll-Rand PLC | 615 | $42,000 | 0.0% | $67.15 | — | common stock | G47791101 |
| TM | Toyota Motor Corporation | 303 | $42,000 | 0.0% | $135.48 | — | common stock | 892331307 |
| — | NXP Semiconductors NV | 407 | $41,000 | 0.0% | $100.74 | — | common stock | N659X109 |
| — | Aberdeen Israel Fund, Inc. | 2,322 | $41,000 | 0.0% | $14.55 | — | common stock | 00301L109 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $40,000 | 0.0% | $19.33 | — | common stock | 018829101 |
| — | Deutsche Multi-Market Income Trust | 4,751 | $40,000 | 0.0% | $9.47 | — | common stock | 25160E102 |
| SBSAA | Spanish Broadcasting System Inc. | 10,030 | $40,000 | 0.0% | $3.90 | -15.9% | common stock | 846425833 |
| — | Neuberger Berman Real Estate Securities Income Fund | 7,217 | $39,000 | 0.0% | $4.83 | — | common stock | 64190A103 |
| — | ACE Limited | 331 | $37,000 | 0.0% | $112.28 | — | common stock | H0023R105 |
| — | Abengoa Yield PLC | 1,071 | $36,000 | 0.0% | $33.61 | — | common stock | G00349103 |
| — | Canadian Pacific Railway Limited | 196 | $36,000 | 0.0% | $189.09 | — | common stock | 13645T100 |
| — | Mallinckrodt Public Limitied Company | 282 | $36,000 | 0.0% | $119.74 | — | common stock | G5785G107 |
| BP | BP PLC | 928 | $36,000 | 0.0% | $38.94 | — | common stock | 055622104 |
| TEVA | Teva Parmaceutical Industries Limited | 583 | $36,000 | 0.0% | $61.47 | — | common stock | 881624209 |
| — | Tata Motors Limited | 776 | $35,000 | 0.0% | $44.73 | — | common stock | 876568502 |
| BCS | Barclays PLC | 2,384 | $35,000 | 0.0% | $14.86 | — | common stock | 06738E204 |
| IBN | ICIC Bank Ltd. | 3,295 | $34,000 | 0.0% | $10.61 | — | common stock | 45104G104 |
| HDB | HDFC Bank Ltd. | 574 | $34,000 | 0.0% | $59.23 | — | common stock | 40415F101 |
| BIDU | Baidu, Inc. | 156 | $33,000 | 0.0% | $218.69 | — | common stock | 056752108 |
| — | BlackRock Income Trust, Inc. | 5,000 | $32,000 | 0.0% | $6.40 | — | common stock | 09247F100 |
| — | Sensata Technologies Holding NV | 539 | $31,000 | 0.0% | $55.54 | — | common stock | N7902X106 |
| BAP | Credicorp Ltd. | 223 | $31,000 | 0.0% | $114.16 | -2.1% | common stock | G2519Y108 |
| — | Syngenta AG | 444 | $30,000 | 0.0% | $67.57 | — | common stock | 87160A100 |
| PUK | Prudential PLC | 605 | $30,000 | 0.0% | $49.45 | — | common stock | 74435K204 |
| — | China Unicom (Hong Kong) Limited | 1,895 | $29,000 | 0.0% | $14.84 | — | common stock | 16945R104 |
| BUD | Anheuser-Busch InBev | 241 | $29,000 | 0.0% | $117.42 | — | common stock | 03524A108 |
| — | Kraft Foods Group, Inc. | 325 | $28,000 | 0.0% | $73.77 | — | common stock | 50076Q106 |
| ING | ING Groep N.V. | 1,853 | $27,000 | 0.0% | $13.98 | — | common stock | 456837103 |
| — | Silver Wheaton Corp. | 1,427 | $27,000 | 0.0% | $19.52 | — | common stock | 828336107 |
| — | Gabelli Global Utility & Income Trust | 1,463 | $27,000 | 0.0% | $19.70 | — | common stock | 36242L105 |
| — | Swiss Helvetia Fund Inc. | 2,316 | $27,000 | 0.0% | $13.10 | — | common stock | 870875101 |
| — | Ares Multi-Strategy Credit Fund | 1,316 | $26,000 | 0.0% | $21.24 | — | common stock | 04014Q108 |
| — | Nuveen Core Equity Alpha Fund | 1,511 | $26,000 | 0.0% | $15.20 | — | common stock | 67090X107 |
| — | MVC Capital, Inc. | 2,618 | $25,000 | 0.0% | $12.66 | — | common stock | 553829102 |
| — | Tri-Continental Corp., $2.50 Cumulative Preferred Stock | 500 | $25,000 | 0.0% | $50.00 | — | preferred stock | 895436202 |
| — | SK Telecom Co. Ltd. | 881 | $24,000 | 0.0% | $27.10 | — | common stock | 78440P108 |
| PFE | Pfizer Inc. | 652 | $23,000 | 0.0% | $18.98 | +5.9% | common stock | 717081103 |
| BTI | British America Tobacco PLC | 220 | $23,000 | 0.0% | $103.78 | — | common stock | 110448107 |
| — | Nasdaq Premium Income & Growth Fund | 1,250 | $23,000 | 0.0% | $19.20 | — | common stock | 670699107 |
| ABEV | Ambev S.A. | 4,022 | $23,000 | 0.0% | $5.89 | — | common stock | 02319V103 |
| ABT | Abbott Laboratories | 468 | $22,000 | 0.0% | $36.28 | +3.1% | common stock | 002824100 |
| — | Neuberger Berman High Yield Strategies Fund | 1,743 | $22,000 | 0.0% | $12.62 | — | common stock | 64128C106 |
| — | General Electric Company | 871 | $22,000 | 0.0% | $24.86 | — | common stock | 369604103 |
| — | Gabelli Equity Trust Preferred Series D | 848 | $22,000 | 0.0% | $25.14 | — | preferred stock | 362397705 |
| — | Gabelli Equity Trust, Inc. | 3,376 | $22,000 | 0.0% | $6.64 | — | common stock | 362397101 |
| — | GW Pharmaceuticals PLC | 237 | $22,000 | 0.0% | $92.83 | — | common stock | 36197T103 |
| — | Deutsche Strategic Income Trust | 1,850 | $22,000 | 0.0% | $13.00 | — | common stock | 25160F109 |
| WMT | Wal-Mart Stores Inc. | 258 | $21,000 | 0.0% | $22.41 | +2.8% | common stock | 931142103 |
| TMO | Thermo Fisher Scientific, Inc. | 160 | $21,000 | 0.0% | $120.93 | +3.1% | common stock | 883556102 |
| MMM | 3M Company | 128 | $21,000 | 0.0% | $92.72 | +4.5% | common stock | 88579Y101 |
| — | Nuveen Preferred Income Opportunities Fund | 2,100 | $20,000 | 0.0% | $9.33 | — | common stock | 67073B106 |
| STT | State Street Corporation | 272 | $20,000 | 0.0% | $55.17 | 0.0% | common stock | 857477103 |
| JPM | JPMorgan Chase & Co. | 323 | $20,000 | 0.0% | $44.50 | -0.5% | common stock | 46625H100 |
| SPG | Simon Property Group Inc. | 102 | $20,000 | 0.0% | $107.08 | +5.7% | common stock | 828806109 |
| LYB | LyondellBasell Industries N.V. | 210 | $18,000 | 0.0% | $46.99 | -0.6% | common stock | N53745100 |
| XXHYBXX | New America High Income Fund, Inc. | 2,000 | $18,000 | 0.0% | $10.00 | — | common stock | 641876800 |
| NKE | Nike, Inc. | 175 | $18,000 | 0.0% | $41.22 | +1.1% | common stock | 654106103 |
| MCD | McDonald's Corp. | 183 | $18,000 | 0.0% | $71.30 | +1.2% | common stock | 580135101 |
| PG | The Procter & Gamble Company | 223 | $18,000 | 0.0% | $64.18 | -0.9% | common stock | 742718109 |
| CVS | CVS Health Corporation | 174 | $18,000 | 0.0% | $69.13 | +7.4% | common stock | 126650100 |
| KO | The Coca-Cola Company | 456 | $18,000 | 0.0% | $29.81 | -0.7% | common stock | 191216100 |
| — | United Technologies Corporation | 143 | $17,000 | 0.0% | $118.64 | — | common stock | 913017109 |
| HD | The Home Depot, Inc. | 152 | $17,000 | 0.0% | $78.82 | +8.3% | common stock | 437076102 |
| — | United States Oil ETF | 1,000 | $17,000 | 0.0% | $20.00 | — | common stock | 91232N108 |
| — | Center Coast MLP & Infrastructure Fund | 901 | $16,000 | 0.0% | $17.23 | — | common stock | 151461100 |
| MO | Altria Group Inc. | 311 | $16,000 | 0.0% | $24.88 | +5.2% | common stock | 02209S103 |
| SLB | Schlumberger Limited | 179 | $15,000 | 0.0% | $63.95 | -4.1% | common stock | 806857108 |
| OXY | Occidental Petroleum Corporation | 208 | $15,000 | 0.0% | $57.33 | -2.7% | common stock | 674599105 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 655 | $14,000 | 0.0% | $20.13 | — | common stock | 41013V100 |
| JNJ | Johnson & Johnson | 144 | $14,000 | 0.0% | $76.41 | -1.7% | common stock | 478160104 |
| INTC | Intel Corporation | 454 | $14,000 | 0.0% | $26.33 | -1.3% | common stock | 458140100 |
| — | Companhia Brasileira de Disrtibuicao | 458 | $14,000 | 0.0% | $31.36 | — | common stock | 20440T201 |
| VZ | Verizon Communications Inc. | 288 | $14,000 | 0.0% | $27.64 | -0.1% | common stock | 92343V104 |
| D | Dominion Resources, Inc. | 200 | $14,000 | 0.0% | $45.81 | +1.7% | common stock | 25746U109 |
| AEP | American Electric Power Co., Inc. | 243 | $14,000 | 0.0% | $39.24 | +2.8% | common stock | 025537101 |
| XOM | Exxon Mobil Corporation | 163 | $14,000 | 0.0% | $56.86 | -2.3% | common stock | 30231G102 |
| — | Nuveen Global Equity Income Fund | 1,000 | $13,000 | 0.0% | $15.00 | — | common stock | 6706EH103 |
| PM | Philip Morris International, Inc. | 175 | $13,000 | 0.0% | $48.18 | -2.3% | common stock | 718172109 |
| — | Tortoise Energy Infrastructure, 3.75% Preferred Series B | 1,300 | $13,000 | 0.0% | $9.09 | — | preferred stock | 89147L704 |
| — | Cornerstone Strategic Value Fund Inc. | 574 | $12,000 | 0.0% | $19.86 | — | common stock | 21924B302 |
| — | Hewlett-Packard Company | 400 | $12,000 | 0.0% | $34.25 | — | common stock | 428236103 |
| EZU | iShares MSCI EMU Index | 322 | $12,000 | 0.0% | $43.48 | — | common stock | 464286608 |
| IBB | iShares Nasdaq Biotechnology | 36 | $12,000 | 0.0% | $250.00 | — | common stock | 464287556 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,402 | $12,000 | 0.0% | $7.73 | — | common stock | 09251A104 |
| — | Morgan Stanley Emerging Markets Fund, Inc. | 716 | $11,000 | 0.0% | $14.13 | — | common stock | 61744G107 |
| VGT | Vanguard Information Technology ETF | 100 | $11,000 | 0.0% | $96.77 | — | common stock | 92204A702 |
| — | Transamerica Income Shares Inc. | 429 | $9,000 | 0.0% | $20.60 | — | common stock | 893506105 |
| DXJ | WisdomTree Japan Hedged Equity | 143 | $8,000 | 0.0% | $48.95 | — | common stock | 97717W851 |
| — | Rand Capital Corp. | 2,000 | $8,000 | 0.0% | $3.00 | — | common stock | 752185108 |
| XLV | Health Care Select Sector SPDR ETF | 111 | $8,000 | 0.0% | $61.61 | — | common stock | 81369Y209 |
| — | Latin American Discovery Fund Inc. | 800 | $8,000 | 0.0% | $13.75 | — | common stock | 51828C106 |
| — | Gabelli Global Small and Mid-Cap Value Fund | 700 | $7,000 | 0.0% | $11.43 | — | common stock | 36249W104 |
| SKYY | First Trust ISE Cloud Computing Index | 209 | $6,000 | 0.0% | $28.71 | — | common stock | 33734X192 |
| IEMG | iShares Core MSCI Emerging Market | 116 | $6,000 | 0.0% | $51.72 | — | common stock | 46434G103 |
| — | iShares MSCI United Kingdom | 282 | $5,000 | 0.0% | $17.73 | — | common stock | 46434V548 |
| XLY | Consumer Discret Select Sector SPDR ETF | 65 | $5,000 | 0.0% | $66.67 | — | common stock | 81369Y407 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | common stock | 09249W101 |
| — | Royce Micro-Cap Trust, Inc. | 365 | $4,000 | 0.0% | $10.94 | — | common stock | 780915104 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | common stock | 723653101 |
| — | BlackRock Core Bond Trust | 200 | $3,000 | 0.0% | $15.00 | — | common stock | 09249E101 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 234 | $3,000 | 0.0% | $13.95 | — | common stock | 94987D101 |
| VOX | Vanguard Telecommunication Services ETF | 39 | $3,000 | 0.0% | $76.92 | — | common stock | 92204A884 |
| VAW | Vanguard Materials ETF | 31 | $3,000 | 0.0% | $96.77 | — | common stock | 92204A801 |
| — | Tekla Healthcare Investors | 98 | $3,000 | 0.0% | $30.61 | — | common stock | 87911J103 |
| — | Tekla Life Sciences Investors | 58 | $2,000 | 0.0% | $22.34 | — | common stock | 87911K100 |