Thomas J. Herzfeld Advisors, Inc. Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Boulder Growth and Income Fund, Inc.	1,374,708	$11,781	5.5%	$8.48	—	common stock	101507101
—	Oxford Lane Capital, 7.50% Pfd Series 2023	448,896	$11,227	5.2%	$24.35	—	preferred stock	691543300
—	Oxford Lane Capital, 8.125% Pfd Series 2024	324,298	$8,189	3.8%	$25.10	—	preferred stock	691543409
—	Tekla Healthcare Opportunities Fund	354,650	$7,299	3.4%	$20.25	—	common stock	879105104
—	Adams Diversified Equity Fund, Inc.	425,479	$5,940	2.8%	$12.34	—	common stock	006212104
—	BlackRock Science and Technology Trust	312,658	$5,575	2.6%	$17.73	—	common stock	09258G104
—	PIMCO Dynamic Credit Income Fund	268,319	$5,479	2.6%	$22.38	—	common stock	72202D106
—	Virtus Total Return Fund	1,104,454	$5,003	2.3%	$3.92	—	common stock	92829A103
—	Alpine Total Dynamic Dividend Fund	560,722	$4,996	2.3%	$8.39	—	common stock	021060207
—	Tri-Continental Corp.	210,010	$4,555	2.1%	$18.16	—	common stock	895436103
—	Adams Natural Resources Fund, Inc.	181,238	$4,196	2.0%	$23.15	—	common stock	00548F105
—	Kayne Anderson Midstream/Energy Fund	120,029	$3,935	1.8%	$35.31	—	common stock	48661E108
—	Clough Global Opportunities Fund	310,020	$3,863	1.8%	$12.87	—	common stock	18914E106
CPA	Copa Holdings SA	37,800	$3,817	1.8%	$90.14	-13.6%	common stock	P31076105
—	The Herzfeld Caribbean Basin Fund, Inc.	405,210	$3,754	1.7%	$8.61	—	common stock	42804T106
—	Liberty All-Star Equity Fund	603,366	$3,524	1.6%	$5.48	—	common stock	530158104
—	General American Investors Company, Inc.	93,924	$3,285	1.5%	$32.80	—	common stock	368802104
—	Federated Enhanced Treasury Income Fund	239,827	$3,240	1.5%	$13.10	—	common stock	314162108
—	Tortoise Energy Infrastructure	75,526	$3,174	1.5%	$46.06	—	common stock	89147L100
—	Salient Midstream & MLP Fund	142,397	$3,086	1.4%	$25.04	—	common stock	79471V105
—	Tortoise Pipeline & Energy Fund	108,094	$3,082	1.4%	$31.84	—	common stock	89148H108
—	Nuveen Credit Strategies Income Fund	322,304	$2,917	1.4%	$9.09	—	common stock	67073D102
—	RMR Real Estate Income Fund	129,407	$2,725	1.3%	$19.54	—	common stock	76970B101
—	PIMCO Dynamic Income Fund	93,713	$2,718	1.3%	$30.22	—	common stock	72201Y101
MTZ	MasTec, Inc.	134,927	$2,604	1.2%	$27.80	-28.1%	common stock	576323109
—	Alpine Global Dynamic Dividend Fund	248,934	$2,567	1.2%	$10.15	—	common stock	02082E205
—	Gabelli Healthcare & Wellness (Rx) Trust	227,639	$2,563	1.2%	$9.97	—	common stock	36246K103
—	DoubleLine Income Solutions Fund	124,966	$2,481	1.2%	$20.86	—	common stock	258622109
SEB	Seaboard Corp.	570	$2,355	1.1%	$2655.35	+47.8%	common stock	811543107
—	Diversified Real Asset Income Fund	128,101	$2,319	1.1%	$17.73	—	common stock	25533B108
LEN	Lennar Corp.	44,500	$2,306	1.1%	$34.33	+20.4%	common stock	526057104
—	First Trust High Income Long/Short Fund	135,034	$2,212	1.0%	$17.46	—	common stock	33738E109
XJEQX	Aberdeen Japan Equity Fund, Inc.	270,454	$2,191	1.0%	$6.57	—	common stock	00306J109
RCL	Royal Caribbean Cruises Ltd.	26,000	$2,128	1.0%	$29.48	+135.7%	common stock	V7780T103
—	Royce Value Trust Inc.	146,693	$2,101	1.0%	$15.18	—	common stock	780910105
NCLH	Norwegian Cruise Line Holdings Ltd.	36,443	$1,968	0.9%	$32.51	+46.9%	common stock	G66721104
—	Tortoise Energy Independence Fund, Inc.	92,157	$1,854	0.9%	$21.91	—	common stock	89148K101
—	Cohen & Steers Infrastructure Fund, Inc.	76,313	$1,734	0.8%	$19.58	—	common stock	19248A109
—	Zweig Total Return Fund Inc.	110,890	$1,517	0.7%	$13.00	—	common stock	989837208
CCL	Carnival Corp.	31,000	$1,483	0.7%	$27.76	+38.8%	common stock	143658300
—	Putnam High Income Securities Fund	181,034	$1,475	0.7%	$7.92	—	common stock	746779107
—	BlackRock Credit Allocation Income Trust	101,555	$1,367	0.6%	$13.00	—	common stock	092508100
CX	Cemex, S.A.B. de C.V.	140,743	$1,333	0.6%	$10.31	—	common stock	151290889
CWCO	Consolidated Water Co. Ltd.	129,538	$1,330	0.6%	$8.64	-3.3%	common stock	G23773107
—	The Korea Fund, Inc.	32,924	$1,319	0.6%	$34.59	—	common stock	500634209
WSO	Watsco Inc.	10,100	$1,270	0.6%	$84.60	+35.6%	common stock	942622200
—	New Germany Fund, Inc.	81,598	$1,265	0.6%	$17.68	—	common stock	644465106
—	Putnam Premier Income Trust	236,143	$1,244	0.6%	$5.36	—	common stock	746853100
—	Japan Smaller Capitalization Fund Inc.	121,444	$1,207	0.6%	$8.72	—	common stock	47109U104
—	Spirit Airlines, Inc.	15,000	$1,160	0.5%	$76.18	—	common stock	848577102
—	Aberdeen Asia-Pacific Income Fund, Inc.	203,952	$1,097	0.5%	$6.18	—	common stock	003009107
—	Apollo Tactical Income Fund Inc	66,668	$1,088	0.5%	$16.99	—	common stock	037638103
MINT	PIMCO Enchanced Short Maturity Active ETF	10,629	$1,075	0.5%	$101.04	—	common stock	72201R833
—	Steiner Leisure Ltd.	22,467	$1,065	0.5%	$51.15	—	common stock	P8744Y102
—	Avianca Holdings S.A.	93,682	$1,060	0.5%	$12.15	—	common stock	05367G100
FMX	Fomento Economico Mexicano, S.A.B. de C.V.	11,000	$1,029	0.5%	$100.55	—	common stock	344419106
—	Clough Global Equity Fund	67,517	$1,015	0.5%	$14.83	—	common stock	18914C100
TV	Grupo Televisa, S.A.B.	28,400	$937	0.4%	$24.82	—	common stock	40049J206
—	Guggenheim Enhanced Equity Strategy Fund	52,440	$922	0.4%	$17.62	—	common stock	40167K100
—	America Movil S.A.B. de C.V.	44,690	$914	0.4%	$21.75	—	common stock	02364W105
—	First Trust Mortgage Income Fund	60,157	$893	0.4%	$15.88	—	common stock	33734E103
—	Nuveen Multi-Market Income Fund, Inc.	114,609	$868	0.4%	$7.55	—	common stock	67075J107
—	NexPoint Credit Strategies Fund	115,543	$867	0.4%	$10.96	—	common stock	65340G106
—	Gabelli Multimedia Trust Inc.	93,223	$866	0.4%	$9.38	—	common stock	36239Q109
—	Central Securities Corp.	38,769	$845	0.4%	$21.95	—	common stock	155123102
—	Atlantic Tele Network, Inc.	11,988	$830	0.4%	$55.61	—	common stock	049079205
—	Teco Energy, Inc.	40,500	$786	0.4%	$17.19	—	common stock	872375100
—	Bancolombia S.A.	19,780	$778	0.4%	$55.58	—	common stock	05968L102
—	Cohen & Steers Total Return Realty Fund	56,535	$774	0.4%	$12.41	—	common stock	19247R103
—	MVC Capital 7.25% Preferred	29,970	$754	0.4%	$25.16	—	preferred stock	553829201
—	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series B	31,430	$708	0.3%	$21.45	—	preferred stock	36465A307
KOF	Coca Cola Femsa S.A.B. de C.V.	8,799	$703	0.3%	$138.37	—	common stock	191241108
—	First Trust New Opportunities MLP & Energy Fund	40,031	$684	0.3%	$17.85	—	common stock	33739M100
—	Nuveen Quality Preferred Income Fund 3	76,942	$666	0.3%	$8.41	—	common stock	67072W101
—	Bancroft Fund Ltd.	31,101	$651	0.3%	$17.68	—	common stock	059695106
—	Blackstone/GSO Strategic Credit Fund	39,820	$644	0.3%	$16.83	—	common stock	09257R101
—	GDL Fund Preferred Series B	12,800	$642	0.3%	$50.23	—	preferred stock	361570302
FCX	Freeport McMoran Copper & Gold	32,000	$606	0.3%	$24.42	-27.8%	common stock	35671D857
—	Advent/Claymore Enhanced Growth & Income Fund	64,008	$603	0.3%	$9.05	—	common stock	00765E104
—	Tortoise MLP Fund, Inc.	24,753	$596	0.3%	$27.92	—	common stock	89148B101
NSC	Norfolk Southern Corp.	5,750	$592	0.3%	$58.90	+42.9%	common stock	655844108
—	Clough Global Allocation Fund	38,994	$587	0.3%	$15.24	—	common stock	18913Y103
—	LMP Capital and Income Fund, Inc.	34,145	$572	0.3%	$16.00	—	common stock	50208A102
—	Taiwan Fund, Inc.	32,571	$548	0.3%	$17.66	—	common stock	874036106
—	Cyberonics, Inc.	8,330	$541	0.3%	$62.47	—	common stock	23251P102
NEE	NextEra Energy, Inc.	5,155	$536	0.2%	$19.85	+0.1%	common stock	65339F101
—	Cushing MLP Total Return Fund	128,859	$523	0.2%	$4.06	—	common stock	231631102
—	Liberty All-Star Growth Fund, Inc.	96,614	$504	0.2%	$5.17	—	common stock	529900102
EVTC	Evertec Inc.	22,643	$495	0.2%	$20.53	-7.5%	common stock	30040P103
—	Delaware Enhanced Global Dividend & Income Fund	42,345	$486	0.2%	$11.66	—	common stock	246060107
BPOP	Popular, Inc.	14,000	$481	0.2%	$22.85	+9.1%	common stock	733174700
—	BlackRock Multi-Sector Income Trust	27,126	$474	0.2%	$17.05	—	common stock	09258A107
—	Nuveen Global High Income Fund	25,238	$431	0.2%	$17.24	—	common stock	67075G103
MLM	Martin Marietta Materials Inc.	3,000	$419	0.2%	$99.70	+18.3%	common stock	573284106
—	Macquarie Global Infrastructure Total Return Fund Inc.	16,511	$409	0.2%	$20.52	—	common stock	55608D101
—	Western Asset/Claymore Inflation-Linked Opportunities & Income Fund	35,075	$398	0.2%	$11.84	—	common stock	95766R104
—	Era Group Inc.	18,815	$392	0.2%	$21.93	—	common stock	26885G109
—	AllianceBernstein Global High Income Fund, Inc.	31,163	$392	0.2%	$14.00	—	common stock	01879R106
—	Putnam Master Intermediate Income Trust	77,528	$380	0.2%	$4.97	—	common stock	746909100
—	Templeton Dragon Fund, Inc.	14,657	$364	0.2%	$25.05	—	common stock	88018T101
—	Teekay LNG Partners LP	9,586	$358	0.2%	$43.61	—	common stock	Y8564M105
WU	The Western Union Company	17,000	$354	0.2%	$17.44	—	common stock	959802109
—	Morgan Stanley Emerging Markets Domestic Debt Fund	38,101	$353	0.2%	$14.43	—	common stock	617477104
—	Western Asset High Yield Defined Opportunity Fund Inc.	21,569	$353	0.2%	$17.75	—	common stock	95768B107
—	Tahoe Resources Inc.	31,900	$350	0.2%	$13.64	—	common stock	873868103
EWW	iShares MSCI Mexico Capped	6,000	$348	0.2%	$59.33	—	common stock	464286822
—	ClearBridge Energy MLP Fund Inc.	13,807	$345	0.2%	$27.76	—	common stock	184692101
VMC	Vulcan Materials Company	4,000	$337	0.2%	$46.69	+51.2%	common stock	929160109
—	Cushing Renaissance Fund	15,387	$330	0.2%	$25.32	—	common stock	231647108
—	Sprott Focus Trust, Inc.	44,962	$326	0.2%	$7.25	—	common stock	85208J109
—	Source Capital Corp.	4,298	$315	0.1%	$66.98	—	common stock	836144105
—	Aberdeen Singapore Fund, Inc.	26,708	$303	0.1%	$13.10	—	common stock	003244100
BNS	The Bank of Nova Soctia	6,000	$301	0.1%	$29.69	0.0%	common stock	064149107
—	Prospect Capital Company 6.95% Preferred	11,540	$294	0.1%	$25.48	—	preferred stock	74348T201
—	Zweig Fund, Inc.	17,308	$266	0.1%	$12.80	—	common stock	989834205
—	TCW Strategic Income Fund, Inc.	46,230	$250	0.1%	$5.40	—	common stock	872340104
—	Morgan Stanley Asia Pacific Fund	15,294	$241	0.1%	$15.72	—	common stock	61744U106
—	Legg Mason BW Global Income Opportunities Fund	14,864	$237	0.1%	$16.99	—	common stock	52469B100
—	Thai Fund, Inc.	24,585	$214	0.1%	$18.23	—	common stock	882904105
—	Nuveen Long/Short Commodity Total Return Fund	12,000	$200	0.1%	$16.58	—	common stock	670731108
—	JPMorgan China Region Fund, Inc.	11,067	$200	0.1%	$15.16	—	common stock	48126T104
—	Morgan Stanley China A Share Fund	6,000	$198	0.1%	$33.00	—	common stock	617468103
FDP	Fresh Del Monte Produce Inc.	5,000	$195	0.1%	$21.57	+32.2%	common stock	G36738105
—	Mexico Equity and Income Fund, Inc.	15,191	$187	0.1%	$15.32	—	common stock	592834105
—	Morgan Stanley Emerging Market Debt Fund, Inc.	19,899	$184	0.1%	$10.17	—	common stock	61744H105
—	Aberdeen Indonesia Fund, Inc.	23,835	$184	0.1%	$11.62	—	common stock	00305P106
EQS	Equus Total Return, Inc.	88,121	$172	0.1%	$2.08	-5.3%	common stock	294766100
—	Pacholder High Yield Fund Inc.	22,075	$164	0.1%	$7.36	—	common stock	693742108
—	First Trust Intermediate Duration Preferred & Income Fund	7,221	$162	0.1%	$21.76	—	common stock	33718W103
—	BlackRock Resources & Commodities Strategy Trust	16,756	$160	0.1%	$11.52	—	common stock	09257A108
—	Eaton Vance Floating-Rate Income Plus Fund	9,331	$159	0.1%	$18.11	—	common stock	278284104
—	Nuveen Flexible Investment Income Fund	8,881	$152	0.1%	$16.81	—	common stock	67075B104
—	NexPoint Credit Strategies Fund W/I	19,746	$150	0.1%	$7.60	—	common stock	65340G114
—	Karyopharm Therapeutics Inc.	4,868	$149	0.1%	$31.87	—	common stock	48576U106
—	Gabelli Dividend & Income Trust	7,000	$148	0.1%	$19.29	—	common stock	36242H104
GILD	Gilead Sciences Inc.	1,500	$147	0.1%	$71.85	-1.8%	common stock	375558103
—	European Equity Fund, Inc.	16,374	$143	0.1%	$7.23	—	common stock	298768102
—	Foxby Corp.	76,580	$142	0.1%	$1.64	—	common stock	351645106
—	Cohen & Steers Limited Duration Preferres and Income Fund	5,800	$140	0.1%	$24.14	—	common stock	19248C105
—	Seacor Holdings, Inc.	2,000	$139	0.1%	$83.00	—	common stock	811904101
—	Morgan Stanley India Investment Fund	4,967	$138	0.1%	$15.45	—	common stock	61745C105
—	Royce Global Value Trust, Inc.	17,044	$137	0.1%	$8.91	—	common stock	78081T104
—	Eaton Vance Risk-Managed Diversified Equity Income Fund	12,500	$135	0.1%	$10.80	—	common stock	27829G106
—	Avenue Income Credit Strategies Fund	8,735	$132	0.1%	$17.38	—	common stock	05358E106
—	New Ireland Fund, Inc.	10,032	$131	0.1%	$11.09	—	common stock	645673104
—	Nuveen Build America Bond Fund	6,061	$129	0.1%	$19.38	—	common stock	67074C103
—	Oxford Lane Capital, 8.50% Pfd Series 2017	4,794	$124	0.1%	$25.87	—	preferred stock	691543201
—	RENN Global Entrepreneurs Fund, Inc.	106,588	$123	0.1%	$1.51	—	common stock	759720105
—	Inovio Pharmaceuticals, Inc.	15,000	$122	0.1%	$8.13	—	common stock	45773H201
—	Gabelli Equity Trust Preferred Series G	5,045	$120	0.1%	$24.75	—	preferred stock	362397176
—	First Trust Energy Infrastructure Fund	5,021	$114	0.1%	$23.52	—	common stock	33738C103
—	The Mexico Fund, Inc.	5,000	$107	0.0%	$20.80	—	common stock	592835102
—	ASA Gold and Precious Metals Limited	10,307	$104	0.0%	$12.55	—	common stock	G3156P103
—	GDL Fund	9,961	$103	0.0%	$11.40	—	common stock	361570104
—	Western Asset/Claymore Inflation-Linked Securities & Income Fund	8,523	$98	0.0%	$11.99	—	common stock	95766Q106
XXCHNXX	China Fund, Inc.	5,000	$97	0.0%	$20.00	—	common stock	169373107
—	Central Fund of Canada Limited (USA)	8,000	$95	0.0%	$13.63	—	common stock	153501101
—	Nuveen Diversified Dividend and Income Fund	7,586	$93	0.0%	$11.76	—	common stock	6706EP105
—	BlackRock Utility & Infrastructure Trust	4,746	$93	0.0%	$17.80	—	common stock	09248D104
—	Nuveen Dividend Advantage Municipal Fund 3	6,352	$90	0.0%	$13.24	—	common stock	67070X101
—	Neuberger Berman MLP Income Fund	5,015	$88	0.0%	$17.70	—	common stock	64129H104
—	PIMCO Income Strategy Fund II	8,610	$86	0.0%	$9.86	—	common stock	72201J104
PSMT	PriceSmart Inc.	1,000	$85	0.0%	$74.69	-2.6%	common stock	741511109
—	Central Europe Russia and Turkey Fund	4,144	$85	0.0%	$29.83	—	common stock	153436100
—	Nuveen S&P 500 Dynamic Overwrite Fund	6,001	$84	0.0%	$13.83	—	common stock	6706EW100
—	Brookfield Mortgage Opportunity Income Fund	5,001	$82	0.0%	$16.60	—	common stock	112792106
AMGN	Amgen Inc.	500	$80	0.0%	$115.04	0.0%	common stock	031162100
—	Fort Dearborn Income Securities, Inc	5,400	$78	0.0%	$13.89	—	common stock	347200107
—	Eaton Vance Limited Duration Income Fund	4,940	$71	0.0%	$15.26	—	common stock	27828H105
XJPIX	Nuveen Preferred & Income Term Fund	3,049	$71	0.0%	$24.08	—	common stock	67075A106
—	Morgan Stanley Income Securities Inc.	3,843	$69	0.0%	$16.98	—	common stock	61745P874
—	Delaware Investments Dividend & Income Fund, Inc.	6,767	$68	0.0%	$8.96	—	common stock	245915103
FDX	FedEx Corporation	400	$66	0.0%	$118.51	+24.8%	common stock	31428X106
—	Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.	4,964	$62	0.0%	$17.89	—	common stock	00301T102
—	Asia Pacific Fund	5,150	$60	0.0%	$10.17	—	common stock	044901106
—	Market Vectors Gold Miners ETF	3,000	$55	0.0%	$24.33	—	common stock	57060U100
—	John Hancock Premium Dividend Fund	3,745	$52	0.0%	$13.23	—	common stock	41013T105
ULTRF	Ultrapetrol (Bahamas) Ltd.	36,000	$52	0.0%	$2.88	-42.7%	common stock	P94398107
SMFG	Sumitomo Mitsui Financial Group, Inc.	6,280	$49	0.0%	$7.64	—	common stock	86562M209
—	Duff & Phelps Global Utility Income Fund, Inc.	2,410	$48	0.0%	$18.67	—	common stock	26433C105
TIP	iShares TIPS Bond	410	$47	0.0%	$112.00	—	common stock	464287176
VIPS	Vipshop Holdings Limited	1,542	$45	0.0%	$25.82	—	common stock	92763W103
—	Turkish Investment Fund, Inc.	4,630	$44	0.0%	$15.87	—	common stock	900145103
—	Cohen & Steers MLP Income and Energy Opportunity Fund	2,326	$44	0.0%	$19.16	—	common stock	19249B106
CNQ	Canadian Natural Resrouces Limited	1,440	$44	0.0%	$9.30	-2.5%	common stock	136385101
INCY	Incyte Corporation	477	$44	0.0%	$50.13	+64.9%	common stock	45337C102
—	JPMorgan Alerian MLP Index ETN	1,000	$43	0.0%	$46.00	—	common stock	46625H365
—	Ingersoll-Rand PLC	615	$42	0.0%	$67.15	—	common stock	G47791101
TM	Toyota Motor Corporation	303	$42	0.0%	$135.48	—	common stock	892331307
—	NXP Semiconductors NV	407	$41	0.0%	$100.74	—	common stock	N659X109
—	Aberdeen Israel Fund, Inc.	2,322	$41	0.0%	$14.55	—	common stock	00301L109
—	AllianzGI Equity & Convertible Income Fund	2,000	$40	0.0%	$19.33	—	common stock	018829101
SBSAA	Spanish Broadcasting System Inc.	10,030	$40	0.0%	$3.90	-15.9%	common stock	846425833
—	Deutsche Multi-Market Income Trust	4,751	$40	0.0%	$9.47	—	common stock	25160E102
—	Neuberger Berman Real Estate Securities Income Fund	7,217	$39	0.0%	$4.83	—	common stock	64190A103
—	ACE Limited	331	$37	0.0%	$112.28	—	common stock	H0023R105
—	Mallinckrodt Public Limitied Company	282	$36	0.0%	$119.74	—	common stock	G5785G107
—	Abengoa Yield PLC	1,071	$36	0.0%	$33.61	—	common stock	G00349103
—	Canadian Pacific Railway Limited	196	$36	0.0%	$189.09	—	common stock	13645T100
TEVA	Teva Parmaceutical Industries Limited	583	$36	0.0%	$61.47	—	common stock	881624209
BP	BP PLC	928	$36	0.0%	$38.94	—	common stock	055622104
—	Tata Motors Limited	776	$35	0.0%	$44.73	—	common stock	876568502
BCS	Barclays PLC	2,384	$35	0.0%	$14.86	—	common stock	06738E204
HDB	HDFC Bank Ltd.	574	$34	0.0%	$59.23	—	common stock	40415F101
IBN	ICIC Bank Ltd.	3,295	$34	0.0%	$10.61	—	common stock	45104G104
BIDU	Baidu, Inc.	156	$33	0.0%	$218.69	—	common stock	056752108
—	BlackRock Income Trust, Inc.	5,000	$32	0.0%	$6.40	—	common stock	09247F100
—	Sensata Technologies Holding NV	539	$31	0.0%	$55.54	—	common stock	N7902X106
BAP	Credicorp Ltd.	223	$31	0.0%	$114.16	-2.1%	common stock	G2519Y108
—	Syngenta AG	444	$30	0.0%	$67.57	—	common stock	87160A100
PUK	Prudential PLC	605	$30	0.0%	$49.45	—	common stock	74435K204
BUD	Anheuser-Busch InBev	241	$29	0.0%	$117.42	—	common stock	03524A108
—	China Unicom (Hong Kong) Limited	1,895	$29	0.0%	$14.84	—	common stock	16945R104
—	Kraft Foods Group, Inc.	325	$28	0.0%	$73.77	—	common stock	50076Q106
ING	ING Groep N.V.	1,853	$27	0.0%	$13.98	—	common stock	456837103
—	Silver Wheaton Corp.	1,427	$27	0.0%	$19.52	—	common stock	828336107
—	Gabelli Global Utility & Income Trust	1,463	$27	0.0%	$19.70	—	common stock	36242L105
—	Swiss Helvetia Fund Inc.	2,316	$27	0.0%	$13.10	—	common stock	870875101
—	Ares Multi-Strategy Credit Fund	1,316	$26	0.0%	$21.24	—	common stock	04014Q108
—	Nuveen Core Equity Alpha Fund	1,511	$26	0.0%	$15.20	—	common stock	67090X107
—	Tri-Continental Corp., $2.50 Cumulative Preferred Stock	500	$25	0.0%	$50.00	—	preferred stock	895436202
—	MVC Capital, Inc.	2,618	$25	0.0%	$12.66	—	common stock	553829102
—	SK Telecom Co. Ltd.	881	$24	0.0%	$27.10	—	common stock	78440P108
PFE	Pfizer Inc.	652	$23	0.0%	$18.98	+5.9%	common stock	717081103
ABEV	Ambev S.A.	4,022	$23	0.0%	$5.89	—	common stock	02319V103
BTI	British America Tobacco PLC	220	$23	0.0%	$103.78	—	common stock	110448107
—	Nasdaq Premium Income & Growth Fund	1,250	$23	0.0%	$19.20	—	common stock	670699107
—	Neuberger Berman High Yield Strategies Fund	1,743	$22	0.0%	$12.62	—	common stock	64128C106
—	GW Pharmaceuticals PLC	237	$22	0.0%	$92.83	—	common stock	36197T103
ABT	Abbott Laboratories	468	$22	0.0%	$36.28	+3.1%	common stock	002824100
—	General Electric Company	871	$22	0.0%	$24.86	—	common stock	369604103
—	Deutsche Strategic Income Trust	1,850	$22	0.0%	$13.00	—	common stock	25160F109
—	Gabelli Equity Trust Preferred Series D	848	$22	0.0%	$25.14	—	preferred stock	362397705
—	Gabelli Equity Trust, Inc.	3,376	$22	0.0%	$6.64	—	common stock	362397101
WMT	Wal-Mart Stores Inc.	258	$21	0.0%	$22.41	+2.8%	common stock	931142103
TMO	Thermo Fisher Scientific, Inc.	160	$21	0.0%	$120.93	+3.1%	common stock	883556102
MMM	3M Company	128	$21	0.0%	$92.72	+4.5%	common stock	88579Y101
JPM	JPMorgan Chase & Co.	323	$20	0.0%	$44.50	-0.5%	common stock	46625H100
SPG	Simon Property Group Inc.	102	$20	0.0%	$107.08	+5.7%	common stock	828806109
STT	State Street Corporation	272	$20	0.0%	$55.17	0.0%	common stock	857477103
—	Nuveen Preferred Income Opportunities Fund	2,100	$20	0.0%	$9.33	—	common stock	67073B106
XXHYBXX	New America High Income Fund, Inc.	2,000	$18	0.0%	$10.00	—	common stock	641876800
KO	The Coca-Cola Company	456	$18	0.0%	$29.81	-0.7%	common stock	191216100
NKE	Nike, Inc.	175	$18	0.0%	$41.22	+1.1%	common stock	654106103
PG	The Procter & Gamble Company	223	$18	0.0%	$64.18	-0.9%	common stock	742718109
MCD	McDonald's Corp.	183	$18	0.0%	$71.30	+1.2%	common stock	580135101
CVS	CVS Health Corporation	174	$18	0.0%	$69.13	+7.4%	common stock	126650100
LYB	LyondellBasell Industries N.V.	210	$18	0.0%	$46.99	-0.6%	common stock	N53745100
HD	The Home Depot, Inc.	152	$17	0.0%	$78.82	+8.3%	common stock	437076102
—	United States Oil ETF	1,000	$17	0.0%	$20.00	—	common stock	91232N108
—	United Technologies Corporation	143	$17	0.0%	$118.64	—	common stock	913017109
MO	Altria Group Inc.	311	$16	0.0%	$24.88	+5.2%	common stock	02209S103
—	Center Coast MLP & Infrastructure Fund	901	$16	0.0%	$17.23	—	common stock	151461100
OXY	Occidental Petroleum Corporation	208	$15	0.0%	$57.33	-2.7%	common stock	674599105
SLB	Schlumberger Limited	179	$15	0.0%	$63.95	-4.1%	common stock	806857108
—	John Hancock Tax-Advantaged Dividend Income Fund	655	$14	0.0%	$20.13	—	common stock	41013V100
AEP	American Electric Power Co., Inc.	243	$14	0.0%	$39.24	+2.8%	common stock	025537101
INTC	Intel Corporation	454	$14	0.0%	$26.33	-1.3%	common stock	458140100
JNJ	Johnson & Johnson	144	$14	0.0%	$76.41	-1.7%	common stock	478160104
D	Dominion Resources, Inc.	200	$14	0.0%	$45.81	+1.7%	common stock	25746U109
—	Companhia Brasileira de Disrtibuicao	458	$14	0.0%	$31.36	—	common stock	20440T201
VZ	Verizon Communications Inc.	288	$14	0.0%	$27.64	-0.1%	common stock	92343V104
XOM	Exxon Mobil Corporation	163	$14	0.0%	$56.86	-2.3%	common stock	30231G102
PM	Philip Morris International, Inc.	175	$13	0.0%	$48.18	-2.3%	common stock	718172109
—	Nuveen Global Equity Income Fund	1,000	$13	0.0%	$15.00	—	common stock	6706EH103
—	Tortoise Energy Infrastructure, 3.75% Preferred Series B	1,300	$13	0.0%	$9.09	—	preferred stock	89147L704
—	BlackRock Enhanced Equity Dividend Trust	1,402	$12	0.0%	$7.73	—	common stock	09251A104
—	Cornerstone Strategic Value Fund Inc.	574	$12	0.0%	$19.86	—	common stock	21924B302
—	Hewlett-Packard Company	400	$12	0.0%	$34.25	—	common stock	428236103
EZU	iShares MSCI EMU Index	322	$12	0.0%	$43.48	—	common stock	464286608
IBB	iShares Nasdaq Biotechnology	36	$12	0.0%	$250.00	—	common stock	464287556
—	Morgan Stanley Emerging Markets Fund, Inc.	716	$11	0.0%	$14.13	—	common stock	61744G107
VGT	Vanguard Information Technology ETF	100	$11	0.0%	$96.77	—	common stock	92204A702
—	Transamerica Income Shares Inc.	429	$9	0.0%	$20.60	—	common stock	893506105
—	Latin American Discovery Fund Inc.	800	$8	0.0%	$13.75	—	common stock	51828C106
—	Rand Capital Corp.	2,000	$8	0.0%	$3.00	—	common stock	752185108
XLV	Health Care Select Sector SPDR ETF	111	$8	0.0%	$61.61	—	common stock	81369Y209
DXJ	WisdomTree Japan Hedged Equity	143	$8	0.0%	$48.95	—	common stock	97717W851
—	Gabelli Global Small and Mid-Cap Value Fund	700	$7	0.0%	$11.43	—	common stock	36249W104
SKYY	First Trust ISE Cloud Computing Index	209	$6	0.0%	$28.71	—	common stock	33734X192
IEMG	iShares Core MSCI Emerging Market	116	$6	0.0%	$51.72	—	common stock	46434G103
—	iShares MSCI United Kingdom	282	$5	0.0%	$17.73	—	common stock	46434V548
XLY	Consumer Discret Select Sector SPDR ETF	65	$5	0.0%	$66.67	—	common stock	81369Y407
—	BlackRock Limited Duration Income Trust	250	$4	0.0%	$16.00	—	common stock	09249W101
—	Royce Micro-Cap Trust, Inc.	365	$4	0.0%	$10.94	—	common stock	780915104
XHNWX	Pioneer Diversified High Income Trust	200	$3	0.0%	$20.00	—	common stock	723653101
—	BlackRock Core Bond Trust	200	$3	0.0%	$15.00	—	common stock	09249E101
—	Tekla Healthcare Investors	98	$3	0.0%	$30.61	—	common stock	87911J103
VAW	Vanguard Materials ETF	31	$3	0.0%	$96.77	—	common stock	92204A801
VOX	Vanguard Telecommunication Services ETF	39	$3	0.0%	$76.92	—	common stock	92204A884
—	Wells Fargo Advantage Multi-Sector Income Fund	234	$3	0.0%	$13.95	—	common stock	94987D101
—	Tekla Life Sciences Investors	58	$2	0.0%	$22.34	—	common stock	87911K100