Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $269M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 742,778 | $18.79M | 7.0% | $20.05 | — | COM NEW | 65340G205 |
| — | Boulder Growth & Income Fund Inc | 1,473,408 | $16.34M | 6.1% | $8.47 | — | COM | 101507101 |
| — | Central Securities Corp | 491,434 | $13.46M | 5.0% | $23.36 | — | COM | 155123102 |
| — | Tekla Healthcare Opportunities Fund | 583,987 | $10.23M | 3.8% | $19.53 | — | SHS | 879105104 |
| — | BlackRock Science & Technology Trust | 333,742 | $8.908M | 3.3% | $17.96 | — | SHS | 09258G104 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 394,329 | $8.849M | 3.3% | $22.45 | — | COM SHS | 72202D106 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,215,861 | $8.693M | 3.2% | $7.57 | — | COM | 42804T106 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 75,531 | $7.671M | 2.9% | $101.38 | — | ENHAN SHRT MA AC | 72201R833 |
| — | Adams Diversified Equity Fund Inc | 503,370 | $7.566M | 2.8% | $12.59 | — | COM | 006212104 |
| — | Liberty All Star Equity Fund | 1,179,796 | $7.433M | 2.8% | $5.50 | — | SH BEN INT | 530158104 |
| — | Alpine Total Dynamic Dividend Fund | 715,974 | $6.78M | 2.5% | $8.25 | — | COM SH BEN INT | 021060207 |
| — | Tekla World Healthcare Fund | 483,983 | $6.587M | 2.5% | $14.96 | — | BEN INT SHS | 87911L108 |
| — | General American Investors Co Inc | 186,400 | $6.323M | 2.4% | $33.19 | — | COM | 368802104 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 499,697 | $5.707M | 2.1% | $11.41 | — | COM | 95766R104 |
| MTZ | MasTec Inc | 109,297 | $5.35M | 2.0% | $30.14 | +48.0% | COM | 576323109 |
| — | DoubleLine Income Solutions Fund | 254,555 | $5.139M | 1.9% | $20.20 | — | COM | 258622109 |
| — | Tortoise Pipeline & Energy Fund Inc | 228,683 | $4.299M | 1.6% | $22.47 | — | COM | 89148H108 |
| — | Source Capital Inc | 87,016 | $3.547M | 1.3% | $36.99 | — | COM | 836144105 |
| RCL | Royal Caribbean Cruises Ltd | 27,829 | $3.319M | 1.2% | $43.43 | +163.3% | COM | V7780T103 |
| — | Fiduciary/Claymore MLP Opportunity Fund | 251,066 | $3.302M | 1.2% | $13.15 | — | COM | 31647Q106 |
| CPA | Copa Holdings SA | 24,273 | $3.254M | 1.2% | $81.78 | +25.5% | CL A | P31076105 |
| — | Kayne Anderson Midstream/Energy Fund Inc | 234,678 | $3.239M | 1.2% | $14.21 | — | COM | 48661E108 |
| LEN | Lennar Corp | 49,500 | $3.13M | 1.2% | $35.37 | +47.1% | CL A | 526057104 |
| — | Neuberger Berman MLP Income Fund Inc | 321,544 | $3.016M | 1.1% | $9.45 | — | COM | 64129H104 |
| — | The New Germany Fund Inc | 151,448 | $2.944M | 1.1% | $16.46 | — | COM | 644465106 |
| — | The Gabelli Healthcare & WellnessRx Trust | 283,959 | $2.93M | 1.1% | $10.26 | — | SHS | 36246K103 |
| — | Alpine Global Dynamic Dividend Fund | 268,854 | $2.904M | 1.1% | $9.89 | — | COM NEW | 02082E205 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 298,027 | $2.687M | 1.0% | $6.87 | — | COM | 00306J109 |
| — | Adams Natural Resources Fund Inc | 134,324 | $2.665M | 1.0% | $21.19 | — | COM | 00548F105 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 48,944 | $2.606M | 1.0% | $37.44 | +47.8% | SHS | G66721104 |
| SEB | Seaboard Corp | 585 | $2.58M | 1.0% | $2768.90 | +53.7% | COM | 811543107 |
| BPOP | Popular Inc | 67,400 | $2.392M | 0.9% | $28.10 | -2.6% | COM NEW | 733174700 |
| — | Japan Smaller Capitalization Fund Inc | 202,009 | $2.386M | 0.9% | $9.60 | — | COM | 47109U104 |
| — | Apollo Tactical Income Fund Inc | 132,760 | $2.091M | 0.8% | $15.83 | — | COM | 037638103 |
| CX | Cemex SAB de CV | 270,645 | $2.03M | 0.8% | $9.10 | — | SPON ADR NEW | 151290889 |
| FBP | First BanCorp/Puerto Rico | 378,775 | $1.932M | 0.7% | $4.74 | -14.1% | COM NEW | 318672706 |
| — | The Mexico Equity & Income Fund Inc | 181,426 | $1.861M | 0.7% | $11.18 | — | COM | 592834105 |
| WSO | Watsco Inc | 10,600 | $1.802M | 0.7% | $87.67 | +88.4% | COM | 942622200 |
| — | Avianca Holdings SA | 221,569 | $1.779M | 0.7% | $8.74 | — | SPON ADR REP PFD | 05367G100 |
| FDP | Fresh Del Monte Produce Inc | 36,500 | $1.74M | 0.6% | $37.96 | +4.5% | ORD | G36738105 |
| CWCO | Consolidated Water Co Ltd | 129,538 | $1.632M | 0.6% | $8.64 | +22.6% | ORD | G23773107 |
| — | The Taiwan Fund Inc | 76,955 | $1.606M | 0.6% | $19.29 | — | COM | 874036106 |
| CCL | Carnival Corp | 24,000 | $1.593M | 0.6% | $32.69 | +85.8% | UNIT 99/99/9999 | 143658300 |
| — | Salient Midstream & MLP Fund | 141,710 | $1.562M | 0.6% | $13.59 | — | SH BEN INT | 79471V105 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 75,640 | $1.558M | 0.6% | $19.46 | — | COM | 89147X104 |
| — | TICC Capital Corp | 264,113 | $1.516M | 0.6% | $5.77 | — | COM | 87244T109 |
| — | Nuveen California Quality Municipal Income Fund | 102,000 | $1.46M | 0.5% | $14.31 | — | COM | 67066Y105 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,610 | $1.372M | 0.5% | $97.71 | — | SPON ADR UNITS | 344419106 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | 128,991 | $1.322M | 0.5% | $10.77 | — | COM SHS | 19249B106 |
| — | Tekla Healthcare Investors | 56,500 | $1.274M | 0.5% | $22.56 | — | SH BEN INT | 87911J103 |
| NEE | NextEra Energy Inc | 8,056 | $1.258M | 0.5% | $19.51 | +61.6% | COM | 65339F101 |
| — | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | 95,756 | $1.25M | 0.5% | $12.49 | — | COM | 01883A107 |
| VAC | Marriott Vacations Worldwide Corp | 8,745 | $1.182M | 0.4% | $65.63 | +101.0% | COM | 57164Y107 |
| — | Tortoise Energy Infrastructure Corporation | 39,662 | $1.153M | 0.4% | $29.07 | — | COM | 89147L100 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 97,166 | $1.146M | 0.4% | $11.72 | — | COM SH BEN INT | 95766Q106 |
| — | Royce Value Trust Inc | 66,238 | $1.071M | 0.4% | $14.68 | — | COM | 780910105 |
| VCSH | Vanguard Short-Term Corporate Bond ETF | 12,500 | $991K | 0.4% | $79.28 | — | SHRT TRM CORP BD | 92206C409 |
| — | First Trust Energy Infrastructure Fund | 53,926 | $967K | 0.4% | $16.01 | — | COM | 33738C103 |
| — | Reaves Utility Income Fund | 28,899 | $894K | 0.3% | $30.94 | — | COM SH BEN INT | 756158101 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 4,600 | $840K | 0.3% | $164.90 | — | SPON ADR SER B | 40051E202 |
| — | Special Opportunities Fund Inc | 55,768 | $830K | 0.3% | $13.20 | — | COM | 84741T104 |
| — | Bancolombia SA | 19,780 | $784K | 0.3% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | America Movil SAB de CV | 44,690 | $766K | 0.3% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | Aberdeen Latin American Equity Fund Inc | 27,331 | $730K | 0.3% | $24.13 | — | COM | 00306K106 |
| ESRT | Empire State Realty Trust Inc | 33,894 | $696K | 0.3% | $20.95 | — | CL A | 292104106 |
| — | Nuveen Credit Strategies Income Fund | 83,870 | $689K | 0.3% | $8.98 | — | COM SHS | 67073D102 |
| LIVN | LivaNova PLC | 8,330 | $666K | 0.2% | $60.69 | +30.8% | SHS | G5509L101 |
| MLM | Martin Marietta Materials Inc | 3,000 | $663K | 0.2% | $99.70 | +97.7% | COM | 573284106 |
| ATNI | ATN International Inc | 11,988 | $662K | 0.2% | $59.26 | -23.9% | COM | 00215F107 |
| HOMB | Home BancShares Inc | 28,416 | $661K | 0.2% | $24.02 | -2.7% | COM | 436893200 |
| VMC | Vulcan Materials Co | 5,000 | $642K | 0.2% | $59.98 | +89.6% | COM | 929160109 |
| — | Kayne Anderson MLP Investment Company | 32,000 | $596K | 0.2% | $18.63 | — | COM | 486606106 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,100 | $545K | 0.2% | $125.08 | — | NASDAQ BIOTECH | 464287556 |
| TV | Grupo Televisa SAB | 28,400 | $530K | 0.2% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | PIMCO Municipal Income Fund | 39,524 | $514K | 0.2% | $13.00 | — | COM | 72200R107 |
| NEAR | iShares Short Maturity Bond ETF | 10,000 | $501K | 0.2% | $50.30 | — | SHT MAT BD ETF | 46431W507 |
| — | Templeton Dragon Fund Inc | 23,135 | $498K | 0.2% | $19.85 | — | COM | 88018T101 |
| BSV | Vanguard Short-Term Bond ETF | 6,300 | $498K | 0.2% | $79.72 | — | SHORT TRM BOND | 921937827 |
| IHI | iShares U.S. Medical Devices ETF | 2,850 | $495K | 0.2% | $128.31 | — | U.S. MED DVC ETF | 464288810 |
| — | KKR Income Opportunities Fund | 30,499 | $490K | 0.2% | $16.07 | — | COM | 48249T106 |
| — | The Korea Fund Inc | 11,695 | $483K | 0.2% | $34.59 | — | COM NEW | 500634209 |
| — | Kayne Anderson Energy Development Company | 27,549 | $480K | 0.2% | $17.42 | — | COM | 48660Q102 |
| — | Nuveen Multi-Market Income Fund Inc | 62,257 | $474K | 0.2% | $7.49 | — | COM | 67075J107 |
| — | DTF Tax-Free Income Inc | 33,445 | $470K | 0.2% | $14.15 | — | COM | 23334J107 |
| HYG | iShares iBoxx $ High Yield Corp Bond ETF | 5,140 | $449K | 0.2% | $87.35 | — | IBOXX HI YD ETF | 464288513 |
| — | The European Equity Fund Inc | 45,315 | $447K | 0.2% | $9.22 | — | COM | 298768102 |
| — | Tortoise MLP Fund Inc | 25,001 | $439K | 0.2% | $17.56 | — | COM | 89148B101 |
| — | Oxford Lane Capital Corp | 43,633 | $439K | 0.2% | $10.06 | — | COM | 691543102 |
| IGSB | iShares 1-3 Year Credit Bond ETF | 4,137 | $432K | 0.2% | $104.42 | — | 1 3 YR CR BD ETF | 464288646 |
| — | Eaton Vance California Municipal Income Trust | 34,858 | $424K | 0.2% | $12.41 | — | SH BEN INT | 27826F101 |
| — | Sprott Focus Trust Inc | 50,276 | $398K | 0.1% | $7.20 | — | COM | 85208J109 |
| — | Tahoe Resources Inc | 81,900 | $392K | 0.1% | $8.53 | — | COM | 873868103 |
| XPZCX | PIMCO California Municipal Income Fund III | 35,959 | $375K | 0.1% | $10.43 | — | COM | 72201C109 |
| — | Principal Real Estate Income Fund | 21,325 | $367K | 0.1% | $17.54 | — | SHS BEN INT | 74255X104 |
| — | Deutsche Municipal Income Trust | 30,510 | $363K | 0.1% | $11.90 | — | COM | 25160C106 |
| — | First Trust High Income Long/Short Fund | 21,543 | $357K | 0.1% | $16.90 | — | COM | 33738E109 |
| — | Alliance California Municipal Income Fund Inc | 24,581 | $334K | 0.1% | $13.54 | — | COM | 018546101 |
| — | Apollo Senior Floating Rate Fund Inc | 20,472 | $332K | 0.1% | $16.22 | — | COM | 037636107 |
| EVTC | EVERTEC Inc | 23,643 | $323K | 0.1% | $20.34 | -33.2% | COM | 30040P103 |
| XXCHNXX | The China Fund Inc | 14,537 | $315K | 0.1% | $19.66 | — | COM | 169373107 |
| — | Western Asset Global High Income Fund Inc | 29,015 | $297K | 0.1% | $10.24 | — | COM | 95766B109 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 21,248 | $296K | 0.1% | $14.05 | — | COM | 09253X102 |
| — | Nuveen Real Asset Income and Growth Fund | 16,492 | $294K | 0.1% | $17.99 | — | COM | 67074Y105 |
| NSC | Norfolk Southern Corp | 1,928 | $279K | 0.1% | $58.90 | +93.5% | COM | 655844108 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 18,269 | $278K | 0.1% | $14.73 | — | SH BEN INT | 67063X100 |
| XBZMX | BlackRock Maryland Municipal Bond Trust | 20,172 | $275K | 0.1% | $13.63 | — | COM | 09249L105 |
| WU | The Western Union Co | 14,000 | $266K | 0.1% | $17.44 | — | COM | 959802109 |
| — | Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc | 17,980 | $261K | 0.1% | $13.99 | — | COM | 00301T102 |
| — | Invesco Municipal Opportunity Trust | 19,900 | $247K | 0.1% | $12.41 | — | COM | 46132C107 |
| — | Putnam Premier Income Trust | 45,769 | $244K | 0.1% | $5.33 | — | SH BEN INT | 746853100 |
| — | Invesco Dynamic Credit Opportunities Fund | 19,830 | $232K | 0.1% | $11.70 | — | COM | 46132R104 |
| — | BlackRock Municipal 2030 Target Term Trust | 10,231 | $229K | 0.1% | $22.68 | — | COM SHS BEN IN | 09257P105 |
| XPHTX | Pioneer High Income Trust | 23,387 | $227K | 0.1% | $9.73 | — | COM | 72369H106 |
| — | Royal Dutch Shell PLC | 86 | $216K | 0.1% | $2290.70 | — | SPON ADR B | 780259107 |
| — | The Cushing Renaissance Fund | 10,441 | $212K | 0.1% | $25.32 | — | COM | 231647108 |
| — | PIMCO High Income Fund | 27,039 | $202K | 0.1% | $7.47 | — | COM SHS | 722014107 |
| — | Morgan Stanley Income Securities Inc | 11,000 | $202K | 0.1% | $18.17 | — | INCOME SECS INC | 61745P874 |
| — | Prudential Short Duration High Yield Inc | 13,497 | $199K | 0.1% | $14.74 | — | COM | 74442F107 |
| — | Era Group Inc | 18,015 | $194K | 0.1% | $21.75 | — | COM | 26885G109 |
| — | Teekay LNG Partners LP | 9,589 | $193K | 0.1% | $43.61 | — | PRTNRSP UNITS | Y8564M105 |
| — | AllianzGI Convertible & Income 2024 Target Term Fund | 19,849 | $181K | 0.1% | $9.12 | — | COM | 01883H102 |
| XMHIX | Pioneer Municipal High Income Trust | 15,073 | $179K | 0.1% | $11.70 | — | COM SHS | 723763108 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 21,133 | $176K | 0.1% | $9.05 | — | COM | 00765E104 |
| — | Eaton Vance New York Municipal Bond Fund II | 15,000 | $173K | 0.1% | $11.65 | — | COM | 27828T109 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 6,612 | $170K | 0.1% | $21.01 | — | COM | 55608D101 |
| — | First Trust Energy Income and Growth Fund | 6,257 | $166K | 0.1% | $26.53 | — | COM | 33738G104 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 12,056 | $165K | 0.1% | $13.93 | — | COM | 67069Y102 |
| — | Eaton Vance California Municipal Bond Fund II | 13,880 | $160K | 0.1% | $11.82 | — | COM | 27828C106 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | 20,752 | $160K | 0.1% | $7.71 | — | COM | 617477104 |
| — | Nuveen Connecticut Quality Municipal Income Fund | 13,200 | $157K | 0.1% | $11.89 | — | COM | 67060D107 |
| — | Credit Suisse Asset Management Income Fund Inc | 46,866 | $155K | 0.1% | $3.31 | — | COM | 224916106 |
| — | Voya Prime Rate Trust | 30,632 | $155K | 0.1% | $5.06 | — | SH BEN INT | 92913A100 |
| — | Templeton Emerging Markets Income Fund | 13,392 | $150K | 0.1% | $11.20 | — | COM | 880192109 |
| — | First Trust Strategic High Income Fund II | 11,509 | $148K | 0.1% | $12.86 | — | COM SHS NEW | 337353304 |
| — | Royce Global Value Trust Inc | 13,536 | $146K | 0.1% | $8.91 | — | COM | 78081T104 |
| — | Eaton Vance Pennsylvania Municipal Bond Fund | 11,415 | $142K | 0.1% | $12.44 | — | COM | 27828W102 |
| — | BlackRock Resources & Commodities Strategy Trust | 14,156 | $138K | 0.1% | $11.52 | — | SHS | 09257A108 |
| MRK | Merck & Co Inc | 2,439 | $137K | 0.1% | $38.07 | +13.0% | COM | 58933Y105 |
| — | Nuveen New York AMT-Free Quality Municipal Income Fund | 10,000 | $130K | 0.0% | $13.10 | — | COM | 670656107 |
| — | TCW Strategic Income Fund Inc | 22,000 | $129K | 0.0% | $5.40 | — | COM | 872340104 |
| — | RMR Real Estate Income Fund | 6,625 | $126K | 0.0% | $19.47 | — | COM | 76970B101 |
| — | Blackstone / GSO Strategic Credit Fund | 7,881 | $124K | 0.0% | $16.62 | — | COM SHS BEN IN | 09257R101 |
| — | Tortoise Energy Independence Fund Inc | 9,350 | $124K | 0.0% | $13.26 | — | COM | 89148K101 |
| AMGN | Amgen Inc | 700 | $122K | 0.0% | $115.39 | +19.8% | COM | 031162100 |
| — | Morgan Stanley India Investment Fund Inc | 3,674 | $122K | 0.0% | $15.45 | — | COM | 61745C105 |
| — | The Gabelli Dividend & Income Trust | 4,944 | $116K | 0.0% | $20.10 | — | COM | 36242H104 |
| — | ClearBridge Energy MLP Total Return Fund Inc | 10,001 | $116K | 0.0% | $11.60 | — | COM | 18469Q108 |
| — | Nuveen Select Tax-Free Income Portfolio | 7,740 | $113K | 0.0% | $13.92 | — | SH BEN INT | 67062F100 |
| — | AllianceBernstein National Municipal Income Fund Inc | 8,368 | $112K | 0.0% | $13.56 | — | COM | 01864U106 |
| — | Nuveen Quality Municipal Income Fund | 7,920 | $111K | 0.0% | $15.07 | — | COM | 67066V101 |
| — | Central Fund of Canada Ltd | 8,000 | $107K | 0.0% | $11.25 | — | CL A | 153501101 |
| — | Eaton Vance Ohio Municipal Income Trust | 8,200 | $107K | 0.0% | $13.05 | — | SH BEN INT | 27826G109 |
| ECC | Eagle Point Credit Co Inc | 5,511 | $104K | 0.0% | $19.88 | — | COM | 269808101 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $104K | 0.0% | $46.14 | +0.7% | COM | 110122108 |
| EQS | Equus Total Return Inc | 42,742 | $103K | 0.0% | $2.08 | +15.3% | COM | 294766100 |
| — | THL Credit Senior Loan Fund | 6,050 | $102K | 0.0% | $16.86 | — | COM | 87244R103 |
| — | The Cushing MLP Total Return Fund | 8,439 | $101K | 0.0% | $11.77 | — | COM NEW | 231631201 |
| — | Nuveen Intermediate Duration Municipal Term Fund | 7,710 | $100K | 0.0% | $12.97 | — | COM | 670671106 |
| — | Aberdeen Chile Fund Inc | 10,859 | $97,000 | 0.0% | $6.95 | — | COM | 00301W105 |
| — | Invesco Pennsylvania Value Municipal Income Trust | 7,659 | $93,000 | 0.0% | $12.14 | — | COM | 46132K109 |
| — | SEACOR Holdings Inc | 2,000 | $92,000 | 0.0% | $83.00 | — | COM | 811904101 |
| — | The Aberdeen Indonesia Fund Inc | 11,943 | $91,000 | 0.0% | $10.85 | — | COM | 00305P106 |
| — | Kayne Anderson Energy Total Return Fund Inc | 9,000 | $91,000 | 0.0% | $10.11 | — | COM | 48660P104 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,553 | $90,000 | 0.0% | $13.69 | — | COM | 670657105 |
| — | Tri-Continental Corp | 3,344 | $90,000 | 0.0% | $18.48 | — | COM | 895436103 |
| — | ClearBridge American Energy MLP Fund Inc | 10,797 | $89,000 | 0.0% | $8.90 | — | COM | 184691103 |
| — | Putnam Municipal Opportunities Trust | 7,242 | $89,000 | 0.0% | $12.49 | — | SH BEN INT | 746922103 |
| — | Altaba Inc | 1,267 | $88,000 | 0.0% | $66.34 | — | COM | 021346101 |
| — | Aberdeen Singapore Fund Inc | 7,025 | $87,000 | 0.0% | $12.50 | — | COM | 003244100 |
| PSMT | PriceSmart Inc | 1,000 | $86,000 | 0.0% | $74.69 | +2.6% | COM | 741511109 |
| — | Putnam Managed Municipal Income Trust | 10,794 | $80,000 | 0.0% | $7.51 | — | COM | 746823103 |
| XMPT | VanEck Vectors CEF Municipal Income ETF | 2,908 | $77,000 | 0.0% | $26.48 | — | CEF MUN INCOME | 92189F460 |
| — | Dreyfus Municipal Bond Infrastructure Fund Inc | 5,776 | $75,000 | 0.0% | $12.51 | — | SHS | 26203D101 |
| — | The Asia Pacific Fund Inc | 5,150 | $74,000 | 0.0% | $10.17 | — | COM | 044901106 |
| — | First Trust Mortgage Income Fund | 4,920 | $70,000 | 0.0% | $15.08 | — | COM SHS | 33734E103 |
| GDX | VanEck Vectors Gold Miners ETF | 3,023 | $70,000 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| — | Nuveen Tax-Advantaged Dividend Growth Fund | 3,950 | $69,000 | 0.0% | $13.94 | — | COM | 67073G105 |
| — | Nuveen Select Tax-Free Income 2 Portfolio | 4,722 | $66,000 | 0.0% | $13.29 | — | SH BEN INT | 67063C106 |
| — | Cohen & Steers Infrastructure Fund Inc | 2,602 | $62,000 | 0.0% | $23.06 | — | COM | 19248A109 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 5,405 | $61,000 | 0.0% | $10.98 | — | COM | 723762100 |
| DEO | Diageo PLC | 413 | $60,000 | 0.0% | $131.23 | — | SPON ADR NEW | 25243Q205 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 4,272 | $58,000 | 0.0% | $13.58 | — | COM | 24610V103 |
| — | ASA Gold and Precious Metals Ltd | 5,000 | $57,000 | 0.0% | $11.00 | — | SHS | G3156P103 |
| — | General Electric Co | 3,094 | $54,000 | 0.0% | $21.59 | — | COM | 369604103 |
| SONY | Sony Corp | 1,175 | $53,000 | 0.0% | $32.67 | — | SPONSORED ADR | 835699307 |
| IBN | ICICI Bank Ltd | 5,200 | $51,000 | 0.0% | $9.07 | — | ADR | 45104G104 |
| LLY | Eli Lilly & Co | 600 | $51,000 | 0.0% | $69.71 | +8.0% | COM | 532457108 |
| LEN/B | Lennar Corp | 990 | $51,000 | 0.0% | $41.52 | 0.0% | CL B | 526057302 |
| — | Legg Mason BW Global Income Opportunities Fund Inc | 3,864 | $49,000 | 0.0% | $16.99 | — | COM | 52469B100 |
| — | The GDL Fund | 5,040 | $49,000 | 0.0% | $10.12 | — | COM SH BEN IT | 361570104 |
| TIP | iShares TIPS Bond ETF | 410 | $47,000 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| — | Royce Micro-Cap Trust Inc | 4,780 | $45,000 | 0.0% | $9.31 | — | COM | 780915104 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 5,352 | $45,000 | 0.0% | $6.84 | — | SPONSORED ADR | 05946K101 |
| — | Central and Eastern European Fund Inc | 1,779 | $43,000 | 0.0% | $29.83 | — | COM | 153436100 |
| NVS | Novartis AG | 500 | $42,000 | 0.0% | $86.00 | — | SPONSORED ADR | 66987V109 |
| — | Deutsche Multi-Market Income Trust | 4,751 | $42,000 | 0.0% | $8.57 | — | SHS | 25160E102 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 3,396 | $40,000 | 0.0% | $11.78 | — | COM SHS | 337319107 |
| — | Bancroft Fund Ltd | 1,778 | $39,000 | 0.0% | $17.82 | — | COM | 059695106 |
| — | BlackRock Multi-Sector Income Trust | 2,100 | $38,000 | 0.0% | $16.44 | — | COM | 09258A107 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,527 | $37,000 | 0.0% | $18.70 | — | COM SHS | 670699107 |
| BTI | British American Tobacco PLC | 535 | $36,000 | 0.0% | $72.40 | — | SPONSORED ADR | 110448107 |
| — | RENN Fund Inc | 22,847 | $34,000 | 0.0% | $1.29 | — | COM | 759720105 |
| IBM | International Business Machines Corp | 212 | $33,000 | 0.0% | $95.87 | +6.5% | COM | 459200101 |
| XZFGX | Virtus Total Return Fund Inc | 2,584 | $33,000 | 0.0% | $12.24 | — | COM | 92837G100 |
| — | Celgene Corp | 300 | $31,000 | 0.0% | $108.75 | — | COM | 151020104 |
| — | Nuveen Core Equity Alpha Fund | 2,086 | $30,000 | 0.0% | $15.65 | — | COM | 67090X107 |
| — | The Latin American Discovery Fund Inc | 2,593 | $30,000 | 0.0% | $11.03 | — | COM | 51828C106 |
| XOM | Exxon Mobil Corp | 363 | $30,000 | 0.0% | $55.64 | +2.6% | COM | 30231G102 |
| — | Aberdeen Israel Fund Inc | 1,500 | $29,000 | 0.0% | $15.78 | — | COM | 00301L109 |
| — | Statoil ASA | 1,376 | $29,000 | 0.0% | $18.04 | — | SPONSORED ADR | 85771P102 |
| — | BT Group PLC | 1,599 | $29,000 | 0.0% | $22.57 | — | ADR | 05577E101 |
| VALE | Vale SA | 2,352 | $29,000 | 0.0% | $6.43 | — | ADR | 91912E105 |
| — | Morgan Stanley Asia-Pacific Fund Inc | 1,502 | $28,000 | 0.0% | $15.72 | — | COM | 61744U106 |
| — | Gabelli Equity Trust Inc | 4,565 | $28,000 | 0.0% | $6.43 | — | COM | 362397101 |
| — | Goldman Sachs MLP Income Opportunities Fund | 3,051 | $27,000 | 0.0% | $9.56 | — | COM SHS | 38147W103 |
| FTI | TechnipFMC PLC | 829 | $26,000 | 0.0% | $19.67 | -3.3% | COM | G87110105 |
| — | The India Fund Inc | 1,000 | $26,000 | 0.0% | $25.00 | — | COM | 454089103 |
| — | The Swiss Helvetia Fund Inc | 1,950 | $25,000 | 0.0% | $13.10 | — | COM | 870875101 |
| — | Aberdeen Greater China Fund Inc | 2,000 | $25,000 | 0.0% | $10.50 | — | COM | 003031101 |
| SLB | Schlumberger Ltd | 370 | $25,000 | 0.0% | $51.87 | -1.2% | COM | 806857108 |
| — | Asia Tigers Fund Inc | 2,000 | $25,000 | 0.0% | $11.50 | — | COM | 04516T105 |
| — | Guggenheim Enhanced Equity Income Fund | 2,774 | $25,000 | 0.0% | $8.08 | — | COM | 40167B100 |
| — | Liberty All Star Growth Fund Inc | 4,449 | $25,000 | 0.0% | $4.99 | — | COM | 529900102 |
| — | Cornerstone Strategic Value Fund Inc | 1,577 | $24,000 | 0.0% | $15.28 | — | COM | 21924B302 |
| SMHI | SEACOR Marine Holdings Inc | 2,010 | $24,000 | 0.0% | $19.15 | -31.2% | COM | 78413P101 |
| INCY | Incyte Corp | 242 | $23,000 | 0.0% | $50.13 | +108.5% | COM | 45337C102 |
| PHG | Koninklijke Philips NV | 621 | $23,000 | 0.0% | $31.86 | — | NY REG SH NEW | 500472303 |
| — | Invesco Quality Municipal Income Trust | 1,725 | $22,000 | 0.0% | $12.75 | — | COM | 46133G107 |
| — | Putnam High Income Securities Fund | 2,356 | $21,000 | 0.0% | $7.92 | — | SHS BEN INT | 746779107 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $21,000 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| — | Manning & Napier Inc | 5,900 | $21,000 | 0.0% | $4.00 | — | CL A | 56382Q102 |
| NTES | NetEase Inc | 59 | $20,000 | 0.0% | $259.76 | — | SPONSORED ADR | 64110W102 |
| ASML | ASML Holding N V | 116 | $20,000 | 0.0% | $118.80 | — | N Y REGISTRY SHS | N07059210 |
| ITUB | Itau Unibanco Holding SA | 1,498 | $19,000 | 0.0% | $10.80 | — | SPON ADR REP PFD | 465562106 |
| BMRN | BioMarin Pharmaceutical Inc | 211 | $19,000 | 0.0% | $133.58 | -34.9% | COM | 09061G101 |
| — | Nuveen Maryland Quality Municipal Income Fund | 1,448 | $18,000 | 0.0% | $12.43 | — | COM | 67061Q107 |
| — | Aegon N V | 2,932 | $18,000 | 0.0% | $6.14 | — | N Y REGISTRY SH | 007924103 |
| — | BlackRock Credit Allocation Income Trust | 1,300 | $17,000 | 0.0% | $13.08 | — | COM | 092508100 |
| — | MVC Capital Inc | 1,300 | $14,000 | 0.0% | $11.68 | — | COM | 553829102 |
| — | Delaware Investments Dividend & Income Fund Inc | 1,278 | $14,000 | 0.0% | $10.92 | — | COM | 245915103 |
| — | Karyopharm Therapeutics Inc | 1,500 | $14,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| — | Morgan Stanley Emerging Markets Fund Inc | 716 | $13,000 | 0.0% | $14.13 | — | COM | 61744G107 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,410 | $13,000 | 0.0% | $7.81 | — | COM | 09251A104 |
| XHNWX | Pioneer Diversified High Income Trust | 800 | $13,000 | 0.0% | $17.19 | — | COM | 723653101 |
| — | The Gabelli Global Small and Mid Cap Value Trust | 1,046 | $13,000 | 0.0% | $11.76 | — | COM | 36249W104 |
| SE | Sea Limited | 998 | $13,000 | 0.0% | $13.03 | — | ADR | 81141R100 |
| MMM | 3M Co | 49 | $12,000 | 0.0% | $99.67 | +45.4% | COM | 88579Y101 |
| JPM | JPMorgan Chase & Co | 110 | $12,000 | 0.0% | $46.51 | +74.9% | COM | 46625H100 |
| — | United States Oil Fund LP | 1,000 | $12,000 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| UNH | UnitedHealth Group Inc | 50 | $11,000 | 0.0% | $121.37 | +53.3% | COM | 91324P102 |
| TD | The Toronto-Dominion Bank | 190 | $11,000 | 0.0% | $38.60 | +48.0% | COM NEW | 891160509 |
| — | Raytheon Co | 59 | $11,000 | 0.0% | $193.62 | — | COM NEW | 755111507 |
| MCD | McDonald's Corp | 66 | $11,000 | 0.0% | $97.32 | +42.5% | COM | 580135101 |
| EMBJ | Embraer S A | 450 | $11,000 | 0.0% | $24.44 | — | SP ADR REP 4 COM | 29082A107 |
| MUFG | Mitsubishi UFJ Financial Group Inc | 1,513 | $11,000 | 0.0% | $7.06 | — | SPONSORED ADR | 606822104 |
| — | Credit Suisse Group AG | 548 | $10,000 | 0.0% | $14.16 | — | SPONSORED ADR | 225401108 |
| — | China Petroleum & Chemical Corp | 137 | $10,000 | 0.0% | $63.64 | — | SPON ADR H SHS | 16941R108 |
| PAM | Pampa Energia S A | 156 | $10,000 | 0.0% | $54.32 | — | SPONS ADR LVL I | 697660207 |
| HD | The Home Depot Inc | 53 | $10,000 | 0.0% | $103.07 | +37.4% | COM | 437076102 |
| PFE | Pfizer Inc | 266 | $10,000 | 0.0% | $19.51 | +22.0% | COM | 717081103 |
| CNQ | Canadian Natural Resources Ltd | 272 | $10,000 | 0.0% | $8.79 | +30.3% | COM | 136385101 |
| CB | Chubb Ltd | 68 | $10,000 | 0.0% | $96.06 | +34.9% | COM | H1467J104 |
| CCEP | Coca-Cola European Partners PLC | 247 | $10,000 | 0.0% | $29.52 | +7.2% | SHS | G25839104 |
| BHP | BHP Billiton Ltd | 216 | $10,000 | 0.0% | $36.29 | — | SPONSORED ADR | 088606108 |
| PNC | The PNC Financial Services Group Inc | 59 | $9,000 | 0.0% | $104.65 | 0.0% | COM | 693475105 |
| WMT | Wal-Mart Stores Inc | 91 | $9,000 | 0.0% | $18.97 | +41.4% | COM | 931142103 |
| VZ | Verizon Communications Inc | 163 | $9,000 | 0.0% | $30.71 | +4.0% | COM | 92343V104 |
| V | Visa Inc | 77 | $9,000 | 0.0% | $75.49 | +38.3% | COM CL A | 92826C839 |
| MSFT | Microsoft Corp | 105 | $9,000 | 0.0% | $46.03 | +63.5% | COM | 594918104 |
| AAPL | Apple Inc | 52 | $9,000 | 0.0% | $23.47 | +66.5% | COM | 037833100 |
| SAP | SAP SE | 81 | $9,000 | 0.0% | $88.58 | — | SPON ADR | 803054204 |
| AXP | American Express Co | 87 | $9,000 | 0.0% | $61.13 | +39.4% | COM | 025816109 |
| ABBNY | ABB Ltd | 328 | $9,000 | 0.0% | $23.53 | — | SPONSORED ADR | 000375204 |
| ING | ING Groep NV | 427 | $8,000 | 0.0% | $13.26 | — | SPONSORED ADR | 456837103 |
| ALLE | Allegion PLC | 103 | $8,000 | 0.0% | $54.61 | +38.9% | ORD SHS | G0176J109 |
| BABA | Alibaba Group Holding Limited | 46 | $8,000 | 0.0% | $173.91 | — | SPONSORED ADS | 01609W102 |
| SNY | Sanofi | 186 | $8,000 | 0.0% | $42.79 | — | SPONSORED ADR | 80105N105 |
| — | GW Pharmaceuticals PLC | 63 | $8,000 | 0.0% | $83.48 | — | ADS | 36197T103 |
| PUK | Prudential PLC | 159 | $8,000 | 0.0% | $49.45 | — | ADR | 74435K204 |
| PG | The Procter & Gamble Co | 82 | $8,000 | 0.0% | $62.68 | +15.9% | COM | 742718109 |
| BIDU | Baidu Inc | 35 | $8,000 | 0.0% | $202.81 | — | SPON ADR REP A | 056752108 |
| — | United Technologies Corp | 62 | $8,000 | 0.0% | $101.65 | — | COM | 913017109 |
| PM | Philip Morris International Inc | 78 | $8,000 | 0.0% | $61.77 | +12.6% | COM | 718172109 |
| KO | The Coca-Cola Co | 182 | $8,000 | 0.0% | $32.70 | +9.0% | COM | 191216100 |
| MFC | Manulife Financial Corp | 390 | $8,000 | 0.0% | $17.63 | +17.9% | COM | 56501R106 |
| D | Dominion Energy Inc | 95 | $8,000 | 0.0% | $46.10 | +22.4% | COM | 25746U109 |
| — | DowDuPont Inc | 116 | $8,000 | 0.0% | $68.76 | — | COM | 26078J100 |
| JNJ | Johnson & Johnson | 59 | $8,000 | 0.0% | $84.47 | +31.4% | COM | 478160104 |
| MLCO | Melco Resorts & Entertainment Ltd | 257 | $7,000 | 0.0% | $22.30 | — | ADR | 585464100 |
| — | New Oriental Education & Technology Group Inc | 76 | $7,000 | 0.0% | $92.11 | — | SPON ADR | 647581107 |
| INTC | Intel Corp | 142 | $7,000 | 0.0% | $24.77 | +47.6% | COM | 458140100 |
| AEP | American Electric Power Co Inc | 99 | $7,000 | 0.0% | $43.68 | +28.4% | COM | 025537101 |
| — | The New Ireland Fund Inc | 538 | $7,000 | 0.0% | $14.08 | — | COM | 645673104 |
| OXY | Occidental Petroleum Corp | 83 | $6,000 | 0.0% | $50.37 | +9.4% | COM | 674599105 |
| KHC | The Kraft Heinz Co | 71 | $6,000 | 0.0% | $48.31 | +10.5% | COM | 500754106 |
| DIS | The Walt Disney Co | 52 | $6,000 | 0.0% | $92.18 | +5.5% | COM DISNEY | 254687106 |
| — | VEON Ltd | 1,586 | $6,000 | 0.0% | $4.13 | — | SPONSORED ADR | 91822M106 |
| NOC | Northrop Grumman Corporation | 18 | $6,000 | 0.0% | $263.02 | 0.0% | COM | 666807102 |
| SPG | Simon Property Group Inc | 34 | $6,000 | 0.0% | $115.91 | -9.6% | COM | 828806109 |
| — | SK Telecom Co Ltd | 230 | $6,000 | 0.0% | $25.47 | — | SPONSORED ADR | 78440P108 |
| GIL | Gildan Activewear Inc | 187 | $6,000 | 0.0% | $25.10 | +8.9% | COM | 375916103 |
| BNS | The Bank of Nova Scotia | 81 | $5,000 | 0.0% | $40.31 | +5.2% | COM | 064149107 |
| MET | MetLife Inc | 105 | $5,000 | 0.0% | $26.83 | +48.7% | COM | 59156R108 |
| — | Ctrip.com International Ltd | 108 | $5,000 | 0.0% | $55.56 | — | AMERICAN DEP SHS | 22943F100 |
| — | Deutsche Strategic Income Trust | 400 | $5,000 | 0.0% | $13.00 | — | SHS | 25160F109 |
| LPG | Dorian LPG Ltd | 443 | $4,000 | 0.0% | $7.68 | 0.0% | SHS USD | Y2106R110 |
| — | Nuveen Global High Income Fund | 227 | $4,000 | 0.0% | $17.24 | — | SHS | 67075G103 |
| — | BlackRock Muni New York Intermediate Duration Fund Inc | 100 | $1,000 | 0.0% | $10.00 | — | COM | 09255F109 |
| WEN | The Wendy's Co | 42 | $1,000 | 0.0% | $12.07 | +25.9% | COM | 95058W100 |
| QSR | Restaurant Brands International Inc | 10 | $1,000 | 0.0% | $52.35 | +22.5% | COM | 76131D103 |
| — | AmpliPhi Biosciences Corporation | 100 | $0 | 0.0% | — | — | COM PAR | 03211P301 |