Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $227M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 879,410 | $20.27M | 8.9% | $20.05 | — | COM NEW | 65340G205 |
| — | Boulder Growth & Income Fund Inc | 1,480,991 | $15.11M | 6.7% | $8.47 | — | COM | 101507101 |
| — | BlackRock Science & Technology Trust | 551,798 | $13.48M | 5.9% | $17.96 | — | SHS | 09258G104 |
| — | Tekla Healthcare Opportunities Fund | 571,609 | $10.62M | 4.7% | $19.57 | — | SHS | 879105104 |
| — | Central Securities Corp | 405,624 | $10.48M | 4.6% | $22.51 | — | COM | 155123102 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,047,942 | $7.598M | 3.3% | $7.64 | — | COM | 42804T106 |
| — | Adams Diversified Equity Fund Inc | 492,075 | $7.484M | 3.3% | $12.54 | — | COM | 006212104 |
| — | Tekla World Healthcare Fund | 460,084 | $6.699M | 3.0% | $15.03 | — | BEN INT SHS | 87911L108 |
| — | Alpine Total Dynamic Dividend Fund | 717,254 | $6.455M | 2.8% | $8.25 | — | COM SH BEN INT N | 021060207 |
| — | Liberty All Star Equity Fund | 1,060,726 | $6.396M | 2.8% | $5.41 | — | SH BEN INT | 530158104 |
| — | General American Investors Co Inc | 148,150 | $5.336M | 2.4% | $33.00 | — | COM | 368802104 |
| MTZ | MasTec Inc | 102,297 | $4.747M | 2.1% | $29.15 | +49.4% | COM | 576323109 |
| — | Tortoise Pipeline & Energy Fund Inc | 203,550 | $3.92M | 1.7% | $22.92 | — | COM | 89148H108 |
| RCL | Royal Caribbean Cruises Ltd | 32,829 | $3.892M | 1.7% | $43.43 | +147.5% | COM | V7780T103 |
| — | Source Capital Inc | 86,566 | $3.482M | 1.5% | $36.99 | — | COM | 836144105 |
| CPA | Copa Holdings SA | 26,273 | $3.272M | 1.4% | $81.78 | +21.3% | CL A | P31076105 |
| — | Alpine Global Dynamic Dividend Fund | 282,457 | $2.997M | 1.3% | $9.89 | — | COM NEW | 02082E205 |
| — | The Gabelli Healthcare & WellnessRx Trust | 280,396 | $2.835M | 1.2% | $10.26 | — | SHS | 36246K103 |
| SEB | Seaboard Corp | 585 | $2.635M | 1.2% | $2768.90 | +51.1% | COM | 811543107 |
| LEN | Lennar Corp | 49,500 | $2.614M | 1.2% | $35.37 | +29.0% | CL A | 526057104 |
| — | The New Germany Fund Inc | 139,188 | $2.585M | 1.1% | $16.19 | — | COM | 644465106 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 293,968 | $2.56M | 1.1% | $6.84 | — | COM | 00306J109 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 24,932 | $2.538M | 1.1% | $101.01 | — | ENHAN SHRT MA AC | 72201R833 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 46,944 | $2.537M | 1.1% | $36.67 | +52.5% | SHS | G66721104 |
| CX | Cemex SAB de CV | 270,645 | $2.457M | 1.1% | $9.10 | — | SPON ADR NEW | 151290889 |
| — | Royce Value Trust Inc | 152,731 | $2.412M | 1.1% | $14.68 | — | COM | 780910105 |
| — | Adams Natural Resources Fund Inc | 119,891 | $2.356M | 1.0% | $21.36 | — | COM | 00548F105 |
| BPOP | Popular Inc | 60,900 | $2.189M | 1.0% | $28.18 | +13.0% | COM NEW | 733174700 |
| — | Japan Smaller Capitalization Fund Inc | 173,496 | $2.177M | 1.0% | $9.24 | — | COM | 47109U104 |
| XZFGX | Virtus Total Return Fund Inc | 161,443 | $2.105M | 0.9% | $12.24 | — | COM | 92837G100 |
| FBP | First BanCorp/Puerto Rico | 370,875 | $1.899M | 0.8% | $4.75 | -2.1% | COM NEW | 318672706 |
| — | Avianca Holdings SA | 221,569 | $1.719M | 0.8% | $8.74 | — | SPON ADR REP PFD | 05367G100 |
| WSO | Watsco Inc | 10,600 | $1.707M | 0.8% | $87.67 | +72.3% | COM | 942622200 |
| CCL | Carnival Corp | 26,000 | $1.679M | 0.7% | $32.69 | +86.3% | UNIT 99/99/9999 | 143658300 |
| CWCO | Consolidated Water Co Ltd | 129,538 | $1.658M | 0.7% | $8.64 | +20.6% | ORD | G23773107 |
| — | Nuveen Credit Strategies Income Fund | 187,872 | $1.595M | 0.7% | $8.98 | — | COM SHS | 67073D102 |
| — | Kayne Anderson Midstream/Energy Fund Inc | 106,994 | $1.573M | 0.7% | $14.70 | — | COM | 48661E108 |
| — | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | 111,788 | $1.498M | 0.7% | $12.49 | — | COM | 01883A107 |
| — | Tri-Continental Corp | 57,534 | $1.47M | 0.6% | $18.48 | — | COM | 895436103 |
| FDP | Fresh Del Monte Produce Inc | 31,000 | $1.409M | 0.6% | $37.66 | +8.2% | ORD | G36738105 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,610 | $1.396M | 0.6% | $97.71 | — | SPON ADR UNITS | 344419106 |
| — | Salient Midstream & MLP Fund | 117,694 | $1.362M | 0.6% | $14.11 | — | SH BEN INT | 79471V105 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 63,871 | $1.36M | 0.6% | $19.25 | — | COM | 89147X104 |
| — | BlackRock Credit Allocation Income Trust | 96,695 | $1.312M | 0.6% | $13.08 | — | COM | 092508100 |
| — | Nuveen Real Asset Income and Growth Fund | 71,412 | $1.285M | 0.6% | $17.99 | — | COM | 67074Y105 |
| — | Neuberger Berman MLP Income Fund Inc | 133,755 | $1.271M | 0.6% | $9.54 | — | COM | 64129H104 |
| — | The Mexico Equity & Income Fund Inc | 106,740 | $1.237M | 0.5% | $11.82 | — | COM | 592834105 |
| NEE | NextEra Energy Inc | 8,056 | $1.181M | 0.5% | $19.51 | +52.4% | COM | 65339F101 |
| XFDEX | First Trust Dynamic Europe Equity Income Fund | 58,226 | $1.119M | 0.5% | $16.43 | — | COM SHS | 33740D107 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | 106,671 | $1.113M | 0.5% | $10.88 | — | COM SHS | 19249B106 |
| VAC | Marriott Vacations Worldwide Corp | 8,745 | $1.089M | 0.5% | $65.63 | +75.4% | COM | 57164Y107 |
| — | The Taiwan Fund Inc | 50,804 | $1.046M | 0.5% | $18.48 | — | COM | 874036106 |
| — | Special Opportunities Fund Inc | 61,204 | $971K | 0.4% | $13.20 | — | COM | 84741T104 |
| — | Bancolombia SA | 19,780 | $906K | 0.4% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | First Trust Energy Infrastructure Fund | 45,736 | $858K | 0.4% | $15.67 | — | COM | 33738C103 |
| — | America Movil SAB de CV | 44,690 | $793K | 0.3% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| HOMB | Home BancShares Inc | 28,416 | $717K | 0.3% | $24.02 | 0.0% | COM | 436893200 |
| TV | Grupo Televisa SAB | 28,400 | $701K | 0.3% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| ESRT | Empire State Realty Trust Inc | 33,894 | $696K | 0.3% | $20.95 | — | CL A | 292104106 |
| ATNI | ATN International Inc | 11,988 | $632K | 0.3% | $59.26 | -17.2% | COM | 00215F107 |
| MLM | Martin Marietta Materials Inc | 3,000 | $619K | 0.3% | $99.70 | +99.1% | COM | 573284106 |
| — | Aberdeen Latin American Equity Fund Inc | 22,110 | $605K | 0.3% | $23.52 | — | COM | 00306K106 |
| VMC | Vulcan Materials Co | 5,000 | $598K | 0.3% | $59.98 | +85.8% | COM | 929160109 |
| LIVN | LivaNova PLC | 8,330 | $584K | 0.3% | $60.69 | +4.4% | SHS | G5509L101 |
| — | Nuveen Multi-Market Income Fund Inc | 71,936 | $546K | 0.2% | $7.49 | — | COM | 67075J107 |
| BSV | Vanguard Short-Term Bond ETF | 6,300 | $503K | 0.2% | $79.72 | — | SHORT TRM BOND | 921937827 |
| NEAR | iShares Short Maturity Bond ETF | 10,000 | $503K | 0.2% | $50.30 | — | SHT MAT BD ETF | 46431W507 |
| — | Templeton Dragon Fund Inc | 23,135 | $481K | 0.2% | $19.85 | — | COM | 88018T101 |
| IHI | iShares U.S. Medical Devices ETF | 2,850 | $476K | 0.2% | $128.31 | — | U.S. MED DVC ETF | 464288810 |
| — | The Korea Fund Inc | 11,695 | $473K | 0.2% | $34.59 | — | COM NEW | 500634209 |
| — | Delaware Enhanced Global Dividend & Income Fund | 36,655 | $435K | 0.2% | $11.59 | — | COM | 246060107 |
| — | Tahoe Resources Inc | 81,900 | $432K | 0.2% | $8.53 | — | COM | 873868103 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 2,100 | $401K | 0.2% | $143.81 | — | SPON ADR SER B | 40051E202 |
| — | Apollo Tactical Income Fund Inc | 24,766 | $401K | 0.2% | $16.19 | — | COM | 037638103 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 14,903 | $392K | 0.2% | $21.01 | — | COM | 55608D101 |
| — | Sprott Focus Trust Inc | 49,836 | $385K | 0.2% | $7.20 | — | COM | 85208J109 |
| EVTC | EVERTEC Inc | 23,643 | $375K | 0.2% | $20.34 | -15.8% | COM | 30040P103 |
| — | The Gabelli Dividend & Income Trust | 16,565 | $371K | 0.2% | $20.10 | — | COM | 36242H104 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 30,700 | $346K | 0.2% | $11.22 | — | COM | 95766R104 |
| — | Eaton Vance California Municipal Income Trust | 27,156 | $339K | 0.1% | $12.48 | — | SH BEN INT | 27826F101 |
| — | The European Equity Fund Inc | 34,836 | $337K | 0.1% | $9.02 | — | COM | 298768102 |
| — | Nuveen Global High Income Fund | 18,130 | $315K | 0.1% | $17.24 | — | SHS | 67075G103 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,799 | $298K | 0.1% | $11.52 | — | COM SH BEN INT | 95766Q106 |
| XXCHNXX | The China Fund Inc | 13,537 | $275K | 0.1% | $19.51 | — | COM | 169373107 |
| WU | The Western Union Co | 14,000 | $269K | 0.1% | $17.44 | — | COM | 959802109 |
| — | Liberty All Star Growth Fund Inc | 51,462 | $269K | 0.1% | $4.99 | — | COM | 529900102 |
| NSC | Norfolk Southern Corp | 1,928 | $255K | 0.1% | $58.90 | +74.4% | COM | 655844108 |
| — | Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc | 17,980 | $251K | 0.1% | $13.99 | — | COM | 00301T102 |
| — | Putnam Municipal Opportunities Trust | 19,790 | $250K | 0.1% | $12.49 | — | SH BEN INT | 746922103 |
| — | Alliance California Municipal Income Fund Inc | 17,781 | $246K | 0.1% | $13.52 | — | COM | 018546101 |
| — | Era Group Inc | 21,515 | $241K | 0.1% | $21.75 | — | COM | 26885G109 |
| — | ClearBridge American Energy MLP Fund Inc | 27,406 | $235K | 0.1% | $8.90 | — | COM | 184691103 |
| — | Nuveen Select Tax-Free Income Portfolio | 15,655 | $234K | 0.1% | $13.92 | — | SH BEN INT | 67062F100 |
| — | BlackRock Municipal 2030 Target Term Trust | 10,231 | $232K | 0.1% | $22.68 | — | COM SHS BEN IN | 09257P105 |
| — | AllianceBernstein National Municipal Income Fund Inc | 15,462 | $216K | 0.1% | $13.56 | — | COM | 01864U106 |
| — | First Trust High Income Long/Short Fund | 12,018 | $205K | 0.1% | $17.15 | — | COM | 33738E109 |
| — | The Thai Fund Inc | 20,786 | $202K | 0.1% | $18.03 | — | COM | 882904105 |
| IBB | iShares Nasdaq Biotechnology ETF | 600 | $200K | 0.1% | $261.75 | — | NASDAQ BIOTECH | 464287556 |
| — | Royal Dutch Shell PLC | 86 | $197K | 0.1% | $2290.70 | — | SPON ADR B | 780259107 |
| — | The Cushing Renaissance Fund | 10,441 | $195K | 0.1% | $25.32 | — | COM | 231647108 |
| — | DTF Tax-Free Income Inc | 13,000 | $186K | 0.1% | $14.31 | — | COM | 23334J107 |
| BA | The Boeing Co | 717 | $182K | 0.1% | $118.53 | +86.0% | COM | 097023105 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 21,133 | $182K | 0.1% | $9.05 | — | COM | 00765E104 |
| XMHIX | Pioneer Municipal High Income Trust | 15,073 | $181K | 0.1% | $11.70 | — | COM SHS | 723763108 |
| — | Eaton Vance New York Municipal Bond Fund II | 15,000 | $179K | 0.1% | $11.65 | — | COM | 27828T109 |
| — | Principal Real Estate Income Fund | 9,815 | $176K | 0.1% | $17.93 | — | SHS BEN INT | 74255X104 |
| — | Putnam Managed Municipal Income Trust | 23,094 | $175K | 0.1% | $7.51 | — | COM | 746823103 |
| — | Ares Dynamic Credit Allocation Fund Inc | 10,696 | $175K | 0.1% | $15.36 | — | COM | 04014F102 |
| MRK | Merck & Co Inc | 2,712 | $174K | 0.1% | $38.07 | +22.6% | COM | 58933Y105 |
| — | Teekay LNG Partners LP | 9,589 | $171K | 0.1% | $43.61 | — | PRTNRSHP UNITS | Y8564M105 |
| — | BlackRock Multi-Sector Income Trust | 8,946 | $167K | 0.1% | $16.44 | — | COM | 09258A107 |
| GS | The Goldman Sachs Group Inc | 700 | $166K | 0.1% | $127.90 | +47.0% | COM | 38141G104 |
| — | Nuveen Select Tax-Free Income 2 Portfolio | 11,722 | $165K | 0.1% | $13.29 | — | SH BEN INT | 67063C106 |
| — | Blackstone / GSO Strategic Credit Fund | 10,181 | $163K | 0.1% | $16.62 | — | COM SHS BEN IN | 09257R101 |
| GILD | Gilead Sciences Inc | 2,000 | $162K | 0.1% | $72.12 | -22.4% | COM | 375558103 |
| MMM | 3M Co | 760 | $160K | 0.1% | $99.67 | +30.3% | COM | 88579Y101 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 10,382 | $158K | 0.1% | $14.35 | — | SH BEN INT | 67063X100 |
| — | Morgan Stanley Asia-Pacific Fund Inc | 8,485 | $146K | 0.1% | $15.72 | — | COM | 61744U106 |
| UNH | UnitedHealth Group Inc | 747 | $146K | 0.1% | $121.37 | +39.2% | COM | 91324P102 |
| — | Royce Global Value Trust Inc | 13,480 | $140K | 0.1% | $8.91 | — | COM | 78081T104 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 9,940 | $136K | 0.1% | $13.98 | — | COM | 67069Y102 |
| — | Nuveen New York AMT-Free Quality Municipal Income Fund | 10,000 | $132K | 0.1% | $13.10 | — | COM | 670656107 |
| EQS | Equus Total Return Inc | 53,796 | $131K | 0.1% | $2.08 | +12.7% | COM | 294766100 |
| AMGN | Amgen Inc | 700 | $131K | 0.1% | $115.39 | +19.2% | COM | 031162100 |
| — | RMR Real Estate Income Fund | 6,625 | $128K | 0.1% | $19.47 | — | COM | 76970B101 |
| — | TCW Strategic Income Fund Inc | 22,000 | $128K | 0.1% | $5.40 | — | COM | 872340104 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 10,879 | $126K | 0.1% | $10.98 | — | COM | 723762100 |
| — | Morgan Stanley India Investment Fund Inc | 3,674 | $126K | 0.1% | $15.45 | — | COM | 61745C105 |
| — | BlackRock Resources & Commodities Strategy Trust | 14,156 | $126K | 0.1% | $11.52 | — | SHS | 09257A108 |
| HD | The Home Depot Inc | 762 | $125K | 0.1% | $103.07 | +21.4% | COM | 437076102 |
| — | Eaton Vance California Municipal Bond Fund II | 10,109 | $122K | 0.1% | $11.93 | — | COM | 27828C106 |
| MCD | McDonald's Corp | 781 | $122K | 0.1% | $97.32 | +32.2% | COM | 580135101 |
| — | The Cushing MLP Total Return Fund | 9,899 | $119K | 0.1% | $11.77 | — | COM NEW | 231631201 |
| — | Celgene Corp | 800 | $117K | 0.1% | $108.75 | — | COM | 151020104 |
| — | Brookfield Real Assets Income Fund Inc | 4,855 | $116K | 0.1% | $22.33 | — | SHS BEN INT | 112830104 |
| AAPL | Apple Inc | 753 | $116K | 0.1% | $23.47 | +54.0% | COM | 037833100 |
| — | LMP Capital and Income Fund Inc | 7,833 | $114K | 0.1% | $16.00 | — | COM | 50208A102 |
| — | Nuveen Quality Municipal Income Fund | 7,920 | $112K | 0.0% | $15.07 | — | COM | 67066V101 |
| IBM | International Business Machines Corp | 774 | $112K | 0.0% | $95.87 | +1.0% | COM | 459200101 |
| — | Altaba Inc | 1,658 | $110K | 0.0% | $66.34 | — | COM | 021346101 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $108K | 0.0% | $46.14 | -6.6% | COM | 110122108 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 7,590 | $108K | 0.0% | $14.25 | — | COM | 09253X102 |
| — | The Aberdeen Indonesia Fund Inc | 13,727 | $107K | 0.0% | $10.85 | — | COM | 00305P106 |
| — | TICC Capital Corp | 15,300 | $105K | 0.0% | $6.34 | — | COM | 87244T109 |
| — | Central Fund of Canada Ltd | 8,000 | $101K | 0.0% | $11.25 | — | CL A | 153501101 |
| JNJ | Johnson & Johnson | 772 | $100K | 0.0% | $84.47 | +24.3% | COM | 478160104 |
| — | Aberdeen Singapore Fund Inc | 8,525 | $99,000 | 0.0% | $12.50 | — | COM | 003244100 |
| — | Inovio Pharmaceuticals Inc | 15,000 | $95,000 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| — | SEACOR Holdings Inc | 2,000 | $92,000 | 0.0% | $83.00 | — | COM | 811904101 |
| — | Aberdeen Chile Fund Inc | 10,859 | $91,000 | 0.0% | $6.95 | — | COM | 00301W105 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,553 | $91,000 | 0.0% | $13.69 | — | COM | 670657105 |
| — | United Technologies Corp | 773 | $90,000 | 0.0% | $101.65 | — | COM | 913017109 |
| PSMT | PriceSmart Inc | 1,000 | $89,000 | 0.0% | $74.69 | +0.5% | COM | 741511109 |
| CAT | Caterpillar Inc | 713 | $89,000 | 0.0% | $59.82 | +60.5% | COM | 149123101 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 3,733 | $86,000 | 0.0% | $23.04 | — | COM SHS | 72202D106 |
| TRV | The Travelers Cos Inc | 705 | $86,000 | 0.0% | $91.51 | +13.6% | COM | 89417E109 |
| CVX | Chevron Corp | 727 | $85,000 | 0.0% | $66.85 | +14.0% | COM | 166764100 |
| V | Visa Inc | 770 | $81,000 | 0.0% | $75.49 | +26.8% | COM CL A | 92826C839 |
| JPM | JPMorgan Chase & Co | 824 | $79,000 | 0.0% | $46.51 | +58.4% | COM | 46625H100 |
| — | Dreyfus Municipal Bond Infrastructure Fund Inc | 5,776 | $77,000 | 0.0% | $12.51 | — | SHS | 26203D101 |
| DIS | The Walt Disney Co | 769 | $76,000 | 0.0% | $92.18 | +5.2% | COM DISNEY | 254687106 |
| — | Aberdeen Israel Fund Inc | 3,550 | $73,000 | 0.0% | $15.78 | — | COM | 00301L109 |
| AXP | American Express Co | 796 | $72,000 | 0.0% | $61.13 | +25.4% | COM | 025816109 |
| PG | The Procter & Gamble Co | 794 | $72,000 | 0.0% | $62.68 | +16.5% | COM | 742718109 |
| — | The Asia Pacific Fund Inc | 5,150 | $71,000 | 0.0% | $10.17 | — | COM | 044901106 |
| — | DowDuPont Inc | 1,018 | $70,000 | 0.0% | $68.76 | — | COM | 26078J100 |
| GDX | VanEck Vectors Gold Miners ETF | 3,000 | $69,000 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| — | Nuveen Tax-Advantaged Dividend Growth Fund | 3,950 | $67,000 | 0.0% | $13.94 | — | COM | 67073G105 |
| XOM | Exxon Mobil Corp | 789 | $65,000 | 0.0% | $55.64 | -2.3% | COM | 30231G102 |
| — | Western Asset Emerging Markets Debt Fund Inc | 4,048 | $64,000 | 0.0% | $15.81 | — | COM | 95766A101 |
| WMT | Wal-Mart Stores Inc | 822 | $64,000 | 0.0% | $18.97 | +20.7% | COM | 931142103 |
| ECC | Eagle Point Credit Co Inc | 3,109 | $64,000 | 0.0% | $20.65 | — | COM | 269808101 |
| MSFT | Microsoft Corp | 816 | $61,000 | 0.0% | $46.03 | +44.9% | COM | 594918104 |
| — | Nuveen Core Equity Alpha Fund | 3,935 | $61,000 | 0.0% | $15.65 | — | COM | 67090X107 |
| — | Cohen & Steers Infrastructure Fund Inc | 2,602 | $60,000 | 0.0% | $23.06 | — | COM | 19248A109 |
| — | ASA Gold and Precious Metals Ltd | 5,000 | $59,000 | 0.0% | $11.00 | — | SHS | G3156P103 |
| SONY | Sony Corp | 1,558 | $58,000 | 0.0% | $32.67 | — | SPONSORED ADR | 835699307 |
| — | Neuberger Berman High Yield Strategies Fund Inc | 4,579 | $56,000 | 0.0% | $11.79 | — | COM | 64128C106 |
| — | Karyopharm Therapeutics Inc | 4,868 | $53,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| — | Legg Mason BW Global Income Opportunities Fund Inc | 3,864 | $52,000 | 0.0% | $16.99 | — | COM | 52469B100 |
| — | DoubleLine Income Solutions Fund | 2,462 | $52,000 | 0.0% | $21.12 | — | COM | 258622109 |
| — | The GDL Fund | 5,000 | $51,000 | 0.0% | $10.12 | — | COM SH BEN IT | 361570104 |
| XPHTX | Pioneer High Income Trust | 5,100 | $51,000 | 0.0% | $9.80 | — | COM | 72369H106 |
| LLY | Eli Lilly & Co | 600 | $51,000 | 0.0% | $69.71 | +3.5% | COM | 532457108 |
| TIP | iShares TIPS Bond ETF | 410 | $47,000 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| — | Advent Claymore Convertible Securities and Income Fund II | 7,516 | $47,000 | 0.0% | $5.46 | — | COM | 007639107 |
| — | The Latin American Discovery Fund Inc | 3,808 | $46,000 | 0.0% | $11.03 | — | COM | 51828C106 |
| — | Royce Micro-Cap Trust Inc | 4,780 | $45,000 | 0.0% | $9.31 | — | COM | 780915104 |
| DEO | Diageo PLC | 338 | $45,000 | 0.0% | $128.11 | — | SPON ADR NEW | 25243Q205 |
| — | Central and Eastern European Fund Inc | 1,779 | $44,000 | 0.0% | $29.83 | — | COM | 153436100 |
| VZ | Verizon Communications Inc | 890 | $44,000 | 0.0% | $30.71 | -1.6% | COM | 92343V104 |
| NVS | Novartis AG | 500 | $43,000 | 0.0% | $86.00 | — | SPONSORED ADR | 66987V109 |
| — | Deutsche Multi-Market Income Trust | 4,751 | $43,000 | 0.0% | $8.57 | — | SHS | 25160E102 |
| KO | The Coca-Cola Co | 940 | $42,000 | 0.0% | $32.70 | +6.9% | COM | 191216100 |
| — | Statoil ASA | 2,056 | $41,000 | 0.0% | $18.04 | — | SPONSORED ADR | 85771P102 |
| — | AllianceBernstein Global High Income Fund Inc | 3,140 | $41,000 | 0.0% | $12.68 | — | COM | 01879R106 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $41,000 | 0.0% | $19.33 | — | COM | 018829101 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 3,396 | $40,000 | 0.0% | $11.78 | — | COM SHS | 337319107 |
| — | RENN Fund Inc | 28,272 | $40,000 | 0.0% | $1.29 | — | COM | 759720105 |
| — | Bancroft Fund Ltd | 1,746 | $38,000 | 0.0% | $17.74 | — | COM | 059695106 |
| BMRN | BioMarin Pharmaceutical Inc | 400 | $37,000 | 0.0% | $133.58 | -33.8% | COM | 09061G101 |
| — | First Trust Mortgage Income Fund | 2,536 | $36,000 | 0.0% | $15.88 | — | COM SHS | 33734E103 |
| IBN | ICICI Bank Ltd | 4,225 | $36,000 | 0.0% | $8.90 | — | ADR | 45104G104 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 4,091 | $36,000 | 0.0% | $6.35 | — | SPONSORED ADR | 05946K101 |
| NKE | NIKE Inc | 696 | $36,000 | 0.0% | $52.67 | -4.3% | CL B | 654106103 |
| — | BT Group PLC | 1,843 | $35,000 | 0.0% | $22.57 | — | ADR | 05577E101 |
| PFE | Pfizer Inc | 990 | $35,000 | 0.0% | $19.51 | +14.1% | COM | 717081103 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,502 | $33,000 | 0.0% | $18.61 | — | COM SHS | 670699107 |
| INTC | Intel Corp | 854 | $33,000 | 0.0% | $24.77 | +19.5% | COM | 458140100 |
| SMHI | SEACOR Marine Holdings Inc | 2,010 | $31,000 | 0.0% | $19.15 | -24.0% | COM | 78413P101 |
| VALE | Vale SA | 2,997 | $30,000 | 0.0% | $6.43 | — | ADR | 91912E105 |
| — | Ladenburg Thalmann Financial Services Inc | 10,000 | $29,000 | 0.0% | $2.40 | — | COM | 50575Q102 |
| — | Morgan Stanley Income Securities Inc | 1,555 | $28,000 | 0.0% | $16.98 | — | INCOME SECS INC | 61745P874 |
| — | Gabelli Equity Trust Inc | 4,404 | $28,000 | 0.0% | $6.44 | — | COM | 362397101 |
| INCY | Incyte Corp | 242 | $28,000 | 0.0% | $50.13 | +152.4% | COM | 45337C102 |
| ASML | ASML Holding NV | 159 | $27,000 | 0.0% | $118.80 | — | N Y REGISRTY SHS | N07059210 |
| — | Guggenheim Enhanced Equity Income Fund | 3,191 | $27,000 | 0.0% | $8.08 | — | COM | 40167B100 |
| — | MFS Charter Income Trust | 3,057 | $27,000 | 0.0% | $8.50 | — | SH BEN INT | 552727109 |
| — | The India Fund Inc | 1,000 | $27,000 | 0.0% | $25.00 | — | COM | 454089103 |
| SLB | Schlumberger Ltd | 370 | $26,000 | 0.0% | $51.87 | 0.0% | COM | 806857108 |
| — | Asia Tigers Fund Inc | 2,000 | $25,000 | 0.0% | $11.50 | — | COM | 04516T105 |
| — | The Swiss Helvetia Fund Inc | 1,950 | $25,000 | 0.0% | $13.10 | — | COM | 870875101 |
| CSCO | Cisco Systems Inc | 716 | $24,000 | 0.0% | $20.86 | +18.5% | COM | 17275R102 |
| — | Manning & Napier Inc | 6,000 | $24,000 | 0.0% | $4.00 | — | CL A | 56382Q102 |
| NTES | NetEase Inc | 90 | $24,000 | 0.0% | $259.76 | — | SPONSORED ADR | 64110W102 |
| — | Aberdeen Greater China Fund Inc | 2,000 | $23,000 | 0.0% | $10.50 | — | COM | 003031101 |
| — | Cornerstone Strategic Value Fund Inc | 1,506 | $22,000 | 0.0% | $15.29 | — | COM | 21924B302 |
| — | General Electric Co | 905 | $22,000 | 0.0% | $31.59 | — | COM | 369604103 |
| ITUB | Itau Unibanco Holding SA | 1,498 | $21,000 | 0.0% | $10.80 | — | SPON ADR REP PFD | 465562106 |
| — | Putnam High Income Securities Fund | 2,356 | $21,000 | 0.0% | $7.92 | — | SHS BEN INT | 746779107 |
| FTI | TechnipFMC PLC | 669 | $19,000 | 0.0% | $19.83 | -7.1% | COM | G87110105 |
| PHG | Koninklijke Philips NV | 407 | $17,000 | 0.0% | $29.14 | — | NY REG SH NEW | 500472303 |
| — | Delaware Investments Dividend & Income Fund Inc | 1,278 | $14,000 | 0.0% | $10.92 | — | COM | 245915103 |
| — | Goldman Sachs MLP Income Opportunities Fund | 1,451 | $14,000 | 0.0% | $10.34 | — | COM SHS | 38147W103 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,389 | $13,000 | 0.0% | $7.79 | — | COM | 09251A104 |
| — | MVC Capital Inc | 1,300 | $13,000 | 0.0% | $11.68 | — | COM | 553829102 |
| MA | Mastercard Inc | 92 | $13,000 | 0.0% | $100.00 | +26.3% | CL A | 57636Q104 |
| — | Alexion Pharmaceuticals Inc | 88 | $12,000 | 0.0% | $158.36 | — | COM | 015351109 |
| — | Morgan Stanley Emerging Markets Fund Inc | 716 | $12,000 | 0.0% | $14.13 | — | COM | 61744G107 |
| BIDU | Baidu Inc | 47 | $12,000 | 0.0% | $202.81 | — | SPON ADR REP A | 056752108 |
| ALLE | Allegion PLC | 126 | $11,000 | 0.0% | $54.61 | +33.8% | ORD SHS | G0176J109 |
| TD | The Toronto-Dominion Bank | 190 | $11,000 | 0.0% | $38.60 | +36.0% | COM NEW | 891160509 |
| — | United States Oil Fund LP | 1,000 | $10,000 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| MUFG | Mitsubishi UFJ Financial Group Inc | 1,557 | $10,000 | 0.0% | $7.06 | — | SPONSORED ADR | 606822104 |
| BHP | BHP Billiton Ltd | 248 | $10,000 | 0.0% | $36.29 | — | SPONSORED ADR | 088606108 |
| BTI | British American Tobacco PLC | 156 | $10,000 | 0.0% | $84.81 | — | SPONSORED ADR | 110448107 |
| PAM | Pampa Energia S A | 159 | $10,000 | 0.0% | $54.32 | — | SPONS ADR LVL I | 697660207 |
| CNQ | Canadian Natural Resources Ltd | 286 | $10,000 | 0.0% | $8.79 | +18.0% | COM | 136385101 |
| CB | Chubb Ltd | 68 | $10,000 | 0.0% | $96.06 | +30.0% | COM | H1467J104 |
| — | Tekla Healthcare Investors | 404 | $10,000 | 0.0% | $24.75 | — | SH BEN INT | 87911J103 |
| SNY | Sanofi | 192 | $10,000 | 0.0% | $42.79 | — | SPONSORED ADR | 80105N105 |
| PM | Philip Morris International Inc | 89 | $10,000 | 0.0% | $61.77 | +21.8% | COM | 718172109 |
| — | The Gabelli Global Small and Mid Cap Value Trust | 700 | $9,000 | 0.0% | $11.43 | — | COM | 36249W104 |
| — | Credit Suisse Group AG | 563 | $9,000 | 0.0% | $14.16 | — | SPONSORED ADR | 225401108 |
| SAP | SAP SE | 83 | $9,000 | 0.0% | $88.58 | — | SPON ADR | 803054204 |
| CCEP | Coca-Cola European Partners PLC | 207 | $9,000 | 0.0% | $29.10 | +14.6% | SHS | G25839104 |
| — | Raytheon Co | 46 | $9,000 | 0.0% | $195.65 | — | COM NEW | 755111507 |
| — | China Petroleum & Chemical Corp | 110 | $8,000 | 0.0% | $61.35 | — | SPON ADR H SHS | 16941R108 |
| PUK | Prudential PLC | 163 | $8,000 | 0.0% | $49.45 | — | ADR | 74435K204 |
| SPG | Simon Property Group Inc | 47 | $8,000 | 0.0% | $115.91 | -12.1% | COM | 828806109 |
| MFC | Manulife Financial Corp | 399 | $8,000 | 0.0% | $17.63 | +12.7% | COM | 56501R106 |
| ABBNY | ABB Ltd | 340 | $8,000 | 0.0% | $23.53 | — | SPONSORED ADR | 000375204 |
| ING | ING Groep NV | 442 | $8,000 | 0.0% | $13.26 | — | SPONSORED ADR | 456837103 |
| — | Ingersoll-Rand PLC | 91 | $8,000 | 0.0% | $68.06 | — | SHS | G47791101 |
| AEP | American Electric Power Co Inc | 99 | $7,000 | 0.0% | $43.68 | +21.4% | COM | 025537101 |
| — | Shire PLC | 43 | $7,000 | 0.0% | $207.18 | — | SPONSORED ADR | 82481R106 |
| D | Dominion Energy Inc | 95 | $7,000 | 0.0% | $46.10 | +16.4% | COM | 25746U109 |
| — | VEON Ltd | 1,586 | $7,000 | 0.0% | $4.13 | — | SPONSORED ADR | 91822M106 |
| MLCO | Melco Resorts & Entertainment Ltd | 269 | $6,000 | 0.0% | $22.30 | — | ADR | 585464100 |
| GIL | Gildan Activewear Inc | 193 | $6,000 | 0.0% | $25.10 | +6.5% | COM | 375916103 |
| — | GW Pharmaceuticals PLC | 63 | $6,000 | 0.0% | $83.48 | — | ADS | 36197T103 |
| — | Ctrip.com International Ltd | 108 | $6,000 | 0.0% | $55.56 | — | AMERICAN DEP SHS | 22943F100 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 384 | $6,000 | 0.0% | $13.59 | — | COM | 6706EW100 |
| KHC | The Kraft Heinz Co | 82 | $6,000 | 0.0% | $48.31 | +16.8% | COM | 500754106 |
| — | The New Ireland Fund Inc | 340 | $5,000 | 0.0% | $14.71 | — | COM | 645673104 |
| BNS | The Bank of Nova Scotia | 81 | $5,000 | 0.0% | $40.31 | 0.0% | COM | 064149107 |
| — | Deutsche Strategic Income Trust | 400 | $5,000 | 0.0% | $13.00 | — | SHS | 25160F109 |
| OXY | Occidental Petroleum Corp | 83 | $5,000 | 0.0% | $50.37 | -3.0% | COM | 674599105 |
| USB | US Bancorp | 97 | $5,000 | 0.0% | $27.80 | +35.8% | COM NEW | 902973304 |
| MET | MetLife Inc | 105 | $5,000 | 0.0% | $26.83 | +36.5% | COM | 59156R108 |
| — | SK Telecom Co Ltd | 218 | $5,000 | 0.0% | $25.44 | — | SPONSORED ADR | 78440P108 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | COM SHS | 09249W101 |
| — | Eaton Vance Enhanced Equity Income Fund | 250 | $4,000 | 0.0% | $12.00 | — | COM | 278274105 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | COM | 723653101 |
| — | Clough Global Opportunities Fund | 300 | $3,000 | 0.0% | $12.15 | — | SH BEN INT | 18914E106 |
| — | Tekla Life Sciences Investors | 69 | $1,000 | 0.0% | $16.50 | — | SH BEN INT | 87911K100 |
| QSR | Restaurant Brands International Inc | 10 | $1,000 | 0.0% | $52.35 | +18.1% | COM | 76131D103 |
| WEN | The Wendy's Co | 42 | $1,000 | 0.0% | $12.07 | +26.9% | COM | 95058W100 |