Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Oct 13, 2017

Total Value ($000): $159,249 (100.0% shares, 0.0% debt)

Holdings (60)

NEW ORIENTAL ED & TECH GRP I 6.8%
Value ($000) $10,812 Shares 122,500 Est. Cost $43.61 Unrealized
CTSH COGNIZANT TECHNOLOGY SOLUTIO 4.9%
Value ($000) $7,818 Shares 107,780 Est. Cost $53.82 Unrealized +16.1%
SLB SCHLUMBERGER LTD 4.7%
Value ($000) $7,536 Shares 108,020 Est. Cost $64.91 Unrealized -20.1%
CSCO CISCO SYS INC 4.5%
Value ($000) $7,202 Shares 214,145 Est. Cost $18.95 Unrealized +30.4%
AMAT APPLIED MATLS INC 4.5%
Value ($000) $7,168 Shares 137,610 Est. Cost $17.29 Unrealized +138.1%
BA BOEING CO 4.4%
Value ($000) $7,077 Shares 27,840 Est. Cost $112.21 Unrealized +96.5%
NVDA NVIDIA CORP 4.4%
Value ($000) $7,041 Shares 39,385 Est. Cost $0.42 Unrealized +878.1%
PYPL PAYPAL HLDGS INC 4.3%
Value ($000) $6,899 Shares 107,750 Est. Cost $35.85 Unrealized +66.7%
ROP ROPER TECHNOLOGIES INC 4.3%
Value ($000) $6,861 Shares 28,190 Est. Cost $132.79 Unrealized +68.4%
DHR DANAHER CORP DEL 4.3%
Value ($000) $6,838 Shares 79,720 Est. Cost $40.38 Unrealized +76.0%
WT WISDOMTREE INVTS INC 4.3%
Value ($000) $6,820 Shares 669,940 Est. Cost $14.43 Unrealized -32.9%
ICE INTERCONTINENTAL EXCHANGE IN 4.3%
Value ($000) $6,777 Shares 98,650 Est. Cost $46.49 Unrealized +27.3%
META FACEBOOK INC 4.2%
Value ($000) $6,664 Shares 39,000 Est. Cost $165.72 Unrealized 0.0%
INTC INTEL CORP 4.2%
Value ($000) $6,623 Shares 173,930 Est. Cost $23.96 Unrealized +23.5%
NKE NIKE INC 4.1%
Value ($000) $6,455 Shares 124,500 Est. Cost $46.37 Unrealized +8.6%
GOOGL ALPHABET INC 4.0%
Value ($000) $6,319 Shares 6,490 Est. Cost $36.73 Unrealized +28.2%
VERIFONE SYS INC 3.9%
Value ($000) $6,220 Shares 306,710 Est. Cost $24.73 Unrealized
CMCSA COMCAST CORP NEW 3.6%
Value ($000) $5,759 Shares 149,660 Est. Cost $24.80 Unrealized +29.2%
QCOM QUALCOMM INC 1.7%
Value ($000) $2,690 Shares 51,900 Est. Cost $49.41 Unrealized -14.4%
NTES NETEASE INC 1.4%
Value ($000) $2,183 Shares 8,275 Est. Cost $66.29 Unrealized
VLO VALERO ENERGY CORP NEW 1.0%
Value ($000) $1,544 Shares 20,069 Est. Cost $30.05 Unrealized +64.5%
COP CONOCOPHILLIPS 0.9%
Value ($000) $1,476 Shares 29,500 Est. Cost $32.79 Unrealized +5.0%
IMO IMPERIAL OIL LTD 0.9%
Value ($000) $1,431 Shares 44,801 Est. Cost $24.78 Unrealized -3.1%
OXY OCCIDENTAL PETE CORP DEL 0.9%
Value ($000) $1,355 Shares 21,100 Est. Cost $68.03 Unrealized -28.2%
HESS CORP 0.8%
Value ($000) $1,291 Shares 27,543 Est. Cost $70.28 Unrealized
SU SUNCOR ENERGY INC NEW 0.8%
Value ($000) $1,282 Shares 36,576 Est. Cost $21.33 Unrealized +9.5%
ENB ENBRIDGE INC 0.8%
Value ($000) $1,280 Shares 30,600 Est. Cost $24.73 Unrealized -1.6%
APACHE CORP 0.8%
Value ($000) $1,278 Shares 27,909 Est. Cost $78.72 Unrealized
CVX CHEVRON CORP NEW 0.8%
Value ($000) $1,257 Shares 10,700 Est. Cost $57.42 Unrealized +32.7%
CNQ CANADIAN NAT RES LTD 0.8%
Value ($000) $1,249 Shares 37,300 Est. Cost $8.76 Unrealized +18.4%
DVN DEVON ENERGY CORP NEW 0.8%
Value ($000) $1,233 Shares 33,600 Est. Cost $38.13 Unrealized -39.8%
HAL HALLIBURTON CO 0.8%
Value ($000) $1,224 Shares 26,600 Est. Cost $35.94 Unrealized -1.4%
NOBLE ENERGY INC 0.7%
Value ($000) $1,165 Shares 41,070 Est. Cost $61.03 Unrealized
NEWFIELD EXPL CO 0.7%
Value ($000) $1,109 Shares 37,386 Est. Cost $24.41 Unrealized
JA SOLAR HOLDINGS CO LTD 0.5%
Value ($000) $816 Shares 107,102 Est. Cost $7.80 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 0.4%
Value ($000) $694 Shares 93,880 Est. Cost $22.41 Unrealized -71.8%
OASIS PETE INC NEW 0.4%
Value ($000) $638 Shares 70,000 Est. Cost $8.06 Unrealized
UNIT CORP 0.4%
Value ($000) $624 Shares 30,297 Est. Cost $45.25 Unrealized
QEP RES INC 0.3%
Value ($000) $433 Shares 50,500 Est. Cost $22.17 Unrealized
AFL AFLAC INC 0.3%
Value ($000) $425 Shares 5,220 Est. Cost $23.46 Unrealized +41.2%
SUNPOWER CORP 0.3%
Value ($000) $418 Shares 57,450 Est. Cost $16.94 Unrealized
TPICQ TPI COMPOSITES INC 0.2%
Value ($000) $398 Shares 17,800 Est. Cost $19.98 Unrealized 0.0%
ORA ORMAT TECHNOLOGIES INC 0.2%
Value ($000) $345 Shares 5,659 Est. Cost $23.39 Unrealized +133.3%
CSIQ CANADIAN SOLAR INC 0.2%
Value ($000) $344 Shares 20,400 Est. Cost $24.84 Unrealized -34.1%
FSLR FIRST SOLAR INC 0.2%
Value ($000) $321 Shares 7,000 Est. Cost $51.14 Unrealized -9.3%
JKS JINKOSOLAR HLDG CO LTD 0.2%
Value ($000) $319 Shares 12,800 Est. Cost $20.81 Unrealized
ABBV ABBVIE INC 0.2%
Value ($000) $309 Shares 3,480 Est. Cost $33.49 Unrealized +60.2%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $272 Shares 1,840 Est. Cost $65.97 Unrealized +75.9%
AJG GALLAGHER ARTHUR J & CO 0.2%
Value ($000) $260 Shares 4,220 Est. Cost $36.97 Unrealized +40.7%
VFC V F CORP 0.2%
Value ($000) $259 Shares 4,080 Est. Cost $51.86 Unrealized +11.3%
GD GENERAL DYNAMICS CORP 0.2%
Value ($000) $259 Shares 1,260 Est. Cost $86.66 Unrealized +92.1%
CME CME GROUP INC 0.2%
Value ($000) $258 Shares 1,900 Est. Cost $62.99 Unrealized +47.6%
MSFT MICROSOFT CORP 0.2%
Value ($000) $258 Shares 3,470 Est. Cost $33.90 Unrealized +96.7%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $246 Shares 1,890 Est. Cost $70.58 Unrealized +48.7%
WMT WAL-MART STORES INC 0.2%
Value ($000) $245 Shares 3,140 Est. Cost $18.31 Unrealized +25.1%
MRK MERCK & CO INC 0.2%
Value ($000) $244 Shares 3,810 Est. Cost $37.21 Unrealized +25.5%
KO COCA COLA CO 0.1%
Value ($000) $236 Shares 5,240 Est. Cost $28.59 Unrealized +22.2%
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $236 Shares 2,590 Est. Cost $59.37 Unrealized +23.0%
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $229 Shares 1,970 Est. Cost $96.07 Unrealized
CA INC 0.1%
Value ($000) $227 Shares 6,810 Est. Cost $28.57 Unrealized