CIK: 0001461790 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 13, 2020
Total Value ($000): $1,155,896 (87.4% shares, 12.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SMH | VANECK VECTORS ETF TRUST | 299,400 | $42,338 | 3.7% | — | — | Put | 92189F676 |
| IGV | ISHARES TR | 181,000 | $42,180 | 3.6% | — | — | Put | 464287515 |
| LQD | ISHARES TR | 310,800 | $39,770 | 3.4% | — | — | Put | 464287242 |
| GLD | SPDR GOLD TRUST | 214,000 | $30,581 | 2.6% | — | — | Put | 78463V107 |
| MMM | 3M CO | 123,400 | $21,770 | 1.9% | $111.76 | 0.0% | Call | 88579Y101 |
| MSFT | MICROSOFT CORP | 113,250 | $17,860 | 1.5% | $137.19 | +1.5% | COM | 594918104 |
| AGG | ISHARES TR | 150,000 | $16,856 | 1.5% | — | — | Put | 464287226 |
| GOOGL | ALPHABET INC | 11,848 | $15,869 | 1.4% | $59.07 | +8.4% | CAP STK CL A | 02079K305 |
| NVDA | NVIDIA CORP | 60,000 | $14,118 | 1.2% | — | — | Call | 67066G104 |
| HYG | ISHARES TR | 150,000 | $13,191 | 1.1% | — | — | Put | 464288513 |
| V | VISA INC | 65,442 | $12,297 | 1.1% | $170.78 | +1.0% | COM CL A | 92826C839 |
| SWKS | SKYWORKS SOLUTIONS INC | 101,100 | $12,221 | 1.1% | — | — | Put | 83088M102 |
| — | MEDICINES CO | 7,000 | $12,189 | 1.1% | $1741.29 | — | NOTE 2.750 7/1 | 584688AG0 |
| WY | WEYERHAEUSER CO | 400,000 | $12,080 | 1.0% | $21.15 | +9.3% | Call | 962166104 |
| — | MOSAIC ACQUISITION CORP | 1,135,849 | $11,682 | 1.0% | $10.16 | — | COM CL A | 61946M100 |
| — | DOMTAR CORP | 304,200 | $11,633 | 1.0% | — | — | Put | 257559203 |
| MCD | MCDONALDS CORP | 56,728 | $11,210 | 1.0% | $174.88 | -1.7% | COM | 580135101 |
| MSFT | MICROSOFT CORP | 71,000 | $11,197 | 1.0% | $137.19 | +1.5% | Put | 594918104 |
| — | PURE ACQUISITION CORP | 1,077,250 | $11,171 | 1.0% | $10.26 | — | CL A | 74621Q106 |
| — | PATTERN ENERGY GROUP INC | 11,025 | $11,139 | 1.0% | $1006.87 | — | NOTE 4.000 7/1 | 70338PAB6 |
| — | COLONY STARWOOD HOMES | 7,500 | $10,098 | 0.9% | $1295.07 | — | NOTE 3.500 1/1 | 19625XAB8 |
| — | FAR PT ACQUISITION CORP | 916,597 | $9,899 | 0.9% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | PROOFPOINT INC | 85,000 | $9,756 | 0.8% | $121.95 | — | Call | 743424103 |
| — | CF FIN ACQUISITION CORP | 895,233 | $9,749 | 0.8% | $10.06 | — | UNIT 04/30/2025 | 12528N206 |
| MCD | MCDONALDS CORP | 45,900 | $9,070 | 0.8% | $174.88 | -1.7% | Call | 580135101 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 8,763 | $8,880 | 0.8% | $1211.97 | — | DEBT 3.75011/1 | C10268AC1 |
| QCOM | QUALCOMM INC | 100,000 | $8,823 | 0.8% | $64.99 | +12.1% | Call | 747525103 |
| MSFT | MICROSOFT CORP | 55,500 | $8,752 | 0.8% | $137.19 | +1.5% | Call | 594918104 |
| V | VISA INC | 45,700 | $8,587 | 0.7% | $170.78 | +1.0% | Call | 92826C839 |
| — | TUSCAN HOLDINGS CORP | 799,777 | $8,406 | 0.7% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| XLI | SELECT SECTOR SPDR TR | 100,000 | $8,147 | 0.7% | — | — | Put | 81369Y704 |
| MMM | 3M CO | 46,158 | $8,143 | 0.7% | $111.76 | 0.0% | COM | 88579Y101 |
| — | APEX TECHNOLOGY ACQUISITN CO | 775,010 | $8,114 | 0.7% | $10.34 | — | UNIT 06/11/2026 | 03768F201 |
| — | FINTECH ACQUISITION CORP III | 750,000 | $8,063 | 0.7% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | VIACOMCBS INC | 189,400 | $7,949 | 0.7% | — | — | Call | 92556H206 |
| — | BUNGE LIMITED | 135,500 | $7,798 | 0.7% | $57.74 | — | Call | G16962105 |
| — | CYPRESS SEMICONDUCTOR CORP | 4,490 | $7,779 | 0.7% | $1712.63 | — | NOTE 4.500 1/1 | 232806AM1 |
| — | WABCO HLDGS INC | 56,417 | $7,645 | 0.7% | $133.42 | — | COM | 92927K102 |
| — | DOCUSIGN INC | 6,000 | $7,465 | 0.6% | $1244.17 | — | NOTE 0.500 9/1 | 256163AB2 |
| — | INSURANCE ACQUISITION CORP | 700,000 | $7,406 | 0.6% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | CISION LTD | 738,631 | $7,364 | 0.6% | $9.97 | — | SH | G1992S109 |
| CRM | SALESFORCE COM INC | 45,000 | $7,319 | 0.6% | — | — | Put | 79466L302 |
| — | WRIGHT MED GROUP N V | 5,000 | $7,254 | 0.6% | $1225.76 | — | NOTE 2.25011/1 | 98236JAB4 |
| — | COLLIER CREEK HOLDINGS | 678,188 | $7,202 | 0.6% | $10.09 | — | UNIT 99/99/9999 | G22707122 |
| — | XILINX INC | 71,900 | $7,030 | 0.6% | $100.30 | — | Call | 983919101 |
| — | WORKDAY INC | 5,485 | $7,015 | 0.6% | $1375.98 | — | NOTE 0.25010/0 | 98138HAF8 |
| — | ALTERYX INC | 70,000 | $7,005 | 0.6% | $100.68 | — | Call | 02156B103 |
| — | TWITTER INC | 7,000 | $6,775 | 0.6% | $998.24 | — | NOTE 0.250 6/1 | 90184LAF9 |
| — | DEXCOM INC | 3,000 | $6,670 | 0.6% | $1341.00 | — | NOTE 0.750 5/1 | 252131AF4 |
| — | SILICON LABORATORIES INC | 5,000 | $6,660 | 0.6% | $1216.36 | — | NOTE 1.375 3/0 | 826919AB8 |
| — | GX ACQUISITION CORP | 637,994 | $6,578 | 0.6% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| BF/A | BROWN FORMAN CORP | 102,848 | $6,456 | 0.6% | $46.64 | +17.8% | CL A | 115637100 |
| — | GRAF INDL CORP | 631,716 | $6,437 | 0.6% | $9.82 | — | COM | 384278107 |
| — | ALLERGAN PLC | 32,500 | $6,213 | 0.5% | $173.24 | — | SH | G0177J108 |
| — | AVAYA HLDGS CORP | 6,950 | $6,167 | 0.5% | $847.34 | — | NOTE 2.250 6/1 | 05351XAB7 |
| — | CHP MERGER CORP | 600,000 | $6,102 | 0.5% | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | OPES ACQUISITION CORP | 575,000 | $6,049 | 0.5% | $10.52 | — | COM | 68373P100 |
| — | HAYMAKER ACQUISITION CORP II | 575,000 | $6,038 | 0.5% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | SRC ENERGY INC | 1,452,867 | $5,986 | 0.5% | $4.12 | — | COM | 78470V108 |
| MDB | MONGODB INC | 45,000 | $5,922 | 0.5% | $140.89 | -6.8% | CL A | 60937P106 |
| — | PROOFPOINT INC | 50,500 | $5,796 | 0.5% | $121.95 | — | COM | 743424103 |
| — | BUNGE LIMITED | 100,500 | $5,784 | 0.5% | $57.74 | — | COM | G16962105 |
| — | STABLE RD ACQUISITION CORP | 551,240 | $5,672 | 0.5% | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| NVDA | NVIDIA CORP | 24,000 | $5,647 | 0.5% | — | — | Put | 67066G104 |
| CUK | CARNIVAL PLC | 115,000 | $5,538 | 0.5% | $49.66 | — | ADR | 14365C103 |
| — | BROOKFIELD PROPERTY REIT INC | 300,000 | $5,534 | 0.5% | $20.14 | — | CL A | 11282X103 |
| — | SCORPIO TANKERS INC | 4,500 | $5,525 | 0.5% | $1227.78 | — | NOTE 3.000 5/1 | 80918TAB5 |
| — | AEROJET ROCKETDYNE HLDGS INC | 3,000 | $5,439 | 0.5% | $1282.65 | — | NOTE 2.25012/1 | 007800AB1 |
| QCOM | QUALCOMM INC | 60,000 | $5,294 | 0.5% | $64.99 | +12.1% | COM | 747525103 |
| — | ZAYO GROUP HLDGS INC | 151,855 | $5,262 | 0.5% | $33.50 | — | COM | 98919V105 |
| — | NUVASIVE INC | 3,939 | $5,251 | 0.5% | $1133.54 | — | NOTE 2.250 3/1 | 670704AG0 |
| — | AMCI ACQUISITION CORP | 500,000 | $5,195 | 0.4% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| SCPE/U | SC HEALTH CORP | 500,000 | $5,180 | 0.4% | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| — | WESCO AIRCRAFT HLDGS INC | 465,444 | $5,129 | 0.4% | $11.02 | — | COM | 950814103 |
| — | FINSERV ACQUISITION CORP | 500,000 | $5,105 | 0.4% | $10.21 | — | UNIT 12/31/2026 | 318085206 |
| LBRDA | LIBERTY BROADBAND CORP | 40,910 | $5,096 | 0.4% | $98.18 | +10.5% | COM SER A | 530307107 |
| — | OSPREY TECHNLGY AQUISTION CO | 500,000 | $5,090 | 0.4% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | GORES HOLDINGS III INC | 490,780 | $5,075 | 0.4% | $10.34 | — | CLASS A | 38286G109 |
| AMD | ADVANCED MICRO DEVICES INC | 110,000 | $5,045 | 0.4% | $30.79 | +19.5% | Put | 007903107 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 432,900 | $5,026 | 0.4% | $9.12 | +28.6% | Call | 55933J203 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 425,790 | $4,943 | 0.4% | $9.12 | +28.6% | COM | 55933J203 |
| — | TUSCAN HLDGS CORP II | 486,458 | $4,894 | 0.4% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| V | VISA INC | 24,800 | $4,660 | 0.4% | $170.78 | +1.0% | Put | 92826C839 |
| — | DISCOVERY INC | 148,903 | $4,540 | 0.4% | $22.34 | — | COM SER C | 25470F302 |
| HEI/A | HEICO CORP NEW | 50,525 | $4,524 | 0.4% | $91.25 | +3.5% | CL A | 422806208 |
| — | DD3 ACQUISITION CORP | 442,668 | $4,524 | 0.4% | $10.15 | — | SH | G2692M103 |
| — | ARYA SCIENCES ACQUISITION CO | 391,875 | $4,507 | 0.4% | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | ZILLOW GROUP INC | 4,000 | $4,474 | 0.4% | $1090.00 | — | NOTE 2.00012/0 | 98954MAB7 |
| — | TRINE ACQUISITION CORP | 439,100 | $4,417 | 0.4% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | XILINX INC | 45,000 | $4,400 | 0.4% | $100.30 | — | COM | 983919101 |
| WY | WEYERHAEUSER CO | 145,000 | $4,379 | 0.4% | $21.15 | +9.3% | COM | 962166104 |
| — | HUBSPOT INC | 2,500 | $4,325 | 0.4% | $1730.00 | — | NOTE 0.250 6/0 | 443573AB6 |
| — | LIONS GATE ENTMNT CORP | 432,988 | $4,300 | 0.4% | $10.26 | — | CL B NON VTG | 535919500 |
| — | FIRST MAJESTIC SILVER CORP | 3,000 | $4,264 | 0.4% | $978.60 | — | NOTE 1.875 3/0 | 32076VAB9 |
| — | INTERXION HOLDING N.V | 50,765 | $4,255 | 0.4% | $83.82 | — | SH | N47279109 |
| MCD | MCDONALDS CORP | 21,500 | $4,249 | 0.4% | $174.88 | -1.7% | Put | 580135101 |
| HD | HOME DEPOT INC | 19,049 | $4,160 | 0.4% | $194.99 | 0.0% | COM | 437076102 |
| RPLA/U | REPLAY ACQUISITION CORP | 398,605 | $4,134 | 0.4% | $10.00 | — | UNIT 03/01/2024 | G75130123 |
| — | SPLUNK INC | 27,500 | $4,119 | 0.4% | $125.77 | — | Call | 848637104 |
| — | LANDCADIA HLDGS II INC | 405,046 | $4,099 | 0.4% | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | OAKTREE ACQUISITION CORP | 400,106 | $4,081 | 0.4% | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| — | PIVOTAL INVT CORP II | 400,000 | $4,080 | 0.4% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | NETFIN ACQUISITION CORP | 400,000 | $4,076 | 0.4% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 400,000 | $4,032 | 0.3% | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| — | B RILEY PRINCIPAL MERGER COR | 398,521 | $3,989 | 0.3% | $10.01 | — | CL A | 05586Y106 |
| — | GIGCAPITAL2 INC | 400,000 | $3,972 | 0.3% | $9.93 | — | COM | 375036100 |
| NFLX | NETFLIX INC | 12,000 | $3,883 | 0.3% | — | — | Call | 64110L106 |
| — | CAESARS ENTMT CORP | 2,000 | $3,842 | 0.3% | $1713.50 | — | NOTE 5.00010/0 | 127686AA1 |
| — | TUSCAN HLDGS CORP II | 388,115 | $3,827 | 0.3% | $9.86 | — | COM | 90070A103 |
| AVA | AVISTA CORP | 77,885 | $3,745 | 0.3% | $34.96 | +3.1% | COM | 05379B107 |
| — | SEACOR HOLDINGS INC | 3,745 | $3,718 | 0.3% | $975.16 | — | NOTE 3.00011/1 | 81170YAB5 |
| — | SPARTAN ENERGY ACQUISITON CO | 358,900 | $3,661 | 0.3% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | CYPRESS SEMICONDUCTOR CORP | 3,000 | $3,626 | 0.3% | $1191.44 | — | NOTE 2.000 2/0 | 232806AP4 |
| — | UNION ACQUISITION CORP II | 350,000 | $3,563 | 0.3% | $10.18 | — | UNIT 99/99/9999 | G9402Q118 |
| — | SIERRA WIRELESS INC | 367,300 | $3,508 | 0.3% | — | — | Put | 826516106 |
| — | ALTERYX INC | 35,000 | $3,502 | 0.3% | $100.68 | — | COM CL A | 02156B103 |
| — | CLOUDERA INC | 298,000 | $3,466 | 0.3% | $11.63 | — | COM | 18914U100 |
| — | LIBERTY MEDIA CORP DELAWARE | 79,125 | $3,464 | 0.3% | $38.21 | — | COM SER A FRMLA | 531229870 |
| — | 8I ENTERPRISES ACQUISITIN CO | 339,000 | $3,397 | 0.3% | $10.02 | — | SH | G2956M104 |
| DLTR | DOLLAR TREE INC | 36,000 | $3,386 | 0.3% | $104.97 | 0.0% | Call | 256746108 |
| MDB | MONGODB INC | 25,000 | $3,290 | 0.3% | $140.89 | -6.8% | Put | 60937P106 |
| — | FORUM MERGER II CORP | 299,600 | $3,206 | 0.3% | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | LEISURE ACQUISITION CORP | 294,007 | $3,199 | 0.3% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | PROPTECH ACQUISITION CORPORA | 311,101 | $3,186 | 0.3% | $10.24 | — | UNIT 10/01/2026 | 74349F200 |
| — | HEALTHCARE MERGER CORP | 300,000 | $3,105 | 0.3% | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| FNV | FRANCO NEVADA CORP | 30,000 | $3,099 | 0.3% | — | — | Put | 351858105 |
| — | NEW PROVIDENCE ACQUISITIN CO | 300,000 | $3,075 | 0.3% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | JUNIPER INDL HLDGS INC | 294,000 | $2,993 | 0.3% | $10.18 | — | UNIT 11/13/2026 | 48205G205 |
| — | LF CAP ACQUISITION CORP | 277,305 | $2,934 | 0.3% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | CHURCHILL CAP CORP II | 269,200 | $2,902 | 0.3% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | WELLCARE HEALTH PLANS INC | 8,750 | $2,889 | 0.2% | $330.17 | — | COM | 94946T106 |
| — | UNITED STATES OIL FUND LP | 225,000 | $2,882 | 0.2% | $12.81 | — | UNITS | 91232N108 |
| TJX | TJX COS INC NEW | 44,110 | $2,693 | 0.2% | $50.09 | +9.0% | COM | 872540109 |
| — | MEGALITH FINL ACQUISITION CO | 261,865 | $2,687 | 0.2% | $10.25 | — | CL A COM | 58518F109 |
| LEN/B | LENNAR CORP | 59,517 | $2,660 | 0.2% | $34.53 | +16.5% | CL B | 526057302 |
| RIO | RIO TINTO PLC | 44,500 | $2,642 | 0.2% | — | — | Put | 767204100 |
| — | TECH DATA CORP | 18,358 | $2,636 | 0.2% | $143.59 | — | COM | 878237106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2,623 | 0.2% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | TALLGRASS ENERGY LP | 116,301 | $2,573 | 0.2% | $22.12 | — | CLASS A SH | 874696107 |
| — | MONOCLE ACQUISITION CORP | 252,049 | $2,566 | 0.2% | $9.80 | — | COM | 609754106 |
| — | SEACOR HOLDINGS INC | 2,625 | $2,517 | 0.2% | $959.01 | — | NOTE 2.50012/1 | 811904AM3 |
| TRV | TRAVELERS COMPANIES INC | 18,100 | $2,479 | 0.2% | — | — | Call | 89417E109 |
| — | OMNOVA SOLUTIONS INC | 243,757 | $2,464 | 0.2% | $10.07 | — | COM | 682129101 |
| — | LIBERTY GLOBAL PLC | 112,705 | $2,456 | 0.2% | $22.11 | — | SHS CL C | G5480U120 |
| — | FITBIT INC | 373,502 | $2,454 | 0.2% | $6.57 | — | CL A | 33812L102 |
| — | CHASERG TECHNLGY ACQUISITN C | 218,515 | $2,371 | 0.2% | $10.32 | — | CLASS A | 16166A103 |
| — | PURE ACQUISITION CORP | 2,373,491 | $2,340 | 0.2% | $0.99 | — | W EXP 04/17/202 | 74621Q114 |
| — | FAR PT ACQUISITION CORP | 225,369 | $2,321 | 0.2% | $9.63 | — | COM CL A | 30734W109 |
| WCN | WASTE CONNECTIONS INC | 25,000 | $2,270 | 0.2% | $88.46 | -1.6% | Put | 94106B101 |
| AUPH | AURINIA PHARMACEUTICALS INC | 111,000 | $2,249 | 0.2% | — | — | Put | 05156V102 |
| PYPL | PAYPAL HLDGS INC | 20,000 | $2,163 | 0.2% | $109.90 | -5.4% | COM | 70450Y103 |
| — | GORES METROPOULOS INC | 202,000 | $2,141 | 0.2% | $10.41 | — | UNIT 99/99/9999 | 382872208 |
| — | LONGEVITY ACQUISITION CORP | 200,000 | $2,140 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | MARRIOTT VACTINS WORLDWID CO | 2,000 | $2,130 | 0.2% | $1065.00 | — | NOTE 1.500 9/1 | 57164YAB3 |
| — | B RILEY PRINCIPAL MERGER COR | 200,400 | $2,100 | 0.2% | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| DIS | DISNEY WALT CO | 14,500 | $2,097 | 0.2% | $134.25 | +1.1% | Call | 254687106 |
| — | TIFFANY & CO NEW | 15,543 | $2,077 | 0.2% | $133.63 | — | COM | 886547108 |
| — | BIG ROCK PARTNERS ACQUISI CO | 193,091 | $2,047 | 0.2% | $9.87 | — | COM | 089482103 |
| — | LGL SYS ACQUISITION CORP | 200,000 | $2,040 | 0.2% | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | INNOPHOS HOLDINGS INC | 63,555 | $2,032 | 0.2% | $31.97 | — | COM | 45774N108 |
| — | SOFTWARE ACQUISITION GROUP I | 200,000 | $2,032 | 0.2% | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | LIV CAP ACQUISITION CORP | 200,000 | $2,012 | 0.2% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | MAXAR TECHNOLOGIES INC | 126,800 | $1,987 | 0.2% | — | — | Call | 57778K105 |
| UA | UNDER ARMOUR INC | 103,569 | $1,986 | 0.2% | $17.60 | 0.0% | CL C | 904311206 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 28,500 | $1,939 | 0.2% | — | — | Put | 98980L101 |
| — | DYCOM INDS INC | 2,000 | $1,937 | 0.2% | $968.50 | — | NOTE 0.750 9/1 | 267475AB7 |
| — | CHURCHILL CAP CORP II | 182,300 | $1,883 | 0.2% | $10.33 | — | CL A | 17143G106 |
| — | ALBERTON ACQUISITION CORP | 171,520 | $1,827 | 0.2% | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| — | TUSCAN HOLDINGS CORP | 182,130 | $1,814 | 0.2% | $9.88 | — | COM | 90069K104 |
| — | HENNESSY CAP ACQUSTION CORP | 169,156 | $1,810 | 0.2% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| EEM | ISHARES TR | 40,000 | $1,795 | 0.2% | — | — | Call | 464287234 |
| SCHW | THE CHARLES SCHWAB CORPORATI | 37,734 | $1,795 | 0.2% | $40.49 | 0.0% | COM | 808513105 |
| — | ORISUN ACQUISITION CORP | 175,000 | $1,778 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| ZG | ZILLOW GROUP INC | 38,380 | $1,756 | 0.2% | $38.72 | -4.5% | CL A | 98954M101 |
| — | MUDRICK CAP ACQUISITION CORP | 166,594 | $1,719 | 0.1% | $9.91 | — | COM CLASS A | 624745105 |
| NOC | NORTHROP GRUMMAN CORP | 4,825 | $1,660 | 0.1% | $317.67 | 0.0% | COM | 666807102 |
| — | FINTECH ACQUISITION CORP III | 162,039 | $1,640 | 0.1% | $9.89 | — | COM CL A | 31811A101 |
| — | UNITED STATES OIL FUND LP | 125,000 | $1,601 | 0.1% | $12.81 | — | Call | 91232N108 |
| — | STARS GROUP INC | 60,000 | $1,565 | 0.1% | $26.08 | — | COM | 85570W100 |
| — | AUDENTES THERAPEUTICS INC | 25,680 | $1,537 | 0.1% | $59.85 | — | COM | 05070R104 |
| THBR | THUNDER BRDG ACQUISTION II L | 150,800 | $1,500 | 0.1% | $9.95 | — | CL A SH | G8857S116 |
| — | CAESARS ENTMT CORP | 109,200 | $1,485 | 0.1% | — | — | Call | 127686103 |
| — | PARSLEY ENERGY INC | 77,792 | $1,471 | 0.1% | $18.91 | — | CL A | 701877102 |
| — | CONDOR HOSPITALITY TR INC | 129,202 | $1,426 | 0.1% | $11.05 | — | COM NEW | 20676Y403 |
| NWSA | NEWS CORP NEW | 98,816 | $1,397 | 0.1% | $11.90 | +6.4% | CL A | 65249B109 |
| — | CF FIN ACQUISITION CORP | 136,149 | $1,393 | 0.1% | $10.19 | — | COM CL A | 12528N107 |
| — | BLUEGREEN VACATIONS CORP | 132,927 | $1,374 | 0.1% | $13.58 | — | COM | 09629F108 |
| — | MONOCLE ACQUISITION CORP | 125,500 | $1,362 | 0.1% | $10.30 | — | UNIT 99/99/9999 | 609754205 |
| FOX | FOX CORP | 36,378 | $1,324 | 0.1% | $30.82 | 0.0% | CL B COM | 35137L204 |
| LOW | LOWES COS INC | 11,000 | $1,317 | 0.1% | — | — | Put | 548661107 |
| — | US ECOLOGY INC | 111,720 | $1,296 | 0.1% | $11.60 | — | W EXP 10/17/202 | 91734M111 |
| NFLX | NETFLIX INC | 4,000 | $1,294 | 0.1% | — | — | Put | 64110L106 |
| TDAY | GANNETT CO INC NEW | 198,144 | $1,264 | 0.1% | $7.33 | 0.0% | COM | 36472T109 |
| SLV | ISHARES SILVER TRUST | 75,000 | $1,251 | 0.1% | — | — | Put | 46428Q109 |
| — | PATTERN ENERGY GROUP INC | 45,832 | $1,226 | 0.1% | $26.75 | — | CL A | 70338P100 |
| — | ELDORADO RESORTS INC | 20,000 | $1,193 | 0.1% | — | — | Call | 28470R102 |
| — | LADENBURG THALMAN FIN SVCS I | 330,000 | $1,148 | 0.1% | $3.48 | — | COM | 50575Q102 |
| AMD | ADVANCED MICRO DEVICES INC | 25,000 | $1,147 | 0.1% | $30.79 | +19.5% | Call | 007903107 |
| — | LEISURE ACQUISITION CORP | 110,000 | $1,146 | 0.1% | $9.57 | — | COM | 52539T107 |
| RHI | ROBERT HALF INTL INC | 18,000 | $1,137 | 0.1% | $58.06 | 0.0% | Call | 770323103 |
| BROGF | BROOGE HLDGS LTD | 128,257 | $1,133 | 0.1% | $8.83 | — | SH | G1611B107 |
| YTRA | YATRA ONLINE INC | 350,205 | $1,103 | 0.1% | $4.14 | -10.8% | ORD SH | G98338109 |
| TJX | TJX COS INC NEW | 17,300 | $1,056 | 0.1% | $50.09 | +9.0% | Call | 872540109 |
| WPM | WHEATON PRECIOUS METALS CORP | 35,451 | $1,055 | 0.1% | $20.54 | +24.1% | COM | 962879102 |
| — | CALLON PETE CO DEL | 217,369 | $1,050 | 0.1% | $4.83 | — | COM | 13123X102 |
| SHAK | SHAKE SHACK INC | 17,500 | $1,042 | 0.1% | — | — | Put | 819047101 |
| NOC | NORTHROP GRUMMAN CORP | 3,000 | $1,032 | 0.1% | $317.67 | 0.0% | Put | 666807102 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 3,500 | $1,030 | 0.1% | $196.18 | 0.0% | CL A | 55825T103 |
| — | CF FIN ACQUISITION CORP | 1,146,623 | $998 | 0.1% | $0.87 | — | W EXP 04/30/202 | 12528N115 |
| — | LYON WILLIAM HOMES | 49,084 | $981 | 0.1% | $19.99 | — | CL A NEW | 552074700 |
| STC | STEWART INFORMATION SVCS COR | 22,999 | $938 | 0.1% | $42.46 | -3.4% | COM | 860372101 |
| GOOS | CANADA GOOSE HOLDINGS INC | 25,500 | $924 | 0.1% | $41.79 | -7.6% | Call | 135086106 |
| — | WRIGHT MED GROUP N V | 30,000 | $914 | 0.1% | — | — | Call | N96617118 |
| — | BROOGE HLDGS LTD | 1,218,881 | $902 | 0.1% | $0.74 | — | W EXP 12/20/202 | G1611B115 |
| GOGO | GOGO INC | 140,000 | $896 | 0.1% | — | — | Put | 38046C109 |
| — | CRESCENT ACQUISITION CORP | 84,500 | $865 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| NOC | NORTHROP GRUMMAN CORP | 2,500 | $860 | 0.1% | $317.67 | 0.0% | Call | 666807102 |
| DELL | DELL TECHNOLOGIES INC | 16,316 | $838 | 0.1% | $24.67 | -3.3% | CL C | 24703L202 |
| — | DIREXION SHS ETF TR | 22,500 | $784 | 0.1% | — | — | Put | 25460E844 |
| NESRW | NATIONAL ENERGY SERVICES REU | 863,281 | $777 | 0.1% | $0.90 | — | W EXP 05/05/202 | G6375R115 |
| — | LF CAP ACQUISITION CORP | 75,000 | $774 | 0.1% | $9.56 | — | CL A | 50200K108 |
| — | LEGACY ACQUISITION CORP | 75,069 | $771 | 0.1% | $10.16 | — | COM CL A | 524643103 |
| — | FORUM MERGER II CORP | 75,000 | $766 | 0.1% | $9.91 | — | CL A | 34986F103 |
| IIPR | INNOVATIVE INDL PPTYS INC | 10,000 | $759 | 0.1% | — | — | Put | 45781V101 |
| — | LIBERTY MEDIA CORP DELAWARE | 15,600 | $754 | 0.1% | $40.29 | — | COM A SIRIUSXM | 531229409 |
| — | PRETIUM RES INC | 67,600 | $752 | 0.1% | — | — | Put | 74139C102 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 2,500 | $735 | 0.1% | $196.18 | 0.0% | Call | 55825T103 |
| TDAY | GANNETT CO INC NEW | 110,700 | $706 | 0.1% | $7.33 | 0.0% | Put | 36472T109 |
| — | AVX CORP NEW | 34,240 | $701 | 0.1% | $20.47 | — | COM | 002444107 |
| — | LIBERTY MEDIA CORP DELAWARE | 23,308 | $689 | 0.1% | $26.06 | — | COM C BRAVES GRP | 531229888 |
| HD | HOME DEPOT INC | 3,000 | $655 | 0.1% | $194.99 | 0.0% | Call | 437076102 |
| WM | WASTE MGMT INC DEL | 5,500 | $627 | 0.1% | $102.09 | 0.0% | Put | 94106L109 |
| DLTR | DOLLAR TREE INC | 6,578 | $619 | 0.1% | $104.97 | 0.0% | COM | 256746108 |
| — | THUNDER BRDG ACQUISTION II L | 58,201 | $608 | 0.1% | $10.45 | — | UNIT 99/99/9999 | G8857S124 |
| TCBI | TEXAS CAPITAL BANCSHARES INC | 10,000 | $568 | 0.0% | $56.99 | 0.0% | COM | 88224Q107 |
| — | B RILEY PRINCIPAL MERGER COR | 682,133 | $559 | 0.0% | $0.82 | — | W EXP 04/08/202 | 05586Y114 |
| — | SPARTAN ENERGY ACQUISITON CO | 55,000 | $559 | 0.0% | $10.16 | — | CL A COM STK | 846784106 |
| BHP | BHP GROUP LTD | 10,000 | $547 | 0.0% | — | — | Put | 088606108 |
| — | CONTINENTAL BLDG PRODS INC | 15,000 | $546 | 0.0% | $36.40 | — | COM | 211171103 |
| HCC | WARRIOR MET COAL INC | 25,000 | $528 | 0.0% | — | — | Call | 93627C101 |
| — | FAR PT ACQUISITION CORP | 409,634 | $528 | 0.0% | $1.29 | — | W EXP 06/01/202 | 30734W117 |
| — | EDTECHX HLDGS ACQUISITION CO | 51,200 | $526 | 0.0% | $10.08 | — | COM | 28138X103 |
| GOOS | CANADA GOOSE HOLDINGS INC | 14,500 | $525 | 0.0% | $41.79 | -7.6% | Put | 135086106 |
| RSG | REPUBLIC SVCS INC | 5,500 | $493 | 0.0% | — | — | Put | 760759100 |
| WM | WASTE MGMT INC DEL | 4,280 | $488 | 0.0% | $102.09 | 0.0% | COM | 94106L109 |
| — | SIRIUS INTERNATIONAL INSURAN | 53,813 | $470 | 0.0% | $8.73 | — | COM | G8196D101 |
| ORGO | ORGANOGENESIS HLDGS INC | 89,191 | $429 | 0.0% | $6.34 | 0.0% | COM | 68621F102 |
| TJX | TJX COS INC NEW | 7,000 | $427 | 0.0% | $50.09 | +9.0% | Put | 872540109 |
| — | CENTRAL EUROPEAN MEDIA ENTRP | 94,080 | $426 | 0.0% | $4.53 | — | CL A NEW | G20045202 |
| — | TUSCAN HOLDINGS CORP | 839,778 | $420 | 0.0% | $0.50 | — | W EXP 04/01/202 | 90069K112 |
| — | CARE COM INC | 27,951 | $420 | 0.0% | $15.03 | — | COM | 141633107 |
| RHI | ROBERT HALF INTL INC | 6,400 | $404 | 0.0% | $58.06 | 0.0% | COM | 770323103 |
| — | COLLIER CREEK HOLDINGS | 38,799 | $399 | 0.0% | $10.28 | — | COM CL A | G22707106 |
| — | VIRGIN GALACTIC HOLDINGS INC | 117,592 | $394 | 0.0% | $3.35 | — | W EXP 11/25/202 | 92766K114 |
| — | HL ACQUISITIONS CORP | 36,987 | $382 | 0.0% | $10.33 | — | SH | G4603R106 |
| — | THUNDER BRDG ACQUISTION II L | 422,000 | $380 | 0.0% | $0.90 | — | W EXP 11/30/202 | G8857S108 |
| KNX | KNIGHT SWIFT TRANSN HLDGS IN | 10,000 | $358 | 0.0% | $34.46 | 0.0% | CL A | 499049104 |
| — | CHASERG TECHNLGY ACQUISITN C | 162,500 | $358 | 0.0% | $2.20 | — | W EXP 04/10/202 | 16166A111 |
| ALAC | ALBERTON ACQUISITION CORP | 34,244 | $354 | 0.0% | $9.95 | — | ORD SH | G35006108 |
| — | IMMUNOVANT INC | 166,200 | $332 | 0.0% | $2.00 | — | W EXP 12/18/202 | 45258J110 |
| — | LIBERTY PPTY TR | 5,493 | $330 | 0.0% | $60.08 | — | SH BEN INT | 531172104 |
| — | GS ACQUISITION HLDGS CORP | 142,686 | $329 | 0.0% | $2.31 | — | W EXP 06/12/202 | 36255F110 |
| TRV | TRAVELERS COMPANIES INC | 2,300 | $315 | 0.0% | — | — | Put | 89417E109 |
| SHAK | SHAKE SHACK INC | 5,000 | $298 | 0.0% | — | — | Call | 819047101 |
| — | TRIDENT ACQUISITIONS CORP | 27,215 | $287 | 0.0% | $10.55 | — | COM | 89615T106 |
| — | TIBERIUS ACQUISITION CORP | 230,707 | $263 | 0.0% | $1.14 | — | W EXP 02/28/202 | 88633A115 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 50,000 | $257 | 0.0% | $5.08 | 0.0% | Call | 69404D108 |
| — | GORES HOLDINGS III INC | 151,682 | $235 | 0.0% | $1.55 | — | W EXP 09/11/202 | 38286G117 |
| — | BIOMX INC | 472,211 | $227 | 0.0% | $0.48 | — | W EXP 10/16/202 | 09090D111 |
| — | XPERI CORP | 11,375 | $210 | 0.0% | $18.46 | — | COM | 98421B100 |
| LILA | LIBERTY LATIN AMERICA LTD | 10,087 | $195 | 0.0% | $17.11 | 0.0% | COM CL A | G9001E102 |
| — | ALLEGRO MERGER CORP | 17,996 | $184 | 0.0% | $10.00 | — | COM | 01749N103 |
| — | GS ACQUISITION HLDGS CORP | 16,434 | $181 | 0.0% | $9.75 | — | COM CL A | 36255F102 |
| — | BIOMX INC | 16,608 | $161 | 0.0% | $9.69 | — | COM | 09090D103 |
| VALE | VALE S A | 12,000 | $158 | 0.0% | — | — | Put | 91912E105 |
| — | TARGET HOSPITALITY CORP | 298,220 | $155 | 0.0% | $0.52 | — | W EXP 03/15/202 | 87615L115 |
| — | BRISTOL MYERS SQUIBB CO | 50,300 | $151 | 0.0% | $3.00 | — | RIGHT 99/99/9999 | 110122157 |
| — | MEGALITH FINL ACQUISITION CO | 441,992 | $141 | 0.0% | $0.32 | — | W EXP 08/26/202 | 58518F117 |
| — | RUBICON PROJ INC | 17,163 | $140 | 0.0% | $8.16 | — | COM | 78112V102 |
| — | 8I ENTERPRISES ACQUISITIN CO | 364,000 | $139 | 0.0% | $0.38 | — | RIGHT 10/29/2020 | G2956M120 |
| — | BGC PARTNERS INC | 22,201 | $132 | 0.0% | $5.31 | — | CL A | 05541T101 |
| — | JUST ENERGY GROUP INC | 75,000 | $126 | 0.0% | — | — | Call | 48213W101 |
| — | ALBERTON ACQUISITION CORP | 570,019 | $125 | 0.0% | $0.22 | — | RIGHT 10/04/2020 | G35006132 |
| — | GIGCAPITAL2 INC | 400,000 | $124 | 0.0% | $0.31 | — | W EXP 02/28/202 | 375036118 |
| — | DD3 ACQUISITION CORP | 255,800 | $115 | 0.0% | $0.45 | — | W EXP 10/20/202 | G2692M111 |
| — | TUSCAN HLDGS CORP II | 288,327 | $115 | 0.0% | $0.40 | — | W EXP 99/99/999 | 90070A111 |
| — | JUST ENERGY GROUP INC | 67,600 | $114 | 0.0% | — | — | Put | 48213W101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 421,503 | $105 | 0.0% | $0.25 | — | RIGHT 12/01/2022 | 089482129 |
| — | RANPAK HLDGS CORP | 90,492 | $103 | 0.0% | $1.14 | — | W EXP 06/03/202 | 75321W111 |
| — | LEO HOLDINGS CORP | 150,245 | $100 | 0.0% | $0.67 | — | W EXP 02/07/202 | G5463L113 |
| — | NETFIN ACQUISITION CORP | 307,000 | $92 | 0.0% | $0.30 | — | W EXP 08/01/202 | G6455A115 |
| — | SPARTAN ENERGY ACQUISITON CO | 150,000 | $83 | 0.0% | $0.55 | — | W EXP 08/27/202 | 846784122 |
| — | ROSEHILL RES INC | 864,548 | $80 | 0.0% | $0.09 | — | W EXP 04/27/202 | 777385113 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 15,300 | $79 | 0.0% | $5.08 | 0.0% | COM | 69404D108 |
| — | EDTECHX HLDGS ACQUISITION CO | 168,753 | $61 | 0.0% | $0.36 | — | W EXP 12/31/202 | 28138X111 |
| — | LONGEVITY ACQUISITION CORP | 657,746 | $59 | 0.0% | $0.09 | — | W EXP 07/31/202 | G56372116 |
| — | 8I ENTERPRISES ACQUISITIN CO | 140,493 | $49 | 0.0% | $0.35 | — | W EXP 10/29/202 | G2956M112 |
| — | HENNESSY CAP ACQUSTION CORP | 50,000 | $40 | 0.0% | $0.80 | — | W EXP 09/05/202 | 42589C112 |
| — | LEISURE ACQUISITION CORP | 35,400 | $37 | 0.0% | $1.05 | — | W EXP 12/05/201 | 52539T115 |
| — | AMCI ACQUISITION CORP | 82,510 | $26 | 0.0% | $0.32 | — | W EXP 05/20/202 | 00165R119 |
| GTEC | GREENLAND TECHNOLOGS HLDG CO | 10,000 | $25 | 0.0% | $7.28 | 0.0% | SHS NEW | G4095T107 |
| — | FORUM MERGER II CORP | 39,400 | $18 | 0.0% | $0.46 | — | W EXP 09/30/202 | 34986F111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $16 | 0.0% | $0.16 | — | W EXP 12/01/202 | 089482111 |
| — | WEALTHBRIDGE ACQUISITION LTD | 44,774 | $15 | 0.0% | $0.34 | — | RIGHT 11/02/2023 | G4887W136 |
| — | ALBERTON ACQUISITION CORP | 234,800 | $14 | 0.0% | $0.06 | — | W EXP 04/26/202 | G35006124 |
| — | GRAF INDL CORP | 31,968 | $14 | 0.0% | $0.44 | — | W EXP 12/31/202 | 384278115 |
| — | DIAMONDPEAK HLDGS COR | 15,233 | $12 | 0.0% | $0.79 | — | W EXP 02/22/202 | 25280H118 |
| — | TRIDENT ACQUISITIONS CORP | 36,510 | $4 | 0.0% | $0.11 | — | W EXP 05/09/202 | 89615T114 |