CIK: 0001461790 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 15, 2019
Total Value ($000): $924,600 (85.1% shares, 14.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 2,001,437 | $21,415 | 2.3% | $10.44 | — | CL A | G8250R103 |
| AMZN | AMAZON COM INC | 11,215 | $19,468 | 2.1% | $92.73 | 0.0% | COM | 023135106 |
| FNV | FRANCO NEVADA CORP | 187,000 | $17,047 | 1.8% | — | — | Call | 351858105 |
| — | FINISAR CORP | 16,065 | $16,022 | 1.7% | $986.28 | — | NOTE 0.50012/1 | 31787AAP6 |
| AMZN | AMAZON COM INC | 7,900 | $13,714 | 1.5% | $92.73 | 0.0% | Call | 023135106 |
| QQQ | INVESCO QQQ TR | 65,000 | $12,272 | 1.3% | — | — | Put | 46090E103 |
| SMH | VANECK VECTORS ETF TR | 100,000 | $11,913 | 1.3% | — | — | Put | 92189F676 |
| — | MOSAIC ACQUISITION CORP | 1,086,104 | $11,219 | 1.2% | $10.16 | — | COM CL A | 61946M100 |
| — | TPG PACE HLDGS CORP | 1,075,267 | $11,054 | 1.2% | $10.21 | — | CL A | G89827128 |
| — | GANNETT CO INC | 10,000 | $10,813 | 1.2% | $1028.29 | — | NOTE 4.750 4/1 | 36473HAB0 |
| TXN | TEXAS INSTRS INC | 80,000 | $10,339 | 1.1% | — | — | Put | 882508104 |
| GOOGL | ALPHABET INC | 8,348 | $10,194 | 1.1% | $56.99 | +3.1% | CAP STK CL A | 02079K305 |
| — | COLONY STARWOOD HOMES | 7,500 | $9,987 | 1.1% | $1295.07 | — | NOTE 3.500 1/1 | 19625XAB8 |
| — | AEROJET ROCKETDYNE HLDGS INC | 5,000 | $9,978 | 1.1% | $1282.65 | — | NOTE 2.25012/1 | 007800AB1 |
| — | PURE ACQUISITION CORP | 928,790 | $9,966 | 1.1% | $10.26 | — | UNIT 04/13/2023 | 74621Q205 |
| — | FAR PT ACQUISITION CORP | 916,597 | $9,798 | 1.1% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | CF FIN ACQUISITION CORP | 895,233 | $9,480 | 1.0% | $10.06 | — | UNIT 04/30/2025 | 12528N206 |
| V | VISA INC | 51,675 | $8,889 | 1.0% | $170.31 | 0.0% | COM CL A | 92826C839 |
| — | LEGACY ACQUISITION CORP | 856,869 | $8,740 | 0.9% | $10.16 | — | COM CL A | 524643103 |
| HYG | ISHARES TR | 100,000 | $8,718 | 0.9% | — | — | Put | 464288513 |
| — | TUSCAN HOLDINGS CORP | 799,777 | $8,550 | 0.9% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | SPARTAN ENERGY ACQUISITON CO | 808,900 | $8,380 | 0.9% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 8,160 | $8,170 | 0.9% | $1226.65 | — | DEBT 3.75011/1 | C10268AC1 |
| AMD | ADVANCED MICRO DEVICES INC | 280,000 | $8,117 | 0.9% | $30.79 | +1.8% | COM | 007903107 |
| — | FINTECH ACQUISITION CORP III | 750,000 | $8,010 | 0.9% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| QCOM | QUALCOMM INC | 105,000 | $8,009 | 0.9% | $64.99 | 0.0% | COM | 747525103 |
| — | CYPRESS SEMICONDUCTOR CORP | 4,490 | $7,820 | 0.8% | $1712.63 | — | NOTE 4.500 1/1 | 232806AM1 |
| — | ALDER BIOPHARMACEUTICALS INC | 7,000 | $7,736 | 0.8% | $1105.14 | — | NOTE 2.500 2/0 | 014339AA3 |
| IGV | ISHARES TR | 34,500 | $7,310 | 0.8% | — | — | Put | 464287515 |
| — | INSURANCE ACQUISITION CORP | 700,000 | $7,294 | 0.8% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | DFB HEALTHCARE ACQUISTION CO | 711,953 | $7,248 | 0.8% | $10.15 | — | COM | 23291E109 |
| V | VISA INC | 41,000 | $7,052 | 0.8% | $170.31 | 0.0% | Call | 92826C839 |
| PVH | PVH CORP | 76,000 | $6,706 | 0.7% | — | — | Call | 693656100 |
| — | SILICON LABORATORIES INC | 5,000 | $6,519 | 0.7% | $1216.36 | — | NOTE 1.375 3/0 | 826919AB8 |
| — | GX ACQUISITION CORP | 637,994 | $6,508 | 0.7% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | NORBORD INC | 200,300 | $6,362 | 0.7% | $31.76 | — | COM NEW | 65548P403 |
| — | GRAF INDL CORP | 631,716 | $6,336 | 0.7% | $9.82 | — | COM | 384278107 |
| — | XILINX INC | 65,000 | $6,234 | 0.7% | $100.30 | — | Call | 983919101 |
| — | COLLIER CREEK HOLDINGS | 578,188 | $6,187 | 0.7% | $10.00 | — | UNIT 99/99/9999 | G22707122 |
| NVDA | NVIDIA CORP | 35,000 | $6,092 | 0.7% | — | — | Put | 67066G104 |
| — | WABCO HLDGS INC | 45,386 | $6,070 | 0.7% | $132.92 | — | COM | 92927K102 |
| — | HAYMAKER ACQUISITION CORP II | 575,000 | $5,940 | 0.6% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | AVAYA HLDGS CORP | 6,950 | $5,889 | 0.6% | $847.34 | — | NOTE 2.250 6/1 | 05351XAB7 |
| — | ADVANCED DISP SVCS INC DEL | 177,760 | $5,790 | 0.6% | $32.09 | — | COM | 00790X101 |
| — | PATTERN ENERGY GROUP INC | 5,525 | $5,788 | 0.6% | $1003.42 | — | NOTE 4.000 7/1 | 70338PAB6 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 102,500 | $5,783 | 0.6% | — | — | Put | 33734X192 |
| — | XILINX INC | 60,000 | $5,754 | 0.6% | $100.30 | — | COM | 983919101 |
| BF/A | BROWN FORMAN CORP | 95,009 | $5,677 | 0.6% | $45.96 | +10.7% | CL A | 115637100 |
| AGG | ISHARES TR | 50,000 | $5,659 | 0.6% | — | — | Put | 464287226 |
| — | GREENLAND ACQUISITIN CORPORA | 524,164 | $5,427 | 0.6% | $10.35 | — | SH | G40981139 |
| — | TWITTER INC | 5,000 | $5,305 | 0.6% | $1010.40 | — | NOTE 0.250 6/1 | 90184LAF9 |
| — | NEW FRONTIER CORP | 515,934 | $5,247 | 0.6% | $10.17 | — | COM CL A | G6485P108 |
| — | WORKDAY INC | 4,000 | $5,227 | 0.6% | $1412.00 | — | NOTE 0.25010/0 | 98138HAF8 |
| — | AMCI ACQUISITION CORP | 500,000 | $5,175 | 0.6% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| SCPE/U | SC HEALTH CORP | 500,000 | $5,175 | 0.6% | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| WCN | WASTE CONNECTIONS INC | 42,253 | $5,143 | 0.6% | $88.46 | 0.0% | COM | 94106B101 |
| — | CELGENE CORP | 50,000 | $4,965 | 0.5% | $95.14 | — | COM | 151020104 |
| HEI/A | HEICO CORP NEW | 50,525 | $4,917 | 0.5% | $91.25 | +15.0% | CL A | 422806208 |
| — | VERSUM MATLS INC | 92,393 | $4,890 | 0.5% | $52.16 | — | COM | 92532W103 |
| — | GORES HOLDINGS III INC | 455,046 | $4,801 | 0.5% | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| AMD | ADVANCED MICRO DEVICES INC | 165,000 | $4,783 | 0.5% | $30.79 | +1.8% | Put | 007903107 |
| — | TUSCAN HLDGS CORP II | 475,000 | $4,774 | 0.5% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | DEXCOM INC | 3,000 | $4,762 | 0.5% | $1341.00 | — | NOTE 0.750 5/1 | 252131AF4 |
| — | FIRST MAJESTIC SILVER CORP | 4,000 | $4,690 | 0.5% | $978.60 | — | NOTE 1.875 3/0 | 32076VAB9 |
| — | WRIGHT MED GROUP N V | 4,000 | $4,678 | 0.5% | $1169.50 | — | NOTE 2.25011/1 | 98236JAB4 |
| — | NUVASIVE INC | 3,939 | $4,636 | 0.5% | $1133.54 | — | NOTE 2.250 3/1 | 670704AG0 |
| CUK | CARNIVAL PLC | 110,000 | $4,628 | 0.5% | $49.73 | — | ADR | 14365C103 |
| — | MEGALITH FINL ACQUISITION CO | 441,992 | $4,623 | 0.5% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | BROOKFIELD PROPERTY REIT INC | 223,980 | $4,567 | 0.5% | $20.71 | — | CL A | 11282X103 |
| — | TRINE ACQUISITION CORP | 439,400 | $4,548 | 0.5% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | DD3 ACQUISITION CORP | 442,668 | $4,493 | 0.5% | $10.15 | — | SH | G2692M103 |
| WYNN | WYNN RESORTS LTD | 40,000 | $4,349 | 0.5% | — | — | Call | 983134107 |
| — | ZAYO GROUP HLDGS INC | 128,179 | $4,345 | 0.5% | $33.29 | — | COM | 98919V105 |
| — | GENESEE & WYO INC | 39,173 | $4,329 | 0.5% | $110.51 | — | CL A | 371559105 |
| — | ARYA SCIENCES ACQUISITION CO | 391,875 | $4,291 | 0.5% | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | ALLERGAN PLC | 25,000 | $4,207 | 0.5% | $167.86 | — | SH | G0177J108 |
| IIPR | INNOVATIVE INDL PPTYS INC | 45,300 | $4,184 | 0.5% | — | — | Put | 45781V101 |
| IP | INTL PAPER CO | 100,000 | $4,182 | 0.5% | — | — | Put | 460146103 |
| — | PROOFPOINT INC | 32,000 | $4,130 | 0.4% | $126.10 | — | COM | 743424103 |
| — | GIGCAPITAL2 INC | 400,000 | $4,120 | 0.4% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | LANDCADIA HLDGS II INC | 405,046 | $4,091 | 0.4% | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | PIVOTAL INVT CORP II | 400,000 | $4,072 | 0.4% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| RPLA/U | REPLAY ACQUISITION CORP | 398,605 | $4,070 | 0.4% | $10.00 | — | UNIT 03/01/2024 | G75130123 |
| — | OAKTREE ACQUISITION CORP | 400,106 | $4,065 | 0.4% | $10.16 | — | UNIT 99/99/9999 | G67145121 |
| — | NETFIN ACQUISITION CORP | 400,000 | $4,036 | 0.4% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | CHASERG TECHNLGY ACQUISITN C | 375,000 | $3,994 | 0.4% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | SUNTRUST BKS INC | 57,838 | $3,979 | 0.4% | $67.15 | — | COM | 867914103 |
| — | ZILLOW GROUP INC | 4,000 | $3,959 | 0.4% | $1090.00 | — | NOTE 2.00012/0 | 98954MAB7 |
| MPVDF | MOUNTAIN PROV DIAMONDS INC | 3,164,310 | $3,924 | 0.4% | $0.90 | 0.0% | COM NEW | 62426E402 |
| — | CHARDAN HEALTHCARE ACQUISITI | 385,446 | $3,912 | 0.4% | $10.05 | — | COM | 15957A108 |
| — | PROOFPOINT INC | 30,000 | $3,872 | 0.4% | $126.10 | — | Call | 743424103 |
| — | B RILEY PRINCIPAL MERGER COR | 382,222 | $3,860 | 0.4% | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| MDB | MONGODB INC | 32,000 | $3,855 | 0.4% | $144.78 | -0.3% | CL A | 60937P106 |
| — | APEX TECHNOLOGY ACQUISITN CO | 371,405 | $3,785 | 0.4% | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| CRM | SALESFORCE COM INC | 25,000 | $3,711 | 0.4% | — | — | Put | 79466L302 |
| — | DISCOVERY INC | 148,903 | $3,666 | 0.4% | $22.34 | — | COM SER C | 25470F302 |
| — | CYPRESS SEMICONDUCTOR CORP | 3,000 | $3,631 | 0.4% | $1191.44 | — | NOTE 2.000 2/0 | 232806AP4 |
| — | SEACOR HOLDINGS INC | 3,695 | $3,620 | 0.4% | $974.92 | — | NOTE 3.00011/1 | 81170YAB5 |
| — | PIVOTAL SOFTWARE INC | 242,425 | $3,617 | 0.4% | $14.92 | — | COM CL A | 72582H107 |
| KLAC | KLA CORPORATION | 22,500 | $3,588 | 0.4% | — | — | Put | 482480100 |
| DIS | DISNEY WALT CO | 26,848 | $3,499 | 0.4% | $134.25 | 0.0% | COM DISNEY | 254687106 |
| AVA | AVISTA CORP | 71,307 | $3,454 | 0.4% | $34.86 | +0.1% | COM | 05379B107 |
| MSFT | MICROSOFT CORP | 24,800 | $3,448 | 0.4% | $129.91 | 0.0% | COM | 594918104 |
| — | CAESARS ENTMT CORP | 2,000 | $3,405 | 0.4% | $1713.50 | — | NOTE 5.00010/0 | 127686AA1 |
| — | ZYNGA INC | 583,800 | $3,398 | 0.4% | $5.82 | — | Call | 98986T108 |
| EBAY | EBAY INC | 85,000 | $3,313 | 0.4% | — | — | Call | 278642103 |
| VALE | VALE S A | 280,000 | $3,220 | 0.3% | — | — | Put | 91912E105 |
| — | FORUM MERGER II CORP | 299,600 | $3,206 | 0.3% | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | LEISURE ACQUISITION CORP | 294,007 | $3,134 | 0.3% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | CARRIZO OIL & GAS INC | 364,519 | $3,129 | 0.3% | $8.58 | — | COM | 144577103 |
| WCN | WASTE CONNECTIONS INC | 34,000 | $3,128 | 0.3% | $88.46 | 0.0% | Put | 94106B101 |
| — | LIBERTY MEDIA CORP DELAWARE | 78,139 | $3,094 | 0.3% | $38.14 | — | COM SER A FRMLA | 531229870 |
| WY | WEYERHAEUSER CO | 110,000 | $3,047 | 0.3% | $20.52 | 0.0% | COM | 962166104 |
| — | EL PASO ELEC CO | 45,199 | $3,032 | 0.3% | $66.14 | — | COM NEW | 283677854 |
| — | NEW PROVIDENCE ACQUISITIN CO | 300,000 | $3,027 | 0.3% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 294,871 | $2,990 | 0.3% | $7.96 | +32.0% | COM | 55933J203 |
| — | MONOTYPE IMAGING HOLDINGS IN | 150,079 | $2,973 | 0.3% | $19.81 | — | COM | 61022P100 |
| — | VITAMIN SHOPPE INC | 3,000 | $2,959 | 0.3% | $986.33 | — | NOTE 2.25012/0 | 92849EAB7 |
| — | PURE ACQUISITION CORP | 288,460 | $2,957 | 0.3% | $9.96 | — | CL A | 74621Q106 |
| — | LF CAP ACQUISITION CORP | 277,305 | $2,936 | 0.3% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | CHURCHILL CAP CORP II | 269,200 | $2,829 | 0.3% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| MCD | MCDONALDS CORP | 13,055 | $2,803 | 0.3% | $184.76 | 0.0% | COM | 580135101 |
| MCD | MCDONALDS CORP | 13,000 | $2,792 | 0.3% | $184.76 | 0.0% | Call | 580135101 |
| WY | WEYERHAEUSER CO | 100,000 | $2,770 | 0.3% | $20.52 | 0.0% | Call | 962166104 |
| — | LIONS GATE ENTMNT CORP | 316,825 | $2,769 | 0.3% | $10.38 | — | CL B NON VTG | 535919500 |
| — | LIBERTY MEDIA CORP DELAWARE | 65,400 | $2,719 | 0.3% | $40.29 | — | COM A SIRIUSXM | 531229409 |
| LBRDA | LIBERTY BROADBAND CORP | 25,971 | $2,714 | 0.3% | $92.23 | +4.9% | COM SER A | 530307107 |
| — | SENTINEL ENERGY SVCS INC | 263,353 | $2,705 | 0.3% | $10.04 | — | CL A | 81728P105 |
| — | CONDOR HOSPITALITY TR INC | 235,979 | $2,608 | 0.3% | $11.05 | — | COM NEW | 20676Y403 |
| LEN/B | LENNAR CORP | 58,452 | $2,594 | 0.3% | $34.43 | 0.0% | CL B | 526057302 |
| MDB | MONGODB INC | 21,500 | $2,591 | 0.3% | $144.78 | -0.3% | Call | 60937P106 |
| PYPL | PAYPAL HLDGS INC | 25,000 | $2,590 | 0.3% | $109.90 | 0.0% | COM | 70450Y103 |
| TJX | TJX COS INC NEW | 46,268 | $2,579 | 0.3% | $50.09 | 0.0% | COM | 872540109 |
| — | BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2,568 | 0.3% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | SPLUNK INC | 21,500 | $2,534 | 0.3% | $125.77 | — | COM | 848637104 |
| — | GS ACQUISITION HLDGS CORP | 248,036 | $2,530 | 0.3% | $9.75 | — | COM CL A | 36255F102 |
| — | MONOCLE ACQUISITION CORP | 252,049 | $2,510 | 0.3% | $9.80 | — | COM | 609754106 |
| — | TIBERIUS ACQUISITION CORP | 231,020 | $2,488 | 0.3% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| — | CORINDUS VASCULAR ROBOTICS I | 571,763 | $2,447 | 0.3% | $4.28 | — | COM | 218730109 |
| — | EVERI HLDGS INC | 287,975 | $2,436 | 0.3% | $9.72 | — | COM | 30034T103 |
| — | OMNOVA SOLUTIONS INC | 232,541 | $2,342 | 0.3% | $10.07 | — | COM | 682129101 |
| — | TWELVE SEAS INVESTMENT COMPA | 227,465 | $2,329 | 0.3% | $10.14 | — | SH | G9145A107 |
| VLY | VALLEY NATL BANCORP | 213,200 | $2,317 | 0.3% | $10.70 | 0.0% | COM | 919794107 |
| — | FAR PT ACQUISITION CORP | 225,369 | $2,303 | 0.2% | $9.63 | — | COM CL A | 30734W109 |
| — | DANAHER CORPORATION | 2,000 | $2,280 | 0.2% | $1053.00 | — | 4.75 MND CV PFD | 235851300 |
| — | 8I ENTERPRISES ACQUISITIN CO | 214,000 | $2,273 | 0.2% | $10.07 | — | UNIT 99/99/9999 | G2956M138 |
| — | HEALTH SCIENCES ACQUSTN CORP | 211,500 | $2,269 | 0.2% | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| — | UNITED STATES OIL FUND LP | 200,000 | $2,268 | 0.2% | — | — | Call | 91232N108 |
| — | PDC ENERGY INC | 79,804 | $2,215 | 0.2% | $27.76 | — | COM | 69327R101 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 207,742 | $2,177 | 0.2% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | GORES METROPOULOS INC | 202,000 | $2,141 | 0.2% | $10.41 | — | UNIT 99/99/9999 | 382872208 |
| — | LONGEVITY ACQUISITION CORP | 200,000 | $2,130 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | SIERRA WIRELESS INC | 194,700 | $2,083 | 0.2% | — | — | Put | 826516106 |
| — | GIGCAPITAL INC | 199,195 | $2,072 | 0.2% | $10.23 | — | COM | 37518N106 |
| ZBRA | ZEBRA TECHNOLOGIES CORP | 10,000 | $2,064 | 0.2% | $202.05 | 0.0% | CL A | 989207105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 193,091 | $2,043 | 0.2% | $9.87 | — | COM | 089482103 |
| — | PURE ACQUISITION CORP | 1,934,096 | $2,031 | 0.2% | $1.08 | — | Call | 74621Q114 |
| WPM | WHEATON PRECIOUS METALS CORP | 75,000 | $1,968 | 0.2% | $20.54 | +21.8% | Put | 962879102 |
| — | AVEDRO INC | 86,133 | $1,955 | 0.2% | $22.70 | — | COM | 05355N109 |
| — | MEDIDATA SOLUTIONS INC | 20,927 | $1,915 | 0.2% | $91.28 | — | COM | 58471A105 |
| — | CARBONITE INC | 2,000 | $1,889 | 0.2% | $944.50 | — | NOTE 2.500 4/0 | 141337AB1 |
| DDOG | DATADOG INC | 55,000 | $1,865 | 0.2% | $34.77 | 0.0% | CL A COM | 23804L103 |
| — | ALBERTON ACQUISITION CORP | 171,520 | $1,810 | 0.2% | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| — | DOMTAR CORP | 50,000 | $1,791 | 0.2% | — | — | Call | 257559203 |
| SMH | VANECK VECTORS ETF TR | 15,000 | $1,787 | 0.2% | — | — | Call | 92189F676 |
| — | HENNESSY CAP ACQUSTION CORP | 169,156 | $1,785 | 0.2% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | TUSCAN HOLDINGS CORP | 182,130 | $1,785 | 0.2% | $9.88 | — | COM | 90069K104 |
| YTRA | YATRA ONLINE INC | 426,785 | $1,758 | 0.2% | $4.14 | 0.0% | ORD SHS | G98338109 |
| — | ORISUN ACQUISITION CORP | 175,000 | $1,750 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | CAMBREX CORP | 29,300 | $1,743 | 0.2% | $59.49 | — | COM | 132011107 |
| — | MAXIM INTEGRATED PRODS INC | 30,000 | $1,737 | 0.2% | $54.84 | — | COM | 57772K101 |
| — | PIVOTAL SOFTWARE INC | 115,700 | $1,726 | 0.2% | $14.92 | — | Put | 72582H107 |
| — | POINTER TELOCATION LTD | 113,403 | $1,706 | 0.2% | $15.57 | — | SH | M7946T104 |
| — | BUNGE LIMITED | 30,000 | $1,699 | 0.2% | $58.19 | — | COM | G16962105 |
| — | MUDRICK CAP ACQUISITION CORP | 166,594 | $1,698 | 0.2% | $9.91 | — | COM CLASS A | 624745105 |
| — | SPLUNK INC | 14,400 | $1,697 | 0.2% | $125.77 | — | Call | 848637104 |
| — | MAM SOFTWARE GROUP INC | 139,400 | $1,681 | 0.2% | $12.06 | — | COM NEW | 55277Q201 |
| — | DOMTAR CORP | 46,600 | $1,669 | 0.2% | — | — | Put | 257559203 |
| — | NEW FRONTIER CORP | 150,000 | $1,599 | 0.2% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| GDX | VANECK VECTORS ETF TR | 59,000 | $1,576 | 0.2% | $26.70 | — | Call | 92189F106 |
| — | VIACOM INC NEW | 65,000 | $1,562 | 0.2% | $29.87 | — | CL B | 92553P201 |
| MSFT | MICROSOFT CORP | 11,000 | $1,529 | 0.2% | $129.91 | 0.0% | Call | 594918104 |
| CM | CDN IMPERIAL BK COMM TORONTO | 13,900 | $1,519 | 0.2% | $29.03 | 0.0% | COM | 136069101 |
| TJX | TJX COS INC NEW | 27,000 | $1,505 | 0.2% | $50.09 | 0.0% | Call | 872540109 |
| — | NRC GROUP HLDGS CORP | 119,791 | $1,490 | 0.2% | $11.12 | — | COM | 629375106 |
| — | EVERI HLDGS INC | 175,000 | $1,480 | 0.2% | $9.72 | — | Call | 30034T103 |
| — | BLUEGREEN VACATIONS CORP | 156,468 | $1,458 | 0.2% | $13.58 | — | COM | 09629F108 |
| — | CHASERG TECHNLGY ACQUISITN C | 144,400 | $1,445 | 0.2% | $10.04 | — | CLASS A | 16166A103 |
| FOXA | FOX CORP | 44,579 | $1,406 | 0.2% | $33.34 | -4.7% | CL A COM | 35137L105 |
| — | WPX ENERGY INC | 132,305 | $1,401 | 0.2% | $11.51 | — | COM | 98212B103 |
| STC | STEWART INFORMATION SVCS COR | 36,001 | $1,396 | 0.2% | $42.46 | -12.3% | COM | 860372101 |
| NWSA | NEWS CORP NEW | 100,020 | $1,392 | 0.2% | $11.90 | +7.4% | CL A | 65249B109 |
| — | NRC GROUP HLDGS CORP | 570,000 | $1,345 | 0.1% | $1.65 | — | Call | 629375114 |
| — | GS ACQUISITION HLDGS CORP | 125,000 | $1,331 | 0.1% | $10.52 | — | UNIT 06/12/2023 | 36255F201 |
| — | MONOCLE ACQUISITION CORP | 125,500 | $1,310 | 0.1% | $10.30 | — | UNIT 99/99/9999 | 609754205 |
| — | CAESARS ENTMT CORP | 109,200 | $1,273 | 0.1% | — | — | Call | 127686103 |
| PB | PROSPERITY BANCSHARES INC | 17,169 | $1,213 | 0.1% | $54.71 | 0.0% | COM | 743606105 |
| RIO | RIO TINTO PLC | 22,500 | $1,172 | 0.1% | — | — | Put | 767204100 |
| — | NAVIGANT CONSULTING INC | 41,657 | $1,164 | 0.1% | $27.94 | — | COM | 63935N107 |
| WM | WASTE MGMT INC DEL | 10,000 | $1,150 | 0.1% | — | — | Put | 94106L109 |
| — | LEISURE ACQUISITION CORP | 110,000 | $1,124 | 0.1% | $9.57 | — | COM | 52539T107 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 116,159 | $1,093 | 0.1% | $14.22 | — | COM SER A | 531465102 |
| WPM | WHEATON PRECIOUS METALS CORP | 40,000 | $1,050 | 0.1% | $20.54 | +21.8% | COM | 962879102 |
| ALYAF | ALITHYA GROUP INC | 347,477 | $1,029 | 0.1% | $3.67 | -22.2% | CL A SUB VTG | 01643B106 |
| — | HEALTH SCIENCES ACQUSTN CORP | 102,926 | $1,008 | 0.1% | $9.79 | — | COM | 42227C102 |
| — | FINTECH ACQUISITION CORP III | 100,000 | $1,007 | 0.1% | $9.75 | — | COM CL A | 31811A101 |
| GOGO | GOGO INC | 165,000 | $995 | 0.1% | — | — | Put | 38046C109 |
| — | DIAMONDPEAK HLDGS COR | 99,999 | $982 | 0.1% | $9.72 | — | COM CL A | 25280H100 |
| — | NEW MEDIA INVT GROUP INC | 110,700 | $975 | 0.1% | $8.82 | — | Put | 64704V106 |
| — | ALDER BIOPHARMACEUTICALS INC | 51,400 | $969 | 0.1% | — | — | Put | 014339105 |
| — | TWELVE SEAS INVESTMENT COMPA | 88,800 | $963 | 0.1% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| TGB | TASEKO MINES LTD | 1,894,206 | $926 | 0.1% | $0.45 | 0.0% | COM | 876511106 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 250,000 | $890 | 0.1% | — | — | Put | 64079L105 |
| BEN | FRANKLIN RES INC | 30,307 | $875 | 0.1% | $22.33 | 0.0% | COM | 354613101 |
| — | CRESCENT ACQUISITION CORP | 84,500 | $859 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | LIBERTY MEDIA CORP DELAWARE | 30,341 | $842 | 0.1% | $26.06 | — | COM C BRAVES GRP | 531229888 |
| ZG | ZILLOW GROUP INC | 27,702 | $818 | 0.1% | $39.39 | +0.6% | CL A | 98954M101 |
| — | AVAYA HLDGS CORP | 80,000 | $818 | 0.1% | $10.25 | — | Put | 05351X101 |
| — | ALTERYX INC | 7,500 | $806 | 0.1% | $107.33 | — | Call | 02156B103 |
| — | SPDR SERIES TRUST | 35,000 | $783 | 0.1% | — | — | Put | 78464A730 |
| — | LF CAP ACQUISITION CORP | 75,000 | $770 | 0.1% | $9.56 | — | CL A | 50200K108 |
| — | FORUM MERGER II CORP | 75,000 | $758 | 0.1% | $9.91 | — | CL A | 34986F103 |
| — | PRETIUM RES INC | 62,600 | $721 | 0.1% | — | — | Put | 74139C102 |
| — | AMERICAS GOLD AND SILVER COR | 240,100 | $684 | 0.1% | $2.85 | — | COM | 03062D100 |
| UAA | UNDER ARMOUR INC | 34,200 | $682 | 0.1% | $22.06 | 0.0% | CL A | 904311107 |
| — | CALLON PETE CO DEL | 150,000 | $651 | 0.1% | — | — | Call | 13123X102 |
| CARS | CARS COM INC | 71,140 | $639 | 0.1% | $27.01 | -50.0% | COM | 14575E105 |
| — | TUSCAN HOLDINGS CORP | 823,278 | $626 | 0.1% | $0.78 | — | Call | 90069K112 |
| — | CBS CORP NEW | 15,000 | $606 | 0.1% | — | — | Call | 124857202 |
| GDX | VANECK VECTORS ETF TR | 22,400 | $598 | 0.1% | $26.70 | — | GOLD MINERS ETF | 92189F106 |
| — | JUST ENERGY GROUP INC | 246,700 | $585 | 0.1% | — | — | Call | 48213W101 |
| — | CF FIN ACQUISITION CORP | 877,541 | $570 | 0.1% | $0.60 | — | Call | 12528N115 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 215,135 | $538 | 0.1% | $1.34 | — | Call | G8250R129 |
| NFLX | NETFLIX INC | 2,000 | $536 | 0.1% | — | — | Put | 64110L106 |
| — | EDTECHX HLDGS ACQUISITION CO | 51,200 | $520 | 0.1% | $10.08 | — | COM | 28138X103 |
| — | CF FIN ACQUISITION CORP | 50,749 | $513 | 0.1% | $10.11 | — | COM CL A | 12528N107 |
| IYT | ISHARES TR | 2,600 | $484 | 0.1% | $188.06 | — | TRANS AVG ETF | 464287192 |
| — | CASTLE BRANDS INC | 381,304 | $480 | 0.1% | $1.26 | — | COM | 148435100 |
| — | TRINITY MERGER CORP | 368,200 | $468 | 0.1% | — | — | Call | 89653L114 |
| — | LIBERTY GLOBAL PLC | 18,205 | $433 | 0.0% | $23.78 | — | SHS CL C | G5480U120 |
| CECO | CECO ENVIRONMENTAL CORP | 58,214 | $407 | 0.0% | $5.23 | +52.9% | COM | 125141101 |
| — | DIREXION SHS ETF TR | 14,000 | $390 | 0.0% | — | — | Put | 25460E844 |
| — | OLD LINE BANCSHARES INC | 13,420 | $389 | 0.0% | $28.99 | — | COM | 67984M100 |
| STC | STEWART INFORMATION SVCS COR | 10,000 | $388 | 0.0% | $42.46 | -12.3% | Call | 860372101 |
| — | BGC PARTNERS INC | 69,200 | $381 | 0.0% | $5.31 | — | CL A | 05541T101 |
| — | TARGET HOSPITALITY CORP | 354,225 | $372 | 0.0% | $2.00 | — | Call | 87615L115 |
| — | CHARDAN HEALTHCARE ACQUISITI | 472,211 | $354 | 0.0% | $0.45 | — | Call | 15957A116 |
| ALAC | ALBERTON ACQUISITION CORP | 34,244 | $351 | 0.0% | $9.95 | — | ORD SHS | G35006108 |
| — | ZYNGA INC | 60,000 | $349 | 0.0% | $5.82 | — | CL A | 98986T108 |
| NESRW | NATIONAL ENERGY SERVICES REU | 863,281 | $345 | 0.0% | $0.85 | — | Call | G6375R115 |
| — | ROSEHILL RES INC | 190,165 | $334 | 0.0% | $7.99 | — | CL A | 777385105 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,042,071 | $333 | 0.0% | $0.29 | — | Call | G9145A131 |
| — | 8I ENTERPRISES ACQUISITIN CO | 32,800 | $328 | 0.0% | $10.00 | — | SH | G2956M104 |
| — | ALTERYX INC | 3,000 | $322 | 0.0% | $107.33 | — | COM CL A | 02156B103 |
| — | GIGCAPITAL INC | 353,670 | $315 | 0.0% | $0.52 | — | Call | 37518N114 |
| — | ZAGG INC | 50,000 | $314 | 0.0% | $6.28 | — | COM | 98884U108 |
| — | FAR PT ACQUISITION CORP | 259,634 | $312 | 0.0% | $1.28 | — | Call | 30734W117 |
| — | TWELVE SEAS INVESTMENT COMPA | 901,655 | $288 | 0.0% | $0.20 | — | Call | G9145A115 |
| — | SRC ENERGY INC | 60,000 | $280 | 0.0% | — | — | Call | 78470V108 |
| DELL | DELL TECHNOLOGIES INC | 5,000 | $259 | 0.0% | $26.52 | -8.4% | CL C | 24703L202 |
| INTC | INTEL CORP | 5,000 | $258 | 0.0% | $43.10 | -0.2% | COM | 458140100 |
| PBA | PEMBINA PIPELINE CORP | 4,968 | $244 | 0.0% | $25.88 | 0.0% | COM | 706327103 |
| — | GIGCAPITAL INC | 318,288 | $216 | 0.0% | $0.30 | — | Call | 37518N122 |
| MCD | MCDONALDS CORP | 1,000 | $215 | 0.0% | $184.76 | 0.0% | Put | 580135101 |
| — | KBL MERGER CORP IV | 20,185 | $212 | 0.0% | $10.50 | — | COM | 48242A104 |
| — | WESCO AIRCRAFT HLDGS INC | 19,150 | $211 | 0.0% | $11.02 | — | COM | 950814103 |
| GOOS | CANADA GOOSE HOLDINGS INC | 3,600 | $210 | 0.0% | $41.79 | 0.0% | SHS SUB VTG | 135086106 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 20,600 | $209 | 0.0% | $7.96 | +32.0% | Call | 55933J203 |
| — | MEGALITH FINL ACQUISITION CO | 19,873 | $201 | 0.0% | $10.06 | — | CL A COM | 58518F109 |
| — | ALLEGRO MERGER CORP | 17,996 | $182 | 0.0% | $10.00 | — | COM | 01749N103 |
| — | APHRIA INC | 25,200 | $173 | 0.0% | $6.87 | — | COM | 03765K104 |
| TH | TARGET HOSPITALITY CORP | 23,568 | $160 | 0.0% | $10.12 | -25.3% | COM | 87615L107 |
| — | ROSEHILL RES INC | 864,548 | $156 | 0.0% | $0.43 | — | Call | 777385113 |
| — | SILVERCREST METALS INC | 21,300 | $147 | 0.0% | $6.90 | — | COM | 828363101 |
| — | NEW MEDIA INVT GROUP INC | 16,100 | $142 | 0.0% | $8.82 | — | COM | 64704V106 |
| — | DFB HEALTHCARE ACQUISTION CO | 95,251 | $137 | 0.0% | — | — | Call | 23291E117 |
| — | PIVOTAL ACQUISITION CORP | 107,200 | $137 | 0.0% | $1.35 | — | Call | 72583A119 |
| — | GS ACQUISITION HLDGS CORP | 101,020 | $137 | 0.0% | $1.25 | — | Call | 36255F110 |
| — | AVAYA HLDGS CORP | 12,100 | $124 | 0.0% | $10.25 | — | COM | 05351X101 |
| — | FORTUNA SILVER MINES INC | 36,600 | $113 | 0.0% | — | — | Put | 349915108 |
| — | LEO HOLDINGS CORP | 150,245 | $111 | 0.0% | $1.25 | — | Call | G5463L113 |
| — | RANPAK HLDGS CORP | 137,792 | $103 | 0.0% | $1.20 | — | Call | 75321W111 |
| — | TIBERIUS ACQUISITION CORP | 172,600 | $102 | 0.0% | $0.31 | — | Call | 88633A115 |
| — | NEW FRONTIER CORP | 99,820 | $100 | 0.0% | — | — | Call | G6485P124 |
| — | DD3 ACQUISITION CORP | 292,100 | $99 | 0.0% | $0.20 | — | Call | G2692M111 |
| — | GREENLAND ACQUISITIN CORPORA | 159,464 | $96 | 0.0% | — | — | Call | G40981113 |
| — | ALBERTON ACQUISITION CORP | 270,000 | $78 | 0.0% | $0.25 | — | Call | G35006132 |
| — | GOLDEN STAR RES LTD CDA | 19,701 | $75 | 0.0% | $3.81 | — | COM | 38119T807 |
| — | BIG ROCK PARTNERS ACQUISI CO | 340,332 | $65 | 0.0% | $0.13 | — | Call | 089482129 |
| — | 8I ENTERPRISES ACQUISITIN CO | 150,000 | $64 | 0.0% | $0.38 | — | Call | G2956M120 |
| — | LONGEVITY ACQUISITION CORP | 657,746 | $59 | 0.0% | $0.14 | — | Call | G56372116 |
| — | HENNESSY CAP ACQUSTION CORP | 50,000 | $39 | 0.0% | $0.60 | — | Call | 42589C112 |
| — | SENTINEL ENERGY SVCS INC | 86,770 | $35 | 0.0% | $0.70 | — | Call | 81728P113 |
| — | GREENLAND ACQUISITIN CORPORA | 175,964 | $34 | 0.0% | — | — | Call | G40981105 |
| — | ALBERTON ACQUISITION CORP | 233,800 | $26 | 0.0% | $0.11 | — | Call | G35006124 |
| — | 8I ENTERPRISES ACQUISITIN CO | 63,311 | $25 | 0.0% | — | — | Call | G2956M112 |
| — | LEISURE ACQUISITION CORP | 35,400 | $25 | 0.0% | $0.54 | — | Call | 52539T115 |
| — | FORUM MERGER II CORP | 39,400 | $23 | 0.0% | $0.63 | — | Call | 34986F111 |
| — | LEGACY ACQUISITION CORP | 47,620 | $17 | 0.0% | $0.30 | — | Call | 524643111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $17 | 0.0% | $0.22 | — | Call | 089482111 |
| — | DIAMONDPEAK HLDGS COR | 15,533 | $13 | 0.0% | $0.83 | — | Call | 25280H118 |
| — | SEACOR HOLDINGS INC | 10 | $10 | 0.0% | $1000.00 | — | NOTE 2.50012/1 | 811904AM3 |
| — | GIGCAPITAL2 INC | 29,700 | $9 | 0.0% | — | — | Call | 375036126 |