Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 10, 2018
Total Value: $803M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NXPI | NXP SEMICONDUCTORS N V COM | 567,687 | $62.03M | 7.7% | $109.27 * | $91.96 | +6.5% | COM | N6596X109 |
| GAMI | GAMCO INVESTORS INC COM | 1,526,250 | $40.84M | 5.1% | $26.76 * | $24.16 | -18.5% | PRIVATE INVESTME | 361438104 |
| — | ALTABA INC | 509,928 | $37.33M | 4.6% | $73.21 | $55.38 | — | COM | 021346101 |
| — | ROCKWELL COLLINS INC COM | 256,946 | $34.6M | 4.3% | $134.68 | $134.54 | — | COM | 774341101 |
| — | AETNA INC (B:AET) COM | 185,000 | $33.95M | 4.2% | $183.50 | $172.37 | — | COM | 00817Y108 |
| — | XL GROUP LTD COM | 544,512 | $30.46M | 3.8% | $55.95 | $55.54 | — | COM | G98294104 |
| — | VALIDUS HOLDINGS LTD COM SHS | 433,833 | $29.33M | 3.7% | $67.60 | $67.53 | — | COM | G9319H102 |
| — | LIBERTY SIRIUS GROUP C | 608,400 | $27.6M | 3.4% | $45.36 | $31.46 | — | COM | 531229607 |
| — | TRIBUNE MEDIA CO - A | 556,838 | $21.31M | 2.7% | $38.27 | $40.23 | — | COM | 896047503 |
| — | CAVIUM INC COM | 246,273 | $21.3M | 2.7% | $86.50 | $81.26 | — | COM | 14964U108 |
| — | ORBOTECH LTD ORD | 284,853 | $17.6M | 2.2% | $61.80 | $62.03 | — | COM | M75253100 |
| — | GRAMERCY PPTY TR COM NEW | 586,272 | $16.02M | 2.0% | $27.32 | $27.32 | — | COM | 385002308 |
| T | A T & T INC (NEW) | 487,131 | $15.64M | 1.9% | $32.11 * | $14.53 | 0.0% | COM | 00206R102 |
| — | TWENTY FIRST CENTY FOX B | 314,000 | $15.47M | 1.9% | $49.27 | $46.73 | — | COM | 90130A200 |
| — | VERIFONE HLDGS INC COM | 670,755 | $15.31M | 1.9% | $22.82 | $22.82 | — | COM | 92342Y109 |
| — | SCHULMAN A INC COM | 329,157 | $14.65M | 1.8% | $44.50 | $43.10 | — | COM | 808194104 |
| — | VECTREN INC. | 200,719 | $14.34M | 1.8% | $71.45 | $71.45 | — | COM | 92240G101 |
| — | KAPSTONE PAPER & PACKAGING CCO | 409,555 | $14.13M | 1.8% | $34.50 | $34.36 | — | COM | 48562P103 |
| — | RSP PERMIAN INC COM | 318,967 | $14.04M | 1.7% | $44.02 | $44.98 | — | COM | 74978Q105 |
| — | SHIRE PLC ADR | 81,950 | $13.83M | 1.7% | $168.80 | $168.80 | — | COM | 82481R106 |
| — | FOUNDATION MEDICINE INC COM | 101,070 | $13.82M | 1.7% | $136.70 | $136.70 | — | COM | 350465100 |
| — | MITEL NETWORKS CORP COM | 1,220,057 | $13.38M | 1.7% | $10.97 | $10.97 | — | COM | 60671Q104 |
| — | U S G CORP COM NEW | 269,431 | $11.62M | 1.4% | $43.12 | $43.06 | — | COM | 903293405 |
| — | ENVISION HEALTHCARE CORP | 238,759 | $10.51M | 1.3% | $44.01 | $44.01 | — | COM | 29414D100 |
| — | HRG GROUP INC COM | 731,605 | $9.577M | 1.2% | $13.09 | $14.79 | — | COM | 40434J100 |
| — | NXSTAGE MEDICAL INC COM | 340,543 | $9.501M | 1.2% | $27.90 | $26.72 | — | COM | 67072V103 |
| — | PINNACLE FOODS INC DEL COM | 144,600 | $9.408M | 1.2% | $65.06 | $65.06 | — | COM | 72348P104 |
| — | FINANCIAL ENGINES INC COM | 192,016 | $8.622M | 1.1% | $44.90 | $44.90 | — | COM | 317485100 |
| — | AKORN INC | 478,248 | $7.934M | 1.0% | $16.59 | $32.57 | — | COM | 009728106 |
| LEN/B | LENNAR B SHARES | 183,513 | $7.834M | 1.0% | $42.69 * | $32.42 | +14.8% | COM | 526057302 |
| — | DCT INDUSTRIAL TRUST INC COM N | 108,651 | $7.25M | 0.9% | $66.73 | $66.73 | — | REAL ESTATE INVE | 233153204 |
| — | LASALLE HOTEL PPTYS COM SH BEN | 197,995 | $6.777M | 0.8% | $34.23 | $34.23 | — | COM | 517942108 |
| — | GDL FUND | 732,663 | $6.726M | 0.8% | $9.18 | $9.99 | — | MUTUAL FUNDS | 361570104 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 301,480 | $6.482M | 0.8% | $21.50 | $21.50 | — | COM | 398438408 |
| — | AV HOMES INC COM | 302,071 | $6.464M | 0.8% | $21.40 | $21.40 | — | COM | 00234P102 |
| — | OSPREY ENERGY ACQUISITION COCL | 613,600 | $6.228M | 0.8% | $10.15 | $9.64 | — | COM | 688397108 |
| — | KLX INC COM | 86,314 | $6.206M | 0.8% | $71.90 | $71.90 | — | COM | 482539103 |
| — | INDUSTREA ACQUISITION CORP CL | 620,982 | $6.123M | 0.8% | $9.86 | $9.74 | — | COM | 45579J104 |
| — | ANDEAVOR | 46,200 | $6.061M | 0.8% | $131.19 | $131.19 | — | COM | 03349M105 |
| — | GCI LIBERTY INC COM CLASS A | 132,999 | $5.996M | 0.7% | $45.08 | $52.14 | — | COM | 36164V305 |
| — | LORAL SPACE & COMMUNICATNS ICO | 146,468 | $5.507M | 0.7% | $37.60 | $45.64 | — | COM | 543881106 |
| — | DELL TECHNOLOGIES INC COM CL V | 64,983 | $5.496M | 0.7% | $84.58 | $81.28 | — | COM | 24703L103 |
| WFC | WELLS FARGO & CO NEW | 81,693 | $4.529M | 0.6% | $55.44 * | $27.36 | +58.4% | COM | 949746101 |
| — | FIRST CONN BANCORP INC MD COM | 142,440 | $4.359M | 0.5% | $30.60 | $30.60 | — | COM | 319850103 |
| — | TRINITY MERGER CORP UNIT EX | 423,100 | $4.256M | 0.5% | $10.06 | $10.06 | — | UNITS | 89653L205 |
| — | KINDRED HEALTHCARE INC COM | 468,045 | $4.212M | 0.5% | $9.00 | $9.55 | — | COM | 494580103 |
| — | GORDON POINTE ACQUISTION CO | 373,900 | $3.844M | 0.5% | $10.28 | $10.33 | — | COM | 382788206 |
| — | MODERN MEDIA ACQUISITION COM | 384,939 | $3.842M | 0.5% | $9.98 | $9.79 | — | COM | 60765P103 |
| — | PINNACLE ENTMT INC NEW COM | 111,952 | $3.776M | 0.5% | $33.73 | $33.73 | — | COM | 72348Y105 |
| — | SPARTON CORP COM | 186,761 | $3.547M | 0.4% | $18.99 | $22.93 | — | COM | 847235108 |
| — | LF CAP ACQUISITION CORP UNIT E | 339,000 | $3.414M | 0.4% | $10.07 | $10.07 | — | UNITS | 50200K207 |
| BAC | BANK OF AMERICA | 117,229 | $3.305M | 0.4% | $28.19 * | $13.81 | +80.0% | COM | 060505104 |
| — | XEROX CORP | 137,625 | $3.303M | 0.4% | $24.00 | $27.44 | — | COM | 984121608 |
| AKAM | AKAMAI TECHNOLOGIES INC COM | 45,000 | $3.295M | 0.4% | $73.22 * | $57.11 | +31.3% | COM | 00971T101 |
| — | PHH CORP COM NEW | 298,973 | $3.247M | 0.4% | $10.86 | $10.60 | — | COM | 693320202 |
| — | CHENIERE ENERGY PTNRS LP HLDCO | 100,500 | $3.161M | 0.4% | $31.45 | $31.45 | — | COM | 16411W108 |
| — | EDUCATION RLTY TR INC COM NEW | 71,000 | $2.947M | 0.4% | $41.51 | $41.51 | — | COM | 28140H203 |
| — | ATHENAHEALTH INC COM | 18,099 | $2.88M | 0.4% | $159.12 | $159.12 | — | COM | 04685W103 |
| — | COBIZ FINANCIAL INC COM | 132,908 | $2.855M | 0.4% | $21.48 | $21.48 | — | COM | 190897108 |
| — | GGP INC COM | 138,372 | $2.827M | 0.4% | $20.43 | $23.10 | — | COM | 36174X101 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2.804M | 0.3% | $431.38 * | $7.17 | +13.9% | COM | 169656105 |
| — | XCERRA CORP COM | 196,285 | $2.742M | 0.3% | $13.97 | $11.52 | — | COM | 98400J108 |
| — | NEBULA ACQUISITION CORP UNIT E | 254,300 | $2.561M | 0.3% | $10.07 | $10.11 | — | UNITS | 629076209 |
| ADBE | ADOBE SYSTEMS INC COM | 10,000 | $2.438M | 0.3% | $243.80 * | $70.88 | +233.7% | COM | 00724F101 |
| — | I AM CAP ACQUISITION CO COM | 200,000 | $2.162M | 0.3% | $10.81 | $9.85 | — | COM | 45074Q108 |
| — | GABELLI GO ANYWHERE TRUST | 101,138 | $2.072M | 0.3% | $20.49 | $20.06 | — | MUTUAL FUNDS | 36250J109 |
| QCOM | QUALCOMM INC COM | 36,475 | $2.047M | 0.3% | $56.12 * | $50.17 | -8.5% | COM | 747525103 |
| FCX | FREEPORT MCMORAN COPPER&GOLD C | 117,400 | $2.026M | 0.3% | $17.26 * | $6.53 | +136.3% | COM | 35671D857 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 105,519 | $1.966M | 0.2% | $18.63 | $16.86 | — | MUTUAL FUNDS | 36242L105 |
| — | MONEYGRAM INTERNATIONAL INC CO | 277,325 | $1.855M | 0.2% | $6.69 | $10.44 | — | COM | 60935Y208 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.821M | 0.2% | $20.69 | $16.93 | +21.1% | COM | 403829104 |
| — | PENSARE ACQUISITION CORP COM | 181,453 | $1.795M | 0.2% | $9.89 | $9.69 | — | COM | 70957E105 |
| HRI | HERC HLDGS INC COM | 30,625 | $1.725M | 0.2% | $56.33 * | $50.71 | +6.0% | COM | 42704L104 |
| — | DISCOVERY INC-C | 62,821 | $1.602M | 0.2% | $25.50 | $19.52 | — | COM | 25470F302 |
| CSIQ | CANADIAN SOLAR INC COM | 130,205 | $1.594M | 0.2% | $12.24 * | $15.02 | 0.0% | COM | 136635109 |
| — | COTIVITI HLDGS INC COM | 31,800 | $1.403M | 0.2% | $44.12 | $44.12 | — | COM | 22164K101 |
| — | LIBERTY GLOBAL PLC SHS CL C | 49,599 | $1.32M | 0.2% | $26.61 | $28.56 | — | COM | G5480U120 |
| POST | POST HOLDINGS INC | 15,000 | $1.29M | 0.2% | $86.00 * | $34.36 | +52.0% | COM | 737446104 |
| — | RITE AID CORP COM | 742,114 | $1.284M | 0.2% | $1.73 | $6.25 | — | COM | 767754104 |
| — | BANCROFT FUND LTD COM | 56,000 | $1.225M | 0.2% | $21.88 | $18.26 | — | MUTUAL FUNDS | 059695106 |
| — | ABAXIS INC COM | 14,659 | $1.217M | 0.2% | $83.02 | $83.02 | — | COM | 002567105 |
| PEP | PEPSICO INC | 10,000 | $1.089M | 0.1% | $108.90 * | $64.88 | +26.0% | COM | 713448108 |
| CVX | CHEVRON CORP | 8,600 | $1.087M | 0.1% | $126.40 * | $58.05 | +53.6% | COM | 166764100 |
| GNW | GENWORTH FINL INC COM CL A | 234,936 | $1.057M | 0.1% | $4.50 * | $3.45 | 0.0% | COM | 37247D106 |
| AVA | AVISTA CORP COM | 20,000 | $1.053M | 0.1% | $52.65 * | $21.73 | +73.2% | COM | 05379B107 |
| SONY | SONY CORP-ADR (B:SNE US) | 20,200 | $1.035M | 0.1% | $51.24 | $21.34 | — | COM | 835699307 |
| MSFT | MICROSOFT CORP | 10,350 | $1.021M | 0.1% | $98.65 * | $38.94 | +130.5% | COM | 594918104 |
| DVN | DEVON ENERGY CORP NEW | 23,200 | $1.02M | 0.1% | $43.97 * | $16.97 | +62.6% | COM | 25179M103 |
| — | GABELLI MULTIMEDIA TRST INC | 105,154 | $993K | 0.1% | $9.44 | $7.71 | — | MUTUAL FUNDS | 36239Q109 |
| AXTA | AXALTA COATING SYS LTD COM | 31,900 | $967K | 0.1% | $30.31 * | $31.67 | -1.0% | COM | G0750C108 |
| — | GABELLI GLB SML & MD CP VAL CO | 78,828 | $955K | 0.1% | $12.11 | $11.18 | — | MUTUAL FUNDS | 36249W104 |
| LSCC | LATTICE SEMICONDUCTOR CORP COM | 130,665 | $857K | 0.1% | $6.56 | $7.08 | — | COM | 518415104 |
| — | XERIUM TECHNOLOGIES INC COM NE | 49,201 | $651K | 0.1% | $13.23 | $13.23 | — | COM | 98416J118 |
| MDLZ | MONDELEZ INTERNATIONAL | 15,400 | $631K | 0.1% | $40.97 * | $29.39 | +13.5% | COM | 609207105 |
| — | DR PEPPER SNAPPLE GROUP INC CO | 5,000 | $610K | 0.1% | $122.00 | $118.40 | — | COM | 26138E109 |
| CW | CURTISS WRIGHT CORP | 5,000 | $595K | 0.1% | $119.00 * | $63.33 | +98.7% | COM | 231561101 |
| BK | BANK OF NEW YORK MELLON CORP | 11,000 | $593K | 0.1% | $53.91 * | $28.21 | +57.9% | COM | 064058100 |
| — | SOCIAL CAPITAL HEDOSOPHIE HO | 54,100 | $593K | 0.1% | $10.96 | $10.57 | — | COM | G8250R111 |
| ETN | EATON CORP PLC SHS | 7,900 | $590K | 0.1% | $74.68 * | $47.54 | +41.0% | COM | G29183103 |
| — | CBS CORP CLASS A | 10,450 | $590K | 0.1% | $56.46 | $51.70 | — | COM | 124857103 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS CL A | 20,354 | $561K | 0.1% | $27.56 | $28.98 | — | COM | G5480U104 |
| TDS | TELEPHONE & DATA SYS | 20,400 | $559K | 0.1% | $27.40 | $24.08 | +12.5% | COM | 879433829 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,500 | $533K | 0.1% | $71.07 | $58.13 | — | COM | 451100101 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 28,000 | $531K | 0.1% | $18.96 | $20.65 | — | COM | 40049J206 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $522K | 0.1% | $1.04 | $1.03 | — | CONVERTIBLE BOND | 90187BAA9 |
| — | BTO CN 3 1/4 10/1/18 | 500,000 | $502K | 0.1% | $1.00 | $0.89 | — | CONVERTIBLE BOND | 11777QAB6 |
| AD | UNITED STATES CELLULAR CORP | 12,700 | $470K | 0.1% | $37.01 * | $22.83 | -3.9% | COM | 911684108 |
| — | TESLA MOTORS 1.250 03/1/21 | 400,000 | $453K | 0.1% | $1.13 | $1.13 | — | CONVERTIBLE BOND | 88160RAC5 |
| — | SPWR 4 1/15/23 | 525,000 | $446K | 0.1% | $0.85 | $0.86 | — | CONVERTIBLE BOND | 867652AL3 |
| — | ZYNGA INC CL A | 108,000 | $440K | 0.1% | $4.07 | $4.07 | — | COM | 98986T108 |
| — | VIACOM INC NEW CL A | 12,200 | $432K | 0.1% | $35.41 | $49.28 | — | COM | 92553P102 |
| — | INTEL CORP 3.25 8/1/39 | 175,000 | $421K | 0.1% | $2.41 | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| — | EXAS 1.000 01/15/25 | 375,000 | $395K | 0.0% | $1.05 | $0.89 | — | CONVERTIBLE BOND | 30063PAA3 |
| CHTR | CHARTER COMMUNICATIONS INC | 1,302 | $382K | 0.0% | $293.39 * | $214.89 | +33.7% | COM | 16119P108 |
| NKE | NIKE INC CL B | 4,780 | $381K | 0.0% | $79.71 * | $63.84 | 0.0% | COM | 654106103 |
| NFG | NATIONAL FUEL GAS CO N J COM | 7,100 | $376K | 0.0% | $52.96 * | $54.71 | -5.3% | COM | 636180101 |
| — | MATTERSIGHT CORP COM | 138,200 | $370K | 0.0% | $2.68 | $2.68 | — | COM | 577097108 |
| TXT | TEXTRON INC | 5,400 | $356K | 0.0% | $65.93 * | $50.44 | +26.6% | COM | 883203101 |
| UPBD | RENT A CTR INC NEW COM | 23,506 | $346K | 0.0% | $14.72 * | $10.84 | 0.0% | COM | 76009N100 |
| — | ALLERGAN PLC SHS | 2,040 | $340K | 0.0% | $166.67 | $248.08 | — | COM | G0177J108 |
| NEM | NEWMONT MINING CORP HOLDING CO | 9,000 | $339K | 0.0% | $37.67 * | $14.41 | +117.5% | COM | 651639106 |
| — | CLF 1 1/2 1/15/25 | 275,000 | $336K | 0.0% | $1.22 | $1.11 | — | CONVERTIBLE BOND | 185899AA9 |
| TXN | TEXAS INSTRUMENTS INC | 2,900 | $320K | 0.0% | $110.34 * | $62.45 | +39.8% | COM | 882508104 |
| — | TESLA INC. | 100 | $320K | 0.0% | $3200.00 | — | — | Put | 88160R951 |
| NPO | ENPRO INDS INC COM | 4,500 | $315K | 0.0% | $70.00 * | $74.69 | 0.0% | COM | 29355X107 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $314K | 0.0% | $1256.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | THE MEDICINES CO. 2.5 1/15/22 | 250,000 | $305K | 0.0% | $1.22 | $1.22 | — | CONVERTIBLE BOND | 584688AE5 |
| — | INDUSTREA ACQUISITION CORP WT | 500,482 | $300K | 0.0% | $0.60 | $0.40 | — | WARRANT AND RIGH | 45579J112 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $298K | 0.0% | $1.99 | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $293K | 0.0% | $25.84 | $15.24 | — | COM | 531229888 |
| — | DISH NETWORK CORPORATION | 8,700 | $292K | 0.0% | $33.56 | $52.56 | — | COM | 25470M109 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 3,500 | $291K | 0.0% | $83.14 | $51.93 | — | COM | 78377T107 |
| — | OSPREY ENERGY ACQ WARRANTS EXP | 178,150 | $285K | 0.0% | $1.60 | $0.70 | — | WARRANT AND RIGH | 688397116 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 3,000 | $274K | 0.0% | $91.33 * | $19.86 | +34.6% | COM | 631103108 |
| — | LIBERTY EXPEDIA HOLDINGS SER A | 6,200 | $272K | 0.0% | $43.87 | $39.71 | — | COM | 53046P109 |
| MGM | MGM RESORTS INTERNATIONAL | 9,000 | $261K | 0.0% | $29.00 * | $30.89 | +0.6% | COM | 552953101 |
| SSP | SCRIPPS E W CO OHIO CL A | 18,500 | $248K | 0.0% | $13.41 * | $13.36 | -29.9% | COM | 811054402 |
| TWIN | TWIN DISC INC COM | 9,750 | $242K | 0.0% | $24.82 | $23.67 | +3.5% | COM | 901476101 |
| — | ACOR 1 3/4 6/15/21 | 250,000 | $241K | 0.0% | $0.96 | $0.86 | — | CONVERTIBLE BOND | 00484MAA4 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $237K | 0.0% | $1.19 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| C | CITIGROUP INC | 3,500 | $234K | 0.0% | $66.86 * | $53.03 | 0.0% | COM | 172967424 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $230K | 0.0% | $15.75 * | $1.80 | +867.8% | COM | 218352102 |
| CTS | CTS CORP | 6,100 | $220K | 0.0% | $36.07 * | $30.56 | 0.0% | COM | 126501105 |
| — | BANK OF AMERICA CV PFD L 7.250 | 175 | $219K | 0.0% | $1251.43 | $1274.29 | — | CONVERTIBLE PREF | 060505682 |
| — | HC2 HLDGS INC COM | 37,100 | $217K | 0.0% | $5.85 | $8.43 | — | COM | 404139107 |
| — | GENERAL ELECTRIC CO | 100 | $216K | 0.0% | $2160.00 | — | — | Call | 369604903 |
| — | BMRN 1 1/2 10/15/20 | 175,000 | $208K | 0.0% | $1.19 | $1.19 | — | CONVERTIBLE BOND | 09061GAF8 |
| AB | ALLIANCE BERNSTEIN HLDGS LP UN | 7,000 | $200K | 0.0% | $28.57 | $28.57 | — | COM | 01881G106 |
| — | WEATHERFORD INTERNATIONAL PLC | 60,550 | $199K | 0.0% | $3.29 | $5.64 | — | COM | G48833100 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $176K | 0.0% | $0.88 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 25,000 | $108K | 0.0% | $4.32 | $6.50 | — | COM | 18451C109 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $107K | 0.0% | $5.68 * | $3.74 | +38.4% | COM | 011532108 |
| — | INTERNAP CORP COM PAR | 10,000 | $104K | 0.0% | $10.40 | $15.70 | — | COM | 45885A409 |
| — | I AM CAP ACQ WARRANT 5/22/24 | 200,000 | $84,000 | 0.0% | $0.42 | $0.33 | — | WARRANT AND RIGH | 45074Q116 |
| — | I AM CAP ACQUISITION RIGHT | 200,000 | $76,000 | 0.0% | $0.38 | $0.30 | — | WARRANT AND RIGH | 45074Q124 |
| — | GAMCO NAT RESOURCE GOLD X | 11,109 | $71,000 | 0.0% | $6.39 | $6.77 | — | MUTUAL FUNDS | 36465E101 |
| — | GABELLI GOLD NAT RES & INCOM | 11,889 | $61,000 | 0.0% | $5.13 | $5.56 | — | MUTUAL FUNDS | 36465A109 |
| VXRT | VAXART INC | 18,843 | $57,000 | 0.0% | $3.02 * | $6.46 | -28.6% | COM | 92243A200 |
| — | VEON LTD ADR | 22,000 | $52,000 | 0.0% | $2.36 | $3.70 | — | COM | 91822M106 |
| OPK | OPKO HEALTH INC COM | 10,000 | $47,000 | 0.0% | $4.70 * | $13.24 | -71.3% | COM | 68375N103 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $5,000 | 0.0% | $0.01 | $0.06 | — | WARRANT AND RIGH | 203668116 |