Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 9, 2018
Total Value: $788M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NXPI | NXP SEMICONDUCTORS N V COM | 492,687 | $57.64M | 7.3% | $117.00 * | $91.05 | +17.8% | COM | N6596X109 |
| — | TIME WARNER INC COM | 482,356 | $45.62M | 5.8% | $94.58 | $96.81 | — | COM | 887317303 |
| GAMI | GAMCO INVESTORS INC COM | 1,526,250 | $37.9M | 4.8% | $24.83 * | $24.16 | -12.9% | PRIVATE INVESTME | 361438104 |
| — | ALTABA INC | 485,428 | $35.94M | 4.6% | $74.04 | $54.48 | — | COM | 021346101 |
| — | MONSANTO CO NEW COM | 283,509 | $33.08M | 4.2% | $116.69 | $114.73 | — | COM | 61166W101 |
| — | BLUE BUFFALO PET PRODUCTS IN | 726,154 | $28.91M | 3.7% | $39.81 | $39.81 | — | COM | 09531U102 |
| — | BLACKHAWK NETWORK HOLDINGS I | 637,302 | $28.49M | 3.6% | $44.70 | $44.70 | — | COM | 09238E104 |
| — | AETNA INC (B:AET) COM | 150,800 | $25.48M | 3.2% | $169.00 | $169.85 | — | COM | 00817Y108 |
| — | LIBERTY SIRIUS GROUP C | 613,400 | $25.06M | 3.2% | $40.85 | $31.46 | — | COM | 531229607 |
| — | DST SYS INC DEL COM | 293,745 | $24.57M | 3.1% | $83.65 | $83.65 | — | COM | 233326107 |
| — | CSRA INC COM | 573,800 | $23.66M | 3.0% | $41.23 | $41.23 | — | COM | 12650T104 |
| — | CAVIUM INC COM | 283,073 | $22.47M | 2.8% | $79.38 | $81.26 | — | COM | 14964U108 |
| — | ORBITAL ATK INC COM | 166,966 | $22.14M | 2.8% | $132.61 | $132.42 | — | COM | 68557N103 |
| — | CALLIDUS SOFTWARE INC COM | 539,401 | $19.39M | 2.5% | $35.95 | $35.95 | — | COM | 13123E500 |
| — | ROCKWELL COLLINS INC COM | 134,512 | $18.14M | 2.3% | $134.85 | $134.41 | — | COM | 774341101 |
| — | XL GROUP LTD COM | 326,350 | $18.03M | 2.3% | $55.26 | $55.26 | — | COM | G98294104 |
| — | TRIBUNE MEDIA CO - A | 441,765 | $17.9M | 2.3% | $40.51 | $40.74 | — | COM | 896047503 |
| — | MICROSEMI CORP COM | 235,792 | $15.26M | 1.9% | $64.72 | $64.72 | — | COM | 595137100 |
| — | VALIDUS HOLDINGS LTD COM SHS | 205,388 | $13.85M | 1.8% | $67.45 | $67.45 | — | COM | G9319H102 |
| — | SCHULMAN A INC COM | 306,957 | $13.2M | 1.7% | $43.00 | $43.00 | — | COM | 808194104 |
| — | GENERAL CABLE CORP | 380,660 | $11.27M | 1.4% | $29.60 | $29.60 | — | COM | 369300108 |
| — | ORBOTECH LTD ORD | 168,600 | $10.48M | 1.3% | $62.18 | $62.18 | — | COM | M75253100 |
| — | KAPSTONE PAPER & PACKAGING CCO | 294,647 | $10.11M | 1.3% | $34.31 | $34.31 | — | COM | 48562P103 |
| LEN/B | LENNAR B SHARES | 183,263 | $8.74M | 1.1% | $47.69 * | $32.42 | +32.0% | COM | 526057302 |
| — | NXSTAGE MEDICAL INC COM | 349,830 | $8.697M | 1.1% | $24.86 | $26.72 | — | COM | 67072V103 |
| — | WESTAR ENERGY INC | 163,611 | $8.604M | 1.1% | $52.59 | $56.39 | — | COM | 95709T100 |
| — | AKORN INC | 458,121 | $8.571M | 1.1% | $18.71 | $33.27 | — | COM | 009728106 |
| — | MULESOFT INC A | 183,827 | $8.085M | 1.0% | $43.98 | $43.98 | — | COM | 625207105 |
| — | GDL FUND | 724,877 | $6.756M | 0.9% | $9.32 | $10.00 | — | MUTUAL FUNDS | 361570104 |
| — | GCI LIBERTY INC COM CLASS A | 120,699 | $6.38M | 0.8% | $52.86 | $52.86 | — | COM | 36164V305 |
| — | INDUSTREA ACQUISITION CORP CL | 620,982 | $6.092M | 0.8% | $9.81 | $9.74 | — | COM | 45579J104 |
| — | HRG GROUP INC COM | 365,216 | $6.022M | 0.8% | $16.49 | $16.49 | — | COM | 40434J100 |
| — | LORAL SPACE & COMMUNICATNS ICO | 132,668 | $5.526M | 0.7% | $41.65 | $46.48 | — | COM | 543881106 |
| — | OSPREY ENERGY ACQUISITION COCL | 567,200 | $5.456M | 0.7% | $9.62 | $9.60 | — | COM | 688397108 |
| — | DELL TECHNOLOGIES INC COM CL V | 74,033 | $5.42M | 0.7% | $73.21 | $81.28 | — | COM | 24703L103 |
| — | RSP PERMIAN INC COM | 107,422 | $5.036M | 0.6% | $46.88 | $46.88 | — | COM | 74978Q105 |
| — | DYNEGY INC COM NEW | 360,891 | $4.879M | 0.6% | $13.52 | $13.52 | — | COM | 26817R108 |
| — | ATLANTIC COAST FINL CORP COM | 458,411 | $4.722M | 0.6% | $10.30 | $9.53 | — | COM | 048426100 |
| NESR | NATIONAL ENERGY SERVICES REUSH | 458,607 | $4.554M | 0.6% | $9.93 | $9.60 | — | COM | G6375R107 |
| BAC | BANK OF AMERICA | 147,229 | $4.415M | 0.6% | $29.99 * | $13.81 | +88.8% | COM | 060505104 |
| WFC | WELLS FARGO & CO NEW | 80,893 | $4.24M | 0.5% | $52.41 * | $27.36 | +74.4% | COM | 949746101 |
| — | GORDON POINTE ACQUISTION CO | 373,900 | $3.862M | 0.5% | $10.33 | $10.33 | — | COM | 382788206 |
| — | DR PEPPER SNAPPLE GROUP INC CO | 32,400 | $3.836M | 0.5% | $118.40 | $118.40 | — | COM | 26138E109 |
| — | MODERN MEDIA ACQUISITION COM | 384,939 | $3.83M | 0.5% | $9.95 | $9.79 | — | COM | 60765P103 |
| — | KINDRED HEALTHCARE INC COM | 372,031 | $3.404M | 0.4% | $9.15 | $9.69 | — | COM | 494580103 |
| — | DISCOVERY INC-C | 173,349 | $3.384M | 0.4% | $19.52 | $19.52 | — | COM | 25470F302 |
| — | GENER8 MARITIME INC COM | 588,565 | $3.325M | 0.4% | $5.65 | $6.14 | — | COM | Y26889108 |
| — | SPARTON CORP COM | 188,061 | $3.274M | 0.4% | $17.41 | $22.93 | — | COM | 847235108 |
| AKAM | AKAMAI TECHNOLOGIES INC COM | 45,000 | $3.194M | 0.4% | $70.98 * | $57.11 | +19.2% | COM | 00971T101 |
| — | COMMERCEHUB INC SER C | 136,180 | $3.063M | 0.4% | $22.49 | $22.49 | — | COM | 20084V306 |
| — | XEROX CORP | 98,925 | $2.847M | 0.4% | $28.78 | $28.78 | — | COM | 984121608 |
| — | GGP INC COM | 133,372 | $2.729M | 0.3% | $20.46 | $23.20 | — | COM | 36174X101 |
| ADBE | ADOBE SYSTEMS INC COM | 10,000 | $2.161M | 0.3% | $216.10 * | $70.88 | +186.9% | COM | 00724F101 |
| — | AMTRUST FINL SVCS INC COM | 175,000 | $2.154M | 0.3% | $12.31 | $12.31 | — | COM | 032359309 |
| — | CLOVIS ONCOLOGY INC COM | 40,100 | $2.117M | 0.3% | $52.79 | $77.31 | — | COM | 189464100 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2.1M | 0.3% | $323.08 * | $7.17 | -12.2% | COM | 169656105 |
| — | NEBULA ACQUISITION CORP UNIT E | 206,600 | $2.091M | 0.3% | $10.12 | $10.12 | — | UNITS | 629076209 |
| — | PHH CORP COM NEW | 195,858 | $2.049M | 0.3% | $10.46 | $10.46 | — | COM | 693320202 |
| FCX | FREEPORT MCMORAN COPPER&GOLD C | 115,400 | $2.028M | 0.3% | $17.57 * | $6.37 | +167.2% | COM | 35671D857 |
| QCOM | QUALCOMM INC COM | 36,475 | $2.021M | 0.3% | $55.41 * | $50.17 | +3.5% | COM | 747525103 |
| — | PLY GEM HLDGS INC COM | 92,913 | $2.007M | 0.3% | $21.60 | $21.60 | — | COM | 72941W100 |
| — | I AM CAP ACQUISITION CO COM | 200,000 | $1.99M | 0.3% | $9.95 | $9.85 | — | COM | 45074Q108 |
| HRI | HERC HLDGS INC COM | 30,625 | $1.989M | 0.3% | $64.95 * | $50.71 | +18.5% | COM | 42704L104 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 103,838 | $1.931M | 0.2% | $18.60 | $16.83 | — | MUTUAL FUNDS | 36242L105 |
| — | TWENTY FIRST CENTY FOX B | 50,900 | $1.851M | 0.2% | $36.37 | $33.61 | — | COM | 90130A200 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.804M | 0.2% | $20.50 | $16.93 | +19.2% | COM | 403829104 |
| — | PENSARE ACQUISITION CORP COM | 181,453 | $1.764M | 0.2% | $9.72 | $9.69 | — | COM | 70957E105 |
| — | GABELLI GO ANYWHERE TRUST | 100,153 | $1.685M | 0.2% | $16.82 | $20.06 | — | MUTUAL FUNDS | 36250J109 |
| — | U S GEOTHERMAL INC COM NEW | 292,410 | $1.567M | 0.2% | $5.36 | $5.36 | — | COM | 90338S201 |
| — | WGL HLDGS INC COM | 18,700 | $1.564M | 0.2% | $83.64 | $82.69 | — | COM | 92924F106 |
| — | NEW YORK REIT INC | 71,366 | $1.535M | 0.2% | $21.51 | $21.51 | — | COM | 64976L208 |
| — | LIBERTY GLOBAL PLC SHS CL C | 47,567 | $1.447M | 0.2% | $30.42 | $28.65 | — | COM | G5480U120 |
| INCY | INCYTE GENOMICS INC COM | 16,900 | $1.408M | 0.2% | $83.31 * | $112.99 | -20.2% | COM | 45337C102 |
| — | COMMERCEHUB INC SERIES A | 61,594 | $1.386M | 0.2% | $22.50 | $22.50 | — | COM | 20084V108 |
| — | SIGMA DESIGNS INC COM | 220,069 | $1.364M | 0.2% | $6.20 | $6.29 | — | COM | 826565103 |
| — | XCERRA CORP COM | 114,830 | $1.338M | 0.2% | $11.65 | $9.78 | — | COM | 98400J108 |
| — | BEAR ST FINL INC COM | 117,113 | $1.2M | 0.2% | $10.25 | $10.24 | — | COM | 073844102 |
| AXTA | AXALTA COATING SYS LTD COM | 39,300 | $1.186M | 0.2% | $30.18 * | $31.67 | -1.3% | COM | G0750C108 |
| — | BANCROFT FUND LTD COM | 56,446 | $1.185M | 0.2% | $20.99 | $18.26 | — | MUTUAL FUNDS | 059695106 |
| POST | POST HOLDINGS INC | 15,000 | $1.136M | 0.1% | $75.73 * | $34.36 | +47.2% | COM | 737446104 |
| PEP | PEPSICO INC | 10,000 | $1.092M | 0.1% | $109.20 * | $64.88 | +37.6% | COM | 713448108 |
| AVA | AVISTA CORP COM | 20,000 | $1.025M | 0.1% | $51.25 * | $21.73 | +66.2% | COM | 05379B107 |
| — | RITE AID CORP COM | 594,614 | $999K | 0.1% | $1.68 | $7.37 | — | COM | 767754104 |
| — | VIDEOCON D2H LTD ADR | 119,585 | $981K | 0.1% | $8.20 | $8.40 | — | COM | 92657J101 |
| CVX | CHEVRON CORP | 8,600 | $981K | 0.1% | $114.07 * | $58.05 | +46.5% | COM | 166764100 |
| — | GABELLI MULTIMEDIA TRST INC | 102,730 | $952K | 0.1% | $9.27 | $7.67 | — | MUTUAL FUNDS | 36239Q109 |
| LSCC | LATTICE SEMICONDUCTOR CORP COM | 170,574 | $950K | 0.1% | $5.57 | $7.08 | — | COM | 518415104 |
| MSFT | MICROSOFT CORP | 10,350 | $945K | 0.1% | $91.30 * | $38.94 | +116.5% | COM | 594918104 |
| — | GABELLI GLB SML & MD CP VAL CO | 78,828 | $943K | 0.1% | $11.96 | $11.18 | — | MUTUAL FUNDS | 36249W104 |
| SONY | SONY CORP-ADR (B:SNE US) | 19,500 | $943K | 0.1% | $48.36 | $20.26 | — | COM | 835699307 |
| — | MONEYGRAM INTERNATIONAL INC CO | 99,327 | $856K | 0.1% | $8.62 | $17.17 | — | COM | 60935Y208 |
| DVN | DEVON ENERGY CORP NEW | 23,200 | $738K | 0.1% | $31.81 * | $16.97 | +53.8% | COM | 25179M103 |
| — | ACTUA CORP COM | 618,255 | $711K | 0.1% | $1.15 | $4.06 | — | COM | 005094107 |
| CW | CURTISS WRIGHT CORP | 5,000 | $675K | 0.1% | $135.00 * | $63.33 | +98.8% | COM | 231561101 |
| MDLZ | MONDELEZ INTERNATIONAL | 15,400 | $643K | 0.1% | $41.75 * | $29.39 | +22.0% | COM | 609207105 |
| ETN | EATON CORP PLC SHS | 7,900 | $631K | 0.1% | $79.87 * | $47.54 | +47.8% | COM | G29183103 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS CL A | 19,524 | $611K | 0.1% | $31.29 | $29.04 | — | COM | G5480U104 |
| — | NXP SEMICONDUCTORS N V | 100 | $600K | 0.1% | $6000.00 | — | — | Call | N6596X909 |
| — | SOCIAL CAPITAL HEDOSOPHIE HO | 54,100 | $572K | 0.1% | $10.57 | $10.57 | — | COM | G8250R111 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 33,000 | $527K | 0.1% | $15.97 | $20.65 | — | COM | 40049J206 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $518K | 0.1% | $1.04 | $1.03 | — | CONVERTIBLE BOND | 90187BAA9 |
| BK | BANK OF NEW YORK MELLON CORP | 10,000 | $515K | 0.1% | $51.50 * | $26.58 | +68.3% | COM | 064058100 |
| — | BTO CN 3 1/4 10/1/18 | 500,000 | $506K | 0.1% | $1.01 | $0.89 | — | CONVERTIBLE BOND | 11777QAB6 |
| — | IONS 1.000 11/15/21 | 500,000 | $495K | 0.1% | $0.99 | $0.93 | — | CONVERTIBLE BOND | 464337AJ3 |
| GDX | VANECK VECTORS GOLD MINERS ETF | 21,600 | $475K | 0.1% | $21.99 | $23.00 | — | ETF - EQUITY | 92189F106 |
| — | CBS CORP CLASS A | 9,242 | $475K | 0.1% | $51.40 | $51.07 | — | COM | 124857103 |
| AD | UNITED STATES CELLULAR CORP | 11,200 | $450K | 0.1% | $40.18 * | $22.95 | -6.4% | COM | 911684108 |
| GPC | GENUINE PARTS CO | 5,000 | $449K | 0.1% | $89.80 * | $76.83 | 0.0% | COM | 372460105 |
| TDS | TELEPHONE & DATA SYS | 16,000 | $448K | 0.1% | $28.00 * | $23.25 | +16.8% | COM | 879433829 |
| — | VIACOM INC NEW CL A | 11,200 | $444K | 0.1% | $39.64 | $50.51 | — | COM | 92553P102 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,715 | $440K | 0.1% | $57.03 | $58.13 | — | COM | 451100101 |
| — | INTEL CORP 3.25 8/1/39 | 175,000 | $433K | 0.1% | $2.47 | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| CHTR | CHARTER COMMUNICATIONS INC | 1,302 | $405K | 0.1% | $311.06 * | $214.89 | +63.6% | COM | 16119P108 |
| NEM | NEWMONT MINING CORP HOLDING CO | 9,000 | $352K | 0.0% | $39.11 * | $14.41 | +112.7% | COM | 651639106 |
| — | DISH NETWORK CORPORATION | 9,200 | $349K | 0.0% | $37.93 | $52.56 | — | COM | 25470M109 |
| — | HARDINGE INC COM | 18,900 | $346K | 0.0% | $18.31 | $18.31 | — | COM | 412324303 |
| — | SPWR 0 3/4 6/1/18 | 350,000 | $344K | 0.0% | $0.98 | $0.99 | — | CONVERTIBLE BOND | 867652AG4 |
| — | ALLERGAN PLC SHS | 2,000 | $337K | 0.0% | $168.50 | $249.71 | — | COM | G0177J108 |
| — | EXAS 1.000 01/15/25 | 375,000 | $335K | 0.0% | $0.89 | $0.89 | — | CONVERTIBLE BOND | 30063PAA3 |
| — | INDUSTREA ACQUISITION CORP WT | 600,482 | $330K | 0.0% | $0.55 | $0.40 | — | WARRANT AND RIGH | 45579J112 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $322K | 0.0% | $1288.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | MIC 2.875 07/15/19 | 325,000 | $322K | 0.0% | $0.99 | $1.13 | — | CONVERTIBLE BOND | 55608BAA3 |
| TXT | TEXTRON INC | 5,400 | $318K | 0.0% | $58.89 | $50.44 | +15.3% | COM | 883203101 |
| NFG | NATIONAL FUEL GAS CO N J COM | 6,100 | $314K | 0.0% | $51.48 | $55.19 | -5.3% | COM | 636180101 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 3,895 | $302K | 0.0% | $77.54 | $51.93 | — | COM | 78377T107 |
| TXN | TEXAS INSTRUMENTS INC | 2,900 | $301K | 0.0% | $103.79 * | $62.45 | +39.1% | COM | 882508104 |
| — | CLF 1 1/2 1/15/25 | 275,000 | $297K | 0.0% | $1.08 | $1.11 | — | CONVERTIBLE BOND | 185899AA9 |
| AXP | AMERICAN EXPRESS CO | 2,800 | $261K | 0.0% | $93.21 * | $60.34 | +44.2% | COM | 025816109 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 3,000 | $259K | 0.0% | $86.33 * | $19.86 | +20.3% | COM | 631103108 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $259K | 0.0% | $22.84 | $15.24 | — | COM | 531229888 |
| — | U S G CORP COM NEW | 6,400 | $259K | 0.0% | $40.47 | $40.47 | — | COM | 903293405 |
| — | LIBERTY EXPEDIA HOLDINGS SER A | 6,200 | $244K | 0.0% | $39.35 | $39.71 | — | COM | 53046P109 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $240K | 0.0% | $16.44 * | $1.80 | +930.8% | COM | 218352102 |
| — | PANDORA MEDIA INC COM | 47,000 | $236K | 0.0% | $5.02 | $8.92 | — | COM | 698354107 |
| — | ACOR 1 3/4 6/15/21 | 250,000 | $231K | 0.0% | $0.92 | $0.86 | — | CONVERTIBLE BOND | 00484MAA4 |
| — | BANK OF AMERICA CV PFD L 7.250 | 175 | $223K | 0.0% | $1274.29 | $1274.29 | — | CONVERTIBLE PREF | 060505682 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $219K | 0.0% | $1.46 | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| — | OSPREY ENERGY ACQ WARRANTS EXP | 283,600 | $216K | 0.0% | $0.76 | $0.70 | — | WARRANT AND RIGH | 688397116 |
| UNH | UNITEDHEALTH GROUP INC COM | 1,000 | $214K | 0.0% | $214.00 * | $201.13 | 0.0% | COM | 91324P102 |
| — | TIGENIX SPONSORED ADS | 4,965 | $214K | 0.0% | $43.10 | $43.10 | — | COM | 88675R109 |
| — | CAA 1 5/8 5/15/18 | 125,000 | $213K | 0.0% | $1.70 | $1.80 | — | CONVERTIBLE BOND | 783764AQ6 |
| TWIN | TWIN DISC INC COM | 9,750 | $212K | 0.0% | $21.74 * | $23.67 | +6.4% | COM | 901476101 |
| ABT | ABBOTT LABS | 3,500 | $210K | 0.0% | $60.00 * | $36.93 | +42.4% | COM | 002824100 |
| MGM | MGM RESORTS INTERNATIONAL | 6,000 | $210K | 0.0% | $35.00 * | $30.79 | +9.4% | COM | 552953101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,000 | $206K | 0.0% | $206.00 | $205.54 | 0.0% | COM | 883556102 |
| — | HC2 HLDGS INC COM | 37,100 | $195K | 0.0% | $5.26 | $8.43 | — | COM | 404139107 |
| SSP | SCRIPPS E W CO OHIO CL A | 15,500 | $186K | 0.0% | $12.00 * | $14.13 | -22.4% | COM | 811054402 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $161K | 0.0% | $0.81 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| — | SPWR 4 1/15/23 | 200,000 | $160K | 0.0% | $0.80 | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| EVH | EVOLENT HEALTH INC CL A | 11,000 | $157K | 0.0% | $14.27 | $20.60 | -30.5% | COM | 30050B101 |
| — | WEATHERFORD INTERNATIONAL PLC | 50,550 | $116K | 0.0% | $2.29 | $6.11 | — | COM | G48833100 |
| — | INTERNAP CORP COM PAR | 10,000 | $110K | 0.0% | $11.00 | $15.70 | — | COM | 45885A409 |
| VXRT | VAXART INC | 18,843 | $100K | 0.0% | $5.31 * | $6.46 | 0.0% | COM | 92243A200 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $98,000 | 0.0% | $5.20 | $3.74 | +41.2% | COM | 011532108 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 19,500 | $96,000 | 0.0% | $4.92 | $7.12 | — | COM | 18451C109 |
| — | I AM CAP ACQ WARRANT 5/22/24 | 200,000 | $80,000 | 0.0% | $0.40 | $0.33 | — | WARRANT AND RIGH | 45074Q116 |
| — | GAMCO NAT RESOURCE GOLD X | 10,854 | $69,000 | 0.0% | $6.36 | $6.78 | — | MUTUAL FUNDS | 36465E101 |
| — | I AM CAP ACQUISITION RIGHT | 200,000 | $64,000 | 0.0% | $0.32 | $0.30 | — | WARRANT AND RIGH | 45074Q124 |
| — | GABELLI GOLD NAT RES & INCOM | 11,547 | $56,000 | 0.0% | $4.85 | $5.57 | — | MUTUAL FUNDS | 36465A109 |
| — | VEON LTD ADR | 18,000 | $48,000 | 0.0% | $2.67 | $4.00 | — | COM | 91822M106 |
| OPK | OPKO HEALTH INC COM | 10,000 | $32,000 | 0.0% | $3.20 * | $13.24 | -69.6% | COM | 68375N103 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $5,000 | 0.0% | $0.01 | $0.06 | — | WARRANT AND RIGH | 203668116 |