GABELLI & Co INVESTMENT ADVISERS, INC. Quant / Systematic

Location: Rye, NY

CIK: 0000932724 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 5, 2021

Total Value: $642M (99.4% shares, 0.6% debt)

Holdings (324)

GAMI GAMCO INVESTORS INC COM 7.6%

Value $48.91M Shares 2,756,876 Est. Cost $19.94 Unrealized -44.8%

WTW WILLIS TOWERS WATSON PUB LTD S 4.0%

Value $25.66M Shares 121,780 Est. Cost $189.26 Unrealized +1.5%

— VARIAN MED SYS INC COM 4.0%

Value $25.56M Shares 146,041 Est. Cost $172.80 Unrealized —

— LIBERTY SIRIUS GROUP C 3.7%

Value $23.46M Shares 539,211 Est. Cost $32.25 Unrealized —

— SLACK TECHNOLOGIES INC COM CL 3.4%

Value $21.54M Shares 509,889 Est. Cost $42.24 Unrealized —

— TIFFANY & CO NEW COM 2.9%

Value $18.63M Shares 141,737 Est. Cost $132.66 Unrealized —

— EATON VANCE CORP COM 2.5%

Value $15.83M Shares 233,058 Est. Cost $67.93 Unrealized —

— GDL FUND 2.4%

Value $15.4M Shares 1,766,004 Est. Cost $9.51 Unrealized —

TXNM PNM RES INC 2.4%

Value $15.31M Shares 315,403 Est. Cost $48.23 Unrealized 0.0%

— NATIONAL GEN HLDGS CORP COM 2.4%

Value $15.13M Shares 442,659 Est. Cost $33.93 Unrealized —

— XILINX INC COM 2.2%

Value $14.34M Shares 101,180 Est. Cost $141.77 Unrealized —

— GABELLI DIV&INC TR COM 2.1%

Value $13.63M Shares 635,000 Est. Cost $18.63 Unrealized —

— MAXIM INTEGRATED PRODS INC COM 1.9%

Value $12.47M Shares 140,638 Est. Cost $75.27 Unrealized —

— GRUBHUB INC COM 1.8%

Value $11.35M Shares 152,770 Est. Cost $72.27 Unrealized —

— INPHI CORP COM 1.7%

Value $10.89M Shares 67,860 Est. Cost $160.46 Unrealized —

— REALPAGE INC COM 1.6%

Value $10.36M Shares 118,738 Est. Cost $87.24 Unrealized —

— PMV CONSUMER ACQUISITION CORCO 1.6%

Value $10.15M Shares 1,000,000 Est. Cost $10.15 Unrealized —

— PLURALSIGHT INC COM CL A 1.6%

Value $10.12M Shares 482,700 Est. Cost $20.96 Unrealized —

— VIRTUSA CORP COM 1.5%

Value $9.891M Shares 193,441 Est. Cost $50.24 Unrealized —

— BMC STK HLDGS INC COM 1.2%

Value $7.827M Shares 145,817 Est. Cost $53.68 Unrealized —

— NAVISTAR INTL CORP COM 1.2%

Value $7.697M Shares 175,090 Est. Cost $43.96 Unrealized —

— GABELLI GLOBAL UTIL & INCOMECO 1.1%

Value $7.174M Shares 389,449 Est. Cost $16.45 Unrealized —

— FITBIT INC CL A 1.0%

Value $6.694M Shares 984,484 Est. Cost $6.59 Unrealized —

— ALEXION PHARMACEUTICALS INC CO 1.0%

Value $6.648M Shares 42,550 Est. Cost $156.24 Unrealized —

LEN/B LENNAR B SHARES 1.0%

Value $6.393M Shares 104,460 Est. Cost $32.35 Unrealized +67.7%

GRFS GRIFOLS SA SP ADR REP B NVT 0.9%

Value $6.076M Shares 329,524 Est. Cost $20.95 Unrealized —

— GS ACQUISITION HLDGS CORP IICO 0.9%

Value $5.75M Shares 527,500 Est. Cost $10.90 Unrealized —

— COLLECTORS UNIVERSE INC 0.9%

Value $5.484M Shares 72,733 Est. Cost $75.40 Unrealized —

— ACACIA COMMUNICATIONS INC COM 0.8%

Value $5.211M Shares 71,422 Est. Cost $65.83 Unrealized —

— CORELOGIC INC COM 0.8%

Value $5.174M Shares 66,913 Est. Cost $77.32 Unrealized —

— SEACOR HLDGS INC COM 0.8%

Value $5.014M Shares 120,977 Est. Cost $41.45 Unrealized —

— PREVAIL THERAPEUTICS INC COM 0.7%

Value $4.748M Shares 205,800 Est. Cost $23.07 Unrealized —

KKR KKR & CO INC CL A 0.7%

Value $4.62M Shares 114,100 Est. Cost $21.06 Unrealized +71.4%

AMZN AMAZON.COM INC 0.7%

Value $4.293M Shares 1,318 Est. Cost $159.58 Unrealized 0.0%

— AEROJET ROCKETDYNE HOLDINGS 0.6%

Value $4.128M Shares 78,100 Est. Cost $52.86 Unrealized —

ALUS ALUSSA ENERGY ACQ CORP 0.6%

Value $4.115M Shares 409,000 Est. Cost $9.80 Unrealized —

— CINCINNATI BELL INC NEW COM NE 0.6%

Value $3.947M Shares 258,300 Est. Cost $14.92 Unrealized —

— CONCHO RES INC COM 0.6%

Value $3.88M Shares 66,502 Est. Cost $58.34 Unrealized —

— DISCOVERY INC-C 0.6%

Value $3.729M Shares 142,373 Est. Cost $23.93 Unrealized —

— LIONHEART ACQUISITION CORP ICO 0.6%

Value $3.589M Shares 356,100 Est. Cost $10.08 Unrealized —

— CHURCHILL CAPITAL CORP IV CL A 0.5%

Value $3.183M Shares 317,992 Est. Cost $9.80 Unrealized —

— IHS MARKIT LTD SHS 0.5%

Value $3.18M Shares 35,400 Est. Cost $89.83 Unrealized —

— FRONT YD RESIDENTIAL CORP COM 0.5%

Value $3.167M Shares 195,464 Est. Cost $15.59 Unrealized —

— VENTOUX CCM ACQUISITION CORP 0.5%

Value $3.134M Shares 304,300 Est. Cost $10.30 Unrealized —

— CITIC CAPITAL ACQUISITION COCO 0.5%

Value $2.931M Shares 279,642 Est. Cost $9.83 Unrealized —

— ACIES ACQUISITION CORP 0.4%

Value $2.872M Shares 267,900 Est. Cost $10.72 Unrealized —

— ARTIUS ACQUISITION INC COM CL 0.4%

Value $2.837M Shares 266,908 Est. Cost $9.94 Unrealized —

— TWC TECH HLDGS II CORP COM 0.4%

Value $2.731M Shares 259,400 Est. Cost $10.53 Unrealized —

— VECTOR ACQUISITION CORP COM CL 0.4%

Value $2.628M Shares 259,900 Est. Cost $10.11 Unrealized —

— UNION ACQUISITION CORP II SHS 0.4%

Value $2.568M Shares 246,900 Est. Cost $9.85 Unrealized —

UROV UROVANT SCIENCES LTD SHS 0.4%

Value $2.567M Shares 159,135 Est. Cost $16.13 Unrealized —

— GABELLI MULTIMEDIA TRST INC 0.4%

Value $2.565M Shares 322,246 Est. Cost $7.29 Unrealized —

— LORAL SPACE & COMMUNICATNS ICO 0.4%

Value $2.491M Shares 118,698 Est. Cost $42.86 Unrealized —

— CC NEUBERGER PRIN HLDGS II SHS 0.4%

Value $2.49M Shares 239,400 Est. Cost $10.05 Unrealized —

— FUSION ACQUISITION CORP CL A 0.4%

Value $2.397M Shares 212,151 Est. Cost $11.30 Unrealized —

— GABELLI CV SECURITIES FUND 0.3%

Value $2.225M Shares 355,988 Est. Cost $4.39 Unrealized —

— HIG ACQUISITION CORP 0.3%

Value $2.146M Shares 205,800 Est. Cost $10.43 Unrealized —

— GO ACQUISITION CORP COM 0.3%

Value $2.122M Shares 208,266 Est. Cost $10.19 Unrealized —

— FAR PEAK ACQUISITION CORP 0.3%

Value $2.091M Shares 202,000 Est. Cost $10.35 Unrealized —

GNW GENWORTH FINL INC COM CL A 0.3%

Value $2.019M Shares 534,161 Est. Cost $4.13 Unrealized -0.6%

— VIVEON HEALTH ACQUISITION CO 0.3%

Value $1.953M Shares 190,200 Est. Cost $10.27 Unrealized —

— BANCROFT FUND LTD COM 0.3%

Value $1.908M Shares 63,300 Est. Cost $18.58 Unrealized —

VGACGBP VG ACQUISITION CORP-A 0.3%

Value $1.905M Shares 166,700 Est. Cost $11.43 Unrealized —

— PROPTECH INVESTMENT CORP II 0.3%

Value $1.904M Shares 179,100 Est. Cost $10.63 Unrealized —

GBTG APOLLO STRATEGIC GROWTH CAPTSH 0.3%

Value $1.89M Shares 181,600 Est. Cost $10.41 Unrealized —

IBKR INTERACTIVE BROKERS 0.3%

Value $1.835M Shares 30,125 Est. Cost $12.75 Unrealized +0.9%

— KINS TECHNOLOGY GROUP INC 0.3%

Value $1.817M Shares 176,607 Est. Cost $10.29 Unrealized —

SOHU SOHU COM LTD SPONSORED ADS 0.3%

Value $1.804M Shares 113,149 Est. Cost $15.94 Unrealized —

CMTL COMTECH TELECOMMUNICATIONS CCO 0.3%

Value $1.782M Shares 86,150 Est. Cost $15.01 Unrealized +10.1%

— TELENAV INC 0.3%

Value $1.75M Shares 372,300 Est. Cost $4.70 Unrealized —

— REDBALL ACQUISITION CORP COM C 0.3%

Value $1.727M Shares 158,600 Est. Cost $10.89 Unrealized —

SBUX STARBUCKS CORP COM 0.3%

Value $1.712M Shares 16,000 Est. Cost $85.15 Unrealized 0.0%

DELL DELL TECHNOLOGIES INC CL C 0.3%

Value $1.701M Shares 23,213 Est. Cost $28.60 Unrealized +11.6%

— CLIMATE CHANGE CRISIS REAL ICL 0.3%

Value $1.674M Shares 156,269 Est. Cost $10.71 Unrealized —

— PERIPHAS CAPITAL PARTNERING 0.3%

Value $1.648M Shares 63,100 Est. Cost $26.12 Unrealized —

— COHN ROBBINS HOLDINGS CORP COM 0.3%

Value $1.626M Shares 156,213 Est. Cost $10.41 Unrealized —

TMUS T-MOBILE US INC 0.3%

Value $1.625M Shares 12,050 Est. Cost $93.38 Unrealized +27.8%

— CONX CORP 0.2%

Value $1.584M Shares 151,600 Est. Cost $10.45 Unrealized —

— SEVEN OAKS ACQUISITION CORP 0.2%

Value $1.566M Shares 151,300 Est. Cost $10.35 Unrealized —

— NEW PROVIDENCE ACQUISITION COM 0.2%

Value $1.565M Shares 115,265 Est. Cost $10.07 Unrealized —

— PDL BIOPHARMA INC COM 0.2%

Value $1.565M Shares 633,700 Est. Cost $2.47 Unrealized —

— SCION TECH GROWTH I 0.2%

Value $1.562M Shares 151,400 Est. Cost $10.32 Unrealized —

SONY SONY CORP-ADR (B:SNE US) 0.2%

Value $1.547M Shares 15,300 Est. Cost $26.89 Unrealized —

CLX CLOROX CO 0.2%

Value $1.514M Shares 7,500 Est. Cost $176.37 Unrealized 0.0%

— ZAGG INC COM 0.2%

Value $1.508M Shares 361,688 Est. Cost $4.17 Unrealized —

GYRO GYRODYNE LLC COM 0.2%

Value $1.454M Shares 89,494 Est. Cost $16.93 Unrealized -0.3%

— LANDCADIA HOLDINGS III INC UNI 0.2%

Value $1.445M Shares 129,400 Est. Cost $11.17 Unrealized —

— SINA CORP ORD 0.2%

Value $1.436M Shares 33,874 Est. Cost $42.61 Unrealized —

FTCHQ FARFETCH LTD ORD SH CL A 0.2%

Value $1.429M Shares 22,400 Est. Cost $44.22 Unrealized 0.0%

— TREBIA ACQUISITION CORP COM CL 0.2%

Value $1.426M Shares 132,122 Est. Cost $10.79 Unrealized —

— GABELLI GO ANYWHERE TRUST 0.2%

Value $1.338M Shares 111,487 Est. Cost $19.51 Unrealized —

— BREEZE HLDGS ACQUISITION 0.2%

Value $1.305M Shares 128,600 Est. Cost $10.15 Unrealized —

— BIOTELEMETRY INC COM 0.2%

Value $1.305M Shares 18,100 Est. Cost $72.10 Unrealized —

— SENIOR CONNECT ACQUISITION C 0.2%

Value $1.3M Shares 126,300 Est. Cost $10.29 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLDSH 0.2%

Value $1.279M Shares 102,815 Est. Cost $12.44 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLDSH 0.2%

Value $1.265M Shares 102,815 Est. Cost $12.30 Unrealized —

VTRS VIATRIS INC COM 0.2%

Value $1.23M Shares 65,637 Est. Cost $13.33 Unrealized 0.0%

— JUNIPER INDL HLDGS INC COM CL 0.2%

Value $1.213M Shares 113,300 Est. Cost $10.46 Unrealized —

— CELLULAR BIOMEDICINE GROUP ICO 0.2%

Value $1.212M Shares 65,922 Est. Cost $18.39 Unrealized —

MSFT MICROSOFT CORP 0.2%

Value $1.203M Shares 5,410 Est. Cost $206.04 Unrealized 0.0%

— FOLEY TRASIMENE ACQUISTN CORCO 0.2%

Value $1.187M Shares 106,200 Est. Cost $10.36 Unrealized —

VZ VERIZON COMMUNICATIONS 0.2%

Value $1.175M Shares 20,000 Est. Cost $38.62 Unrealized +13.9%

— SPARTAN ACQUISITION CORP II 0.2%

Value $1.142M Shares 105,700 Est. Cost $10.80 Unrealized —

— TS INNOVATION ACQUISITIONS COR 0.2%

Value $1.094M Shares 103,800 Est. Cost $10.54 Unrealized —

— YUNHONG INTL CL A SHS 0.2%

Value $1.094M Shares 110,100 Est. Cost $9.87 Unrealized —

— E MERGE TECHNOLOGY ACQUISITICO 0.2%

Value $1.086M Shares 106,200 Est. Cost $9.78 Unrealized —

— GABELLI GLB SML & MD CP VAL CO 0.2%

Value $1.079M Shares 82,711 Est. Cost $11.20 Unrealized —

— PINE ISLAND ACQUISITION CORP 0.2%

Value $1.074M Shares 104,200 Est. Cost $10.31 Unrealized —

YAC YUCAIPA ACQUISITION CORP COM 0.2%

Value $1.073M Shares 106,200 Est. Cost $10.10 Unrealized —

— PROPERTY SOLUTIONS ACQUISITICO 0.2%

Value $1.062M Shares 106,200 Est. Cost $9.81 Unrealized —

— FERRO CORP 0.2%

Value $1.059M Shares 72,398 Est. Cost $13.28 Unrealized —

AGILQ LIV CAP ACQUISITION CORP CL A 0.2%

Value $1.058M Shares 104,600 Est. Cost $9.85 Unrealized —

— ALTITUDE ACQUISITION CORP UNIT 0.2%

Value $1.045M Shares 101,000 Est. Cost $10.35 Unrealized —

UP ASPIRATIONAL CONSUMER LIFESTCO 0.2%

Value $1.035M Shares 103,800 Est. Cost $9.97 Unrealized —

— FINSERV ACQUISITION CORP CL A 0.2%

Value $1.031M Shares 82,479 Est. Cost $10.03 Unrealized —

CSCO CISCO SYS INC 0.2%

Value $1.029M Shares 23,000 Est. Cost $35.27 Unrealized 0.0%

GNRSQ GREENROSE ACQUISITION CORP COM 0.2%

Value $1.016M Shares 100,300 Est. Cost $9.86 Unrealized +0.1%

— AJAX I 0.2%

Value $970K Shares 78,200 Est. Cost $12.40 Unrealized —

— HPX CORP SHS CL A 0.1%

Value $919K Shares 91,700 Est. Cost $9.84 Unrealized —

CPRT COPART INC COM 0.1%

Value $897K Shares 7,050 Est. Cost $29.14 Unrealized 0.0%

— MACQUARIE INFRASTRUCTURE COMPA 0.1%

Value $858K Shares 22,855 Est. Cost $33.95 Unrealized —

— ONE COM CL A 0.1%

Value $852K Shares 79,115 Est. Cost $10.77 Unrealized —

DIS DISNEY WALT PRODTNS 0.1%

Value $847K Shares 4,677 Est. Cost $126.40 Unrealized +10.9%

— STANDARD AVB FINL CORP COM 0.1%

Value $847K Shares 26,000 Est. Cost $32.65 Unrealized —

— HORIZON ACQUISITION CORP II 0.1%

Value $837K Shares 77,903 Est. Cost $10.74 Unrealized —

— BOWX ACQUISITION CORP CL A 0.1%

Value $818K Shares 79,700 Est. Cost $10.26 Unrealized —

— CAPITOL INVESTMENT CORP V 0.1%

Value $818K Shares 79,400 Est. Cost $10.30 Unrealized —

— OMNICHANNEL ACQUISITION CORP 0.1%

Value $798K Shares 77,500 Est. Cost $10.30 Unrealized —

— EQUITY DISTR ACQUISITION CORCO 0.1%

Value $798K Shares 77,900 Est. Cost $10.24 Unrealized —

— ROTH CH ACQUISITION CO 0.1%

Value $787K Shares 75,700 Est. Cost $10.40 Unrealized —

— CF ACQUISITION CORP IV 0.1%

Value $784K Shares 76,167 Est. Cost $10.29 Unrealized —

FOX FOX CORP CL B 0.1%

Value $780K Shares 26,992 Est. Cost $34.43 Unrealized -25.0%

— DELWINDS INSURANCE ACQUISITI 0.1%

Value $772K Shares 75,700 Est. Cost $10.20 Unrealized —

— SPWR 4 1/15/23 0.1%

Value $759K Shares 585,000 Est. Cost $0.88 Unrealized —

— WPX ENERGY INC 0.1%

Value $748K Shares 91,800 Est. Cost $8.15 Unrealized —

NDAQ NASDAQ STOCK MARKET INC COM 0.1%

Value $730K Shares 5,500 Est. Cost $22.72 Unrealized +73.6%

MSM MSC INDL DIRECT INC CL A 0.1%

Value $717K Shares 8,500 Est. Cost $73.87 Unrealized +4.5%

— SOCIAL CAPITAL HEDOSOPHA HLDSH 0.1%

Value $705K Shares 51,500 Est. Cost $13.69 Unrealized —

— ALASKA COMMUNICATIONS SYS GRCO 0.1%

Value $704K Shares 190,799 Est. Cost $3.69 Unrealized —

OPCH OPTION CARE HEALTH INC 0.1%

Value $699K Shares 44,700 Est. Cost $14.46 Unrealized +2.9%

MCD MCDONALDS CORP 0.1%

Value $687K Shares 3,200 Est. Cost $193.25 Unrealized 0.0%

BK BANK OF NEW YORK MELLON CORP 0.1%

Value $680K Shares 16,025 Est. Cost $33.03 Unrealized +0.4%

— TURMERIC ACQUISITION CORP 0.1%

Value $668K Shares 65,000 Est. Cost $10.28 Unrealized —

— AVANTI ACQUISITION CORP SHS CL 0.1%

Value $660K Shares 64,200 Est. Cost $10.28 Unrealized —

— SURGALIGN HOLDINGS INC COM 0.1%

Value $654K Shares 298,573 Est. Cost $1.81 Unrealized —

UBER UBER TECHNOLOGIES INC COM 0.1%

Value $638K Shares 12,500 Est. Cost $44.81 Unrealized 0.0%

PG PROCTER & GAMBLE COMPANY 0.1%

Value $637K Shares 4,575 Est. Cost $123.16 Unrealized 0.0%

— DMY TECHNOLOGY GROUP INC III 0.1%

Value $594K Shares 52,100 Est. Cost $11.40 Unrealized —

— VESPER HEALTHCARE ACQSTN CORCO 0.1%

Value $581K Shares 51,400 Est. Cost $11.30 Unrealized —

— TPG PACE TECH OPPORTUNITIES CL 0.1%

Value $572K Shares 51,500 Est. Cost $11.11 Unrealized —

— CIIG MERGER CORP WT EXP 123126 0.1%

Value $562K Shares 68,550 Est. Cost $0.86 Unrealized —

— CF FIN ACQUISITION CORP III UN 0.1%

Value $559K Shares 52,100 Est. Cost $10.73 Unrealized —

PMVCW PMV CONSUMER ACQUISITION CORWT 0.1%

Value $550K Shares 500,000 Est. Cost $1.10 Unrealized —

— VY GLOBAL GROWTH 0.1%

Value $550K Shares 51,100 Est. Cost $10.76 Unrealized —

— SPARTACUS ACQUISITION CORP 0.1%

Value $550K Shares 52,000 Est. Cost $10.58 Unrealized —

— LF CAP ACQUISITION CORP CL A 0.1%

Value $546K Shares 51,393 Est. Cost $9.68 Unrealized —

— FIRSTMARK HORIZON ACQUISITIOCL 0.1%

Value $546K Shares 51,500 Est. Cost $10.60 Unrealized —

— FINTECH ACQUISITION CORP V 0.1%

Value $545K Shares 51,107 Est. Cost $10.66 Unrealized —

— OAKTREE ACQUISITION CORP II CL 0.1%

Value $544K Shares 51,900 Est. Cost $10.48 Unrealized —

TMPOQ ACE CONVERGENCE ACQU CORP CL A 0.1%

Value $543K Shares 53,100 Est. Cost $9.76 Unrealized —

BHC BAUSCH HEALTH COMPANIES INC CO 0.1%

Value $541K Shares 26,000 Est. Cost $20.63 Unrealized -9.6%

— TORTOISE ACQUISITION CORP IICO 0.1%

Value $537K Shares 50,400 Est. Cost $10.65 Unrealized —

— JIYA ACQUISITION CORP -CL A 0.1%

Value $536K Shares 52,000 Est. Cost $10.31 Unrealized —

PNC PNC FINANCIAL CORP 0.1%

Value $536K Shares 3,600 Est. Cost $98.99 Unrealized +7.6%

— INSU ACQUISITION CORP III 0.1%

Value $534K Shares 50,500 Est. Cost $10.57 Unrealized —

— CORNER GROWTH ACQUISITION CO 0.1%

Value $528K Shares 50,500 Est. Cost $10.46 Unrealized —

— GRACE W R & CO DEL NEW COM 0.1%

Value $526K Shares 9,602 Est. Cost $54.78 Unrealized —

— BLUE WATER ACQUISITION CORP/ 0.1%

Value $523K Shares 50,500 Est. Cost $10.36 Unrealized —

NEM NEWMONT CORP 0.1%

Value $523K Shares 8,740 Est. Cost $16.63 Unrealized +214.9%

— HEALTHCARE SERVICES ACQUISIT 0.1%

Value $518K Shares 50,700 Est. Cost $10.22 Unrealized —

LAUR LAUREATE EDUCATION INC CL A 0.1%

Value $508K Shares 34,900 Est. Cost $14.12 Unrealized 0.0%

— GIGCAPITAL2 INC COM 0.1%

Value $495K Shares 45,233 Est. Cost $9.93 Unrealized —

YTRA YATRA ONLINE INC ORD SHS 0.1%

Value $476K Shares 246,533 Est. Cost $4.07 Unrealized -65.8%

GEF/B GREIF INC CL B 0.1%

Value $458K Shares 9,458 Est. Cost $37.21 Unrealized 0.0%

— HOLLYSYS AUTOMATION TECHNOLOGI 0.1%

Value $439K Shares 29,900 Est. Cost $14.68 Unrealized —

WEN WENDYS COMPANY 0.1%

Value $438K Shares 20,000 Est. Cost $22.78 Unrealized 0.0%

— INFN 2 1/8 9/1/24 0.1%

Value $437K Shares 350,000 Est. Cost $0.69 Unrealized —

TXN TEXAS INSTRUMENTS INC 0.1%

Value $427K Shares 2,600 Est. Cost $66.51 Unrealized +102.4%

— ATLANTIC AVE ACQUISITION CORCO 0.1%

Value $414K Shares 41,100 Est. Cost $10.07 Unrealized —

— JAWS SPITFIRE ACQUISITION CO 0.1%

Value $409K Shares 37,000 Est. Cost $11.05 Unrealized —

— TBPH 3 1/4 11/1/23 0.1%

Value $406K Shares 430,000 Est. Cost $0.89 Unrealized —

— STARBOARD VALUE ACQUISITN COCO 0.1%

Value $403K Shares 38,900 Est. Cost $10.36 Unrealized —

NKE NIKE INC CL B 0.1%

Value $396K Shares 2,800 Est. Cost $123.21 Unrealized 0.0%

C CITIGROUP INC 0.1%

Value $388K Shares 6,300 Est. Cost $49.03 Unrealized -13.6%

— VIACOMCBS INC CL A 0.1%

Value $387K Shares 10,235 Est. Cost $44.62 Unrealized —

— TREPONT ACQUISITION CORP I 0.1%

Value $384K Shares 37,000 Est. Cost $10.38 Unrealized —

GDX VANECK VECTORS GOLD MINERS ETF 0.1%

Value $383K Shares 10,625 Est. Cost $38.29 Unrealized —

— GENERAL ELEC CO 0.1%

Value $378K Shares 35,000 Est. Cost $10.80 Unrealized —

— WELLS FARGO CV PFD L 7.500 0.1%

Value $378K Shares 250 Est. Cost $1185.20 Unrealized —

— MIC 2 10/1/23 0.1%

Value $374K Shares 375,000 Est. Cost $0.90 Unrealized —

— MOTIVE CAPITAL CORP 0.1%

Value $372K Shares 35,300 Est. Cost $10.54 Unrealized —

IEP ICAHN ENTERPRISES LP DEPOSITRY 0.1%

Value $365K Shares 7,200 Est. Cost $58.13 Unrealized —

— ANDINA ACQUISITION CORP III SH 0.1%

Value $362K Shares 34,000 Est. Cost $9.91 Unrealized —

— FOUNDATION BLDG MATLS INC COM 0.1%

Value $361K Shares 18,776 Est. Cost $19.23 Unrealized —

VMC VULCAN MATLS CO COM 0.1%

Value $356K Shares 2,400 Est. Cost $95.27 Unrealized +43.6%

— TWO 6 1/4 1/15/22 0.1%

Value $355K Shares 350,000 Est. Cost $1.01 Unrealized —

— RODGERS SILICON VALLEY ACQUI 0.1%

Value $354K Shares 26,500 Est. Cost $13.36 Unrealized —

— NEE 4.872 9/1/22 CV PFD 0.1%

Value $350K Shares 6,000 Est. Cost $50.22 Unrealized —

— AERSALE CORPORATION WT EXP 110 0.1%

Value $344K Shares 184,750 Est. Cost $1.86 Unrealized —

— NEW PROVIDENCE ACQUISITION WT 0.1%

Value $341K Shares 90,332 Est. Cost $1.21 Unrealized —

— GS ACQUISITION HLDGS CORP IIWT 0.1%

Value $338K Shares 131,875 Est. Cost $2.56 Unrealized —

TSLA TESLA MTRS INC COM 0.1%

Value $332K Shares 470 Est. Cost $170.65 Unrealized 0.0%

— DRAFTKINGS INC COM CL A 0.1%

Value $326K Shares 7,000 Est. Cost $46.57 Unrealized —

— FALCON MINERALS CORP 0.1%

Value $324K Shares 102,714 Est. Cost $7.15 Unrealized —

CI CIGNA CORP NEW 0.1%

Value $323K Shares 1,550 Est. Cost $167.22 Unrealized +7.3%

— REVOLUTION ACCELERATION ACQ 0.0%

Value $319K Shares 30,600 Est. Cost $10.42 Unrealized —

TDS TELEPHONE & DATA SYS 0.0%

Value $308K Shares 16,600 Est. Cost $23.92 Unrealized -23.2%

— BANK OF AMERICA CV PFD L 7.250 0.0%

Value $304K Shares 200 Est. Cost $1276.25 Unrealized —

— MDC PARTNERS INC-A 0.0%

Value $303K Shares 120,618 Est. Cost $2.51 Unrealized —

CHDN CHURCHILL DOWNS INC COM 0.0%

Value $298K Shares 1,530 Est. Cost $89.14 Unrealized 0.0%

META FACEBOOK INC CL A 0.0%

Value $294K Shares 1,075 Est. Cost $208.84 Unrealized +30.4%

ABBV ABBVIE INC COM 0.0%

Value $292K Shares 2,722 Est. Cost $70.95 Unrealized +11.3%

— TEXAS PAC LD TR SUB CTF PROP I 0.0%

Value $291K Shares 400 Est. Cost $727.50 Unrealized —

TXT TEXTRON INC 0.0%

Value $290K Shares 6,000 Est. Cost $49.20 Unrealized -15.0%

— HUMANCO ACQUISITION CORP 0.0%

Value $282K Shares 25,574 Est. Cost $11.03 Unrealized —

— KELLOGG CO 0.0%

Value $280K Shares 4,500 Est. Cost $50.01 Unrealized 0.0%

— PROSHARES TRUST ULTRASHORT SP5 0.0%

Value $279K Shares 22,500 Est. Cost $22.43 Unrealized —

— FOREST ROAD ACQUISITION CORP 0.0%

Value $278K Shares 26,500 Est. Cost $10.49 Unrealized —

NFG NATIONAL FUEL GAS CO N J COM 0.0%

Value $276K Shares 6,700 Est. Cost $53.56 Unrealized -22.3%

TV GRUPO TELEVISA SA DE CV ADR (B 0.0%

Value $275K Shares 33,400 Est. Cost $13.29 Unrealized —

CNH CNH INDUSTRIAL NV 0.0%

Value $273K Shares 21,250 Est. Cost $7.89 Unrealized -1.7%

— FUSION ACQUISITION CORP WT EXP 0.0%

Value $272K Shares 106,075 Est. Cost $2.56 Unrealized —

— GCP APPLIED TECHNOLOGIES INCCO 0.0%

Value $270K Shares 11,425 Est. Cost $21.71 Unrealized —

— MONTES ARCHIMEDES ACQUISITIO 0.0%

Value $270K Shares 25,700 Est. Cost $10.51 Unrealized —

— PVGCN 2 1/4 3/15/22 0.0%

Value $268K Shares 250,000 Est. Cost $1.07 Unrealized —

— 7GC & CO HOLDINGS INC 0.0%

Value $268K Shares 25,422 Est. Cost $10.54 Unrealized —

— THAYER VENTURES ACQUISITION 0.0%

Value $264K Shares 25,200 Est. Cost $10.48 Unrealized —

HXL HEXCEL CORP NEW COM 0.0%

Value $262K Shares 5,403 Est. Cost $53.31 Unrealized -18.3%

— RED LION HOTELS CORP 0.0%

Value $261K Shares 75,500 Est. Cost $3.46 Unrealized —

— CITIC CAPITAL ACQUISITION COWT 0.0%

Value $261K Shares 153,725 Est. Cost $1.25 Unrealized —

CCI CROWN CASTLE INTL CORP 0.0%

Value $255K Shares 1,600 Est. Cost $129.05 Unrealized -1.0%

ENR ENERGIZER HLDGS INC NEW 0.0%

Value $255K Shares 6,050 Est. Cost $31.38 Unrealized +9.6%

CVS CVS HEALTH CORP 0.0%

Value $249K Shares 3,650 Est. Cost $57.33 Unrealized -3.7%

HCA HCA HEALTHCARE INC 0.0%

Value $247K Shares 1,500 Est. Cost $99.34 Unrealized +40.7%

BDX BECTON DICKINSON & CO COM 0.0%

Value $245K Shares 980 Est. Cost $220.14 Unrealized -2.5%

— TWTR 1/4 6/15/24 0.0%

Value $243K Shares 200,000 Est. Cost $0.97 Unrealized —

MRK MERCK & COMPANY 0.0%

Value $241K Shares 2,944 Est. Cost $65.80 Unrealized -1.4%

— EXAS 1.000 01/15/25 0.0%

Value $237K Shares 125,000 Est. Cost $1.90 Unrealized —

— BUNGE LIMITED COM 0.0%

Value $236K Shares 3,600 Est. Cost $45.76 Unrealized —

— UNION ACQUISITION CORP II WT E 0.0%

Value $235K Shares 246,900 Est. Cost $0.38 Unrealized —

BC BRUNSWICK CORP 0.0%

Value $229K Shares 3,000 Est. Cost $43.41 Unrealized +46.8%

— VIACOMCBS INC CL B 0.0%

Value $229K Shares 6,150 Est. Cost $37.24 Unrealized —

— MARQUEE RAINE ACQUISITION CO 0.0%

Value $219K Shares 20,200 Est. Cost $10.84 Unrealized —

— MONMOUTH REAL ESTATE INVT COCL 0.0%

Value $217K Shares 12,500 Est. Cost $17.36 Unrealized —

— DISH NETWORK CORPORATION 0.0%

Value $217K Shares 6,700 Est. Cost $48.39 Unrealized —

— LIONHEART ACQUISITION CORP IWT 0.0%

Value $208K Shares 178,050 Est. Cost $1.17 Unrealized —

— SINCLAIR BROADCAST GROUP INCCL 0.0%

Value $207K Shares 6,500 Est. Cost $31.85 Unrealized —

— PROOFPOINT INC COM 0.0%

Value $205K Shares 1,500 Est. Cost $136.67 Unrealized —

AB ALLIANCE BERNSTEIN HLDGS LP UN 0.0%

Value $203K Shares 6,000 Est. Cost $33.83 Unrealized —

— FINSERV ACQUISITION CORP WT EX 0.0%

Value $202K Shares 57,750 Est. Cost $1.00 Unrealized —

PRGO PERRIGO COMPANY 0.0%

Value $201K Shares 4,500 Est. Cost $53.64 Unrealized -13.6%

— CHENIERE ENERGY, INC. 4.250 0 0.0%

Value $197K Shares 250,000 Est. Cost $0.78 Unrealized —

— ARTIUS ACQUISITION INC WT EXP 0.0%

Value $196K Shares 88,969 Est. Cost $1.61 Unrealized —

SSP SCRIPPS E W CO OHIO CL A 0.0%

Value $191K Shares 12,500 Est. Cost $13.25 Unrealized -30.2%

— RDUS 3.000 09/01/24 0.0%

Value $180K Shares 200,000 Est. Cost $0.84 Unrealized —

— FLXN 3 3/8 5/1/24 0.0%

Value $179K Shares 200,000 Est. Cost $0.85 Unrealized —

SNAXW ANDINA ACQUISITION CORP III WT 0.0%

Value $173K Shares 216,100 Est. Cost $0.21 Unrealized —

— JAWS ACQUISITION CORP SHS 0.0%

Value $170K Shares 12,682 Est. Cost $10.41 Unrealized —

— XL FLEET CORP WARRANTS 0.0%

Value $168K Shares 20,764 Est. Cost $8.09 Unrealized —

— HUTTIG BLDG PRODS INC COM 0.0%

Value $163K Shares 44,452 Est. Cost $3.67 Unrealized —

EVH EVOLENT HEALTH INC CL A 0.0%

Value $160K Shares 10,000 Est. Cost $11.63 Unrealized +13.7%

— ALUSSA ENERGY ACQUISITION COWT 0.0%

Value $155K Shares 126,100 Est. Cost $0.65 Unrealized —

— RIGNET INC COM 0.0%

Value $155K Shares 26,383 Est. Cost $5.87 Unrealized —

— TRILLIUM THERAPEUTICS INC COM 0.0%

Value $147K Shares 10,000 Est. Cost $14.70 Unrealized —

— RMG ACQUISITION CORP II 0.0%

Value $142K Shares 12,700 Est. Cost $11.18 Unrealized —

— CLIMATE CHANGE CRISIS REAL IWT 0.0%

Value $140K Shares 78,134 Est. Cost $1.79 Unrealized —

— HIGHLAND TRANSCEND PARTNERS 0.0%

Value $138K Shares 13,154 Est. Cost $10.49 Unrealized —

— ICPT 2.000 05/15/26 0.0%

Value $137K Shares 225,000 Est. Cost $0.99 Unrealized —

— NEBULA CARAVEL ACQUISITION 0.0%

Value $137K Shares 12,700 Est. Cost $10.79 Unrealized —

— HEALTHCARE MERGER CORP WT 0.0%

Value $136K Shares 111,300 Est. Cost $1.22 Unrealized —

— GORES HOLDINGS VI INC UNIT EXP 0.0%

Value $135K Shares 12,700 Est. Cost $10.63 Unrealized —

BRZHW BREEZE HLDGS ACQUISITION WT 0.0%

Value $132K Shares 128,600 Est. Cost $1.03 Unrealized —

— VECTOR ACQUISITION CORP WT EXP 0.0%

Value $131K Shares 86,633 Est. Cost $1.51 Unrealized —

— ANDINA ACQUISITION CORP III RT 0.0%

Value $130K Shares 341,751 Est. Cost $0.29 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDG 0.0%

Value $125K Shares 76,000 Est. Cost $3.17 Unrealized -60.4%

— INTERPRIVATE ACQUISITION CORWT 0.0%

Value $124K Shares 30,200 Est. Cost $0.82 Unrealized —

DDD 3-D SYS CORP DEL COM NEW 0.0%

Value $115K Shares 11,000 Est. Cost $5.92 Unrealized +37.2%

— APOLLO STRATEGIC GROWTH CAPTWT 0.0%

Value $114K Shares 60,533 Est. Cost $1.88 Unrealized —

— TWC TECH HLDGS II CORP WT EXP 0.0%

Value $114K Shares 69,100 Est. Cost $1.65 Unrealized —

— VG ACQUISITION CORP WT EXP 092 0.0%

Value $113K Shares 42,734 Est. Cost $2.64 Unrealized —

GT GOODYEAR TIRE & RUBR CO 0.0%

Value $113K Shares 10,400 Est. Cost $10.07 Unrealized 0.0%

— PROPERTY SOLUTIONS ACQUISITIWT 0.0%

Value $112K Shares 106,200 Est. Cost $0.38 Unrealized —

— FRAZIER LIFESCIENCES ACQUIS 0.0%

Value $106K Shares 10,200 Est. Cost $10.39 Unrealized —

— CC NEUBERGER PRIN HLDGS II WT 0.0%

Value $102K Shares 59,850 Est. Cost $1.64 Unrealized —

— COHN ROBBINS HOLDINGS CORP WT 0.0%

Value $94,000 Shares 52,071 Est. Cost $1.81 Unrealized —

SSTPW TREBIA ACQUISITION CORP WT EXP 0.0%

Value $92,000 Shares 44,040 Est. Cost $2.09 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLDWT 0.0%

Value $91,000 Shares 25,703 Est. Cost $3.54 Unrealized —

— FOLEY TRASIMENE ACQUISTN CORWT 0.0%

Value $90,000 Shares 35,400 Est. Cost $2.26 Unrealized —

— JAWS ACQUISITION CORP WT EXP 0.0%

Value $87,000 Shares 32,366 Est. Cost $2.11 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLDWT 0.0%

Value $84,000 Shares 25,703 Est. Cost $3.27 Unrealized —

— JUNIPER INDL HLDGS INC WT EXP 0.0%

Value $82,000 Shares 44,826 Est. Cost $1.73 Unrealized —

— MANNING & NAPIER INC 0.0%

Value $78,000 Shares 12,500 Est. Cost $2.97 Unrealized —

ARLO ARLO TECHNOLOGIES INC COM 0.0%

Value $78,000 Shares 10,000 Est. Cost $3.47 Unrealized +75.2%

— REVIVA PHARMACEUTCLS HLDGS INC 0.0%

Value $75,000 Shares 110,900 Est. Cost $0.68 Unrealized —

— FORUM MERGER III CORP WT EXP 0 0.0%

Value $74,000 Shares 21,233 Est. Cost $1.85 Unrealized —

AGLWQ LIV CAP ACQUISITION CORP WT EX 0.0%

Value $73,000 Shares 104,600 Est. Cost $0.47 Unrealized —

— APEX TECHNOLOGY ACQUISITN COWT 0.0%

Value $71,000 Shares 16,605 Est. Cost $1.57 Unrealized —

— CHURCHILL CAPITAL CORP IV WT E 0.0%

Value $70,000 Shares 45,840 Est. Cost $1.49 Unrealized —

— GAMCO NAT RESOURCE GOLD X 0.0%

Value $67,000 Shares 13,205 Est. Cost $5.07 Unrealized —

GNRWQ GREENROSE ACQUISITION CORP WT 0.0%

Value $62,000 Shares 62,208 Est. Cost $0.24 Unrealized —

— GO ACQUISITION CORP WT EXP 083 0.0%

Value $59,000 Shares 39,533 Est. Cost $1.49 Unrealized —

— E MERGE TECHNOLOGY ACQUISITIWT 0.0%

Value $53,000 Shares 35,400 Est. Cost $0.93 Unrealized —

— LF CAP ACQUISITION CORP WT EXP 0.0%

Value $51,000 Shares 26,346 Est. Cost $0.50 Unrealized —

— YUCAIPA ACQUISITION CORP WT EX 0.0%

Value $51,000 Shares 35,400 Est. Cost $1.44 Unrealized —

— HPX CORP WT EXP 071425 0.0%

Value $49,000 Shares 45,850 Est. Cost $0.89 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLDWT 0.0%

Value $48,000 Shares 12,875 Est. Cost $3.73 Unrealized —

— AVANTI ACQUISITION CORP WT EXP 0.0%

Value $48,000 Shares 32,100 Est. Cost $1.50 Unrealized —

— EQUITY DISTR ACQUISITION CORWT 0.0%

Value $46,000 Shares 25,967 Est. Cost $1.77 Unrealized —

— VEON LTD ADR 0.0%

Value $45,000 Shares 30,000 Est. Cost $2.69 Unrealized —

— VESPER HEALTHCARE ACQSTN CORWT 0.0%

Value $45,000 Shares 17,134 Est. Cost $2.63 Unrealized —

— BOWX ACQUISITION CORP WT EXP 0 0.0%

Value $45,000 Shares 26,566 Est. Cost $1.69 Unrealized —

— FIRSTMARK HORIZON ACQUISITIOWT 0.0%

Value $43,000 Shares 17,166 Est. Cost $2.50 Unrealized —

— ONE WT EXP 081725 0.0%

Value $42,000 Shares 19,778 Est. Cost $2.12 Unrealized —

— YUNHONG INTL WT EXP 013127 0.0%

Value $41,000 Shares 55,100 Est. Cost $0.21 Unrealized —

OPK OPKO HEALTH INC COM 0.0%

Value $40,000 Shares 10,000 Est. Cost $7.71 Unrealized -45.8%

BRZHR BREEZE HLDGS ACQUISITION RT 0.0%

Value $37,000 Shares 128,600 Est. Cost $0.29 Unrealized —

— ACE CONVERGENCE ACQU CORP WT E 0.0%

Value $37,000 Shares 26,550 Est. Cost $0.83 Unrealized —

WSUPW ASPIRATIONAL CONSUMER LIFESTWT 0.0%

Value $37,000 Shares 34,600 Est. Cost $1.07 Unrealized —

— TORTOISE ACQUISITION CORP IIWT 0.0%

Value $36,000 Shares 12,600 Est. Cost $2.86 Unrealized —

— YUNHONG INTL RT 0.0%

Value $34,000 Shares 110,100 Est. Cost $0.20 Unrealized —

— OAKTREE ACQUISITION CORP II WT 0.0%

Value $25,000 Shares 12,975 Est. Cost $1.93 Unrealized —

— GIGCAPITAL2 INC RT 0.0%

Value $25,000 Shares 60,000 Est. Cost $0.25 Unrealized —

— ATLANTIC AVE ACQUISITION CORWT 0.0%

Value $23,000 Shares 20,550 Est. Cost $1.12 Unrealized —

— TPG PACE TECH OPPORTUNITIES WT 0.0%

Value $22,000 Shares 10,300 Est. Cost $2.14 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
GAMI	GAMCO INVESTORS INC COM	2,756,876	$48.91M	7.6%	$19.94	-44.8%	COM	361438104
WTW	WILLIS TOWERS WATSON PUB LTD S	121,780	$25.66M	4.0%	$189.26	+1.5%	COM	G96629103
—	VARIAN MED SYS INC COM	146,041	$25.56M	4.0%	$172.80	—	COM	92220P105
—	LIBERTY SIRIUS GROUP C	539,211	$23.46M	3.7%	$32.25	—	COM	531229607
—	SLACK TECHNOLOGIES INC COM CL	509,889	$21.54M	3.4%	$42.24	—	COM	83088V102
—	TIFFANY & CO NEW COM	141,737	$18.63M	2.9%	$132.66	—	COM	886547108
—	EATON VANCE CORP COM	233,058	$15.83M	2.5%	$67.93	—	COM	278265103
—	GDL FUND	1,766,004	$15.4M	2.4%	$9.51	—	MUTUAL FUNDS	361570104
TXNM	PNM RES INC	315,403	$15.31M	2.4%	$48.23	0.0%	COM	69349H107
—	NATIONAL GEN HLDGS CORP COM	442,659	$15.13M	2.4%	$33.93	—	COM	636220303
—	XILINX INC COM	101,180	$14.34M	2.2%	$141.77	—	COM	983919101
—	GABELLI DIV&INC TR COM	635,000	$13.63M	2.1%	$18.63	—	MUTUAL FUNDS	36242H104
—	MAXIM INTEGRATED PRODS INC COM	140,638	$12.47M	1.9%	$75.27	—	COM	57772K101
—	GRUBHUB INC COM	152,770	$11.35M	1.8%	$72.27	—	COM	400110102
—	INPHI CORP COM	67,860	$10.89M	1.7%	$160.46	—	COM	45772F107
—	REALPAGE INC COM	118,738	$10.36M	1.6%	$87.24	—	COM	75606N109
—	PMV CONSUMER ACQUISITION CORCO	1,000,000	$10.15M	1.6%	$10.15	—	COM	693486102
—	PLURALSIGHT INC COM CL A	482,700	$10.12M	1.6%	$20.96	—	COM	72941B106
—	VIRTUSA CORP COM	193,441	$9.891M	1.5%	$50.24	—	COM	92827P102
—	BMC STK HLDGS INC COM	145,817	$7.827M	1.2%	$53.68	—	COM	05591B109
—	NAVISTAR INTL CORP COM	175,090	$7.697M	1.2%	$43.96	—	COM	63934E108
—	GABELLI GLOBAL UTIL & INCOMECO	389,449	$7.174M	1.1%	$16.45	—	MUTUAL FUNDS	36242L105
—	FITBIT INC CL A	984,484	$6.694M	1.0%	$6.59	—	COM	33812L102
—	ALEXION PHARMACEUTICALS INC CO	42,550	$6.648M	1.0%	$156.24	—	COM	015351109
LEN/B	LENNAR B SHARES	104,460	$6.393M	1.0%	$32.35	+67.7%	COM	526057302
GRFS	GRIFOLS SA SP ADR REP B NVT	329,524	$6.076M	0.9%	$20.95	—	COM	398438408
—	GS ACQUISITION HLDGS CORP IICO	527,500	$5.75M	0.9%	$10.90	—	COM	36258Q105
—	COLLECTORS UNIVERSE INC	72,733	$5.484M	0.9%	$75.40	—	COM	19421R200
—	ACACIA COMMUNICATIONS INC COM	71,422	$5.211M	0.8%	$65.83	—	COM	00401C108
—	CORELOGIC INC COM	66,913	$5.174M	0.8%	$77.32	—	COM	21871D103
—	SEACOR HLDGS INC COM	120,977	$5.014M	0.8%	$41.45	—	COM	811904101
—	PREVAIL THERAPEUTICS INC COM	205,800	$4.748M	0.7%	$23.07	—	COM	74140Y101
KKR	KKR & CO INC CL A	114,100	$4.62M	0.7%	$21.06	+71.4%	COM	48251W104
AMZN	AMAZON.COM INC	1,318	$4.293M	0.7%	$159.58	0.0%	COM	023135106
—	AEROJET ROCKETDYNE HOLDINGS	78,100	$4.128M	0.6%	$52.86	—	COM	007800105
ALUS	ALUSSA ENERGY ACQ CORP	409,000	$4.115M	0.6%	$9.80	—	COM	G0232J101
—	CINCINNATI BELL INC NEW COM NE	258,300	$3.947M	0.6%	$14.92	—	COM	171871502
—	CONCHO RES INC COM	66,502	$3.88M	0.6%	$58.34	—	COM	20605P101
—	DISCOVERY INC-C	142,373	$3.729M	0.6%	$23.93	—	COM	25470F302
—	LIONHEART ACQUISITION CORP ICO	356,100	$3.589M	0.6%	$10.08	—	COM	53625R104
—	CHURCHILL CAPITAL CORP IV CL A	317,992	$3.183M	0.5%	$9.80	—	COM	171439102
—	IHS MARKIT LTD SHS	35,400	$3.18M	0.5%	$89.83	—	COM	G47567105
—	FRONT YD RESIDENTIAL CORP COM	195,464	$3.167M	0.5%	$15.59	—	COM	35904G107
—	VENTOUX CCM ACQUISITION CORP	304,300	$3.134M	0.5%	$10.30	—	COM	92280L200
—	CITIC CAPITAL ACQUISITION COCO	279,642	$2.931M	0.5%	$9.83	—	COM	G21513109
—	ACIES ACQUISITION CORP	267,900	$2.872M	0.4%	$10.72	—	COM	G0103T121
—	ARTIUS ACQUISITION INC COM CL	266,908	$2.837M	0.4%	$9.94	—	COM	04316G105
—	TWC TECH HLDGS II CORP COM	259,400	$2.731M	0.4%	$10.53	—	COM	90117G105
—	VECTOR ACQUISITION CORP COM CL	259,900	$2.628M	0.4%	$10.11	—	COM	G9442R126
—	UNION ACQUISITION CORP II SHS	246,900	$2.568M	0.4%	$9.85	—	COM	G9402Q100
UROV	UROVANT SCIENCES LTD SHS	159,135	$2.567M	0.4%	$16.13	—	COM	G9381B108
—	GABELLI MULTIMEDIA TRST INC	322,246	$2.565M	0.4%	$7.29	—	MUTUAL FUNDS	36239Q109
—	LORAL SPACE & COMMUNICATNS ICO	118,698	$2.491M	0.4%	$42.86	—	COM	543881106
—	CC NEUBERGER PRIN HLDGS II SHS	239,400	$2.49M	0.4%	$10.05	—	COM	G3166T103
—	FUSION ACQUISITION CORP CL A	212,151	$2.397M	0.4%	$11.30	—	COM	36118H105
—	GABELLI CV SECURITIES FUND	355,988	$2.225M	0.3%	$4.39	—	MUTUAL FUNDS	36240B109
—	HIG ACQUISITION CORP	205,800	$2.146M	0.3%	$10.43	—	COM	G44898115
—	GO ACQUISITION CORP COM	208,266	$2.122M	0.3%	$10.19	—	COM	362019101
—	FAR PEAK ACQUISITION CORP	202,000	$2.091M	0.3%	$10.35	—	COM	G3312L129
GNW	GENWORTH FINL INC COM CL A	534,161	$2.019M	0.3%	$4.13	-0.6%	COM	37247D106
—	VIVEON HEALTH ACQUISITION CO	190,200	$1.953M	0.3%	$10.27	—	COM	92853V205
—	BANCROFT FUND LTD COM	63,300	$1.908M	0.3%	$18.58	—	MUTUAL FUNDS	059695106
VGACGBP	VG ACQUISITION CORP-A	166,700	$1.905M	0.3%	$11.43	—	COM	G9446E105
—	PROPTECH INVESTMENT CORP II	179,100	$1.904M	0.3%	$10.63	—	COM	743497208
GBTG	APOLLO STRATEGIC GROWTH CAPTSH	181,600	$1.89M	0.3%	$10.41	—	COM	G0411R106
IBKR	INTERACTIVE BROKERS	30,125	$1.835M	0.3%	$12.75	+0.9%	COM	45841N107
—	KINS TECHNOLOGY GROUP INC	176,607	$1.817M	0.3%	$10.29	—	COM	49714K208
SOHU	SOHU COM LTD SPONSORED ADS	113,149	$1.804M	0.3%	$15.94	—	COM	83410S108
CMTL	COMTECH TELECOMMUNICATIONS CCO	86,150	$1.782M	0.3%	$15.01	+10.1%	COM	205826209
—	TELENAV INC	372,300	$1.75M	0.3%	$4.70	—	COM	879455103
—	REDBALL ACQUISITION CORP COM C	158,600	$1.727M	0.3%	$10.89	—	COM	G7417R105
SBUX	STARBUCKS CORP COM	16,000	$1.712M	0.3%	$85.15	0.0%	COM	855244109
DELL	DELL TECHNOLOGIES INC CL C	23,213	$1.701M	0.3%	$28.60	+11.6%	COM	24703L202
—	CLIMATE CHANGE CRISIS REAL ICL	156,269	$1.674M	0.3%	$10.71	—	COM	18716C100
—	PERIPHAS CAPITAL PARTNERING	63,100	$1.648M	0.3%	$26.12	—	COM	713895209
—	COHN ROBBINS HOLDINGS CORP COM	156,213	$1.626M	0.3%	$10.41	—	COM	G23726105
TMUS	T-MOBILE US INC	12,050	$1.625M	0.3%	$93.38	+27.8%	COM	872590104
—	CONX CORP	151,600	$1.584M	0.2%	$10.45	—	UNITS	212873202
—	SEVEN OAKS ACQUISITION CORP	151,300	$1.566M	0.2%	$10.35	—	COM	81787X205
—	NEW PROVIDENCE ACQUISITION COM	115,265	$1.565M	0.2%	$10.07	—	COM	64822P106
—	PDL BIOPHARMA INC COM	633,700	$1.565M	0.2%	$2.47	—	COM	69329Y104
—	SCION TECH GROWTH I	151,400	$1.562M	0.2%	$10.32	—	COM	G31067120
SONY	SONY CORP-ADR (B:SNE US)	15,300	$1.547M	0.2%	$26.89	—	COM	835699307
CLX	CLOROX CO	7,500	$1.514M	0.2%	$176.37	0.0%	COM	189054109
—	ZAGG INC COM	361,688	$1.508M	0.2%	$4.17	—	COM	98884U108
GYRO	GYRODYNE LLC COM	89,494	$1.454M	0.2%	$16.93	-0.3%	COM	403829104
—	LANDCADIA HOLDINGS III INC UNI	129,400	$1.445M	0.2%	$11.17	—	UNITS	51476H209
—	SINA CORP ORD	33,874	$1.436M	0.2%	$42.61	—	COM	G81477104
FTCHQ	FARFETCH LTD ORD SH CL A	22,400	$1.429M	0.2%	$44.22	0.0%	COM	30744W107
—	TREBIA ACQUISITION CORP COM CL	132,122	$1.426M	0.2%	$10.79	—	COM	G9027T109
—	GABELLI GO ANYWHERE TRUST	111,487	$1.338M	0.2%	$19.51	—	MUTUAL FUNDS	36250J109
—	BREEZE HLDGS ACQUISITION	128,600	$1.305M	0.2%	$10.15	—	COM	106762107
—	BIOTELEMETRY INC COM	18,100	$1.305M	0.2%	$72.10	—	COM	090672106
—	SENIOR CONNECT ACQUISITION C	126,300	$1.3M	0.2%	$10.29	—	COM	81723H207
—	SOCIAL CAPITAL HEDOSOPHA HLDSH	102,815	$1.279M	0.2%	$12.44	—	COM	G8252P105
—	SOCIAL CAPITAL HEDOSOPHA HLDSH	102,815	$1.265M	0.2%	$12.30	—	COM	G8251L105
VTRS	VIATRIS INC COM	65,637	$1.23M	0.2%	$13.33	0.0%	COM	92556V106
—	JUNIPER INDL HLDGS INC COM CL	113,300	$1.213M	0.2%	$10.46	—	COM	48205G106
—	CELLULAR BIOMEDICINE GROUP ICO	65,922	$1.212M	0.2%	$18.39	—	COM	15117P102
MSFT	MICROSOFT CORP	5,410	$1.203M	0.2%	$206.04	0.0%	COM	594918104
—	FOLEY TRASIMENE ACQUISTN CORCO	106,200	$1.187M	0.2%	$10.36	—	COM	34431F104
VZ	VERIZON COMMUNICATIONS	20,000	$1.175M	0.2%	$38.62	+13.9%	COM	92343V104
—	SPARTAN ACQUISITION CORP II	105,700	$1.142M	0.2%	$10.80	—	COM	846775203
—	TS INNOVATION ACQUISITIONS COR	103,800	$1.094M	0.2%	$10.54	—	COM	87284T209
—	YUNHONG INTL CL A SHS	110,100	$1.094M	0.2%	$9.87	—	COM	G98882106
—	E MERGE TECHNOLOGY ACQUISITICO	106,200	$1.086M	0.2%	$9.78	—	COM	26873Y104
—	GABELLI GLB SML & MD CP VAL CO	82,711	$1.079M	0.2%	$11.20	—	MUTUAL FUNDS	36249W104
—	PINE ISLAND ACQUISITION CORP	104,200	$1.074M	0.2%	$10.31	—	COM	722615200
YAC	YUCAIPA ACQUISITION CORP COM	106,200	$1.073M	0.2%	$10.10	—	COM	G9879L105
—	PROPERTY SOLUTIONS ACQUISITICO	106,200	$1.062M	0.2%	$9.81	—	COM	74348Q108
—	FERRO CORP	72,398	$1.059M	0.2%	$13.28	—	COM	315405100
AGILQ	LIV CAP ACQUISITION CORP CL A	104,600	$1.058M	0.2%	$9.85	—	COM	G5510C108
—	ALTITUDE ACQUISITION CORP UNIT	101,000	$1.045M	0.2%	$10.35	—	UNITS	02156Y202
UP	ASPIRATIONAL CONSUMER LIFESTCO	103,800	$1.035M	0.2%	$9.97	—	COM	G05436103
—	FINSERV ACQUISITION CORP CL A	82,479	$1.031M	0.2%	$10.03	—	COM	318085107
CSCO	CISCO SYS INC	23,000	$1.029M	0.2%	$35.27	0.0%	COM	17275R102
GNRSQ	GREENROSE ACQUISITION CORP COM	100,300	$1.016M	0.2%	$9.86	+0.1%	COM	395392103
—	AJAX I	78,200	$970K	0.2%	$12.40	—	COM	G0190X118
—	HPX CORP SHS CL A	91,700	$919K	0.1%	$9.84	—	COM	G32219100
CPRT	COPART INC COM	7,050	$897K	0.1%	$29.14	0.0%	COM	217204106
—	MACQUARIE INFRASTRUCTURE COMPA	22,855	$858K	0.1%	$33.95	—	COM	55608B105
—	ONE COM CL A	79,115	$852K	0.1%	$10.77	—	COM	G7000X105
DIS	DISNEY WALT PRODTNS	4,677	$847K	0.1%	$126.40	+10.9%	COM	254687106
—	STANDARD AVB FINL CORP COM	26,000	$847K	0.1%	$32.65	—	COM	85303B100
—	HORIZON ACQUISITION CORP II	77,903	$837K	0.1%	$10.74	—	COM	G46044122
—	BOWX ACQUISITION CORP CL A	79,700	$818K	0.1%	$10.26	—	COM	103085106
—	CAPITOL INVESTMENT CORP V	79,400	$818K	0.1%	$10.30	—	COM	14064F209
—	OMNICHANNEL ACQUISITION CORP	77,500	$798K	0.1%	$10.30	—	COM	68218L207
—	EQUITY DISTR ACQUISITION CORCO	77,900	$798K	0.1%	$10.24	—	COM	29465E106
—	ROTH CH ACQUISITION CO	75,700	$787K	0.1%	$10.40	—	COM	778673202
—	CF ACQUISITION CORP IV	76,167	$784K	0.1%	$10.29	—	COM	12520T201
FOX	FOX CORP CL B	26,992	$780K	0.1%	$34.43	-25.0%	COM	35137L204
—	DELWINDS INSURANCE ACQUISITI	75,700	$772K	0.1%	$10.20	—	COM	24803C201
—	SPWR 4 1/15/23	585,000	$759K	0.1%	$0.88	—	CONVERTIBLE BOND	867652AL3
—	WPX ENERGY INC	91,800	$748K	0.1%	$8.15	—	COM	98212B103
NDAQ	NASDAQ STOCK MARKET INC COM	5,500	$730K	0.1%	$22.72	+73.6%	COM	631103108
MSM	MSC INDL DIRECT INC CL A	8,500	$717K	0.1%	$73.87	+4.5%	COM	553530106
—	SOCIAL CAPITAL HEDOSOPHA HLDSH	51,500	$705K	0.1%	$13.69	—	COM	G82514103
—	ALASKA COMMUNICATIONS SYS GRCO	190,799	$704K	0.1%	$3.69	—	COM	01167P101
OPCH	OPTION CARE HEALTH INC	44,700	$699K	0.1%	$14.46	+2.9%	COM	68404L201
MCD	MCDONALDS CORP	3,200	$687K	0.1%	$193.25	0.0%	COM	580135101
BK	BANK OF NEW YORK MELLON CORP	16,025	$680K	0.1%	$33.03	+0.4%	COM	064058100
—	TURMERIC ACQUISITION CORP	65,000	$668K	0.1%	$10.28	—	COM	G9127T116
—	AVANTI ACQUISITION CORP SHS CL	64,200	$660K	0.1%	$10.28	—	COM	G0682V109
—	SURGALIGN HOLDINGS INC COM	298,573	$654K	0.1%	$1.81	—	COM	86882C105
UBER	UBER TECHNOLOGIES INC COM	12,500	$638K	0.1%	$44.81	0.0%	COM	90353T100
PG	PROCTER & GAMBLE COMPANY	4,575	$637K	0.1%	$123.16	0.0%	COM	742718109
—	DMY TECHNOLOGY GROUP INC III	52,100	$594K	0.1%	$11.40	—	COM	233278209
—	VESPER HEALTHCARE ACQSTN CORCO	51,400	$581K	0.1%	$11.30	—	COM	92538T104
—	TPG PACE TECH OPPORTUNITIES CL	51,500	$572K	0.1%	$11.11	—	COM	G8990Y103
—	CIIG MERGER CORP WT EXP 123126	68,550	$562K	0.1%	$0.86	—	WARRANT AND RIGH	12559C111
—	CF FIN ACQUISITION CORP III UN	52,100	$559K	0.1%	$10.73	—	UNITS	12529D207
PMVCW	PMV CONSUMER ACQUISITION CORWT	500,000	$550K	0.1%	$1.10	—	WARRANT AND RIGH	693486110
—	VY GLOBAL GROWTH	51,100	$550K	0.1%	$10.76	—	COM	G9444H126
—	SPARTACUS ACQUISITION CORP	52,000	$550K	0.1%	$10.58	—	COM	84677L208
—	LF CAP ACQUISITION CORP CL A	51,393	$546K	0.1%	$9.68	—	COM	50200K108
—	FIRSTMARK HORIZON ACQUISITIOCL	51,500	$546K	0.1%	$10.60	—	COM	33765Y101
—	FINTECH ACQUISITION CORP V	51,107	$545K	0.1%	$10.66	—	COM	31810Q305
—	OAKTREE ACQUISITION CORP II CL	51,900	$544K	0.1%	$10.48	—	COM	G6715X103
TMPOQ	ACE CONVERGENCE ACQU CORP CL A	53,100	$543K	0.1%	$9.76	—	COM	G0083D120
BHC	BAUSCH HEALTH COMPANIES INC CO	26,000	$541K	0.1%	$20.63	-9.6%	COM	071734107
—	TORTOISE ACQUISITION CORP IICO	50,400	$537K	0.1%	$10.65	—	COM	G89554102
—	JIYA ACQUISITION CORP -CL A	52,000	$536K	0.1%	$10.31	—	COM	47760M102
PNC	PNC FINANCIAL CORP	3,600	$536K	0.1%	$98.99	+7.6%	COM	693475105
—	INSU ACQUISITION CORP III	50,500	$534K	0.1%	$10.57	—	COM	457817302
—	CORNER GROWTH ACQUISITION CO	50,500	$528K	0.1%	$10.46	—	COM	G2425N121
—	GRACE W R & CO DEL NEW COM	9,602	$526K	0.1%	$54.78	—	COM	38388F108
—	BLUE WATER ACQUISITION CORP/	50,500	$523K	0.1%	$10.36	—	COM	09607T203
NEM	NEWMONT CORP	8,740	$523K	0.1%	$16.63	+214.9%	COM	651639106
—	HEALTHCARE SERVICES ACQUISIT	50,700	$518K	0.1%	$10.22	—	COM	42227K203
LAUR	LAUREATE EDUCATION INC CL A	34,900	$508K	0.1%	$14.12	0.0%	COM	518613203
—	GIGCAPITAL2 INC COM	45,233	$495K	0.1%	$9.93	—	COM	375036100
YTRA	YATRA ONLINE INC ORD SHS	246,533	$476K	0.1%	$4.07	-65.8%	COM	G98338109
GEF/B	GREIF INC CL B	9,458	$458K	0.1%	$37.21	0.0%	COM	397624206
—	HOLLYSYS AUTOMATION TECHNOLOGI	29,900	$439K	0.1%	$14.68	—	COM	G45667105
WEN	WENDYS COMPANY	20,000	$438K	0.1%	$22.78	0.0%	COM	95058W100
—	INFN 2 1/8 9/1/24	350,000	$437K	0.1%	$0.69	—	CONVERTIBLE BOND	45667GAC7
TXN	TEXAS INSTRUMENTS INC	2,600	$427K	0.1%	$66.51	+102.4%	COM	882508104
—	ATLANTIC AVE ACQUISITION CORCO	41,100	$414K	0.1%	$10.07	—	COM	04906P101
—	JAWS SPITFIRE ACQUISITION CO	37,000	$409K	0.1%	$11.05	—	COM	G50740128
—	TBPH 3 1/4 11/1/23	430,000	$406K	0.1%	$0.89	—	CONVERTIBLE BOND	88339KAA0
—	STARBOARD VALUE ACQUISITN COCO	38,900	$403K	0.1%	$10.36	—	COM	85521J109
NKE	NIKE INC CL B	2,800	$396K	0.1%	$123.21	0.0%	COM	654106103
C	CITIGROUP INC	6,300	$388K	0.1%	$49.03	-13.6%	COM	172967424
—	VIACOMCBS INC CL A	10,235	$387K	0.1%	$44.62	—	COM	92556H107
—	TREPONT ACQUISITION CORP I	37,000	$384K	0.1%	$10.38	—	COM	G9095M119
GDX	VANECK VECTORS GOLD MINERS ETF	10,625	$383K	0.1%	$38.29	—	ETF - EQUITY	92189F106
—	GENERAL ELEC CO	35,000	$378K	0.1%	$10.80	—	COM	369604103
—	WELLS FARGO CV PFD L 7.500	250	$378K	0.1%	$1185.20	—	CONVERTIBLE PREF	949746804
—	MIC 2 10/1/23	375,000	$374K	0.1%	$0.90	—	CONVERTIBLE BOND	55608BAB1
—	MOTIVE CAPITAL CORP	35,300	$372K	0.1%	$10.54	—	COM	G6293A129
IEP	ICAHN ENTERPRISES LP DEPOSITRY	7,200	$365K	0.1%	$58.13	—	COM	451100101
—	ANDINA ACQUISITION CORP III SH	34,000	$362K	0.1%	$9.91	—	COM	G04415108
—	FOUNDATION BLDG MATLS INC COM	18,776	$361K	0.1%	$19.23	—	COM	350392106
VMC	VULCAN MATLS CO COM	2,400	$356K	0.1%	$95.27	+43.6%	COM	929160109
—	TWO 6 1/4 1/15/22	350,000	$355K	0.1%	$1.01	—	CONVERTIBLE BOND	90187BAA9
—	RODGERS SILICON VALLEY ACQUI	26,500	$354K	0.1%	$13.36	—	COM	774873202
—	NEE 4.872 9/1/22 CV PFD	6,000	$350K	0.1%	$50.22	—	CONVERTIBLE PREF	65339F796
—	AERSALE CORPORATION WT EXP 110	184,750	$344K	0.1%	$1.86	—	WARRANT AND RIGH	00810F114
—	NEW PROVIDENCE ACQUISITION WT	90,332	$341K	0.1%	$1.21	—	WARRANT AND RIGH	64822P114
—	GS ACQUISITION HLDGS CORP IIWT	131,875	$338K	0.1%	$2.56	—	WARRANT AND RIGH	36258Q113
TSLA	TESLA MTRS INC COM	470	$332K	0.1%	$170.65	0.0%	COM	88160R101
—	DRAFTKINGS INC COM CL A	7,000	$326K	0.1%	$46.57	—	COM	26142R104
—	FALCON MINERALS CORP	102,714	$324K	0.1%	$7.15	—	COM	30607B109
CI	CIGNA CORP NEW	1,550	$323K	0.1%	$167.22	+7.3%	COM	125523100
—	REVOLUTION ACCELERATION ACQ	30,600	$319K	0.0%	$10.42	—	COM	76156P205
TDS	TELEPHONE & DATA SYS	16,600	$308K	0.0%	$23.92	-23.2%	COM	879433829
—	BANK OF AMERICA CV PFD L 7.250	200	$304K	0.0%	$1276.25	—	CONVERTIBLE PREF	060505682
—	MDC PARTNERS INC-A	120,618	$303K	0.0%	$2.51	—	COM	552697104
CHDN	CHURCHILL DOWNS INC COM	1,530	$298K	0.0%	$89.14	0.0%	COM	171484108
META	FACEBOOK INC CL A	1,075	$294K	0.0%	$208.84	+30.4%	COM	30303M102
ABBV	ABBVIE INC COM	2,722	$292K	0.0%	$70.95	+11.3%	COM	00287Y109
—	TEXAS PAC LD TR SUB CTF PROP I	400	$291K	0.0%	$727.50	—	COM	882610108
TXT	TEXTRON INC	6,000	$290K	0.0%	$49.20	-15.0%	COM	883203101
—	HUMANCO ACQUISITION CORP	25,574	$282K	0.0%	$11.03	—	COM	44487N208
—	KELLOGG CO	4,500	$280K	0.0%	$50.01	0.0%	COM	487836108
—	PROSHARES TRUST ULTRASHORT SP5	22,500	$279K	0.0%	$22.43	—	ETF - EQUITY	74347B383
—	FOREST ROAD ACQUISITION CORP	26,500	$278K	0.0%	$10.49	—	COM	34619R201
NFG	NATIONAL FUEL GAS CO N J COM	6,700	$276K	0.0%	$53.56	-22.3%	COM	636180101
TV	GRUPO TELEVISA SA DE CV ADR (B	33,400	$275K	0.0%	$13.29	—	COM	40049J206
CNH	CNH INDUSTRIAL NV	21,250	$273K	0.0%	$7.89	-1.7%	COM	N20944109
—	FUSION ACQUISITION CORP WT EXP	106,075	$272K	0.0%	$2.56	—	WARRANT AND RIGH	36118H113
—	GCP APPLIED TECHNOLOGIES INCCO	11,425	$270K	0.0%	$21.71	—	COM	36164Y101
—	MONTES ARCHIMEDES ACQUISITIO	25,700	$270K	0.0%	$10.51	—	COM	612657205
—	PVGCN 2 1/4 3/15/22	250,000	$268K	0.0%	$1.07	—	CONVERTIBLE BOND	74139CAB8
—	7GC & CO HOLDINGS INC	25,422	$268K	0.0%	$10.54	—	COM	81786A206
—	THAYER VENTURES ACQUISITION	25,200	$264K	0.0%	$10.48	—	COM	88332T209
HXL	HEXCEL CORP NEW COM	5,403	$262K	0.0%	$53.31	-18.3%	COM	428291108
—	RED LION HOTELS CORP	75,500	$261K	0.0%	$3.46	—	COM	756764106
—	CITIC CAPITAL ACQUISITION COWT	153,725	$261K	0.0%	$1.25	—	WARRANT AND RIGH	G21513117
CCI	CROWN CASTLE INTL CORP	1,600	$255K	0.0%	$129.05	-1.0%	COM	22822V101
ENR	ENERGIZER HLDGS INC NEW	6,050	$255K	0.0%	$31.38	+9.6%	COM	29272W109
CVS	CVS HEALTH CORP	3,650	$249K	0.0%	$57.33	-3.7%	COM	126650100
HCA	HCA HEALTHCARE INC	1,500	$247K	0.0%	$99.34	+40.7%	COM	40412C101
BDX	BECTON DICKINSON & CO COM	980	$245K	0.0%	$220.14	-2.5%	COM	075887109
—	TWTR 1/4 6/15/24	200,000	$243K	0.0%	$0.97	—	CONVERTIBLE BOND	90184LAF9
MRK	MERCK & COMPANY	2,944	$241K	0.0%	$65.80	-1.4%	COM	58933Y105
—	EXAS 1.000 01/15/25	125,000	$237K	0.0%	$1.90	—	CONVERTIBLE BOND	30063PAA3
—	BUNGE LIMITED COM	3,600	$236K	0.0%	$45.76	—	COM	G16962105
—	UNION ACQUISITION CORP II WT E	246,900	$235K	0.0%	$0.38	—	WARRANT AND RIGH	G9402Q126
BC	BRUNSWICK CORP	3,000	$229K	0.0%	$43.41	+46.8%	COM	117043109
—	VIACOMCBS INC CL B	6,150	$229K	0.0%	$37.24	—	COM	92556H206
—	MARQUEE RAINE ACQUISITION CO	20,200	$219K	0.0%	$10.84	—	COM	G58442115
—	MONMOUTH REAL ESTATE INVT COCL	12,500	$217K	0.0%	$17.36	—	COM	609720107
—	DISH NETWORK CORPORATION	6,700	$217K	0.0%	$48.39	—	COM	25470M109
—	LIONHEART ACQUISITION CORP IWT	178,050	$208K	0.0%	$1.17	—	WARRANT AND RIGH	53625R112
—	SINCLAIR BROADCAST GROUP INCCL	6,500	$207K	0.0%	$31.85	—	COM	829226109
—	PROOFPOINT INC COM	1,500	$205K	0.0%	$136.67	—	COM	743424103
AB	ALLIANCE BERNSTEIN HLDGS LP UN	6,000	$203K	0.0%	$33.83	—	COM	01881G106
—	FINSERV ACQUISITION CORP WT EX	57,750	$202K	0.0%	$1.00	—	WARRANT AND RIGH	318085115
PRGO	PERRIGO COMPANY	4,500	$201K	0.0%	$53.64	-13.6%	COM	G97822103
—	CHENIERE ENERGY, INC. 4.250 0	250,000	$197K	0.0%	$0.78	—	CONVERTIBLE BOND	16411RAG4
—	ARTIUS ACQUISITION INC WT EXP	88,969	$196K	0.0%	$1.61	—	WARRANT AND RIGH	04316G113
SSP	SCRIPPS E W CO OHIO CL A	12,500	$191K	0.0%	$13.25	-30.2%	COM	811054402
—	RDUS 3.000 09/01/24	200,000	$180K	0.0%	$0.84	—	CONVERTIBLE BOND	750469AA6
—	FLXN 3 3/8 5/1/24	200,000	$179K	0.0%	$0.85	—	CONVERTIBLE BOND	33938JAB2
SNAXW	ANDINA ACQUISITION CORP III WT	216,100	$173K	0.0%	$0.21	—	WARRANT AND RIGH	G04415124
—	JAWS ACQUISITION CORP SHS	12,682	$170K	0.0%	$10.41	—	COM	G50744104
—	XL FLEET CORP WARRANTS	20,764	$168K	0.0%	$8.09	—	WARRANT AND RIGH	9837FR118
—	HUTTIG BLDG PRODS INC COM	44,452	$163K	0.0%	$3.67	—	COM	448451104
EVH	EVOLENT HEALTH INC CL A	10,000	$160K	0.0%	$11.63	+13.7%	COM	30050B101
—	ALUSSA ENERGY ACQUISITION COWT	126,100	$155K	0.0%	$0.65	—	WARRANT AND RIGH	G0232J119
—	RIGNET INC COM	26,383	$155K	0.0%	$5.87	—	COM	766582100
—	TRILLIUM THERAPEUTICS INC COM	10,000	$147K	0.0%	$14.70	—	COM	89620X506
—	RMG ACQUISITION CORP II	12,700	$142K	0.0%	$11.18	—	COM	G76083115
—	CLIMATE CHANGE CRISIS REAL IWT	78,134	$140K	0.0%	$1.79	—	WARRANT AND RIGH	18716C118
—	HIGHLAND TRANSCEND PARTNERS	13,154	$138K	0.0%	$10.49	—	COM	G44690116
—	ICPT 2.000 05/15/26	225,000	$137K	0.0%	$0.99	—	CONVERTIBLE BOND	45845PAB4
—	NEBULA CARAVEL ACQUISITION	12,700	$137K	0.0%	$10.79	—	COM	629070202
—	HEALTHCARE MERGER CORP WT	111,300	$136K	0.0%	$1.22	—	WARRANT AND RIGH	78472F119
—	GORES HOLDINGS VI INC UNIT EXP	12,700	$135K	0.0%	$10.63	—	UNITS	38286R204
BRZHW	BREEZE HLDGS ACQUISITION WT	128,600	$132K	0.0%	$1.03	—	WARRANT AND RIGH	106762115
—	VECTOR ACQUISITION CORP WT EXP	86,633	$131K	0.0%	$1.51	—	WARRANT AND RIGH	G9442R118
—	ANDINA ACQUISITION CORP III RT	341,751	$130K	0.0%	$0.29	—	WARRANT AND RIGH	G04415132
CCO	CLEAR CHANNEL OUTDOOR HLDG	76,000	$125K	0.0%	$3.17	-60.4%	COM	18453H106
—	INTERPRIVATE ACQUISITION CORWT	30,200	$124K	0.0%	$0.82	—	WARRANT AND RIGH	46064A111
DDD	3-D SYS CORP DEL COM NEW	11,000	$115K	0.0%	$5.92	+37.2%	COM	88554D205
—	APOLLO STRATEGIC GROWTH CAPTWT	60,533	$114K	0.0%	$1.88	—	WARRANT AND RIGH	G0411R114
—	TWC TECH HLDGS II CORP WT EXP	69,100	$114K	0.0%	$1.65	—	WARRANT AND RIGH	90117G113
—	VG ACQUISITION CORP WT EXP 092	42,734	$113K	0.0%	$2.64	—	WARRANT AND RIGH	G9446E113
GT	GOODYEAR TIRE & RUBR CO	10,400	$113K	0.0%	$10.07	0.0%	COM	382550101
—	PROPERTY SOLUTIONS ACQUISITIWT	106,200	$112K	0.0%	$0.38	—	WARRANT AND RIGH	74348Q116
—	FRAZIER LIFESCIENCES ACQUIS	10,200	$106K	0.0%	$10.39	—	COM	G3710A121
—	CC NEUBERGER PRIN HLDGS II WT	59,850	$102K	0.0%	$1.64	—	WARRANT AND RIGH	G3166T111
—	COHN ROBBINS HOLDINGS CORP WT	52,071	$94,000	0.0%	$1.81	—	WARRANT AND RIGH	G23726113
SSTPW	TREBIA ACQUISITION CORP WT EXP	44,040	$92,000	0.0%	$2.09	—	WARRANT AND RIGH	G9027T117
—	SOCIAL CAPITAL HEDOSOPHA HLDWT	25,703	$91,000	0.0%	$3.54	—	WARRANT AND RIGH	G8252P113
—	FOLEY TRASIMENE ACQUISTN CORWT	35,400	$90,000	0.0%	$2.26	—	WARRANT AND RIGH	34431F112
—	JAWS ACQUISITION CORP WT EXP	32,366	$87,000	0.0%	$2.11	—	WARRANT AND RIGH	G50744112
—	SOCIAL CAPITAL HEDOSOPHA HLDWT	25,703	$84,000	0.0%	$3.27	—	WARRANT AND RIGH	G8251L113
—	JUNIPER INDL HLDGS INC WT EXP	44,826	$82,000	0.0%	$1.73	—	WARRANT AND RIGH	48205G114
—	MANNING & NAPIER INC	12,500	$78,000	0.0%	$2.97	—	COM	56382Q102
ARLO	ARLO TECHNOLOGIES INC COM	10,000	$78,000	0.0%	$3.47	+75.2%	COM	04206A101
—	REVIVA PHARMACEUTCLS HLDGS INC	110,900	$75,000	0.0%	$0.68	—	WARRANT AND RIGH	76152G118
—	FORUM MERGER III CORP WT EXP 0	21,233	$74,000	0.0%	$1.85	—	WARRANT AND RIGH	349885111
AGLWQ	LIV CAP ACQUISITION CORP WT EX	104,600	$73,000	0.0%	$0.47	—	WARRANT AND RIGH	G5510C116
—	APEX TECHNOLOGY ACQUISITN COWT	16,605	$71,000	0.0%	$1.57	—	WARRANT AND RIGH	03768F110
—	CHURCHILL CAPITAL CORP IV WT E	45,840	$70,000	0.0%	$1.49	—	WARRANT AND RIGH	171439110
—	GAMCO NAT RESOURCE GOLD X	13,205	$67,000	0.0%	$5.07	—	MUTUAL FUNDS	36465E101
GNRWQ	GREENROSE ACQUISITION CORP WT	62,208	$62,000	0.0%	$0.24	—	WARRANT AND RIGH	395392111
—	GO ACQUISITION CORP WT EXP 083	39,533	$59,000	0.0%	$1.49	—	WARRANT AND RIGH	362019119
—	E MERGE TECHNOLOGY ACQUISITIWT	35,400	$53,000	0.0%	$0.93	—	WARRANT AND RIGH	26873Y112
—	LF CAP ACQUISITION CORP WT EXP	26,346	$51,000	0.0%	$0.50	—	WARRANT AND RIGH	50200K116
—	YUCAIPA ACQUISITION CORP WT EX	35,400	$51,000	0.0%	$1.44	—	WARRANT AND RIGH	G9879L113
—	HPX CORP WT EXP 071425	45,850	$49,000	0.0%	$0.89	—	WARRANT AND RIGH	G32219126
—	SOCIAL CAPITAL HEDOSOPHA HLDWT	12,875	$48,000	0.0%	$3.73	—	WARRANT AND RIGH	G82514111
—	AVANTI ACQUISITION CORP WT EXP	32,100	$48,000	0.0%	$1.50	—	WARRANT AND RIGH	G0682V125
—	EQUITY DISTR ACQUISITION CORWT	25,967	$46,000	0.0%	$1.77	—	WARRANT AND RIGH	29465E114
—	VEON LTD ADR	30,000	$45,000	0.0%	$2.69	—	COM	91822M106
—	VESPER HEALTHCARE ACQSTN CORWT	17,134	$45,000	0.0%	$2.63	—	WARRANT AND RIGH	92538T112
—	BOWX ACQUISITION CORP WT EXP 0	26,566	$45,000	0.0%	$1.69	—	WARRANT AND RIGH	103085114
—	FIRSTMARK HORIZON ACQUISITIOWT	17,166	$43,000	0.0%	$2.50	—	WARRANT AND RIGH	33765Y119
—	ONE WT EXP 081725	19,778	$42,000	0.0%	$2.12	—	WARRANT AND RIGH	G7000X121
—	YUNHONG INTL WT EXP 013127	55,100	$41,000	0.0%	$0.21	—	WARRANT AND RIGH	G98882122
OPK	OPKO HEALTH INC COM	10,000	$40,000	0.0%	$7.71	-45.8%	COM	68375N103
BRZHR	BREEZE HLDGS ACQUISITION RT	128,600	$37,000	0.0%	$0.29	—	WARRANT AND RIGH	106762123
—	ACE CONVERGENCE ACQU CORP WT E	26,550	$37,000	0.0%	$0.83	—	WARRANT AND RIGH	G0083D104
WSUPW	ASPIRATIONAL CONSUMER LIFESTWT	34,600	$37,000	0.0%	$1.07	—	WARRANT AND RIGH	G05436111
—	TORTOISE ACQUISITION CORP IIWT	12,600	$36,000	0.0%	$2.86	—	WARRANT AND RIGH	G89554128
—	YUNHONG INTL RT	110,100	$34,000	0.0%	$0.20	—	WARRANT AND RIGH	G98882130
—	OAKTREE ACQUISITION CORP II WT	12,975	$25,000	0.0%	$1.93	—	WARRANT AND RIGH	G6715X111
—	GIGCAPITAL2 INC RT	60,000	$25,000	0.0%	$0.25	—	WARRANT AND RIGH	375036126
—	ATLANTIC AVE ACQUISITION CORWT	20,550	$23,000	0.0%	$1.12	—	WARRANT AND RIGH	04906P119
—	TPG PACE TECH OPPORTUNITIES WT	10,300	$22,000	0.0%	$2.14	—	WARRANT AND RIGH	G8990Y129