Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 5, 2021
Total Value: $642M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 2,756,876 | $48.91M | 7.6% | $17.74 * | $19.94 | -44.8% | COM | 361438104 |
| WTW | WILLIS TOWERS WATSON PUB LTD S | 121,780 | $25.66M | 4.0% | $210.68 * | $189.26 | +1.5% | COM | G96629103 |
| — | VARIAN MED SYS INC COM | 146,041 | $25.56M | 4.0% | $175.01 | $172.80 | — | COM | 92220P105 |
| — | LIBERTY SIRIUS GROUP C | 539,211 | $23.46M | 3.7% | $43.51 | $32.25 | — | COM | 531229607 |
| — | SLACK TECHNOLOGIES INC COM CL | 509,889 | $21.54M | 3.4% | $42.24 | $42.24 | — | COM | 83088V102 |
| — | TIFFANY & CO NEW COM | 141,737 | $18.63M | 2.9% | $131.45 | $132.66 | — | COM | 886547108 |
| — | EATON VANCE CORP COM | 233,058 | $15.83M | 2.5% | $67.93 | $67.93 | — | COM | 278265103 |
| — | GDL FUND | 1,766,004 | $15.4M | 2.4% | $8.72 | $9.51 | — | MUTUAL FUNDS | 361570104 |
| TXNM | PNM RES INC | 315,403 | $15.31M | 2.4% | $48.53 | $48.23 | 0.0% | COM | 69349H107 |
| — | NATIONAL GEN HLDGS CORP COM | 442,659 | $15.13M | 2.4% | $34.18 | $33.93 | — | COM | 636220303 |
| — | XILINX INC COM | 101,180 | $14.34M | 2.2% | $141.77 | $141.77 | — | COM | 983919101 |
| — | GABELLI DIV&INC TR COM | 635,000 | $13.63M | 2.1% | $21.46 | $18.63 | — | MUTUAL FUNDS | 36242H104 |
| — | MAXIM INTEGRATED PRODS INC COM | 140,638 | $12.47M | 1.9% | $88.65 | $75.27 | — | COM | 57772K101 |
| — | GRUBHUB INC COM | 152,770 | $11.35M | 1.8% | $74.27 | $72.27 | — | COM | 400110102 |
| — | INPHI CORP COM | 67,860 | $10.89M | 1.7% | $160.46 | $160.46 | — | COM | 45772F107 |
| — | REALPAGE INC COM | 118,738 | $10.36M | 1.6% | $87.24 | $87.24 | — | COM | 75606N109 |
| — | PMV CONSUMER ACQUISITION CORCO | 1,000,000 | $10.15M | 1.6% | $10.15 | $10.15 | — | COM | 693486102 |
| — | PLURALSIGHT INC COM CL A | 482,700 | $10.12M | 1.6% | $20.96 | $20.96 | — | COM | 72941B106 |
| — | VIRTUSA CORP COM | 193,441 | $9.891M | 1.5% | $51.13 | $50.24 | — | COM | 92827P102 |
| — | BMC STK HLDGS INC COM | 145,817 | $7.827M | 1.2% | $53.68 | $53.68 | — | COM | 05591B109 |
| — | NAVISTAR INTL CORP COM | 175,090 | $7.697M | 1.2% | $43.96 | $43.96 | — | COM | 63934E108 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 389,449 | $7.174M | 1.1% | $18.42 | $16.45 | — | MUTUAL FUNDS | 36242L105 |
| — | FITBIT INC CL A | 984,484 | $6.694M | 1.0% | $6.80 | $6.59 | — | COM | 33812L102 |
| — | ALEXION PHARMACEUTICALS INC CO | 42,550 | $6.648M | 1.0% | $156.24 | $156.24 | — | COM | 015351109 |
| LEN/B | LENNAR B SHARES | 104,460 | $6.393M | 1.0% | $61.20 * | $32.35 | +67.7% | COM | 526057302 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 329,524 | $6.076M | 0.9% | $18.44 | $20.95 | — | COM | 398438408 |
| — | GS ACQUISITION HLDGS CORP IICO | 527,500 | $5.75M | 0.9% | $10.90 | $10.90 | — | COM | 36258Q105 |
| — | COLLECTORS UNIVERSE INC | 72,733 | $5.484M | 0.9% | $75.40 | $75.40 | — | COM | 19421R200 |
| — | ACACIA COMMUNICATIONS INC COM | 71,422 | $5.211M | 0.8% | $72.96 | $65.83 | — | COM | 00401C108 |
| — | CORELOGIC INC COM | 66,913 | $5.174M | 0.8% | $77.32 | $77.32 | — | COM | 21871D103 |
| — | SEACOR HLDGS INC COM | 120,977 | $5.014M | 0.8% | $41.45 | $41.45 | — | COM | 811904101 |
| — | PREVAIL THERAPEUTICS INC COM | 205,800 | $4.748M | 0.7% | $23.07 | $23.07 | — | COM | 74140Y101 |
| KKR | KKR & CO INC CL A | 114,100 | $4.62M | 0.7% | $40.49 * | $21.06 | +71.4% | COM | 48251W104 |
| AMZN | AMAZON.COM INC | 1,318 | $4.293M | 0.7% | $3257.21 * | $159.58 | 0.0% | COM | 023135106 |
| — | AEROJET ROCKETDYNE HOLDINGS | 78,100 | $4.128M | 0.6% | $52.86 | $52.86 | — | COM | 007800105 |
| ALUS | ALUSSA ENERGY ACQ CORP | 409,000 | $4.115M | 0.6% | $10.06 | $9.80 | — | COM | G0232J101 |
| — | CINCINNATI BELL INC NEW COM NE | 258,300 | $3.947M | 0.6% | $15.28 | $14.92 | — | COM | 171871502 |
| — | CONCHO RES INC COM | 66,502 | $3.88M | 0.6% | $58.34 | $58.34 | — | COM | 20605P101 |
| — | DISCOVERY INC-C | 142,373 | $3.729M | 0.6% | $26.19 | $23.93 | — | COM | 25470F302 |
| — | LIONHEART ACQUISITION CORP ICO | 356,100 | $3.589M | 0.6% | $10.08 | $10.08 | — | COM | 53625R104 |
| — | CHURCHILL CAPITAL CORP IV CL A | 317,992 | $3.183M | 0.5% | $10.01 | $9.80 | — | COM | 171439102 |
| — | IHS MARKIT LTD SHS | 35,400 | $3.18M | 0.5% | $89.83 | $89.83 | — | COM | G47567105 |
| — | FRONT YD RESIDENTIAL CORP COM | 195,464 | $3.167M | 0.5% | $16.20 | $15.59 | — | COM | 35904G107 |
| — | VENTOUX CCM ACQUISITION CORP | 304,300 | $3.134M | 0.5% | $10.30 | $10.30 | — | COM | 92280L200 |
| — | CITIC CAPITAL ACQUISITION COCO | 279,642 | $2.931M | 0.5% | $10.48 | $9.83 | — | COM | G21513109 |
| — | ACIES ACQUISITION CORP | 267,900 | $2.872M | 0.4% | $10.72 | $10.72 | — | COM | G0103T121 |
| — | ARTIUS ACQUISITION INC COM CL | 266,908 | $2.837M | 0.4% | $10.63 | $9.94 | — | COM | 04316G105 |
| — | TWC TECH HLDGS II CORP COM | 259,400 | $2.731M | 0.4% | $10.53 | $10.53 | — | COM | 90117G105 |
| — | VECTOR ACQUISITION CORP COM CL | 259,900 | $2.628M | 0.4% | $10.11 | $10.11 | — | COM | G9442R126 |
| — | UNION ACQUISITION CORP II SHS | 246,900 | $2.568M | 0.4% | $10.40 | $9.85 | — | COM | G9402Q100 |
| UROV | UROVANT SCIENCES LTD SHS | 159,135 | $2.567M | 0.4% | $16.13 | $16.13 | — | COM | G9381B108 |
| — | GABELLI MULTIMEDIA TRST INC | 322,246 | $2.565M | 0.4% | $7.96 | $7.29 | — | MUTUAL FUNDS | 36239Q109 |
| — | LORAL SPACE & COMMUNICATNS ICO | 118,698 | $2.491M | 0.4% | $20.99 | $42.86 | — | COM | 543881106 |
| — | CC NEUBERGER PRIN HLDGS II SHS | 239,400 | $2.49M | 0.4% | $10.40 | $10.05 | — | COM | G3166T103 |
| — | FUSION ACQUISITION CORP CL A | 212,151 | $2.397M | 0.4% | $11.30 | $11.30 | — | COM | 36118H105 |
| — | GABELLI CV SECURITIES FUND | 355,988 | $2.225M | 0.3% | $6.25 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| — | HIG ACQUISITION CORP | 205,800 | $2.146M | 0.3% | $10.43 | $10.43 | — | COM | G44898115 |
| — | GO ACQUISITION CORP COM | 208,266 | $2.122M | 0.3% | $10.19 | $10.19 | — | COM | 362019101 |
| — | FAR PEAK ACQUISITION CORP | 202,000 | $2.091M | 0.3% | $10.35 | $10.35 | — | COM | G3312L129 |
| GNW | GENWORTH FINL INC COM CL A | 534,161 | $2.019M | 0.3% | $3.78 * | $4.13 | -0.6% | COM | 37247D106 |
| — | VIVEON HEALTH ACQUISITION CO | 190,200 | $1.953M | 0.3% | $10.27 | $10.27 | — | COM | 92853V205 |
| — | BANCROFT FUND LTD COM | 63,300 | $1.908M | 0.3% | $30.14 | $18.58 | — | MUTUAL FUNDS | 059695106 |
| VGACGBP | VG ACQUISITION CORP-A | 166,700 | $1.905M | 0.3% | $11.43 | $11.43 | — | COM | G9446E105 |
| — | PROPTECH INVESTMENT CORP II | 179,100 | $1.904M | 0.3% | $10.63 | $10.63 | — | COM | 743497208 |
| GBTG | APOLLO STRATEGIC GROWTH CAPTSH | 181,600 | $1.89M | 0.3% | $10.41 | $10.41 | — | COM | G0411R106 |
| IBKR | INTERACTIVE BROKERS | 30,125 | $1.835M | 0.3% | $60.91 * | $12.75 | +0.9% | COM | 45841N107 |
| — | KINS TECHNOLOGY GROUP INC | 176,607 | $1.817M | 0.3% | $10.29 | $10.29 | — | COM | 49714K208 |
| SOHU | SOHU COM LTD SPONSORED ADS | 113,149 | $1.804M | 0.3% | $15.94 | $15.94 | — | COM | 83410S108 |
| CMTL | COMTECH TELECOMMUNICATIONS CCO | 86,150 | $1.782M | 0.3% | $20.68 * | $15.01 | +10.1% | COM | 205826209 |
| — | TELENAV INC | 372,300 | $1.75M | 0.3% | $4.70 | $4.70 | — | COM | 879455103 |
| — | REDBALL ACQUISITION CORP COM C | 158,600 | $1.727M | 0.3% | $10.89 | $10.89 | — | COM | G7417R105 |
| SBUX | STARBUCKS CORP COM | 16,000 | $1.712M | 0.3% | $107.00 * | $85.15 | 0.0% | COM | 855244109 |
| DELL | DELL TECHNOLOGIES INC CL C | 23,213 | $1.701M | 0.3% | $73.28 * | $28.60 | +11.6% | COM | 24703L202 |
| — | CLIMATE CHANGE CRISIS REAL ICL | 156,269 | $1.674M | 0.3% | $10.71 | $10.71 | — | COM | 18716C100 |
| — | PERIPHAS CAPITAL PARTNERING | 63,100 | $1.648M | 0.3% | $26.12 | $26.12 | — | COM | 713895209 |
| — | COHN ROBBINS HOLDINGS CORP COM | 156,213 | $1.626M | 0.3% | $10.41 | $10.41 | — | COM | G23726105 |
| TMUS | T-MOBILE US INC | 12,050 | $1.625M | 0.3% | $134.85 * | $93.38 | +27.8% | COM | 872590104 |
| — | CONX CORP | 151,600 | $1.584M | 0.2% | $10.45 | $10.45 | — | UNITS | 212873202 |
| — | SEVEN OAKS ACQUISITION CORP | 151,300 | $1.566M | 0.2% | $10.35 | $10.35 | — | COM | 81787X205 |
| — | PDL BIOPHARMA INC COM | 633,700 | $1.565M | 0.2% | $2.47 | $2.47 | — | COM | 69329Y104 |
| — | NEW PROVIDENCE ACQUISITION COM | 115,265 | $1.565M | 0.2% | $13.58 | $10.07 | — | COM | 64822P106 |
| — | SCION TECH GROWTH I | 151,400 | $1.562M | 0.2% | $10.32 | $10.32 | — | COM | G31067120 |
| SONY | SONY CORP-ADR (B:SNE US) | 15,300 | $1.547M | 0.2% | $101.11 | $26.89 | — | COM | 835699307 |
| CLX | CLOROX CO | 7,500 | $1.514M | 0.2% | $201.87 * | $176.37 | 0.0% | COM | 189054109 |
| — | ZAGG INC COM | 361,688 | $1.508M | 0.2% | $4.17 | $4.17 | — | COM | 98884U108 |
| GYRO | GYRODYNE LLC COM | 89,494 | $1.454M | 0.2% | $16.25 * | $16.93 | -0.3% | COM | 403829104 |
| — | LANDCADIA HOLDINGS III INC UNI | 129,400 | $1.445M | 0.2% | $11.17 | $11.17 | — | UNITS | 51476H209 |
| — | SINA CORP ORD | 33,874 | $1.436M | 0.2% | $42.39 | $42.61 | — | COM | G81477104 |
| FTCHQ | FARFETCH LTD ORD SH CL A | 22,400 | $1.429M | 0.2% | $63.79 * | $44.22 | 0.0% | COM | 30744W107 |
| — | TREBIA ACQUISITION CORP COM CL | 132,122 | $1.426M | 0.2% | $10.79 | $10.79 | — | COM | G9027T109 |
| — | GABELLI GO ANYWHERE TRUST | 111,487 | $1.338M | 0.2% | $12.00 | $19.51 | — | MUTUAL FUNDS | 36250J109 |
| — | BIOTELEMETRY INC COM | 18,100 | $1.305M | 0.2% | $72.10 | $72.10 | — | COM | 090672106 |
| — | BREEZE HLDGS ACQUISITION | 128,600 | $1.305M | 0.2% | $10.15 | $10.15 | — | COM | 106762107 |
| — | SENIOR CONNECT ACQUISITION C | 126,300 | $1.3M | 0.2% | $10.29 | $10.29 | — | COM | 81723H207 |
| — | SOCIAL CAPITAL HEDOSOPHA HLDSH | 102,815 | $1.279M | 0.2% | $12.44 | $12.44 | — | COM | G8252P105 |
| — | SOCIAL CAPITAL HEDOSOPHA HLDSH | 102,815 | $1.265M | 0.2% | $12.30 | $12.30 | — | COM | G8251L105 |
| VTRS | VIATRIS INC COM | 65,637 | $1.23M | 0.2% | $18.74 * | $13.33 | 0.0% | COM | 92556V106 |
| — | JUNIPER INDL HLDGS INC COM CL | 113,300 | $1.213M | 0.2% | $10.71 | $10.46 | — | COM | 48205G106 |
| — | CELLULAR BIOMEDICINE GROUP ICO | 65,922 | $1.212M | 0.2% | $18.39 | $18.39 | — | COM | 15117P102 |
| MSFT | MICROSOFT CORP | 5,410 | $1.203M | 0.2% | $222.37 * | $206.04 | 0.0% | COM | 594918104 |
| — | FOLEY TRASIMENE ACQUISTN CORCO | 106,200 | $1.187M | 0.2% | $11.18 | $10.36 | — | COM | 34431F104 |
| VZ | VERIZON COMMUNICATIONS | 20,000 | $1.175M | 0.2% | $58.75 * | $38.62 | +13.9% | COM | 92343V104 |
| — | SPARTAN ACQUISITION CORP II | 105,700 | $1.142M | 0.2% | $10.80 | $10.80 | — | COM | 846775203 |
| — | TS INNOVATION ACQUISITIONS COR | 103,800 | $1.094M | 0.2% | $10.54 | $10.54 | — | COM | 87284T209 |
| — | YUNHONG INTL CL A SHS | 110,100 | $1.094M | 0.2% | $9.94 | $9.87 | — | COM | G98882106 |
| — | E MERGE TECHNOLOGY ACQUISITICO | 106,200 | $1.086M | 0.2% | $10.23 | $9.78 | — | COM | 26873Y104 |
| — | GABELLI GLB SML & MD CP VAL CO | 82,711 | $1.079M | 0.2% | $13.05 | $11.20 | — | MUTUAL FUNDS | 36249W104 |
| — | PINE ISLAND ACQUISITION CORP | 104,200 | $1.074M | 0.2% | $10.31 | $10.31 | — | COM | 722615200 |
| YAC | YUCAIPA ACQUISITION CORP COM | 106,200 | $1.073M | 0.2% | $10.10 | $10.10 | — | COM | G9879L105 |
| — | PROPERTY SOLUTIONS ACQUISITICO | 106,200 | $1.062M | 0.2% | $10.00 | $9.81 | — | COM | 74348Q108 |
| — | FERRO CORP | 72,398 | $1.059M | 0.2% | $14.63 | $13.28 | — | COM | 315405100 |
| AGILQ | LIV CAP ACQUISITION CORP CL A | 104,600 | $1.058M | 0.2% | $10.11 | $9.85 | — | COM | G5510C108 |
| — | ALTITUDE ACQUISITION CORP UNIT | 101,000 | $1.045M | 0.2% | $10.35 | $10.35 | — | UNITS | 02156Y202 |
| UP | ASPIRATIONAL CONSUMER LIFESTCO | 103,800 | $1.035M | 0.2% | $9.97 | $9.97 | — | COM | G05436103 |
| — | FINSERV ACQUISITION CORP CL A | 82,479 | $1.031M | 0.2% | $12.50 | $10.03 | — | COM | 318085107 |
| CSCO | CISCO SYS INC | 23,000 | $1.029M | 0.2% | $44.74 * | $35.27 | 0.0% | COM | 17275R102 |
| GNRSQ | GREENROSE ACQUISITION CORP COM | 100,300 | $1.016M | 0.2% | $10.13 * | $9.86 | +0.1% | COM | 395392103 |
| — | AJAX I | 78,200 | $970K | 0.2% | $12.40 | $12.40 | — | COM | G0190X118 |
| — | HPX CORP SHS CL A | 91,700 | $919K | 0.1% | $10.02 | $9.84 | — | COM | G32219100 |
| CPRT | COPART INC COM | 7,050 | $897K | 0.1% | $127.23 * | $29.14 | 0.0% | COM | 217204106 |
| — | MACQUARIE INFRASTRUCTURE COMPA | 22,855 | $858K | 0.1% | $37.54 | $33.95 | — | COM | 55608B105 |
| — | ONE COM CL A | 79,115 | $852K | 0.1% | $10.77 | $10.77 | — | COM | G7000X105 |
| — | STANDARD AVB FINL CORP COM | 26,000 | $847K | 0.1% | $32.58 | $32.65 | — | COM | 85303B100 |
| DIS | DISNEY WALT PRODTNS | 4,677 | $847K | 0.1% | $181.10 * | $126.40 | +10.9% | COM | 254687106 |
| — | HORIZON ACQUISITION CORP II | 77,903 | $837K | 0.1% | $10.74 | $10.74 | — | COM | G46044122 |
| — | BOWX ACQUISITION CORP CL A | 79,700 | $818K | 0.1% | $10.26 | $10.26 | — | COM | 103085106 |
| — | CAPITOL INVESTMENT CORP V | 79,400 | $818K | 0.1% | $10.30 | $10.30 | — | COM | 14064F209 |
| — | EQUITY DISTR ACQUISITION CORCO | 77,900 | $798K | 0.1% | $10.24 | $10.24 | — | COM | 29465E106 |
| — | OMNICHANNEL ACQUISITION CORP | 77,500 | $798K | 0.1% | $10.30 | $10.30 | — | COM | 68218L207 |
| — | ROTH CH ACQUISITION CO | 75,700 | $787K | 0.1% | $10.40 | $10.40 | — | COM | 778673202 |
| — | CF ACQUISITION CORP IV | 76,167 | $784K | 0.1% | $10.29 | $10.29 | — | COM | 12520T201 |
| FOX | FOX CORP CL B | 26,992 | $780K | 0.1% | $28.90 * | $34.43 | -25.0% | COM | 35137L204 |
| — | DELWINDS INSURANCE ACQUISITI | 75,700 | $772K | 0.1% | $10.20 | $10.20 | — | COM | 24803C201 |
| — | SPWR 4 1/15/23 | 585,000 | $759K | 0.1% | $1.30 | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| — | WPX ENERGY INC | 91,800 | $748K | 0.1% | $8.15 | $8.15 | — | COM | 98212B103 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 5,500 | $730K | 0.1% | $132.73 * | $22.72 | +73.6% | COM | 631103108 |
| MSM | MSC INDL DIRECT INC CL A | 8,500 | $717K | 0.1% | $84.35 * | $73.87 | +4.5% | COM | 553530106 |
| — | SOCIAL CAPITAL HEDOSOPHA HLDSH | 51,500 | $705K | 0.1% | $13.69 | $13.69 | — | COM | G82514103 |
| — | ALASKA COMMUNICATIONS SYS GRCO | 190,799 | $704K | 0.1% | $3.69 | $3.69 | — | COM | 01167P101 |
| OPCH | OPTION CARE HEALTH INC | 44,700 | $699K | 0.1% | $15.64 * | $14.46 | +2.9% | COM | 68404L201 |
| MCD | MCDONALDS CORP | 3,200 | $687K | 0.1% | $214.69 * | $193.25 | 0.0% | COM | 580135101 |
| BK | BANK OF NEW YORK MELLON CORP | 16,025 | $680K | 0.1% | $42.43 * | $33.03 | +0.4% | COM | 064058100 |
| — | TURMERIC ACQUISITION CORP | 65,000 | $668K | 0.1% | $10.28 | $10.28 | — | COM | G9127T116 |
| — | AVANTI ACQUISITION CORP SHS CL | 64,200 | $660K | 0.1% | $10.28 | $10.28 | — | COM | G0682V109 |
| — | SURGALIGN HOLDINGS INC COM | 298,573 | $654K | 0.1% | $2.19 | $1.81 | — | COM | 86882C105 |
| UBER | UBER TECHNOLOGIES INC COM | 12,500 | $638K | 0.1% | $51.04 * | $44.81 | 0.0% | COM | 90353T100 |
| PG | PROCTER & GAMBLE COMPANY | 4,575 | $637K | 0.1% | $139.23 * | $123.16 | 0.0% | COM | 742718109 |
| — | DMY TECHNOLOGY GROUP INC III | 52,100 | $594K | 0.1% | $11.40 | $11.40 | — | COM | 233278209 |
| — | VESPER HEALTHCARE ACQSTN CORCO | 51,400 | $581K | 0.1% | $11.30 | $11.30 | — | COM | 92538T104 |
| — | TPG PACE TECH OPPORTUNITIES CL | 51,500 | $572K | 0.1% | $11.11 | $11.11 | — | COM | G8990Y103 |
| — | CIIG MERGER CORP WT EXP 123126 | 68,550 | $562K | 0.1% | $8.20 | $0.86 | — | WARRANT AND RIGH | 12559C111 |
| — | CF FIN ACQUISITION CORP III UN | 52,100 | $559K | 0.1% | $10.73 | $10.73 | — | UNITS | 12529D207 |
| — | VY GLOBAL GROWTH | 51,100 | $550K | 0.1% | $10.76 | $10.76 | — | COM | G9444H126 |
| — | SPARTACUS ACQUISITION CORP | 52,000 | $550K | 0.1% | $10.58 | $10.58 | — | COM | 84677L208 |
| PMVCW | PMV CONSUMER ACQUISITION CORWT | 500,000 | $550K | 0.1% | $1.10 | $1.10 | — | WARRANT AND RIGH | 693486110 |
| — | FIRSTMARK HORIZON ACQUISITIOCL | 51,500 | $546K | 0.1% | $10.60 | $10.60 | — | COM | 33765Y101 |
| — | LF CAP ACQUISITION CORP CL A | 51,393 | $546K | 0.1% | $10.62 | $9.68 | — | COM | 50200K108 |
| — | FINTECH ACQUISITION CORP V | 51,107 | $545K | 0.1% | $10.66 | $10.66 | — | COM | 31810Q305 |
| — | OAKTREE ACQUISITION CORP II CL | 51,900 | $544K | 0.1% | $10.48 | $10.48 | — | COM | G6715X103 |
| TMPOQ | ACE CONVERGENCE ACQU CORP CL A | 53,100 | $543K | 0.1% | $10.23 | $9.76 | — | COM | G0083D120 |
| BHC | BAUSCH HEALTH COMPANIES INC CO | 26,000 | $541K | 0.1% | $20.81 * | $20.63 | -9.6% | COM | 071734107 |
| — | TORTOISE ACQUISITION CORP IICO | 50,400 | $537K | 0.1% | $10.65 | $10.65 | — | COM | G89554102 |
| PNC | PNC FINANCIAL CORP | 3,600 | $536K | 0.1% | $148.89 * | $98.99 | +7.6% | COM | 693475105 |
| — | JIYA ACQUISITION CORP -CL A | 52,000 | $536K | 0.1% | $10.31 | $10.31 | — | COM | 47760M102 |
| — | INSU ACQUISITION CORP III | 50,500 | $534K | 0.1% | $10.57 | $10.57 | — | COM | 457817302 |
| — | CORNER GROWTH ACQUISITION CO | 50,500 | $528K | 0.1% | $10.46 | $10.46 | — | COM | G2425N121 |
| — | GRACE W R & CO DEL NEW COM | 9,602 | $526K | 0.1% | $54.78 | $54.78 | — | COM | 38388F108 |
| NEM | NEWMONT CORP | 8,740 | $523K | 0.1% | $59.84 * | $16.63 | +214.9% | COM | 651639106 |
| — | BLUE WATER ACQUISITION CORP/ | 50,500 | $523K | 0.1% | $10.36 | $10.36 | — | COM | 09607T203 |
| — | HEALTHCARE SERVICES ACQUISIT | 50,700 | $518K | 0.1% | $10.22 | $10.22 | — | COM | 42227K203 |
| LAUR | LAUREATE EDUCATION INC CL A | 34,900 | $508K | 0.1% | $14.56 * | $14.12 | 0.0% | COM | 518613203 |
| — | GIGCAPITAL2 INC COM | 45,233 | $495K | 0.1% | $10.94 | $9.93 | — | COM | 375036100 |
| YTRA | YATRA ONLINE INC ORD SHS | 246,533 | $476K | 0.1% | $1.93 * | $4.07 | -65.8% | COM | G98338109 |
| GEF/B | GREIF INC CL B | 9,458 | $458K | 0.1% | $48.42 * | $37.21 | 0.0% | COM | 397624206 |
| — | HOLLYSYS AUTOMATION TECHNOLOGI | 29,900 | $439K | 0.1% | $14.68 | $14.68 | — | COM | G45667105 |
| WEN | WENDYS COMPANY | 20,000 | $438K | 0.1% | $21.90 * | $22.78 | 0.0% | COM | 95058W100 |
| — | INFN 2 1/8 9/1/24 | 350,000 | $437K | 0.1% | $1.25 | $0.69 | — | CONVERTIBLE BOND | 45667GAC7 |
| TXN | TEXAS INSTRUMENTS INC | 2,600 | $427K | 0.1% | $164.23 * | $66.51 | +102.4% | COM | 882508104 |
| — | ATLANTIC AVE ACQUISITION CORCO | 41,100 | $414K | 0.1% | $10.07 | $10.07 | — | COM | 04906P101 |
| — | JAWS SPITFIRE ACQUISITION CO | 37,000 | $409K | 0.1% | $11.05 | $11.05 | — | COM | G50740128 |
| — | TBPH 3 1/4 11/1/23 | 430,000 | $406K | 0.1% | $0.94 | $0.89 | — | CONVERTIBLE BOND | 88339KAA0 |
| — | STARBOARD VALUE ACQUISITN COCO | 38,900 | $403K | 0.1% | $10.36 | $10.36 | — | COM | 85521J109 |
| NKE | NIKE INC CL B | 2,800 | $396K | 0.1% | $141.43 * | $123.21 | 0.0% | COM | 654106103 |
| C | CITIGROUP INC | 6,300 | $388K | 0.1% | $61.59 * | $49.03 | -13.6% | COM | 172967424 |
| — | VIACOMCBS INC CL A | 10,235 | $387K | 0.1% | $37.81 | $44.62 | — | COM | 92556H107 |
| — | TREPONT ACQUISITION CORP I | 37,000 | $384K | 0.1% | $10.38 | $10.38 | — | COM | G9095M119 |
| GDX | VANECK VECTORS GOLD MINERS ETF | 10,625 | $383K | 0.1% | $36.05 | $38.29 | — | ETF - EQUITY | 92189F106 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $378K | 0.1% | $1512.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | GENERAL ELEC CO | 35,000 | $378K | 0.1% | $10.80 | $10.80 | — | COM | 369604103 |
| — | MIC 2 10/1/23 | 375,000 | $374K | 0.1% | $1.00 | $0.90 | — | CONVERTIBLE BOND | 55608BAB1 |
| — | MOTIVE CAPITAL CORP | 35,300 | $372K | 0.1% | $10.54 | $10.54 | — | COM | G6293A129 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $365K | 0.1% | $50.69 | $58.13 | — | COM | 451100101 |
| — | ANDINA ACQUISITION CORP III SH | 34,000 | $362K | 0.1% | $10.65 | $9.91 | — | COM | G04415108 |
| — | FOUNDATION BLDG MATLS INC COM | 18,776 | $361K | 0.1% | $19.23 | $19.23 | — | COM | 350392106 |
| VMC | VULCAN MATLS CO COM | 2,400 | $356K | 0.1% | $148.33 * | $95.27 | +43.6% | COM | 929160109 |
| — | TWO 6 1/4 1/15/22 | 350,000 | $355K | 0.1% | $1.01 | $1.01 | — | CONVERTIBLE BOND | 90187BAA9 |
| — | RODGERS SILICON VALLEY ACQUI | 26,500 | $354K | 0.1% | $13.36 | $13.36 | — | COM | 774873202 |
| — | NEE 4.872 9/1/22 CV PFD | 6,000 | $350K | 0.1% | $58.33 | $50.22 | — | CONVERTIBLE PREF | 65339F796 |
| — | AERSALE CORPORATION WT EXP 110 | 184,750 | $344K | 0.1% | $1.86 | $1.86 | — | WARRANT AND RIGH | 00810F114 |
| — | NEW PROVIDENCE ACQUISITION WT | 90,332 | $341K | 0.1% | $3.77 | $1.21 | — | WARRANT AND RIGH | 64822P114 |
| — | GS ACQUISITION HLDGS CORP IIWT | 131,875 | $338K | 0.1% | $2.56 | $2.56 | — | WARRANT AND RIGH | 36258Q113 |
| TSLA | TESLA MTRS INC COM | 470 | $332K | 0.1% | $706.38 * | $170.65 | 0.0% | COM | 88160R101 |
| — | DRAFTKINGS INC COM CL A | 7,000 | $326K | 0.1% | $46.57 | $46.57 | — | COM | 26142R104 |
| — | FALCON MINERALS CORP | 102,714 | $324K | 0.1% | $3.15 | $7.15 | — | COM | 30607B109 |
| CI | CIGNA CORP NEW | 1,550 | $323K | 0.1% | $208.39 * | $167.22 | +7.3% | COM | 125523100 |
| — | REVOLUTION ACCELERATION ACQ | 30,600 | $319K | 0.0% | $10.42 | $10.42 | — | COM | 76156P205 |
| TDS | TELEPHONE & DATA SYS | 16,600 | $308K | 0.0% | $18.55 | $23.92 | -23.2% | COM | 879433829 |
| — | BANK OF AMERICA CV PFD L 7.250 | 200 | $304K | 0.0% | $1520.00 | $1276.25 | — | CONVERTIBLE PREF | 060505682 |
| — | MDC PARTNERS INC-A | 120,618 | $303K | 0.0% | $2.51 | $2.51 | — | COM | 552697104 |
| CHDN | CHURCHILL DOWNS INC COM | 1,530 | $298K | 0.0% | $194.77 * | $89.14 | 0.0% | COM | 171484108 |
| META | FACEBOOK INC CL A | 1,075 | $294K | 0.0% | $273.49 | $208.84 | +30.4% | COM | 30303M102 |
| ABBV | ABBVIE INC COM | 2,722 | $292K | 0.0% | $107.27 * | $70.95 | +11.3% | COM | 00287Y109 |
| — | TEXAS PAC LD TR SUB CTF PROP I | 400 | $291K | 0.0% | $727.50 | $727.50 | — | COM | 882610108 |
| TXT | TEXTRON INC | 6,000 | $290K | 0.0% | $48.33 * | $49.20 | -15.0% | COM | 883203101 |
| — | HUMANCO ACQUISITION CORP | 25,574 | $282K | 0.0% | $11.03 | $11.03 | — | COM | 44487N208 |
| — | KELLOGG CO | 4,500 | $280K | 0.0% | $62.22 * | $50.01 | 0.0% | COM | 487836108 |
| — | PROSHARES TRUST ULTRASHORT SP5 | 22,500 | $279K | 0.0% | $12.40 | $22.43 | — | ETF - EQUITY | 74347B383 |
| — | FOREST ROAD ACQUISITION CORP | 26,500 | $278K | 0.0% | $10.49 | $10.49 | — | COM | 34619R201 |
| NFG | NATIONAL FUEL GAS CO N J COM | 6,700 | $276K | 0.0% | $41.19 | $53.56 | -22.3% | COM | 636180101 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 33,400 | $275K | 0.0% | $8.23 | $13.29 | — | COM | 40049J206 |
| CNH | CNH INDUSTRIAL NV | 21,250 | $273K | 0.0% | $12.85 * | $7.89 | -1.7% | COM | N20944109 |
| — | FUSION ACQUISITION CORP WT EXP | 106,075 | $272K | 0.0% | $2.56 | $2.56 | — | WARRANT AND RIGH | 36118H113 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 11,425 | $270K | 0.0% | $23.63 | $21.71 | — | COM | 36164Y101 |
| — | MONTES ARCHIMEDES ACQUISITIO | 25,700 | $270K | 0.0% | $10.51 | $10.51 | — | COM | 612657205 |
| — | PVGCN 2 1/4 3/15/22 | 250,000 | $268K | 0.0% | $1.07 | $1.07 | — | CONVERTIBLE BOND | 74139CAB8 |
| — | 7GC & CO HOLDINGS INC | 25,422 | $268K | 0.0% | $10.54 | $10.54 | — | COM | 81786A206 |
| — | THAYER VENTURES ACQUISITION | 25,200 | $264K | 0.0% | $10.48 | $10.48 | — | COM | 88332T209 |
| HXL | HEXCEL CORP NEW COM | 5,403 | $262K | 0.0% | $48.49 * | $53.31 | -18.3% | COM | 428291108 |
| — | RED LION HOTELS CORP | 75,500 | $261K | 0.0% | $3.46 | $3.46 | — | COM | 756764106 |
| — | CITIC CAPITAL ACQUISITION COWT | 153,725 | $261K | 0.0% | $1.70 | $1.25 | — | WARRANT AND RIGH | G21513117 |
| CCI | CROWN CASTLE INTL CORP | 1,600 | $255K | 0.0% | $159.38 * | $129.05 | -1.0% | COM | 22822V101 |
| ENR | ENERGIZER HLDGS INC NEW | 6,050 | $255K | 0.0% | $42.15 * | $31.38 | +9.6% | COM | 29272W109 |
| CVS | CVS HEALTH CORP | 3,650 | $249K | 0.0% | $68.22 * | $57.33 | -3.7% | COM | 126650100 |
| HCA | HCA HEALTHCARE INC | 1,500 | $247K | 0.0% | $164.67 * | $99.34 | +40.7% | COM | 40412C101 |
| BDX | BECTON DICKINSON & CO COM | 980 | $245K | 0.0% | $250.00 * | $220.14 | -2.5% | COM | 075887109 |
| — | TWTR 1/4 6/15/24 | 200,000 | $243K | 0.0% | $1.22 | $0.97 | — | CONVERTIBLE BOND | 90184LAF9 |
| MRK | MERCK & COMPANY | 2,944 | $241K | 0.0% | $81.86 * | $65.80 | -1.4% | COM | 58933Y105 |
| — | EXAS 1.000 01/15/25 | 125,000 | $237K | 0.0% | $1.90 | $1.90 | — | CONVERTIBLE BOND | 30063PAA3 |
| — | BUNGE LIMITED COM | 3,600 | $236K | 0.0% | $65.56 | $45.76 | — | COM | G16962105 |
| — | UNION ACQUISITION CORP II WT E | 246,900 | $235K | 0.0% | $0.95 | $0.38 | — | WARRANT AND RIGH | G9402Q126 |
| BC | BRUNSWICK CORP | 3,000 | $229K | 0.0% | $76.33 * | $43.41 | +46.8% | COM | 117043109 |
| — | VIACOMCBS INC CL B | 6,150 | $229K | 0.0% | $37.24 | $37.24 | — | COM | 92556H206 |
| — | MARQUEE RAINE ACQUISITION CO | 20,200 | $219K | 0.0% | $10.84 | $10.84 | — | COM | G58442115 |
| — | MONMOUTH REAL ESTATE INVT COCL | 12,500 | $217K | 0.0% | $17.36 | $17.36 | — | COM | 609720107 |
| — | DISH NETWORK CORPORATION | 6,700 | $217K | 0.0% | $32.39 | $48.39 | — | COM | 25470M109 |
| — | LIONHEART ACQUISITION CORP IWT | 178,050 | $208K | 0.0% | $1.17 | $1.17 | — | WARRANT AND RIGH | 53625R112 |
| — | SINCLAIR BROADCAST GROUP INCCL | 6,500 | $207K | 0.0% | $31.85 | $31.85 | — | COM | 829226109 |
| — | PROOFPOINT INC COM | 1,500 | $205K | 0.0% | $136.67 | $136.67 | — | COM | 743424103 |
| AB | ALLIANCE BERNSTEIN HLDGS LP UN | 6,000 | $203K | 0.0% | $33.83 | $33.83 | — | COM | 01881G106 |
| — | FINSERV ACQUISITION CORP WT EX | 57,750 | $202K | 0.0% | $3.50 | $1.00 | — | WARRANT AND RIGH | 318085115 |
| PRGO | PERRIGO COMPANY | 4,500 | $201K | 0.0% | $44.67 * | $53.64 | -13.6% | COM | G97822103 |
| — | CHENIERE ENERGY, INC. 4.250 0 | 250,000 | $197K | 0.0% | $0.79 | $0.78 | — | CONVERTIBLE BOND | 16411RAG4 |
| — | ARTIUS ACQUISITION INC WT EXP | 88,969 | $196K | 0.0% | $2.20 | $1.61 | — | WARRANT AND RIGH | 04316G113 |
| SSP | SCRIPPS E W CO OHIO CL A | 12,500 | $191K | 0.0% | $15.28 * | $13.25 | -30.2% | COM | 811054402 |
| — | RDUS 3.000 09/01/24 | 200,000 | $180K | 0.0% | $0.90 | $0.84 | — | CONVERTIBLE BOND | 750469AA6 |
| — | FLXN 3 3/8 5/1/24 | 200,000 | $179K | 0.0% | $0.90 | $0.85 | — | CONVERTIBLE BOND | 33938JAB2 |
| SNAXW | ANDINA ACQUISITION CORP III WT | 216,100 | $173K | 0.0% | $0.80 | $0.21 | — | WARRANT AND RIGH | G04415124 |
| — | JAWS ACQUISITION CORP SHS | 12,682 | $170K | 0.0% | $13.40 | $10.41 | — | COM | G50744104 |
| — | XL FLEET CORP WARRANTS | 20,764 | $168K | 0.0% | $8.09 | $8.09 | — | WARRANT AND RIGH | 9837FR118 |
| — | HUTTIG BLDG PRODS INC COM | 44,452 | $163K | 0.0% | $3.67 | $3.67 | — | COM | 448451104 |
| EVH | EVOLENT HEALTH INC CL A | 10,000 | $160K | 0.0% | $16.00 * | $11.63 | +13.7% | COM | 30050B101 |
| — | RIGNET INC COM | 26,383 | $155K | 0.0% | $5.87 | $5.87 | — | COM | 766582100 |
| — | ALUSSA ENERGY ACQUISITION COWT | 126,100 | $155K | 0.0% | $1.23 | $0.65 | — | WARRANT AND RIGH | G0232J119 |
| — | TRILLIUM THERAPEUTICS INC COM | 10,000 | $147K | 0.0% | $14.70 | $14.70 | — | COM | 89620X506 |
| — | RMG ACQUISITION CORP II | 12,700 | $142K | 0.0% | $11.18 | $11.18 | — | COM | G76083115 |
| — | CLIMATE CHANGE CRISIS REAL IWT | 78,134 | $140K | 0.0% | $1.79 | $1.79 | — | WARRANT AND RIGH | 18716C118 |
| — | HIGHLAND TRANSCEND PARTNERS | 13,154 | $138K | 0.0% | $10.49 | $10.49 | — | COM | G44690116 |
| — | ICPT 2.000 05/15/26 | 225,000 | $137K | 0.0% | $0.61 | $0.99 | — | CONVERTIBLE BOND | 45845PAB4 |
| — | NEBULA CARAVEL ACQUISITION | 12,700 | $137K | 0.0% | $10.79 | $10.79 | — | COM | 629070202 |
| — | HEALTHCARE MERGER CORP WT | 111,300 | $136K | 0.0% | $1.22 | $1.22 | — | WARRANT AND RIGH | 78472F119 |
| — | GORES HOLDINGS VI INC UNIT EXP | 12,700 | $135K | 0.0% | $10.63 | $10.63 | — | UNITS | 38286R204 |
| BRZHW | BREEZE HLDGS ACQUISITION WT | 128,600 | $132K | 0.0% | $1.03 | $1.03 | — | WARRANT AND RIGH | 106762115 |
| — | VECTOR ACQUISITION CORP WT EXP | 86,633 | $131K | 0.0% | $1.51 | $1.51 | — | WARRANT AND RIGH | G9442R118 |
| — | ANDINA ACQUISITION CORP III RT | 341,751 | $130K | 0.0% | $0.38 | $0.29 | — | WARRANT AND RIGH | G04415132 |
| CCO | CLEAR CHANNEL OUTDOOR HLDG | 76,000 | $125K | 0.0% | $1.64 * | $3.17 | -60.4% | COM | 18453H106 |
| — | INTERPRIVATE ACQUISITION CORWT | 30,200 | $124K | 0.0% | $4.11 | $0.82 | — | WARRANT AND RIGH | 46064A111 |
| DDD | 3-D SYS CORP DEL COM NEW | 11,000 | $115K | 0.0% | $10.45 * | $5.92 | +37.2% | COM | 88554D205 |
| — | APOLLO STRATEGIC GROWTH CAPTWT | 60,533 | $114K | 0.0% | $1.88 | $1.88 | — | WARRANT AND RIGH | G0411R114 |
| — | TWC TECH HLDGS II CORP WT EXP | 69,100 | $114K | 0.0% | $1.65 | $1.65 | — | WARRANT AND RIGH | 90117G113 |
| — | VG ACQUISITION CORP WT EXP 092 | 42,734 | $113K | 0.0% | $2.64 | $2.64 | — | WARRANT AND RIGH | G9446E113 |
| GT | GOODYEAR TIRE & RUBR CO | 10,400 | $113K | 0.0% | $10.87 * | $10.07 | 0.0% | COM | 382550101 |
| — | PROPERTY SOLUTIONS ACQUISITIWT | 106,200 | $112K | 0.0% | $1.05 | $0.38 | — | WARRANT AND RIGH | 74348Q116 |
| — | FRAZIER LIFESCIENCES ACQUIS | 10,200 | $106K | 0.0% | $10.39 | $10.39 | — | COM | G3710A121 |
| — | CC NEUBERGER PRIN HLDGS II WT | 59,850 | $102K | 0.0% | $1.70 | $1.64 | — | WARRANT AND RIGH | G3166T111 |
| — | COHN ROBBINS HOLDINGS CORP WT | 52,071 | $94,000 | 0.0% | $1.81 | $1.81 | — | WARRANT AND RIGH | G23726113 |
| SSTPW | TREBIA ACQUISITION CORP WT EXP | 44,040 | $92,000 | 0.0% | $2.09 | $2.09 | — | WARRANT AND RIGH | G9027T117 |
| — | SOCIAL CAPITAL HEDOSOPHA HLDWT | 25,703 | $91,000 | 0.0% | $3.54 | $3.54 | — | WARRANT AND RIGH | G8252P113 |
| — | FOLEY TRASIMENE ACQUISTN CORWT | 35,400 | $90,000 | 0.0% | $2.54 | $2.26 | — | WARRANT AND RIGH | 34431F112 |
| — | JAWS ACQUISITION CORP WT EXP | 32,366 | $87,000 | 0.0% | $2.69 | $2.11 | — | WARRANT AND RIGH | G50744112 |
| — | SOCIAL CAPITAL HEDOSOPHA HLDWT | 25,703 | $84,000 | 0.0% | $3.27 | $3.27 | — | WARRANT AND RIGH | G8251L113 |
| — | JUNIPER INDL HLDGS INC WT EXP | 44,826 | $82,000 | 0.0% | $1.83 | $1.73 | — | WARRANT AND RIGH | 48205G114 |
| — | MANNING & NAPIER INC | 12,500 | $78,000 | 0.0% | $6.24 | $2.97 | — | COM | 56382Q102 |
| ARLO | ARLO TECHNOLOGIES INC COM | 10,000 | $78,000 | 0.0% | $7.80 * | $3.47 | +75.2% | COM | 04206A101 |
| — | REVIVA PHARMACEUTCLS HLDGS INC | 110,900 | $75,000 | 0.0% | $0.68 | $0.68 | — | WARRANT AND RIGH | 76152G118 |
| — | FORUM MERGER III CORP WT EXP 0 | 21,233 | $74,000 | 0.0% | $3.49 | $1.85 | — | WARRANT AND RIGH | 349885111 |
| AGLWQ | LIV CAP ACQUISITION CORP WT EX | 104,600 | $73,000 | 0.0% | $0.70 | $0.47 | — | WARRANT AND RIGH | G5510C116 |
| — | APEX TECHNOLOGY ACQUISITN COWT | 16,605 | $71,000 | 0.0% | $4.28 | $1.57 | — | WARRANT AND RIGH | 03768F110 |
| — | CHURCHILL CAPITAL CORP IV WT E | 45,840 | $70,000 | 0.0% | $1.53 | $1.49 | — | WARRANT AND RIGH | 171439110 |
| — | GAMCO NAT RESOURCE GOLD X | 13,205 | $67,000 | 0.0% | $5.07 | $5.07 | — | MUTUAL FUNDS | 36465E101 |
| GNRWQ | GREENROSE ACQUISITION CORP WT | 62,208 | $62,000 | 0.0% | $1.00 | $0.24 | — | WARRANT AND RIGH | 395392111 |
| — | GO ACQUISITION CORP WT EXP 083 | 39,533 | $59,000 | 0.0% | $1.49 | $1.49 | — | WARRANT AND RIGH | 362019119 |
| — | E MERGE TECHNOLOGY ACQUISITIWT | 35,400 | $53,000 | 0.0% | $1.50 | $0.93 | — | WARRANT AND RIGH | 26873Y112 |
| — | YUCAIPA ACQUISITION CORP WT EX | 35,400 | $51,000 | 0.0% | $1.44 | $1.44 | — | WARRANT AND RIGH | G9879L113 |
| — | LF CAP ACQUISITION CORP WT EXP | 26,346 | $51,000 | 0.0% | $1.94 | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| — | HPX CORP WT EXP 071425 | 45,850 | $49,000 | 0.0% | $1.07 | $0.89 | — | WARRANT AND RIGH | G32219126 |
| — | SOCIAL CAPITAL HEDOSOPHA HLDWT | 12,875 | $48,000 | 0.0% | $3.73 | $3.73 | — | WARRANT AND RIGH | G82514111 |
| — | AVANTI ACQUISITION CORP WT EXP | 32,100 | $48,000 | 0.0% | $1.50 | $1.50 | — | WARRANT AND RIGH | G0682V125 |
| — | EQUITY DISTR ACQUISITION CORWT | 25,967 | $46,000 | 0.0% | $1.77 | $1.77 | — | WARRANT AND RIGH | 29465E114 |
| — | BOWX ACQUISITION CORP WT EXP 0 | 26,566 | $45,000 | 0.0% | $1.69 | $1.69 | — | WARRANT AND RIGH | 103085114 |
| — | VESPER HEALTHCARE ACQSTN CORWT | 17,134 | $45,000 | 0.0% | $2.63 | $2.63 | — | WARRANT AND RIGH | 92538T112 |
| — | VEON LTD ADR | 30,000 | $45,000 | 0.0% | $1.50 | $2.69 | — | COM | 91822M106 |
| — | FIRSTMARK HORIZON ACQUISITIOWT | 17,166 | $43,000 | 0.0% | $2.50 | $2.50 | — | WARRANT AND RIGH | 33765Y119 |
| — | ONE WT EXP 081725 | 19,778 | $42,000 | 0.0% | $2.12 | $2.12 | — | WARRANT AND RIGH | G7000X121 |
| — | YUNHONG INTL WT EXP 013127 | 55,100 | $41,000 | 0.0% | $0.74 | $0.21 | — | WARRANT AND RIGH | G98882122 |
| OPK | OPKO HEALTH INC COM | 10,000 | $40,000 | 0.0% | $4.00 * | $7.71 | -45.8% | COM | 68375N103 |
| — | ACE CONVERGENCE ACQU CORP WT E | 26,550 | $37,000 | 0.0% | $1.39 | $0.83 | — | WARRANT AND RIGH | G0083D104 |
| WSUPW | ASPIRATIONAL CONSUMER LIFESTWT | 34,600 | $37,000 | 0.0% | $1.07 | $1.07 | — | WARRANT AND RIGH | G05436111 |
| BRZHR | BREEZE HLDGS ACQUISITION RT | 128,600 | $37,000 | 0.0% | $0.29 | $0.29 | — | WARRANT AND RIGH | 106762123 |
| — | TORTOISE ACQUISITION CORP IIWT | 12,600 | $36,000 | 0.0% | $2.86 | $2.86 | — | WARRANT AND RIGH | G89554128 |
| — | YUNHONG INTL RT | 110,100 | $34,000 | 0.0% | $0.31 | $0.20 | — | WARRANT AND RIGH | G98882130 |
| — | OAKTREE ACQUISITION CORP II WT | 12,975 | $25,000 | 0.0% | $1.93 | $1.93 | — | WARRANT AND RIGH | G6715X111 |
| — | GIGCAPITAL2 INC RT | 60,000 | $25,000 | 0.0% | $0.42 | $0.25 | — | WARRANT AND RIGH | 375036126 |
| — | ATLANTIC AVE ACQUISITION CORWT | 20,550 | $23,000 | 0.0% | $1.12 | $1.12 | — | WARRANT AND RIGH | 04906P119 |
| — | TPG PACE TECH OPPORTUNITIES WT | 10,300 | $22,000 | 0.0% | $2.14 | $2.14 | — | WARRANT AND RIGH | G8990Y129 |