GABELLI & Co INVESTMENT ADVISERS, INC. Quant / Systematic

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GAMI	GAMCO INVESTORS INC COM	2,756,876	$48,907	7.6%	$19.94	-44.8%	COM	361438104
WTW	WILLIS TOWERS WATSON PUB LTD S	121,780	$25,657	4.0%	$189.26	+1.5%	COM	G96629103
—	VARIAN MED SYS INC COM	146,041	$25,559	4.0%	$172.80	—	COM	92220P105
—	LIBERTY SIRIUS GROUP C	539,211	$23,461	3.7%	$32.25	—	COM	531229607
—	SLACK TECHNOLOGIES INC COM CL	509,889	$21,538	3.4%	$42.24	—	COM	83088V102
—	TIFFANY & CO NEW COM	141,737	$18,631	2.9%	$132.66	—	COM	886547108
—	EATON VANCE CORP COM	233,058	$15,832	2.5%	$67.93	—	COM	278265103
—	GDL FUND	1,766,004	$15,400	2.4%	$9.51	—	MUTUAL FUNDS	361570104
TXNM	PNM RES INC	315,403	$15,307	2.4%	$48.23	0.0%	COM	69349H107
—	NATIONAL GEN HLDGS CORP COM	442,659	$15,130	2.4%	$33.93	—	COM	636220303
—	XILINX INC COM	101,180	$14,344	2.2%	$141.77	—	COM	983919101
—	GABELLI DIV&INC TR COM	635,000	$13,627	2.1%	$18.63	—	MUTUAL FUNDS	36242H104
—	MAXIM INTEGRATED PRODS INC COM	140,638	$12,468	1.9%	$75.27	—	COM	57772K101
—	GRUBHUB INC COM	152,770	$11,346	1.8%	$72.27	—	COM	400110102
—	INPHI CORP COM	67,860	$10,889	1.7%	$160.46	—	COM	45772F107
—	REALPAGE INC COM	118,738	$10,359	1.6%	$87.24	—	COM	75606N109
—	PMV CONSUMER ACQUISITION CORCO	1,000,000	$10,150	1.6%	$10.15	—	COM	693486102
—	PLURALSIGHT INC COM CL A	482,700	$10,117	1.6%	$20.96	—	COM	72941B106
—	VIRTUSA CORP COM	193,441	$9,891	1.5%	$50.24	—	COM	92827P102
—	BMC STK HLDGS INC COM	145,817	$7,827	1.2%	$53.68	—	COM	05591B109
—	NAVISTAR INTL CORP COM	175,090	$7,697	1.2%	$43.96	—	COM	63934E108
—	GABELLI GLOBAL UTIL & INCOMECO	389,449	$7,174	1.1%	$16.45	—	MUTUAL FUNDS	36242L105
—	FITBIT INC CL A	984,484	$6,694	1.0%	$6.59	—	COM	33812L102
—	ALEXION PHARMACEUTICALS INC CO	42,550	$6,648	1.0%	$156.24	—	COM	015351109
LEN/B	LENNAR B SHARES	104,460	$6,393	1.0%	$32.35	+67.7%	COM	526057302
GRFS	GRIFOLS SA SP ADR REP B NVT	329,524	$6,076	0.9%	$20.95	—	COM	398438408
—	GS ACQUISITION HLDGS CORP IICO	527,500	$5,750	0.9%	$10.90	—	COM	36258Q105
—	COLLECTORS UNIVERSE INC	72,733	$5,484	0.9%	$75.40	—	COM	19421R200
—	ACACIA COMMUNICATIONS INC COM	71,422	$5,211	0.8%	$65.83	—	COM	00401C108
—	CORELOGIC INC COM	66,913	$5,174	0.8%	$77.32	—	COM	21871D103
—	SEACOR HLDGS INC COM	120,977	$5,014	0.8%	$41.45	—	COM	811904101
—	PREVAIL THERAPEUTICS INC COM	205,800	$4,748	0.7%	$23.07	—	COM	74140Y101
KKR	KKR & CO INC CL A	114,100	$4,620	0.7%	$21.06	+71.4%	COM	48251W104
AMZN	AMAZON.COM INC	1,318	$4,293	0.7%	$159.58	0.0%	COM	023135106
—	AEROJET ROCKETDYNE HOLDINGS	78,100	$4,128	0.6%	$52.86	—	COM	007800105
ALUS	ALUSSA ENERGY ACQ CORP	409,000	$4,115	0.6%	$9.80	—	COM	G0232J101
—	CINCINNATI BELL INC NEW COM NE	258,300	$3,947	0.6%	$14.92	—	COM	171871502
—	CONCHO RES INC COM	66,502	$3,880	0.6%	$58.34	—	COM	20605P101
—	DISCOVERY INC-C	142,373	$3,729	0.6%	$23.93	—	COM	25470F302
—	LIONHEART ACQUISITION CORP ICO	356,100	$3,589	0.6%	$10.08	—	COM	53625R104
—	CHURCHILL CAPITAL CORP IV CL A	317,992	$3,183	0.5%	$9.80	—	COM	171439102
—	IHS MARKIT LTD SHS	35,400	$3,180	0.5%	$89.83	—	COM	G47567105
—	FRONT YD RESIDENTIAL CORP COM	195,464	$3,167	0.5%	$15.59	—	COM	35904G107
—	VENTOUX CCM ACQUISITION CORP	304,300	$3,134	0.5%	$10.30	—	COM	92280L200
—	CITIC CAPITAL ACQUISITION COCO	279,642	$2,931	0.5%	$9.83	—	COM	G21513109
—	ACIES ACQUISITION CORP	267,900	$2,872	0.4%	$10.72	—	COM	G0103T121
—	ARTIUS ACQUISITION INC COM CL	266,908	$2,837	0.4%	$9.94	—	COM	04316G105
—	TWC TECH HLDGS II CORP COM	259,400	$2,731	0.4%	$10.53	—	COM	90117G105
—	VECTOR ACQUISITION CORP COM CL	259,900	$2,628	0.4%	$10.11	—	COM	G9442R126
—	UNION ACQUISITION CORP II SHS	246,900	$2,568	0.4%	$9.85	—	COM	G9402Q100
UROV	UROVANT SCIENCES LTD SHS	159,135	$2,567	0.4%	$16.13	—	COM	G9381B108
—	GABELLI MULTIMEDIA TRST INC	322,246	$2,565	0.4%	$7.29	—	MUTUAL FUNDS	36239Q109
—	LORAL SPACE & COMMUNICATNS ICO	118,698	$2,491	0.4%	$42.86	—	COM	543881106
—	CC NEUBERGER PRIN HLDGS II SHS	239,400	$2,490	0.4%	$10.05	—	COM	G3166T103
—	FUSION ACQUISITION CORP CL A	212,151	$2,397	0.4%	$11.30	—	COM	36118H105
—	GABELLI CV SECURITIES FUND	355,988	$2,225	0.3%	$4.39	—	MUTUAL FUNDS	36240B109
—	HIG ACQUISITION CORP	205,800	$2,146	0.3%	$10.43	—	COM	G44898115
—	GO ACQUISITION CORP COM	208,266	$2,122	0.3%	$10.19	—	COM	362019101
—	FAR PEAK ACQUISITION CORP	202,000	$2,091	0.3%	$10.35	—	COM	G3312L129
GNW	GENWORTH FINL INC COM CL A	534,161	$2,019	0.3%	$4.13	-0.6%	COM	37247D106
—	VIVEON HEALTH ACQUISITION CO	190,200	$1,953	0.3%	$10.27	—	COM	92853V205
—	BANCROFT FUND LTD COM	63,300	$1,908	0.3%	$18.58	—	MUTUAL FUNDS	059695106
VGACGBP	VG ACQUISITION CORP-A	166,700	$1,905	0.3%	$11.43	—	COM	G9446E105
—	PROPTECH INVESTMENT CORP II	179,100	$1,904	0.3%	$10.63	—	COM	743497208
GBTG	APOLLO STRATEGIC GROWTH CAPTSH	181,600	$1,890	0.3%	$10.41	—	COM	G0411R106
IBKR	INTERACTIVE BROKERS	30,125	$1,835	0.3%	$12.75	+0.9%	COM	45841N107
—	KINS TECHNOLOGY GROUP INC	176,607	$1,817	0.3%	$10.29	—	COM	49714K208
SOHU	SOHU COM LTD SPONSORED ADS	113,149	$1,804	0.3%	$15.94	—	COM	83410S108
CMTL	COMTECH TELECOMMUNICATIONS CCO	86,150	$1,782	0.3%	$15.01	+10.1%	COM	205826209
—	TELENAV INC	372,300	$1,750	0.3%	$4.70	—	COM	879455103
—	REDBALL ACQUISITION CORP COM C	158,600	$1,727	0.3%	$10.89	—	COM	G7417R105
SBUX	STARBUCKS CORP COM	16,000	$1,712	0.3%	$85.15	0.0%	COM	855244109
DELL	DELL TECHNOLOGIES INC CL C	23,213	$1,701	0.3%	$28.60	+11.6%	COM	24703L202
—	CLIMATE CHANGE CRISIS REAL ICL	156,269	$1,674	0.3%	$10.71	—	COM	18716C100
—	PERIPHAS CAPITAL PARTNERING	63,100	$1,648	0.3%	$26.12	—	COM	713895209
—	COHN ROBBINS HOLDINGS CORP COM	156,213	$1,626	0.3%	$10.41	—	COM	G23726105
TMUS	T-MOBILE US INC	12,050	$1,625	0.3%	$93.38	+27.8%	COM	872590104
—	CONX CORP	151,600	$1,584	0.2%	$10.45	—	UNITS	212873202
—	SEVEN OAKS ACQUISITION CORP	151,300	$1,566	0.2%	$10.35	—	COM	81787X205
—	PDL BIOPHARMA INC COM	633,700	$1,565	0.2%	$2.47	—	COM	69329Y104
—	NEW PROVIDENCE ACQUISITION COM	115,265	$1,565	0.2%	$10.07	—	COM	64822P106
—	SCION TECH GROWTH I	151,400	$1,562	0.2%	$10.32	—	COM	G31067120
SONY	SONY CORP-ADR (B:SNE US)	15,300	$1,547	0.2%	$26.89	—	COM	835699307
CLX	CLOROX CO	7,500	$1,514	0.2%	$176.37	0.0%	COM	189054109
—	ZAGG INC COM	361,688	$1,508	0.2%	$4.17	—	COM	98884U108
GYRO	GYRODYNE LLC COM	89,494	$1,454	0.2%	$16.93	-0.3%	COM	403829104
—	LANDCADIA HOLDINGS III INC UNI	129,400	$1,445	0.2%	$11.17	—	UNITS	51476H209
—	SINA CORP ORD	33,874	$1,436	0.2%	$42.61	—	COM	G81477104
FTCHQ	FARFETCH LTD ORD SH CL A	22,400	$1,429	0.2%	$44.22	0.0%	COM	30744W107
—	TREBIA ACQUISITION CORP COM CL	132,122	$1,426	0.2%	$10.79	—	COM	G9027T109
—	GABELLI GO ANYWHERE TRUST	111,487	$1,338	0.2%	$19.51	—	MUTUAL FUNDS	36250J109
—	BREEZE HLDGS ACQUISITION	128,600	$1,305	0.2%	$10.15	—	COM	106762107
—	BIOTELEMETRY INC COM	18,100	$1,305	0.2%	$72.10	—	COM	090672106
—	SENIOR CONNECT ACQUISITION C	126,300	$1,300	0.2%	$10.29	—	COM	81723H207
—	SOCIAL CAPITAL HEDOSOPHA HLDSH	102,815	$1,279	0.2%	$12.44	—	COM	G8252P105
—	SOCIAL CAPITAL HEDOSOPHA HLDSH	102,815	$1,265	0.2%	$12.30	—	COM	G8251L105
VTRS	VIATRIS INC COM	65,637	$1,230	0.2%	$13.33	0.0%	COM	92556V106
—	JUNIPER INDL HLDGS INC COM CL	113,300	$1,213	0.2%	$10.46	—	COM	48205G106
—	CELLULAR BIOMEDICINE GROUP ICO	65,922	$1,212	0.2%	$18.39	—	COM	15117P102
MSFT	MICROSOFT CORP	5,410	$1,203	0.2%	$206.04	0.0%	COM	594918104
—	FOLEY TRASIMENE ACQUISTN CORCO	106,200	$1,187	0.2%	$10.36	—	COM	34431F104
VZ	VERIZON COMMUNICATIONS	20,000	$1,175	0.2%	$38.62	+13.9%	COM	92343V104
—	SPARTAN ACQUISITION CORP II	105,700	$1,142	0.2%	$10.80	—	COM	846775203
—	TS INNOVATION ACQUISITIONS COR	103,800	$1,094	0.2%	$10.54	—	COM	87284T209
—	YUNHONG INTL CL A SHS	110,100	$1,094	0.2%	$9.87	—	COM	G98882106
—	E MERGE TECHNOLOGY ACQUISITICO	106,200	$1,086	0.2%	$9.78	—	COM	26873Y104
—	GABELLI GLB SML & MD CP VAL CO	82,711	$1,079	0.2%	$11.20	—	MUTUAL FUNDS	36249W104
—	PINE ISLAND ACQUISITION CORP	104,200	$1,074	0.2%	$10.31	—	COM	722615200
YAC	YUCAIPA ACQUISITION CORP COM	106,200	$1,073	0.2%	$10.10	—	COM	G9879L105
—	PROPERTY SOLUTIONS ACQUISITICO	106,200	$1,062	0.2%	$9.81	—	COM	74348Q108
—	FERRO CORP	72,398	$1,059	0.2%	$13.28	—	COM	315405100
AGILQ	LIV CAP ACQUISITION CORP CL A	104,600	$1,058	0.2%	$9.85	—	COM	G5510C108
—	ALTITUDE ACQUISITION CORP UNIT	101,000	$1,045	0.2%	$10.35	—	UNITS	02156Y202
UP	ASPIRATIONAL CONSUMER LIFESTCO	103,800	$1,035	0.2%	$9.97	—	COM	G05436103
—	FINSERV ACQUISITION CORP CL A	82,479	$1,031	0.2%	$10.03	—	COM	318085107
CSCO	CISCO SYS INC	23,000	$1,029	0.2%	$35.27	0.0%	COM	17275R102
GNRSQ	GREENROSE ACQUISITION CORP COM	100,300	$1,016	0.2%	$9.86	+0.1%	COM	395392103
—	AJAX I	78,200	$970	0.2%	$12.40	—	COM	G0190X118
—	HPX CORP SHS CL A	91,700	$919	0.1%	$9.84	—	COM	G32219100
CPRT	COPART INC COM	7,050	$897	0.1%	$29.14	0.0%	COM	217204106
—	MACQUARIE INFRASTRUCTURE COMPA	22,855	$858	0.1%	$33.95	—	COM	55608B105
—	ONE COM CL A	79,115	$852	0.1%	$10.77	—	COM	G7000X105
—	STANDARD AVB FINL CORP COM	26,000	$847	0.1%	$32.65	—	COM	85303B100
DIS	DISNEY WALT PRODTNS	4,677	$847	0.1%	$126.40	+10.9%	COM	254687106
—	HORIZON ACQUISITION CORP II	77,903	$837	0.1%	$10.74	—	COM	G46044122
—	BOWX ACQUISITION CORP CL A	79,700	$818	0.1%	$10.26	—	COM	103085106
—	CAPITOL INVESTMENT CORP V	79,400	$818	0.1%	$10.30	—	COM	14064F209
—	OMNICHANNEL ACQUISITION CORP	77,500	$798	0.1%	$10.30	—	COM	68218L207
—	EQUITY DISTR ACQUISITION CORCO	77,900	$798	0.1%	$10.24	—	COM	29465E106
—	ROTH CH ACQUISITION CO	75,700	$787	0.1%	$10.40	—	COM	778673202
—	CF ACQUISITION CORP IV	76,167	$784	0.1%	$10.29	—	COM	12520T201
FOX	FOX CORP CL B	26,992	$780	0.1%	$34.43	-25.0%	COM	35137L204
—	DELWINDS INSURANCE ACQUISITI	75,700	$772	0.1%	$10.20	—	COM	24803C201
—	SPWR 4 1/15/23	585,000	$759	0.1%	$0.88	—	CONVERTIBLE BOND	867652AL3
—	WPX ENERGY INC	91,800	$748	0.1%	$8.15	—	COM	98212B103
NDAQ	NASDAQ STOCK MARKET INC COM	5,500	$730	0.1%	$22.72	+73.6%	COM	631103108
MSM	MSC INDL DIRECT INC CL A	8,500	$717	0.1%	$73.87	+4.5%	COM	553530106
—	SOCIAL CAPITAL HEDOSOPHA HLDSH	51,500	$705	0.1%	$13.69	—	COM	G82514103
—	ALASKA COMMUNICATIONS SYS GRCO	190,799	$704	0.1%	$3.69	—	COM	01167P101
OPCH	OPTION CARE HEALTH INC	44,700	$699	0.1%	$14.46	+2.9%	COM	68404L201
MCD	MCDONALDS CORP	3,200	$687	0.1%	$193.25	0.0%	COM	580135101
BK	BANK OF NEW YORK MELLON CORP	16,025	$680	0.1%	$33.03	+0.4%	COM	064058100
—	TURMERIC ACQUISITION CORP	65,000	$668	0.1%	$10.28	—	COM	G9127T116
—	AVANTI ACQUISITION CORP SHS CL	64,200	$660	0.1%	$10.28	—	COM	G0682V109
—	SURGALIGN HOLDINGS INC COM	298,573	$654	0.1%	$1.81	—	COM	86882C105
UBER	UBER TECHNOLOGIES INC COM	12,500	$638	0.1%	$44.81	0.0%	COM	90353T100
PG	PROCTER & GAMBLE COMPANY	4,575	$637	0.1%	$123.16	0.0%	COM	742718109
—	DMY TECHNOLOGY GROUP INC III	52,100	$594	0.1%	$11.40	—	COM	233278209
—	VESPER HEALTHCARE ACQSTN CORCO	51,400	$581	0.1%	$11.30	—	COM	92538T104
—	TPG PACE TECH OPPORTUNITIES CL	51,500	$572	0.1%	$11.11	—	COM	G8990Y103
—	CIIG MERGER CORP WT EXP 123126	68,550	$562	0.1%	$0.86	—	WARRANT AND RIGH	12559C111
—	CF FIN ACQUISITION CORP III UN	52,100	$559	0.1%	$10.73	—	UNITS	12529D207
PMVCW	PMV CONSUMER ACQUISITION CORWT	500,000	$550	0.1%	$1.10	—	WARRANT AND RIGH	693486110
—	VY GLOBAL GROWTH	51,100	$550	0.1%	$10.76	—	COM	G9444H126
—	SPARTACUS ACQUISITION CORP	52,000	$550	0.1%	$10.58	—	COM	84677L208
—	FIRSTMARK HORIZON ACQUISITIOCL	51,500	$546	0.1%	$10.60	—	COM	33765Y101
—	LF CAP ACQUISITION CORP CL A	51,393	$546	0.1%	$9.68	—	COM	50200K108
—	FINTECH ACQUISITION CORP V	51,107	$545	0.1%	$10.66	—	COM	31810Q305
—	OAKTREE ACQUISITION CORP II CL	51,900	$544	0.1%	$10.48	—	COM	G6715X103
TMPOQ	ACE CONVERGENCE ACQU CORP CL A	53,100	$543	0.1%	$9.76	—	COM	G0083D120
BHC	BAUSCH HEALTH COMPANIES INC CO	26,000	$541	0.1%	$20.63	-9.6%	COM	071734107
—	TORTOISE ACQUISITION CORP IICO	50,400	$537	0.1%	$10.65	—	COM	G89554102
PNC	PNC FINANCIAL CORP	3,600	$536	0.1%	$98.99	+7.6%	COM	693475105
—	JIYA ACQUISITION CORP -CL A	52,000	$536	0.1%	$10.31	—	COM	47760M102
—	INSU ACQUISITION CORP III	50,500	$534	0.1%	$10.57	—	COM	457817302
—	CORNER GROWTH ACQUISITION CO	50,500	$528	0.1%	$10.46	—	COM	G2425N121
—	GRACE W R & CO DEL NEW COM	9,602	$526	0.1%	$54.78	—	COM	38388F108
NEM	NEWMONT CORP	8,740	$523	0.1%	$16.63	+214.9%	COM	651639106
—	BLUE WATER ACQUISITION CORP/	50,500	$523	0.1%	$10.36	—	COM	09607T203
—	HEALTHCARE SERVICES ACQUISIT	50,700	$518	0.1%	$10.22	—	COM	42227K203
LAUR	LAUREATE EDUCATION INC CL A	34,900	$508	0.1%	$14.12	0.0%	COM	518613203
—	GIGCAPITAL2 INC COM	45,233	$495	0.1%	$9.93	—	COM	375036100
YTRA	YATRA ONLINE INC ORD SHS	246,533	$476	0.1%	$4.07	-65.8%	COM	G98338109
GEF/B	GREIF INC CL B	9,458	$458	0.1%	$37.21	0.0%	COM	397624206
—	HOLLYSYS AUTOMATION TECHNOLOGI	29,900	$439	0.1%	$14.68	—	COM	G45667105
WEN	WENDYS COMPANY	20,000	$438	0.1%	$22.78	0.0%	COM	95058W100
—	INFN 2 1/8 9/1/24	350,000	$437	0.1%	$0.69	—	CONVERTIBLE BOND	45667GAC7
TXN	TEXAS INSTRUMENTS INC	2,600	$427	0.1%	$66.51	+102.4%	COM	882508104
—	ATLANTIC AVE ACQUISITION CORCO	41,100	$414	0.1%	$10.07	—	COM	04906P101
—	JAWS SPITFIRE ACQUISITION CO	37,000	$409	0.1%	$11.05	—	COM	G50740128
—	TBPH 3 1/4 11/1/23	430,000	$406	0.1%	$0.89	—	CONVERTIBLE BOND	88339KAA0
—	STARBOARD VALUE ACQUISITN COCO	38,900	$403	0.1%	$10.36	—	COM	85521J109
NKE	NIKE INC CL B	2,800	$396	0.1%	$123.21	0.0%	COM	654106103
C	CITIGROUP INC	6,300	$388	0.1%	$49.03	-13.6%	COM	172967424
—	VIACOMCBS INC CL A	10,235	$387	0.1%	$44.62	—	COM	92556H107
—	TREPONT ACQUISITION CORP I	37,000	$384	0.1%	$10.38	—	COM	G9095M119
GDX	VANECK VECTORS GOLD MINERS ETF	10,625	$383	0.1%	$38.29	—	ETF - EQUITY	92189F106
—	GENERAL ELEC CO	35,000	$378	0.1%	$10.80	—	COM	369604103
—	WELLS FARGO CV PFD L 7.500	250	$378	0.1%	$1185.20	—	CONVERTIBLE PREF	949746804
—	MIC 2 10/1/23	375,000	$374	0.1%	$0.90	—	CONVERTIBLE BOND	55608BAB1
—	MOTIVE CAPITAL CORP	35,300	$372	0.1%	$10.54	—	COM	G6293A129
IEP	ICAHN ENTERPRISES LP DEPOSITRY	7,200	$365	0.1%	$58.13	—	COM	451100101
—	ANDINA ACQUISITION CORP III SH	34,000	$362	0.1%	$9.91	—	COM	G04415108
—	FOUNDATION BLDG MATLS INC COM	18,776	$361	0.1%	$19.23	—	COM	350392106
VMC	VULCAN MATLS CO COM	2,400	$356	0.1%	$95.27	+43.6%	COM	929160109
—	TWO 6 1/4 1/15/22	350,000	$355	0.1%	$1.01	—	CONVERTIBLE BOND	90187BAA9
—	RODGERS SILICON VALLEY ACQUI	26,500	$354	0.1%	$13.36	—	COM	774873202
—	NEE 4.872 9/1/22 CV PFD	6,000	$350	0.1%	$50.22	—	CONVERTIBLE PREF	65339F796
—	AERSALE CORPORATION WT EXP 110	184,750	$344	0.1%	$1.86	—	WARRANT AND RIGH	00810F114
—	NEW PROVIDENCE ACQUISITION WT	90,332	$341	0.1%	$1.21	—	WARRANT AND RIGH	64822P114
—	GS ACQUISITION HLDGS CORP IIWT	131,875	$338	0.1%	$2.56	—	WARRANT AND RIGH	36258Q113
TSLA	TESLA MTRS INC COM	470	$332	0.1%	$170.65	0.0%	COM	88160R101
—	DRAFTKINGS INC COM CL A	7,000	$326	0.1%	$46.57	—	COM	26142R104
—	FALCON MINERALS CORP	102,714	$324	0.1%	$7.15	—	COM	30607B109
CI	CIGNA CORP NEW	1,550	$323	0.1%	$167.22	+7.3%	COM	125523100
—	REVOLUTION ACCELERATION ACQ	30,600	$319	0.0%	$10.42	—	COM	76156P205
TDS	TELEPHONE & DATA SYS	16,600	$308	0.0%	$23.92	-23.2%	COM	879433829
—	BANK OF AMERICA CV PFD L 7.250	200	$304	0.0%	$1276.25	—	CONVERTIBLE PREF	060505682
—	MDC PARTNERS INC-A	120,618	$303	0.0%	$2.51	—	COM	552697104
CHDN	CHURCHILL DOWNS INC COM	1,530	$298	0.0%	$89.14	0.0%	COM	171484108
META	FACEBOOK INC CL A	1,075	$294	0.0%	$208.84	+30.4%	COM	30303M102
ABBV	ABBVIE INC COM	2,722	$292	0.0%	$70.95	+11.3%	COM	00287Y109
—	TEXAS PAC LD TR SUB CTF PROP I	400	$291	0.0%	$727.50	—	COM	882610108
TXT	TEXTRON INC	6,000	$290	0.0%	$49.20	-15.0%	COM	883203101
—	HUMANCO ACQUISITION CORP	25,574	$282	0.0%	$11.03	—	COM	44487N208
—	KELLOGG CO	4,500	$280	0.0%	$50.01	0.0%	COM	487836108
—	PROSHARES TRUST ULTRASHORT SP5	22,500	$279	0.0%	$22.43	—	ETF - EQUITY	74347B383
—	FOREST ROAD ACQUISITION CORP	26,500	$278	0.0%	$10.49	—	COM	34619R201
NFG	NATIONAL FUEL GAS CO N J COM	6,700	$276	0.0%	$53.56	-22.3%	COM	636180101
TV	GRUPO TELEVISA SA DE CV ADR (B	33,400	$275	0.0%	$13.29	—	COM	40049J206
CNH	CNH INDUSTRIAL NV	21,250	$273	0.0%	$7.89	-1.7%	COM	N20944109
—	FUSION ACQUISITION CORP WT EXP	106,075	$272	0.0%	$2.56	—	WARRANT AND RIGH	36118H113
—	GCP APPLIED TECHNOLOGIES INCCO	11,425	$270	0.0%	$21.71	—	COM	36164Y101
—	MONTES ARCHIMEDES ACQUISITIO	25,700	$270	0.0%	$10.51	—	COM	612657205
—	7GC & CO HOLDINGS INC	25,422	$268	0.0%	$10.54	—	COM	81786A206
—	PVGCN 2 1/4 3/15/22	250,000	$268	0.0%	$1.07	—	CONVERTIBLE BOND	74139CAB8
—	THAYER VENTURES ACQUISITION	25,200	$264	0.0%	$10.48	—	COM	88332T209
HXL	HEXCEL CORP NEW COM	5,403	$262	0.0%	$53.31	-18.3%	COM	428291108
—	CITIC CAPITAL ACQUISITION COWT	153,725	$261	0.0%	$1.25	—	WARRANT AND RIGH	G21513117
—	RED LION HOTELS CORP	75,500	$261	0.0%	$3.46	—	COM	756764106
ENR	ENERGIZER HLDGS INC NEW	6,050	$255	0.0%	$31.38	+9.6%	COM	29272W109
CCI	CROWN CASTLE INTL CORP	1,600	$255	0.0%	$129.05	-1.0%	COM	22822V101
CVS	CVS HEALTH CORP	3,650	$249	0.0%	$57.33	-3.7%	COM	126650100
HCA	HCA HEALTHCARE INC	1,500	$247	0.0%	$99.34	+40.7%	COM	40412C101
BDX	BECTON DICKINSON & CO COM	980	$245	0.0%	$220.14	-2.5%	COM	075887109
—	TWTR 1/4 6/15/24	200,000	$243	0.0%	$0.97	—	CONVERTIBLE BOND	90184LAF9
MRK	MERCK & COMPANY	2,944	$241	0.0%	$65.80	-1.4%	COM	58933Y105
—	EXAS 1.000 01/15/25	125,000	$237	0.0%	$1.90	—	CONVERTIBLE BOND	30063PAA3
—	BUNGE LIMITED COM	3,600	$236	0.0%	$45.76	—	COM	G16962105
—	UNION ACQUISITION CORP II WT E	246,900	$235	0.0%	$0.38	—	WARRANT AND RIGH	G9402Q126
BC	BRUNSWICK CORP	3,000	$229	0.0%	$43.41	+46.8%	COM	117043109
—	VIACOMCBS INC CL B	6,150	$229	0.0%	$37.24	—	COM	92556H206
—	MARQUEE RAINE ACQUISITION CO	20,200	$219	0.0%	$10.84	—	COM	G58442115
—	MONMOUTH REAL ESTATE INVT COCL	12,500	$217	0.0%	$17.36	—	COM	609720107
—	DISH NETWORK CORPORATION	6,700	$217	0.0%	$48.39	—	COM	25470M109
—	LIONHEART ACQUISITION CORP IWT	178,050	$208	0.0%	$1.17	—	WARRANT AND RIGH	53625R112
—	SINCLAIR BROADCAST GROUP INCCL	6,500	$207	0.0%	$31.85	—	COM	829226109
—	PROOFPOINT INC COM	1,500	$205	0.0%	$136.67	—	COM	743424103
AB	ALLIANCE BERNSTEIN HLDGS LP UN	6,000	$203	0.0%	$33.83	—	COM	01881G106
—	FINSERV ACQUISITION CORP WT EX	57,750	$202	0.0%	$1.00	—	WARRANT AND RIGH	318085115
PRGO	PERRIGO COMPANY	4,500	$201	0.0%	$53.64	-13.6%	COM	G97822103
—	CHENIERE ENERGY, INC. 4.250 0	250,000	$197	0.0%	$0.78	—	CONVERTIBLE BOND	16411RAG4
—	ARTIUS ACQUISITION INC WT EXP	88,969	$196	0.0%	$1.61	—	WARRANT AND RIGH	04316G113
SSP	SCRIPPS E W CO OHIO CL A	12,500	$191	0.0%	$13.25	-30.2%	COM	811054402
—	RDUS 3.000 09/01/24	200,000	$180	0.0%	$0.84	—	CONVERTIBLE BOND	750469AA6
—	FLXN 3 3/8 5/1/24	200,000	$179	0.0%	$0.85	—	CONVERTIBLE BOND	33938JAB2
SNAXW	ANDINA ACQUISITION CORP III WT	216,100	$173	0.0%	$0.21	—	WARRANT AND RIGH	G04415124
—	JAWS ACQUISITION CORP SHS	12,682	$170	0.0%	$10.41	—	COM	G50744104
—	XL FLEET CORP WARRANTS	20,764	$168	0.0%	$8.09	—	WARRANT AND RIGH	9837FR118
—	HUTTIG BLDG PRODS INC COM	44,452	$163	0.0%	$3.67	—	COM	448451104
EVH	EVOLENT HEALTH INC CL A	10,000	$160	0.0%	$11.63	+13.7%	COM	30050B101
—	RIGNET INC COM	26,383	$155	0.0%	$5.87	—	COM	766582100
—	ALUSSA ENERGY ACQUISITION COWT	126,100	$155	0.0%	$0.65	—	WARRANT AND RIGH	G0232J119
—	TRILLIUM THERAPEUTICS INC COM	10,000	$147	0.0%	$14.70	—	COM	89620X506
—	RMG ACQUISITION CORP II	12,700	$142	0.0%	$11.18	—	COM	G76083115
—	CLIMATE CHANGE CRISIS REAL IWT	78,134	$140	0.0%	$1.79	—	WARRANT AND RIGH	18716C118
—	HIGHLAND TRANSCEND PARTNERS	13,154	$138	0.0%	$10.49	—	COM	G44690116
—	ICPT 2.000 05/15/26	225,000	$137	0.0%	$0.99	—	CONVERTIBLE BOND	45845PAB4
—	NEBULA CARAVEL ACQUISITION	12,700	$137	0.0%	$10.79	—	COM	629070202
—	HEALTHCARE MERGER CORP WT	111,300	$136	0.0%	$1.22	—	WARRANT AND RIGH	78472F119
—	GORES HOLDINGS VI INC UNIT EXP	12,700	$135	0.0%	$10.63	—	UNITS	38286R204
BRZHW	BREEZE HLDGS ACQUISITION WT	128,600	$132	0.0%	$1.03	—	WARRANT AND RIGH	106762115
—	VECTOR ACQUISITION CORP WT EXP	86,633	$131	0.0%	$1.51	—	WARRANT AND RIGH	G9442R118
—	ANDINA ACQUISITION CORP III RT	341,751	$130	0.0%	$0.29	—	WARRANT AND RIGH	G04415132
CCO	CLEAR CHANNEL OUTDOOR HLDG	76,000	$125	0.0%	$3.17	-60.4%	COM	18453H106
—	INTERPRIVATE ACQUISITION CORWT	30,200	$124	0.0%	$0.82	—	WARRANT AND RIGH	46064A111
DDD	3-D SYS CORP DEL COM NEW	11,000	$115	0.0%	$5.92	+37.2%	COM	88554D205
—	APOLLO STRATEGIC GROWTH CAPTWT	60,533	$114	0.0%	$1.88	—	WARRANT AND RIGH	G0411R114
—	TWC TECH HLDGS II CORP WT EXP	69,100	$114	0.0%	$1.65	—	WARRANT AND RIGH	90117G113
GT	GOODYEAR TIRE & RUBR CO	10,400	$113	0.0%	$10.07	0.0%	COM	382550101
—	VG ACQUISITION CORP WT EXP 092	42,734	$113	0.0%	$2.64	—	WARRANT AND RIGH	G9446E113
—	PROPERTY SOLUTIONS ACQUISITIWT	106,200	$112	0.0%	$0.38	—	WARRANT AND RIGH	74348Q116
—	FRAZIER LIFESCIENCES ACQUIS	10,200	$106	0.0%	$10.39	—	COM	G3710A121
—	CC NEUBERGER PRIN HLDGS II WT	59,850	$102	0.0%	$1.64	—	WARRANT AND RIGH	G3166T111
—	COHN ROBBINS HOLDINGS CORP WT	52,071	$94	0.0%	$1.81	—	WARRANT AND RIGH	G23726113
SSTPW	TREBIA ACQUISITION CORP WT EXP	44,040	$92	0.0%	$2.09	—	WARRANT AND RIGH	G9027T117
—	SOCIAL CAPITAL HEDOSOPHA HLDWT	25,703	$91	0.0%	$3.54	—	WARRANT AND RIGH	G8252P113
—	FOLEY TRASIMENE ACQUISTN CORWT	35,400	$90	0.0%	$2.26	—	WARRANT AND RIGH	34431F112
—	JAWS ACQUISITION CORP WT EXP	32,366	$87	0.0%	$2.11	—	WARRANT AND RIGH	G50744112
—	SOCIAL CAPITAL HEDOSOPHA HLDWT	25,703	$84	0.0%	$3.27	—	WARRANT AND RIGH	G8251L113
—	JUNIPER INDL HLDGS INC WT EXP	44,826	$82	0.0%	$1.73	—	WARRANT AND RIGH	48205G114
—	MANNING & NAPIER INC	12,500	$78	0.0%	$2.97	—	COM	56382Q102
ARLO	ARLO TECHNOLOGIES INC COM	10,000	$78	0.0%	$3.47	+75.2%	COM	04206A101
—	REVIVA PHARMACEUTCLS HLDGS INC	110,900	$75	0.0%	$0.68	—	WARRANT AND RIGH	76152G118
—	FORUM MERGER III CORP WT EXP 0	21,233	$74	0.0%	$1.85	—	WARRANT AND RIGH	349885111
AGLWQ	LIV CAP ACQUISITION CORP WT EX	104,600	$73	0.0%	$0.47	—	WARRANT AND RIGH	G5510C116
—	APEX TECHNOLOGY ACQUISITN COWT	16,605	$71	0.0%	$1.57	—	WARRANT AND RIGH	03768F110
—	CHURCHILL CAPITAL CORP IV WT E	45,840	$70	0.0%	$1.49	—	WARRANT AND RIGH	171439110
—	GAMCO NAT RESOURCE GOLD X	13,205	$67	0.0%	$5.07	—	MUTUAL FUNDS	36465E101
GNRWQ	GREENROSE ACQUISITION CORP WT	62,208	$62	0.0%	$0.24	—	WARRANT AND RIGH	395392111
—	GO ACQUISITION CORP WT EXP 083	39,533	$59	0.0%	$1.49	—	WARRANT AND RIGH	362019119
—	E MERGE TECHNOLOGY ACQUISITIWT	35,400	$53	0.0%	$0.93	—	WARRANT AND RIGH	26873Y112
—	YUCAIPA ACQUISITION CORP WT EX	35,400	$51	0.0%	$1.44	—	WARRANT AND RIGH	G9879L113
—	LF CAP ACQUISITION CORP WT EXP	26,346	$51	0.0%	$0.50	—	WARRANT AND RIGH	50200K116
—	HPX CORP WT EXP 071425	45,850	$49	0.0%	$0.89	—	WARRANT AND RIGH	G32219126
—	SOCIAL CAPITAL HEDOSOPHA HLDWT	12,875	$48	0.0%	$3.73	—	WARRANT AND RIGH	G82514111
—	AVANTI ACQUISITION CORP WT EXP	32,100	$48	0.0%	$1.50	—	WARRANT AND RIGH	G0682V125
—	EQUITY DISTR ACQUISITION CORWT	25,967	$46	0.0%	$1.77	—	WARRANT AND RIGH	29465E114
—	VESPER HEALTHCARE ACQSTN CORWT	17,134	$45	0.0%	$2.63	—	WARRANT AND RIGH	92538T112
—	VEON LTD ADR	30,000	$45	0.0%	$2.69	—	COM	91822M106
—	BOWX ACQUISITION CORP WT EXP 0	26,566	$45	0.0%	$1.69	—	WARRANT AND RIGH	103085114
—	FIRSTMARK HORIZON ACQUISITIOWT	17,166	$43	0.0%	$2.50	—	WARRANT AND RIGH	33765Y119
—	ONE WT EXP 081725	19,778	$42	0.0%	$2.12	—	WARRANT AND RIGH	G7000X121
—	YUNHONG INTL WT EXP 013127	55,100	$41	0.0%	$0.21	—	WARRANT AND RIGH	G98882122
OPK	OPKO HEALTH INC COM	10,000	$40	0.0%	$7.71	-45.8%	COM	68375N103
WSUPW	ASPIRATIONAL CONSUMER LIFESTWT	34,600	$37	0.0%	$1.07	—	WARRANT AND RIGH	G05436111
—	ACE CONVERGENCE ACQU CORP WT E	26,550	$37	0.0%	$0.83	—	WARRANT AND RIGH	G0083D104
BRZHR	BREEZE HLDGS ACQUISITION RT	128,600	$37	0.0%	$0.29	—	WARRANT AND RIGH	106762123
—	TORTOISE ACQUISITION CORP IIWT	12,600	$36	0.0%	$2.86	—	WARRANT AND RIGH	G89554128
—	YUNHONG INTL RT	110,100	$34	0.0%	$0.20	—	WARRANT AND RIGH	G98882130
—	OAKTREE ACQUISITION CORP II WT	12,975	$25	0.0%	$1.93	—	WARRANT AND RIGH	G6715X111
—	GIGCAPITAL2 INC RT	60,000	$25	0.0%	$0.25	—	WARRANT AND RIGH	375036126
—	ATLANTIC AVE ACQUISITION CORWT	20,550	$23	0.0%	$1.12	—	WARRANT AND RIGH	04906P119
—	TPG PACE TECH OPPORTUNITIES WT	10,300	$22	0.0%	$2.14	—	WARRANT AND RIGH	G8990Y129