CIK: 0001615135 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Feb 11, 2015
Total Value ($000): $345,137 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| LOW | LOWES COS INC | 1,384,020 | $73,242 | 21.2% | $37.84 | +8.9% | COM | 548661107 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 246,552 | $16,374 | 4.7% | $66.32 | — | HIGH DIV YLD | 921946406 |
| — | GUGGENHEIM S&P 500 EQUAL WEI | 212,950 | $16,139 | 4.7% | $76.64 | — | GUG S&P500 EQ WT | 78355W106 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 158,984 | $12,234 | 3.5% | $77.90 | — | DIV APP ETF | 921908844 |
| SPY | SPDR S&P 500 ETF TRUST | 58,814 | $11,588 | 3.4% | $195.72 | — | TR UNIT | 78462F103 |
| VCSH | VANGUARD S/T CORP BOND ETF | 95,789 | $7,651 | 2.2% | $80.36 | — | SHRT TRM CORP BD | 92206C409 |
| VEU | VANGUARD FTSE ALL-WORLD EX-U | 139,239 | $6,856 | 2.0% | $52.29 | — | ALLWRLD EX US | 922042775 |
| VO | VANGUARD MID-CAP ETF | 56,349 | $6,610 | 1.9% | $118.67 | — | MID CAP ETF | 922908629 |
| SJNK | SPDR BARCLAYS SHORT-TERM HIG | 203,815 | $6,100 | 1.8% | $30.79 | — | SHT TRM HGH YLD | 78468R408 |
| IWS | ISHARES RUSSELL MID-CAP VALU | 82,500 | $5,775 | 1.7% | $72.61 | — | RUS MDCP VAL ETF | 464287473 |
| IWD | ISHARES RUSSELL 1000 VALUE E | 57,510 | $5,756 | 1.7% | $101.27 | — | RUS 1000 VAL ETF | 464287598 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND | 53,044 | $5,584 | 1.6% | $105.68 | — | 1-3 YR CR BD ETF | 464288646 |
| — | GUGGENHEIM SPIN-OFF ETF | 114,381 | $5,161 | 1.5% | $45.79 | — | GUGG SPINOFF ETF | 18383M605 |
| RWO | SPDR DJ GLOBAL REAL ESTATE E | 112,142 | $4,971 | 1.4% | $46.65 | — | DJ GLB RL ES ETF | 78463X749 |
| CWB | SPDR BARCLAYS CONVERTIBLE SE | 98,669 | $4,899 | 1.4% | $50.50 | — | BRC CNV SECS ETF | 78464A359 |
| — | JPMORGAN ALERIAN MLP INDEX | 77,449 | $4,111 | 1.2% | $52.38 | — | ALERIAN ML ETN | 46625H365 |
| PM | PHILIP MORRIS INTERNATIONAL | 45,765 | $3,817 | 1.1% | $48.23 | -0.7% | COM | 718172109 |
| — | CS LONG/SHORT LIQUID INDEX | 142,600 | $3,551 | 1.0% | $24.42 | — | EXCH NT LKD 20 | 22542D878 |
| — | GUGGENHEIM RUSSELL MIDCAP EW | 69,372 | $3,422 | 1.0% | $51.10 | — | GUG RUSS MCP EQL | 78355W577 |
| — | SPDR NUVEEN BARCLAYS S/T MUN | 130,650 | $3,189 | 0.9% | $24.33 | — | NUVN BR SHT MUNI | 78464A425 |
| — | GUGGENHEIM S&P 500 EQUAL WEI | 37,336 | $3,175 | 0.9% | $84.01 | — | GUG S&P500EQWTTE | 78355W817 |
| — | AMERICAN EXPRESS CO | 35,284 | $3,089 | 0.9% | $94.78 | — | COM | 25816109 |
| VEA | VANGUARD FTSE DEVELOPED ETF | 73,500 | $2,922 | 0.8% | $42.59 | — | FTSE DEV MKT ETF | 921943858 |
| XOM | EXXON MOBIL CORP | 29,408 | $2,766 | 0.8% | $61.87 | -0.6% | COM | 30231G102 |
| — | COVIDIEN PLC | 30,908 | $2,674 | 0.8% | $90.18 | — | SHS | G2554F113 |
| VUG | VANGUARD GROWTH ETF | 26,366 | $2,628 | 0.8% | $98.92 | — | GROWTH ETF | 922908736 |
| QCOM | QUALCOMM INC | 34,976 | $2,615 | 0.8% | $57.29 | -3.3% | COM | 747525103 |
| PFE | PFIZER INC | 83,977 | $2,483 | 0.7% | $17.55 | -0.6% | COM | 717081103 |
| — | GENERAL ELECTRIC CO | 95,524 | $2,448 | 0.7% | $26.28 | — | COM | 369604103 |
| LVS | LAS VEGAS SANDS CORP | 39,310 | $2,445 | 0.7% | $52.12 | -5.4% | COM | 517834107 |
| MO | ALTRIA GROUP INC | 52,040 | $2,391 | 0.7% | $19.20 | +7.7% | COM | 02209S103 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 109,108 | $2,338 | 0.7% | $21.89 | — | COM | 70931T103 |
| IBM | INTL BUSINESS MACHINES CORP | 12,293 | $2,334 | 0.7% | $112.28 | +1.8% | COM | 459200101 |
| VNQ | VANGUARD REIT ETF | 32,414 | $2,329 | 0.7% | $74.84 | — | REIT ETF | 922908553 |
| COF | CAPITAL ONE FINANCIAL CORP | 27,791 | $2,268 | 0.7% | $64.05 | +4.0% | COM | 14040H105 |
| — | BAXTER INTERNATIONAL INC | 31,067 | $2,230 | 0.6% | $72.31 | — | COM | 71813109 |
| DEM | WISDOMTREE EMG MKTS EQ INCOM | 45,774 | $2,187 | 0.6% | $51.40 | — | EMERG MKTS ETF | 97717W315 |
| BMY | BRISTOL-MYERS SQUIBB CO | 41,385 | $2,118 | 0.6% | $33.51 | +2.1% | COM | 110122108 |
| VB | VANGUARD SMALL-CAP ETF | 18,678 | $2,066 | 0.6% | $117.11 | — | SMALL CP ETF | 922908751 |
| VTV | VANGUARD VALUE ETF | 24,669 | $2,003 | 0.6% | $80.95 | — | VALUE ETF | 922908744 |
| DLS | WISDOMTREE INTL S/C DVD FUND | 33,280 | $1,970 | 0.6% | $60.23 | — | INTL SMCAP DIV | 97717W760 |
| VOE | VANGUARD MID-CAP VALUE ETF | 22,989 | $1,952 | 0.6% | $86.95 | — | MCAP VL IDXVIP | 922908512 |
| DOL | WISDOMTREE INTL L/C DVD FUND | 38,650 | $1,931 | 0.6% | $51.65 | — | INTL LRGCAP DV | 97717W794 |
| — | KKR & CO LP | 86,271 | $1,924 | 0.6% | $23.76 | — | COM UNITS | 48248M102 |
| PFF | ISHARES US PREFERRED STOCK E | 47,085 | $1,861 | 0.5% | $39.91 | — | U.S. PFD STK ETF | 464288687 |
| — | EMC CORP/MA | 62,977 | $1,843 | 0.5% | $26.33 | — | COM | 268648102 |
| MET | METLIFE INC | 33,833 | $1,818 | 0.5% | $32.44 | +2.6% | COM | 59156R108 |
| VV | VANGUARD LARGE-CAP ETF | 20,000 | $1,809 | 0.5% | $90.00 | — | LARGE CAP ETF | 922908637 |
| — | ABBOTT LABORATORIES | 42,440 | $1,765 | 0.5% | $41.10 | — | COM | 2824100 |
| LYB | LYONDELLBASELL INDU-CL A | 16,230 | $1,764 | 0.5% | $52.73 | +12.3% | SHS - A - | N53745100 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 48,709 | $1,669 | 0.5% | $28.30 | +0.1% | CL A | 609207105 |
| DUK | DUKE ENERGY CORP | 22,307 | $1,668 | 0.5% | $44.49 | +2.6% | COM NEW | 26441C204 |
| EMB | ISHARES JP MORGAN USD EMERGI | 14,700 | $1,659 | 0.5% | $115.24 | — | JP MOR EM MK ETF | 464288281 |
| TER | TERADYNE INC | 83,050 | $1,610 | 0.5% | $17.16 | +5.8% | COM | 880770102 |
| — | POWERSHARES QQQ TRUST SERIES | 16,127 | $1,593 | 0.5% | $93.89 | — | UNIT SER 1 | 73935A104 |
| — | AGRIUM INC | 17,660 | $1,572 | 0.5% | $91.65 | — | COM | 8916108 |
| KRE | SPDR S&P REGIONAL BANKING | 36,219 | $1,371 | 0.4% | $37.85 | — | S&P REGL BKG | 78464A698 |
| — | GUGGENHEIM MULTI-ASSET INCOM | 56,310 | $1,370 | 0.4% | $24.33 | — | GUG MULTI ASSET | 18383M506 |
| MSFT | MICROSOFT CORP | 28,716 | $1,331 | 0.4% | $33.96 | +10.9% | COM | 594918104 |
| VGK | VANGUARD FTSE EUROPE ETF | 23,000 | $1,270 | 0.4% | $59.96 | — | FTSE EUROPE ETF | 922042874 |
| ZBH | ZIMMER HOLDINGS INC | 12,365 | $1,243 | 0.4% | $88.67 | +1.0% | COM | 98956P102 |
| — | BERKSHIRE HATHAWAY INC-CL A | 6 | $1,241 | 0.4% | $189833.33 | — | CL A | 84670108 |
| MMM | 3M CO | 8,747 | $1,239 | 0.4% | $81.08 | +3.0% | COM | 88579Y101 |
| — | UNITED TECHNOLOGIES CORP | 11,674 | $1,233 | 0.4% | $115.48 | — | COM | 913017109 |
| DEO | DIAGEO PLC-SPONSORED ADR | 10,110 | $1,167 | 0.3% | $127.30 | — | SPON ADR NEW | 25243Q205 |
| VWO | VANGUARD FTSE EMERGING MARKE | 27,828 | $1,161 | 0.3% | $41.72 | — | FTSE EMR MKT ETF | 922042858 |
| KO | COCA-COLA CO/THE | 27,108 | $1,157 | 0.3% | $28.11 | +2.7% | COM | 191216100 |
| MRK | MERCK & CO. INC. | 19,492 | $1,156 | 0.3% | $37.96 | +3.7% | COM | 58933Y105 |
| — | KRAFT FOODS GROUP INC | 20,127 | $1,135 | 0.3% | $59.90 | — | COM | 50076Q106 |
| — | BAZAARVOICE INC | 149,741 | $1,107 | 0.3% | $7.89 | — | COM | 73271108 |
| — | WISDOMTREE TOTAL EARNINGS | 15,000 | $1,062 | 0.3% | $70.67 | — | TTL EARNING FD | 97717W596 |
| — | KAPSTONE PAPER AND PACKAGING | 37,841 | $1,058 | 0.3% | $31.07 | — | COM | 48562P103 |
| — | SPECTRA ENERGY CORP | 26,723 | $1,049 | 0.3% | $42.43 | — | COM | 847560109 |
| SU | SUNCOR ENERGY INC | 27,675 | $1,000 | 0.3% | $26.19 | +2.9% | COM | 867224107 |
| MGM | MGM RESORTS INTERNATIONAL | 42,600 | $970 | 0.3% | $23.59 | -0.3% | COM | 552953101 |
| EFA | ISHARES MSCI EAFE ETF | 15,100 | $968 | 0.3% | $69.74 | — | MSCI EAFE ETF | 464287465 |
| SDY | SPDR S&P DIVIDEND ETF | 11,958 | $896 | 0.3% | $76.62 | — | S&P DIVID ETF | 78464A763 |
| — | KAYNE ANDERSON MLP INVESTMEN | 21,624 | $883 | 0.3% | $39.51 | — | COM | 486606106 |
| PHG | KONINKLIJKE PHILIPS NVR- NY | 27,579 | $875 | 0.3% | $31.76 | — | NY REG SH NEW | 500472303 |
| DGS | WISDOMTREE EM SMALL CAP | 18,225 | $842 | 0.2% | $47.97 | — | EMG MKTS SMCAP | 97717W281 |
| — | CREDIT SUISSE MLP EQUAL WEIG | 22,500 | $808 | 0.2% | $35.73 | — | EQL WGT MLP LKD | 22542D852 |
| — | APPLE INC | 7,907 | $797 | 0.2% | $92.95 | — | COM | 37833100 |
| ORCL | ORACLE CORP | 19,867 | $761 | 0.2% | $34.67 | -1.3% | COM | 68389X105 |
| — | ROYAL DUTCH SHELL-SPON ADR-A | 9,950 | $757 | 0.2% | $82.41 | — | SPONS ADR A | 780259206 |
| — | POWERSHARES DWA MOMENTUM POR | 18,808 | $739 | 0.2% | $38.98 | — | DWA MOMENTUM PTF | 73935X153 |
| FXH | FIRST TRUST HEALTH CARE ALPH | 13,000 | $725 | 0.2% | $53.23 | — | HLTH CARE ALPH | 33734X143 |
| EBAY | EBAY INC | 12,350 | $699 | 0.2% | $19.39 | +2.1% | COM | 278642103 |
| FLOT | ISHARES FLOATING RATE BOND E | 12,847 | $653 | 0.2% | $50.79 | — | FLTG RATE BD ETF | 46429B655 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,935 | $649 | 0.2% | $118.79 | — | RUSSELL 2000 ETF | 464287655 |
| MCD | MCDONALD'S CORP | 6,647 | $630 | 0.2% | $74.80 | -4.8% | COM | 580135101 |
| VZ | VERIZON COMMUNICATIONS INC | 12,348 | $617 | 0.2% | $26.80 | +3.7% | COM | 92343V104 |
| — | INTEGRATED SILICON SOLUTION | 43,940 | $604 | 0.2% | $14.57 | — | COM | 45812P107 |
| — | AMERICA MOVIL-SPN ADR CL L | 23,400 | $590 | 0.2% | $20.75 | — | SPON ADR L SHS | 02364W105 |
| — | EXPRESS SCRIPTS HOLDING CO | 8,084 | $571 | 0.2% | $69.28 | — | COM | 30219G108 |
| HYG | ISHARES IBOXX HIGH YIELD COR | 6,122 | $563 | 0.2% | $95.16 | — | IBOXX HI YD ETF | 464288513 |
| — | ISHARES MSCI UNITED KINGDOM | 29,000 | $562 | 0.2% | $19.38 | — | MSCI UTD KNGDM | 46434V548 |
| CSCO | CISCO SYSTEMS INC | 22,191 | $559 | 0.2% | $16.64 | +6.3% | COM | 17275R102 |
| — | HEALTH CARE REIT INC | 9,750 | $558 | 0.2% | $57.77 | — | PFD PER CON I | 42217K601 |
| TBT | PROSHARES ULTRASHORT 20+Y TR | 9,850 | $555 | 0.2% | $60.71 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | GUGGENHEIM INSIDER SENTIMENT | 11,494 | $538 | 0.2% | $49.61 | — | GUGG INSDR SENT | 18383M209 |
| EIS | ISHARES MSCI ISRAEL CAPPED E | 10,452 | $532 | 0.2% | $50.90 | — | MSCI ISR CAP ETF | 464286632 |
| IGE | ISHARES NORTH AMERICAN NATUR | 11,855 | $531 | 0.2% | $49.94 | — | NA NAT RES | 464287374 |
| JNJ | JOHNSON & JOHNSON | 4,892 | $521 | 0.2% | $73.39 | +3.0% | COM | 478160104 |
| SAN | BANCO SANTANDER SA-SPON ADR | 54,305 | $516 | 0.1% | $9.76 | — | ADR | 05964H105 |
| — | ALLIANCE BANCORP INC PA NEW | 20,000 | $490 | 0.1% | $25.15 | — | COM | 01890A108 |
| OXY | OCCIDENTAL PETROLEUM CORP | 5,050 | $486 | 0.1% | $66.18 | +2.8% | COM | 674599105 |
| — | WESTERN REFINING INC | 11,225 | $471 | 0.1% | $37.53 | — | COM | 959319104 |
| SON | SONOCO PRODUCTS CO | 11,756 | $462 | 0.1% | $28.73 | -2.7% | COM | 835495102 |
| T | AT&T INC | 12,610 | $444 | 0.1% | $11.79 | +0.9% | COM | 00206R102 |
| — | POWERSHARES DYN PHARMACEUTIC | 6,786 | $432 | 0.1% | $61.15 | — | DYN PHRMA PORT | 73935X799 |
| — | BLACKROCK MUNIASSETS FUND | 32,800 | $431 | 0.1% | $12.81 | — | COM | 09254J102 |
| CVX | CHEVRON CORP | 3,572 | $426 | 0.1% | $75.91 | +3.4% | COM | 166764100 |
| XLV | HEALTH CARE SELECT SECTOR | 6,506 | $416 | 0.1% | $60.82 | — | SBI HEALTHCARE | 81369Y209 |
| TLT | ISHARES 20+ YEAR TREASURY BO | 3,529 | $410 | 0.1% | $113.63 | — | 20+ YR TR BD ETF | 464287432 |
| — | BANK OF AMERICA CORP | 23,151 | $395 | 0.1% | $16.29 | — | COM | 60505104 |
| — | NUVEEN AMT-FREE MUNI INC FD | 28,991 | $392 | 0.1% | $13.49 | — | COM | 670657105 |
| — | CINCINNATI BELL INC | 115,400 | $389 | 0.1% | $3.93 | — | COM | 171871106 |
| JPM | JPMORGAN CHASE & CO | 6,304 | $380 | 0.1% | $41.25 | +4.6% | COM | 46625H100 |
| — | GLOBAL COMMODITY EQUITY ETF | 8,875 | $374 | 0.1% | $46.42 | — | GLB COMMOD EQTY | 00162Q304 |
| PNC | PNC FINL SVCS GROUP INC | 13,600 | $371 | 0.1% | $59.84 | 0.0% | COM | 693475105 |
| — | POWERSHARES NASDAQ INTERNET | 5,391 | $369 | 0.1% | $68.08 | — | NASD INTNT ETF | 73935X146 |
| — | POWERSHARES DYN BIOTECH&GENO | 7,964 | $368 | 0.1% | $43.70 | — | DYN BIOT & GEN | 73935X856 |
| — | POWERSHARES FTSE RAFI US 1K | 4,115 | $362 | 0.1% | $88.44 | — | FTSE RAFI 1000 | 73935X583 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 1,314 | $360 | 0.1% | $273.97 | — | NASDQ BIOTEC ETF | 464287556 |
| DHS | WISDOMTREE EQ INCOME FUND | 6,000 | $356 | 0.1% | $59.35 | — | EQTY INC FD | 97717W208 |
| — | ISHARES MSCI FRONTIER 100 | 9,253 | $350 | 0.1% | $36.25 | — | MSCI FRNTR100ETF | 464286145 |
| VBK | VANGUARD SMALL-CAP GRWTH ETF | 2,885 | $347 | 0.1% | $127.56 | — | SML CP GRW ETF | 922908595 |
| — | POWERSHARES DYN LEISURE&ENT | 10,251 | $343 | 0.1% | $34.05 | — | DYN LSR & ENT | 73935X757 |
| — | GOOGLE INC-CL C | 592 | $342 | 0.1% | $575.33 | — | CL C | 38259P706 |
| — | POWERSHARES DB COMMODITY IND | 14,500 | $337 | 0.1% | $26.55 | — | UNIT BEN INT | 73935S105 |
| — | GOOGLE INC-CL A | 551 | $324 | 0.1% | $584.06 | — | CL A | 38259P508 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 13,942 | $323 | 0.1% | $22.72 | — | SBI INT-FINL | 81369Y605 |
| EPI | WISDOMTREE INDIA EARNINGS | 14,741 | $323 | 0.1% | $22.47 | — | INDIA ERNGS FD | 97717W422 |
| IVE | ISHARES S&P 500 VALUE ETF | 3,585 | $323 | 0.1% | $90.38 | — | S&P 500 VAL ETF | 464287408 |
| — | POWERSHARES AERO & DEFENSE | 9,916 | $321 | 0.1% | $32.27 | — | AERSPC DEF PTF | 73935X690 |
| — | ISHARES MSCI TAIWAN ETF | 20,834 | $318 | 0.1% | $15.81 | — | MSCI TAIWAN ETF | 464286731 |
| — | ALERIAN MLP ETF | 15,900 | $305 | 0.1% | $19.18 | — | ALERIAN MLP | 00162Q866 |
| — | POWERSHARES DYN MEDIA PORT | 12,305 | $304 | 0.1% | $25.36 | — | DYN MEDIA PORT | 73935X823 |
| MRSH | MARSH & MCLENNAN COS | 5,770 | $302 | 0.1% | $40.50 | +5.5% | COM | 571748102 |
| EEMV | ISHARES MSCI EMERGING MARKET | 5,000 | $299 | 0.1% | $60.80 | — | EM MK MINVOL ETF | 464286533 |
| — | POWERSHARES DYN BLDG & CONST | 13,970 | $290 | 0.1% | $22.33 | — | DYN BLDG CNSTR | 73935X666 |
| KMB | KIMBERLY-CLARK CORP | 2,655 | $286 | 0.1% | $71.74 | -1.2% | COM | 494368103 |
| DVY | ISHARES SELECT DIVIDEND ETF | 3,630 | $268 | 0.1% | $77.00 | — | SELECT DIVID ETF | 464287168 |
| HIG | HARTFORD FINANCIAL SVCS GRP | 7,201 | $268 | 0.1% | $27.56 | +3.3% | COM | 416515104 |
| EUO | PROSHARES ULTRASHORT EURO | 13,400 | $267 | 0.1% | $17.08 | — | ULTRASHRT EURO | 74347W882 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 1,660 | $263 | 0.1% | $162.65 | — | RUS MID-CAP ETF | 464287499 |
| SPSB | SPDR BARCLAYS SHORT TERM COR | 8,157 | $250 | 0.1% | $30.77 | — | BARC SHT TR CP | 78464A474 |
| EFV | ISHARES MSCI EAFE VALUE ETF | 4,335 | $237 | 0.1% | $58.59 | — | EAFE VALUE ETF | 464288877 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 5,754 | $230 | 0.1% | $38.37 | — | TECHNOLOGY | 81369Y803 |
| IWB | ISHARES RUSSELL 1000 ETF | 2,025 | $222 | 0.1% | $110.12 | — | RUS 1000 ETF | 464287622 |
| — | REVLON INC | 7,000 | $222 | 0.1% | $30.57 | — | CL A NEW | 761525609 |
| XLB | MATERIALS SELECT SECTOR SPDR | 4,450 | $221 | 0.1% | $49.66 | — | SBI MATERIALS | 81369Y100 |
| ILCV | ISHARES MORNINGSTAR LARGE-CA | 2,595 | $220 | 0.1% | $84.78 | — | MRNGSTR LG-CP VL | 464288109 |
| — | HARBINGER GROUP INC | 16,527 | $217 | 0.1% | $12.71 | — | COM | 41146A106 |
| DE | DEERE & CO | 2,590 | $212 | 0.1% | $73.94 | -6.2% | COM | 244199105 |
| RWX | SPDR DJ INTERNATIONAL REAL E | 5,000 | $209 | 0.1% | $44.80 | — | DJ INTL RL ETF | 78463X863 |
| VLO | VALERO ENERGY CORP NEW | 4,506 | $208 | 0.1% | $35.36 | -7.7% | COM | 91913Y100 |
| PG | PROCTER & GAMBLE CO | 2,446 | $205 | 0.1% | $59.73 | 0.0% | COM | 742718109 |
| BSV | VANGUARD SHORT-TERM BOND ETF | 2,530 | $203 | 0.1% | $80.24 | — | SHORT TRM BOND | 921937827 |
| — | TRIANGLE CAPITAL CORP | 7,900 | $200 | 0.1% | $28.35 | — | COM | 895848109 |
| — | TCW STRATEGIC INCOME FUND IN | 19,231 | $108 | 0.0% | $5.51 | — | COM | 872340104 |
| — | ELEMENTS ROGERS AGRI TOT RET | 10,000 | $70 | 0.0% | $8.20 | — | ROG AGRI ETN22 | 870297603 |
| — | BANK AMER CORP 01/16 @ 17 | 25,000 | $50 | 0.0% | — | — | Call | 60505904 |