Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 12, 2020

Total Value ($000): $274,808 (100.0% shares, 0.0% debt)

Holdings (166)

AAPL APPLE INC 6.8%
Value ($000) $18,636 Shares 160,915 Est. Cost $90.25 Unrealized +17.4%
OLED UNIVERSAL DISPLAY CORP 5.4%
Value ($000) $14,726 Shares 81,474 Est. Cost $107.93 Unrealized +51.0%
EXEL EXELIXIS INC 4.7%
Value ($000) $12,839 Shares 525,085 Est. Cost $18.29 Unrealized +27.7%
XYZ SQUARE INC 3.7%
Value ($000) $10,116 Shares 62,235 Est. Cost $69.45 Unrealized +103.3%
ANTARES PHARMA INC 3.7%
Value ($000) $10,057 Shares 3,724,885 Est. Cost $2.86 Unrealized
CIBR FIRST TR EXCHANGE TRADED FD 3.5%
Value ($000) $9,743 Shares 279,961 Est. Cost $28.28 Unrealized
MITK MITEK SYS INC 3.5%
Value ($000) $9,620 Shares 755,115 Est. Cost $9.17 Unrealized +22.9%
BX BLACKSTONE GROUP INC 3.3%
Value ($000) $9,024 Shares 172,868 Est. Cost $39.42 Unrealized +12.9%
CG CARLYLE GROUP INC 3.3%
Value ($000) $8,985 Shares 364,202 Est. Cost $23.69 Unrealized -4.6%
MSFT MICROSOFT CORP 2.9%
Value ($000) $8,055 Shares 38,295 Est. Cost $109.56 Unrealized +83.2%
AVID BIOSERVICES INC 2.9%
Value ($000) $8,017 Shares 1,052,099 Est. Cost $5.17 Unrealized
FTCS FIRST TR EXCHANGE-TRADED FD 2.5%
Value ($000) $6,886 Shares 108,841 Est. Cost $56.61 Unrealized
JPST J P MORGAN EXCHANGE-TRADED F 2.2%
Value ($000) $5,936 Shares 116,865 Est. Cost $50.28 Unrealized
ARCC ARES CAPITAL CORP 2.0%
Value ($000) $5,552 Shares 398,005 Est. Cost $9.04 Unrealized -5.4%
CTSO CYTOSORBENTS CORP 2.0%
Value ($000) $5,524 Shares 692,738 Est. Cost $7.79 Unrealized +15.8%
AMZN AMAZON COM INC 1.7%
Value ($000) $4,556 Shares 1,447 Est. Cost $83.14 Unrealized +89.6%
EASTERLY GOVT PPTYS INC 1.5%
Value ($000) $4,181 Shares 186,588 Est. Cost $19.87 Unrealized
XHITX INVESCO HIGH INCOME 2023 TAR 1.3%
Value ($000) $3,546 Shares 447,190 Est. Cost $9.64 Unrealized
IRM IRON MTN INC NEW 1.3%
Value ($000) $3,536 Shares 131,983 Est. Cost $21.73 Unrealized +2.2%
GOOG ALPHABET INC 1.2%
Value ($000) $3,346 Shares 2,277 Est. Cost $54.27 Unrealized +39.5%
FDN FIRST TR EXCHANGE-TRADED FD 1.2%
Value ($000) $3,326 Shares 17,662 Est. Cost $126.88 Unrealized
JNJ JOHNSON & JOHNSON 1.2%
Value ($000) $3,229 Shares 21,689 Est. Cost $115.71 Unrealized +9.8%
PULS PGIM ETF TR 1.1%
Value ($000) $3,106 Shares 62,215 Est. Cost $50.13 Unrealized
ROBT FIRST TR EXCHANGE-TRADED FD 1.0%
Value ($000) $2,867 Shares 73,614 Est. Cost $31.73 Unrealized
NVAX NOVAVAX INC 1.0%
Value ($000) $2,699 Shares 24,906 Est. Cost $8.20 Unrealized +1386.5%
COHEN & STEERS QUALITY INCOM 1.0%
Value ($000) $2,681 Shares 241,348 Est. Cost $11.01 Unrealized
WMT WALMART INC 0.9%
Value ($000) $2,524 Shares 18,039 Est. Cost $28.77 Unrealized +43.6%
COHEN & STEERS INFRASTRUCTUR 0.9%
Value ($000) $2,397 Shares 107,808 Est. Cost $20.22 Unrealized
GENERAL ELECTRIC CO 0.9%
Value ($000) $2,361 Shares 378,985 Est. Cost $10.21 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.7%
Value ($000) $1,966 Shares 9,233 Est. Cost $204.73 Unrealized -0.1%
CHRS COHERUS BIOSCIENCES INC 0.7%
Value ($000) $1,941 Shares 105,836 Est. Cost $18.53 Unrealized +0.4%
TSLX SIXTH STREET SPECIALTY LENDN 0.7%
Value ($000) $1,863 Shares 108,275 Est. Cost $16.62 Unrealized +3.1%
LMBS FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $1,803 Shares 34,885 Est. Cost $51.91 Unrealized
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,776 Shares 5,004 Est. Cost $235.61 Unrealized +31.2%
XHTAX INVESCO HIGH INCOME 2024 TAR 0.6%
Value ($000) $1,702 Shares 215,125 Est. Cost $9.16 Unrealized
JPM JPMORGAN CHASE & CO 0.6%
Value ($000) $1,664 Shares 17,282 Est. Cost $90.60 Unrealized -5.7%
FSV FIRSTSERVICE CORP NEW 0.6%
Value ($000) $1,656 Shares 12,558 Est. Cost $91.71 Unrealized +24.7%
PG PROCTER AND GAMBLE CO 0.6%
Value ($000) $1,647 Shares 11,853 Est. Cost $80.69 Unrealized +44.2%
FDL FIRST TR MORNINGSTAR DIVID L 0.6%
Value ($000) $1,642 Shares 62,996 Est. Cost $29.20 Unrealized
CARR CARRIER GLOBAL CORPORATION 0.6%
Value ($000) $1,637 Shares 53,589 Est. Cost $26.37 Unrealized 0.0%
ATOM ATOMERA INC 0.6%
Value ($000) $1,628 Shares 155,830 Est. Cost $5.98 Unrealized +76.0%
HD HOME DEPOT INC 0.5%
Value ($000) $1,508 Shares 5,430 Est. Cost $157.43 Unrealized +51.0%
SLRC SOLAR CAP LTD 0.5%
Value ($000) $1,444 Shares 91,100 Est. Cost $10.21 Unrealized -7.1%
FINX GLOBAL X FDS 0.5%
Value ($000) $1,388 Shares 36,559 Est. Cost $29.85 Unrealized
NOC NORTHROP GRUMMAN CORP 0.5%
Value ($000) $1,344 Shares 4,260 Est. Cost $267.26 Unrealized +11.5%
INTC INTEL CORP 0.5%
Value ($000) $1,288 Shares 24,876 Est. Cost $42.96 Unrealized +8.3%
WORLD GOLD TR 0.5%
Value ($000) $1,283 Shares 68,257 Est. Cost $17.34 Unrealized
LIVEPERSON INC 0.5%
Value ($000) $1,258 Shares 24,205 Est. Cost $31.39 Unrealized
MA MASTERCARD INCORPORATED 0.4%
Value ($000) $1,159 Shares 3,426 Est. Cost $267.09 Unrealized +18.2%
STWD STARWOOD PPTY TR INC 0.4%
Value ($000) $1,157 Shares 76,706 Est. Cost $21.72 Unrealized
ADBE ADOBE SYSTEMS INCORPORATED 0.4%
Value ($000) $1,112 Shares 2,268 Est. Cost $241.40 Unrealized +92.7%
CRM SALESFORCE COM INC 0.4%
Value ($000) $1,081 Shares 4,300 Est. Cost $135.90 Unrealized +59.1%
VZ VERIZON COMMUNICATIONS INC 0.4%
Value ($000) $1,071 Shares 18,003 Est. Cost $40.76 Unrealized +4.4%
QCOM QUALCOMM INC 0.4%
Value ($000) $1,068 Shares 9,078 Est. Cost $75.20 Unrealized +26.5%
UBSI UNITED BANKSHARES INC WEST V 0.4%
Value ($000) $1,065 Shares 49,590 Est. Cost $33.39 Unrealized -22.0%
SPECTRUM PHARMACEUTICALS INC 0.4%
Value ($000) $1,012 Shares 247,945 Est. Cost $6.99 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.4%
Value ($000) $979 Shares 8,044 Est. Cost $91.90 Unrealized +2.1%
MEDIWOUND LTD 0.3%
Value ($000) $961 Shares 255,500 Est. Cost $3.10 Unrealized
GABELLI DIVID & INCOME TR 0.3%
Value ($000) $950 Shares 51,750 Est. Cost $18.30 Unrealized
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $927 Shares 2,973 Est. Cost $229.61 Unrealized +22.5%
GOOGL ALPHABET INC 0.3%
Value ($000) $919 Shares 627 Est. Cost $56.82 Unrealized +33.1%
FGD FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $835 Shares 46,816 Est. Cost $22.28 Unrealized
FV FIRST TR EXCHANGE-TRADED FD 0.3%
Value ($000) $835 Shares 24,466 Est. Cost $25.27 Unrealized
FTGC FIRST TR EXCHANGE TRAD FD VI 0.3%
Value ($000) $795 Shares 46,835 Est. Cost $16.97 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $791 Shares 25,132 Est. Cost $29.32 Unrealized
NUVEEN CORPORATE INCM NOVEME 0.3%
Value ($000) $783 Shares 87,500 Est. Cost $8.83 Unrealized
BAX BAXTER INTL INC 0.3%
Value ($000) $780 Shares 9,702 Est. Cost $59.06 Unrealized +27.4%
FXL FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $774 Shares 8,510 Est. Cost $57.83 Unrealized
ZTS ZOETIS INC 0.3%
Value ($000) $757 Shares 4,578 Est. Cost $85.00 Unrealized +72.6%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.3%
Value ($000) $754 Shares 68,320 Est. Cost $12.22 Unrealized -8.4%
ORCL ORACLE CORP 0.3%
Value ($000) $729 Shares 12,215 Est. Cost $44.23 Unrealized +19.3%
ZIOPHARM ONCOLOGY INC 0.3%
Value ($000) $728 Shares 289,025 Est. Cost $2.49 Unrealized
SBUX STARBUCKS CORP 0.3%
Value ($000) $726 Shares 8,455 Est. Cost $59.46 Unrealized +19.1%
PEP PEPSICO INC 0.3%
Value ($000) $723 Shares 5,220 Est. Cost $96.69 Unrealized +19.1%
NKE NIKE INC 0.3%
Value ($000) $708 Shares 5,636 Est. Cost $74.97 Unrealized +32.9%
MMM 3M CO 0.3%
Value ($000) $691 Shares 4,311 Est. Cost $127.27 Unrealized -13.3%
BOC BOSTON OMAHA CORP 0.2%
Value ($000) $670 Shares 41,870 Est. Cost $23.63 Unrealized -31.9%
BA BOEING CO 0.2%
Value ($000) $665 Shares 4,024 Est. Cost $338.48 Unrealized -49.6%
UNP UNION PAC CORP 0.2%
Value ($000) $662 Shares 3,365 Est. Cost $130.59 Unrealized +26.2%
MRK MERCK & CO. INC 0.2%
Value ($000) $638 Shares 7,687 Est. Cost $57.94 Unrealized +13.8%
ROYCE VALUE TR INC 0.2%
Value ($000) $632 Shares 50,000 Est. Cost $11.87 Unrealized
CVX CHEVRON CORP NEW 0.2%
Value ($000) $622 Shares 8,640 Est. Cost $78.90 Unrealized -15.7%
INTU INTUIT 0.2%
Value ($000) $616 Shares 1,887 Est. Cost $251.45 Unrealized +20.4%
VNQ VANGUARD INDEX FDS 0.2%
Value ($000) $610 Shares 7,730 Est. Cost $83.33 Unrealized
ABT ABBOTT LABS 0.2%
Value ($000) $603 Shares 5,541 Est. Cost $75.06 Unrealized +23.0%
WASH WASHINGTON TR BANCORP 0.2%
Value ($000) $596 Shares 19,450 Est. Cost $33.84 Unrealized -30.7%
MATINAS BIOPHARMA HLDGS INC 0.2%
Value ($000) $592 Shares 772,485 Est. Cost $0.85 Unrealized
DIS DISNEY WALT CO 0.2%
Value ($000) $591 Shares 4,762 Est. Cost $119.40 Unrealized +2.3%
SHOP SHOPIFY INC 0.2%
Value ($000) $566 Shares 553 Est. Cost $99.42 Unrealized 0.0%
SOXX ISHARES TR 0.2%
Value ($000) $564 Shares 1,850 Est. Cost $156.76 Unrealized
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $557 Shares 2,885 Est. Cost $116.36 Unrealized +43.8%
PYPL PAYPAL HLDGS INC 0.2%
Value ($000) $556 Shares 2,824 Est. Cost $84.90 Unrealized +121.3%
CAPSTONE TURBINE CORP 0.2%
Value ($000) $531 Shares 111,450 Est. Cost $4.13 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value ($000) $529 Shares 15,418 Est. Cost $55.30 Unrealized -41.6%
CSCO CISCO SYS INC 0.2%
Value ($000) $525 Shares 13,327 Est. Cost $39.30 Unrealized -5.7%
TSLA TESLA INC 0.2%
Value ($000) $516 Shares 1,203 Est. Cost $104.46 Unrealized +13.0%
META FACEBOOK INC 0.2%
Value ($000) $506 Shares 1,933 Est. Cost $155.37 Unrealized +64.8%
BAC BK OF AMERICA CORP 0.2%
Value ($000) $504 Shares 20,921 Est. Cost $23.51 Unrealized -7.2%
PFE PFIZER INC 0.2%
Value ($000) $486 Shares 13,250 Est. Cost $28.93 Unrealized -6.3%
V VISA INC 0.2%
Value ($000) $482 Shares 2,411 Est. Cost $184.11 Unrealized +4.4%
KO COCA COLA CO 0.2%
Value ($000) $477 Shares 9,653 Est. Cost $43.05 Unrealized -5.2%
COHEN & STEERS CLOSED END OP 0.2%
Value ($000) $476 Shares 42,825 Est. Cost $11.50 Unrealized
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $475 Shares 5,128 Est. Cost $123.90 Unrealized -26.6%
CFA VICTORY PORTFOLIOS II 0.2%
Value ($000) $452 Shares 8,342 Est. Cost $49.20 Unrealized
JMBS JANUS DETROIT STR TR 0.2%
Value ($000) $450 Shares 8,390 Est. Cost $52.02 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $438 Shares 10,157 Est. Cost $49.75 Unrealized -17.5%
EATON VANCE MUN INCOME 2028 0.2%
Value ($000) $437 Shares 20,745 Est. Cost $21.69 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $425 Shares 4,239 Est. Cost $108.38 Unrealized -15.2%
T AT&T INC 0.1%
Value ($000) $409 Shares 14,331 Est. Cost $15.24 Unrealized +2.0%
AVGO BROADCOM INC 0.1%
Value ($000) $408 Shares 1,119 Est. Cost $29.64 Unrealized 0.0%
XBI SPDR SER TR 0.1%
Value ($000) $394 Shares 3,540 Est. Cost $74.04 Unrealized
DHR DANAHER CORPORATION 0.1%
Value ($000) $386 Shares 1,793 Est. Cost $145.91 Unrealized +19.1%
HSIC HENRY SCHEIN INC 0.1%
Value ($000) $385 Shares 6,550 Est. Cost $65.85 Unrealized -2.6%
CVS CVS HEALTH CORP 0.1%
Value ($000) $362 Shares 6,201 Est. Cost $57.61 Unrealized -9.1%
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.1%
Value ($000) $345 Shares 4,250 Est. Cost $56.89 Unrealized
FEX FIRST TR LRGE CP CORE ALPHA 0.1%
Value ($000) $342 Shares 5,415 Est. Cost $54.41 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $340 Shares 2,299 Est. Cost $133.02 Unrealized +9.6%
PB PROSPERITY BANCSHARES INC 0.1%
Value ($000) $339 Shares 6,535 Est. Cost $57.82 Unrealized -20.6%
MDLZ MONDELEZ INTL INC 0.1%
Value ($000) $333 Shares 5,792 Est. Cost $46.96 Unrealized +3.4%
GLW CORNING INC 0.1%
Value ($000) $332 Shares 10,235 Est. Cost $26.53 Unrealized +0.5%
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $330 Shares 23,000 Est. Cost $12.07 Unrealized
UPS UNITED PARCEL SERVICE INC 0.1%
Value ($000) $325 Shares 1,948 Est. Cost $117.34 Unrealized 0.0%
CEDAR FAIR L P 0.1%
Value ($000) $325 Shares 11,570 Est. Cost $46.54 Unrealized
EZM WISDOMTREE TR 0.1%
Value ($000) $320 Shares 9,345 Est. Cost $35.99 Unrealized
EMR EMERSON ELEC CO 0.1%
Value ($000) $314 Shares 4,787 Est. Cost $52.01 Unrealized +13.0%
EPD ENTERPRISE PRODS PARTNERS L 0.1%
Value ($000) $308 Shares 19,500 Est. Cost $23.01 Unrealized
HON HONEYWELL INTL INC 0.1%
Value ($000) $307 Shares 1,866 Est. Cost $120.96 Unrealized +10.1%
BALL BALL CORP 0.1%
Value ($000) $299 Shares 3,600 Est. Cost $65.30 Unrealized +10.4%
SGOL ABERDEEN STD GOLD ETF TR 0.1%
Value ($000) $292 Shares 16,070 Est. Cost $15.12 Unrealized
SGRY SURGERY PARTNERS INC 0.1%
Value ($000) $291 Shares 13,300 Est. Cost $17.77 Unrealized 0.0%
IYF ISHARES TR 0.1%
Value ($000) $291 Shares 2,565 Est. Cost $128.80 Unrealized
BABA ALIBABA GROUP HLDG LTD 0.1%
Value ($000) $290 Shares 988 Est. Cost $293.52 Unrealized
TTD THE TRADE DESK INC 0.1%
Value ($000) $285 Shares 550 Est. Cost $30.15 Unrealized +51.5%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $280 Shares 4,425 Est. Cost $61.47 Unrealized -8.7%
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $269 Shares 1,765 Est. Cost $114.06 Unrealized
FCX FREEPORT-MCMORAN INC 0.1%
Value ($000) $267 Shares 17,100 Est. Cost $8.65 Unrealized +56.1%
APACHE CORP 0.1%
Value ($000) $265 Shares 28,000 Est. Cost $11.99 Unrealized
WY WEYERHAEUSER CO MTN BE 0.1%
Value ($000) $260 Shares 9,116 Est. Cost $22.32 Unrealized 0.0%
SANDY SPRING BANCORP INC 0.1%
Value ($000) $258 Shares 11,200 Est. Cost $29.42 Unrealized
CAT CATERPILLAR INC DEL 0.1%
Value ($000) $256 Shares 1,714 Est. Cost $126.81 Unrealized 0.0%
BMY BRISTOL-MYERS SQUIBB CO 0.1%
Value ($000) $252 Shares 4,185 Est. Cost $48.59 Unrealized 0.0%
SPLV INVESCO EXCH TRADED FD TR II 0.1%
Value ($000) $245 Shares 4,575 Est. Cost $46.69 Unrealized
LVS LAS VEGAS SANDS CORP 0.1%
Value ($000) $234 Shares 5,020 Est. Cost $52.62 Unrealized -13.3%
IBB ISHARES TR 0.1%
Value ($000) $231 Shares 1,703 Est. Cost $137.40 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $229 Shares 3,056 Est. Cost $57.73 Unrealized +2.0%
ABBV ABBVIE INC 0.1%
Value ($000) $228 Shares 2,602 Est. Cost $71.03 Unrealized +7.4%
FISV FISERV INC 0.1%
Value ($000) $219 Shares 2,130 Est. Cost $100.70 Unrealized -1.1%
AMGN AMGEN INC 0.1%
Value ($000) $216 Shares 850 Est. Cost $191.68 Unrealized +9.3%
PAYX PAYCHEX INC 0.1%
Value ($000) $215 Shares 2,700 Est. Cost $58.96 Unrealized +9.5%
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $213 Shares 1,060 Est. Cost $178.97 Unrealized 0.0%
ULTA ULTA BEAUTY INC 0.1%
Value ($000) $213 Shares 950 Est. Cost $215.03 Unrealized +0.1%
MAC MACERICH CO 0.1%
Value ($000) $204 Shares 30,000 Est. Cost $8.70 Unrealized
FDX FEDEX CORP 0.1%
Value ($000) $201 Shares 800 Est. Cost $180.94 Unrealized 0.0%
NSC NORFOLK SOUTHN CORP 0.1%
Value ($000) $200 Shares 935 Est. Cost $150.98 Unrealized +19.2%
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $182 Shares 11,689 Est. Cost $16.53 Unrealized 0.0%
KMI KINDER MORGAN INC DEL 0.1%
Value ($000) $138 Shares 11,216 Est. Cost $10.12 Unrealized 0.0%
NAGE CHROMADEX CORP 0.0%
Value ($000) $100 Shares 25,000 Est. Cost $4.33 Unrealized +11.3%
DB DEUTSCHE BANK A G 0.0%
Value ($000) $84 Shares 10,000 Est. Cost $6.81 Unrealized +23.4%
BIOSIG TECHNOLOGIES INC 0.0%
Value ($000) $49 Shares 10,000 Est. Cost $7.20 Unrealized
FDX FEDEX CORP 0.0%
Value ($000) $33 Shares 300 Est. Cost $180.94 Unrealized 0.0%
CROX CROCS INC 0.0%
Value ($000) $29 Shares 10,000 Est. Cost Unrealized
ANTARES PHARMA INC 0.0%
Value ($000) $26 Shares 50,000 Est. Cost $2.86 Unrealized
EXEL EXELIXIS INC 0.0%
Value ($000) $19 Shares 20,000 Est. Cost $18.29 Unrealized +27.7%
IBM INTERNATIONAL BUSINESS MACHS 0.0%
Value ($000) $9 Shares 5,000 Est. Cost $91.90 Unrealized +2.1%
ACASTI PHARMA INC 0.0%
Value ($000) $3 Shares 16,750 Est. Cost $2.45 Unrealized
LIVEPERSON INC 0.0%
Value ($000) $1 Shares 100 Est. Cost $31.39 Unrealized