VAUGHAN & Co SECURITIES, INC. Diversified Active

Location: Ridgewood, NJ

CIK: 0000805870 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 23, 2026

Total Value: $213M (100.0% shares, 0.0% debt)

Holdings (61)

Increased Positions (10)

Decreased Positions (21)

CVS CVS HEALTH CORP 0.3%
Value $541K (-34.2%) Shares 6,314 (-20.6%) Share Price $85.69 Est. Cost/Share $57.99 Unrealized @ Report Date +47.8%
DES WISDOMTREE TR 1.4%
Value $2.933M (-8.0%) Shares 77,378 (-1.3%) Share Price $37.90 Est. Cost/Share $27.31 Unrealized @ Report Date +38.8%
IXN ISHARES TR 5.5%
Value $11.67M (-2.0%) Shares 78,724 (-4.5%) Share Price $148.22 Est. Cost/Share $48.08 Unrealized @ Report Date +208.3%
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value $585K (-27.4%) Shares 2,658 (-7.2%) Share Price $219.95 Est. Cost/Share $108.02 Unrealized @ Report Date +103.6%
BMO BANK OF MONTREAL 0.3%
Value $664K (-24.7%) Shares 3,968 (-20.5%) Share Price $167.25 Est. Cost/Share $82.16 Unrealized @ Report Date +103.6%
GSK GSK PLC 0.3%
Value $656K (-22.9%) Shares 13,618 (-16.1%) Share Price $48.17 Est. Cost/Share $34.25 Unrealized @ Report Date +40.6%
VICI VICI PPTYS INC 0.2%
Value $400K (-32.6%) Shares 17,413 (-22.0%) Share Price $22.97 Est. Cost/Share $24.15 Unrealized @ Report Date —
MMM 3M CO 0.3%
Value $587K (-23.7%) Shares 3,577 (-24.7%) Share Price $164.15 Est. Cost/Share $108.54 Unrealized @ Report Date +51.2%
VLY VALLEY NATL BANCORP 0.3%
Value $614K (-20.1%) Shares 48,674 (-7.2%) Share Price $12.62 Est. Cost/Share $7.30 Unrealized @ Report Date +72.8%
VWO VANGUARD INTL EQUITY INDEX F 1.0%
Value $2.154M (-6.0%) Shares 36,315 (-5.4%) Share Price $59.31 Est. Cost/Share $38.13 Unrealized @ Report Date +55.6%
CM CANADIAN IMPERIAL BANK OF CO 0.2%
Value $324K (-28.7%) Shares 2,943 (-25.6%) Share Price $110.18 Est. Cost/Share $39.20 Unrealized @ Report Date +181.0%
ISCG ISHARES TR 0.7%
Value $1.425M (-7.8%) Shares 23,298 (-1.3%) Share Price $61.18 Est. Cost/Share $36.60 Unrealized @ Report Date +67.2%
CNP CENTERPOINT ENERGY INC 0.2%
Value $475K (-17.9%) Shares 12,906 (-1.8%) Share Price $36.80 Est. Cost/Share $23.67 Unrealized @ Report Date +55.4%
PM PHILIP MORRIS INTL INC 0.3%
Value $702K (-12.3%) Shares 3,677 (-16.9%) Share Price $190.82 Est. Cost/Share $66.74 Unrealized @ Report Date +185.9%
VLO VALERO ENERGY CORP 0.5%
Value $1.054M (-7.2%) Shares 2,718 (-37.6%) Share Price $387.61 Est. Cost/Share $92.85 Unrealized @ Report Date +317.4%
OGE OGE ENERGY CORP 0.3%
Value $666K (-10.8%) Shares 14,669 (-4.4%) Share Price $45.42 Est. Cost/Share $34.89 Unrealized @ Report Date +30.2%
PPL PPL CORP 0.2%
Value $522K (-10.6%) Shares 15,884 (-1.2%) Share Price $32.89 Est. Cost/Share $25.34 Unrealized @ Report Date +29.8%
BIPC BROOKFIELD INFRASTRUCTURE CO 0.1%
Value $276K (-8.7%) Shares 7,763 (-1.3%) Share Price $35.61 Est. Cost/Share $40.13 Unrealized @ Report Date -11.3%
ESML ISHARES TR 0.1%
Value $274K (-8.6%) Shares 5,262 (-1.7%) Share Price $52.00 Est. Cost/Share $25.87 Unrealized @ Report Date +101.0%
SPY STATE STR SPDR S&P 500 ETF T 0.7%
Value $1.582M (-1.3%) Shares 2,074 (-3.4%) Share Price $762.65 Est. Cost/Share $396.31 Unrealized @ Report Date +92.4%
BMY BRISTOL-MYERS SQUIBB CO 0.4%
Value $867K (+2.0%) Shares 13,888 (-5.8%) Share Price $62.40 Est. Cost/Share $42.35 Unrealized @ Report Date +47.3%

Unchanged Positions (25)

IWO ISHARES TR 11.7%
Value $24.9M Shares 69,761 Share Price $356.90 Est. Cost/Share $213.09 Unrealized @ Report Date +67.5%
ISCV ISHARES TR 10.3%
Value $21.87M Shares 292,318 Share Price $74.81 Est. Cost/Share $54.62 Unrealized @ Report Date +37.0%
AAPL APPLE INC 1.3%
Value $2.805M Shares 8,423 Share Price $333.02 Est. Cost/Share $146.33 Unrealized @ Report Date +127.6%
IEMG ISHARES INC 7.9%
Value $16.77M Shares 206,597 Share Price $81.16 Est. Cost/Share $54.69 Unrealized @ Report Date +48.4%
CVX CHEVRON CORPORATION 0.4%
Value $851K Shares 4,165 Share Price $204.21 Est. Cost/Share $101.93 Unrealized @ Report Date +100.3%
UPS UNITED PARCEL SVCS INC 0.3%
Value $739K Shares 7,907 Share Price $93.44 Est. Cost/Share $101.45 Unrealized @ Report Date -7.9%
EFAV ISHARES TR 1.3%
Value $2.847M Shares 31,240 Share Price $91.12 Est. Cost/Share $73.30 Unrealized @ Report Date +24.3%
IJT ISHARES TR 0.4%
Value $792K Shares 4,940 Share Price $160.33 Est. Cost/Share $97.12 Unrealized @ Report Date +65.1%
IJS ISHARES TR 0.5%
Value $1.099M Shares 8,581 Share Price $128.10 Est. Cost/Share $75.26 Unrealized @ Report Date +70.2%
IWN ISHARES TR 0.5%
Value $1.01M Shares 4,822 Share Price $209.45 Est. Cost/Share $136.51 Unrealized @ Report Date +53.4%
CHRD CHORD ENERGY CORPORATION 0.2%
Value $445K Shares 3,320 Share Price $134.07 Est. Cost/Share $126.26 Unrealized @ Report Date +6.2%
MU MICRON TECHNOLOGY INC 0.3%
Value $606K Shares 569 Share Price $1065.11 Est. Cost/Share $749.89 Unrealized @ Report Date +42.0%
MTB M & T BK CORP 0.2%
Value $524K Shares 2,410 Share Price $217.60 Est. Cost/Share $138.13 Unrealized @ Report Date +57.5%
DVY ISHARES TR 0.6%
Value $1.312M Shares 8,631 Share Price $152.07 Est. Cost/Share $103.82 Unrealized @ Report Date +46.5%
IUSG ISHARES TR 0.7%
Value $1.577M Shares 8,140 Share Price $193.74 Est. Cost/Share $83.58 Unrealized @ Report Date +131.8%
AGG ISHARES TR 0.4%
Value $781K Shares 8,264 Share Price $94.54 Est. Cost/Share $98.49 Unrealized @ Report Date -4.0%
ABBV ABBVIE INC 0.3%
Value $687K Shares 2,625 Share Price $261.62 Est. Cost/Share $65.60 Unrealized @ Report Date +298.8%
NWE NORTHWESTERN ENERGY GROUP IN 0.3%
Value $615K Shares 8,989 Share Price $68.38 Est. Cost/Share $46.58 Unrealized @ Report Date +46.8%
AMZN AMAZON COM INC 0.1%
Value $280K Shares 1,123 Share Price $249.21 Est. Cost/Share $166.93 Unrealized @ Report Date +49.3%
XNTK SPDR SERIES TRUST 0.2%
Value $382K Shares 1,000 Share Price $382.19 Est. Cost/Share $207.38 Unrealized @ Report Date +84.3%
DHS WISDOMTREE TR 0.1%
Value $309K Shares 2,763 Share Price $111.97 Est. Cost/Share $75.35 Unrealized @ Report Date +48.6%
IWD ISHARES TR 0.1%
Value $222K Shares 895 Share Price $247.93 Est. Cost/Share $232.93 Unrealized @ Report Date +6.4%
XT ISHARES TR 0.1%
Value $243K Shares 2,918 Share Price $83.39 Est. Cost/Share $78.09 Unrealized @ Report Date +6.8%
QQQ INVESCO QQQ TR 0.2%
Value $382K Shares 516 Share Price $739.77 Est. Cost/Share $379.61 Unrealized @ Report Date +94.9%
UNP UNION PAC CORP 0.1%
Value $204K Shares 750 Share Price $272.13 Est. Cost/Share $262.58 Unrealized @ Report Date +3.6%