VAUGHAN & Co SECURITIES, INC. Diversified Active

CIK: 0000805870 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 28, 2026

Total Value ($000): $193,387 (100.0% shares, 0.0% debt)

Holdings (57)

Increased Positions (6)

HDV ISHARES TR 11.7%

Value ($000) $22,627 (+6.3%) Shares 186,061 (+7.0%) Est. Cost $49692.60 Unrealized —

ISCV ISHARES TR 10.7%

Value ($000) $20,617 (+6.4%) Shares 300,980 (+3.6%) Est. Cost $52.44 Unrealized —

IEFA ISHARES TR 7.0%

Value ($000) $13,492 (+7.9%) Shares 150,816 (+5.3%) Est. Cost $76.28 Unrealized —

GSLC GOLDMAN SACHS ETF TR 12.8%

Value ($000) $24,694 (+4.0%) Shares 186,550 (+2.3%) Est. Cost $52085.71 Unrealized —

IWO ISHARES TR 12.3%

Value ($000) $23,838 (+2.0%) Shares 73,800 (+1.0%) Est. Cost $164046.97 Unrealized —

AAPL APPLE INC 1.1%

Value ($000) $2,102 (+18.0%) Shares 7,732 (+10.5%) Est. Cost $135.13 Unrealized +98.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HDV	ISHARES TR	186,061 (+7.0%)	$22,627 (+6.3%)	11.7%	$49692.60	—	CORE HIGH DV ETF	46429B663
ISCV	ISHARES TR	300,980 (+3.6%)	$20,617 (+6.4%)	10.7%	$52.44	—	MRNING SM CP ETF	464288703
IEFA	ISHARES TR	150,816 (+5.3%)	$13,492 (+7.9%)	7.0%	$76.28	—	CORE MSCI EAFE	46432F842
GSLC	GOLDMAN SACHS ETF TR	186,550 (+2.3%)	$24,694 (+4.0%)	12.8%	$52085.71	—	ACTIVEBETA US LG	381430503
IWO	ISHARES TR	73,800 (+1.0%)	$23,838 (+2.0%)	12.3%	$164046.97	—	RUS 2000 GRW ETF	464287648
AAPL	APPLE INC	7,732 (+10.5%)	$2,102 (+18.0%)	1.1%	$135.13	+98.6%	COM	037833100

Decreased Positions (39)

LYB LYONDELLBASELL INDUSTRIES N 0.1%

Value ($000) $261 (-45.6%) Shares 6,028 (-38.3%) Est. Cost $74.44 Unrealized -40.3%

DOW DOW INC 0.1%

Value ($000) $260 (-36.7%) Shares 11,121 (-37.9%) Est. Cost $41.80 Unrealized -45.5%

BMY BRISTOL-MYERS SQUIBB CO 0.5%

Value ($000) $876 (+16.7%) Shares 16,243 (-2.4%) Est. Cost $42.35 Unrealized +12.2%

VICI VICI PPTYS INC 0.3%

Value ($000) $664 (-15.4%) Shares 23,609 (-1.9%) Est. Cost $24.15 Unrealized +21.3%

VLO VALERO ENERGY CORP 0.4%

Value ($000) $774 (-10.1%) Shares 4,756 (-6.0%) Est. Cost $92.85 Unrealized +81.8%

UPS UNITED PARCEL SERVICE INC 0.5%

Value ($000) $878 (+10.6%) Shares 8,853 (-6.9%) Est. Cost $101.45 Unrealized -8.6%

OGE OGE ENERGY CORP 0.4%

Value ($000) $688 (-10.5%) Shares 16,110 (-3.0%) Est. Cost $34.89 Unrealized +27.9%

TU TELUS CORPORATION 0.2%

Value ($000) $296 (-18.2%) Shares 22,473 (-2.1%) Est. Cost $19.92 Unrealized -29.3%

VZ VERIZON COMMUNICATIONS INC 0.3%

Value ($000) $669 (-8.7%) Shares 16,421 (-1.4%) Est. Cost $38.60 Unrealized +4.9%

PPL PPL CORP 0.3%

Value ($000) $604 (-9.1%) Shares 17,240 (-3.5%) Est. Cost $25.34 Unrealized +41.4%

VWO VANGUARD INTL EQUITY INDEX F 1.1%

Value ($000) $2,064 (-2.8%) Shares 38,391 (-2.1%) Est. Cost $38.98 Unrealized —

GSK GSK PLC 0.4%

Value ($000) $866 (+5.5%) Shares 17,657 (-7.2%) Est. Cost $36.21 Unrealized —

ABBV ABBVIE INC 0.3%

Value ($000) $640 (-5.9%) Shares 2,800 (-4.7%) Est. Cost $65.60 Unrealized +246.9%

VLY VALLEY NATL BANCORP 0.3%

Value ($000) $662 (+6.3%) Shares 56,681 (-3.5%) Est. Cost $7.30 Unrealized +51.9%

PM PHILIP MORRIS INTL INC 0.4%

Value ($000) $775 (-4.2%) Shares 4,830 (-3.1%) Est. Cost $66.74 Unrealized +130.1%

XT ISHARES TR 0.1%

Value ($000) $209 (-13.6%) Shares 2,993 (-10.8%) Est. Cost $62.85 Unrealized —

DVY ISHARES TR 0.6%

Value ($000) $1,248 (-2.5%) Shares 8,845 (-1.9%) Est. Cost $98257.23 Unrealized —

CHRD CHORD ENERGY CORPORATION 0.2%

Value ($000) $334 (-8.8%) Shares 3,604 (-2.2%) Est. Cost $126.26 Unrealized -27.2%

CVX CHEVRON CORP NEW 0.3%

Value ($000) $674 (-4.4%) Shares 4,419 (-2.6%) Est. Cost $101.93 Unrealized +48.5%

CNP CENTERPOINT ENERGY INC 0.3%

Value ($000) $527 (-5.4%) Shares 13,758 (-4.3%) Est. Cost $23.67 Unrealized +64.1%

RCI ROGERS COMMUNICATIONS INC 0.3%

Value ($000) $612 (+4.8%) Shares 16,211 (-4.3%) Est. Cost $40.46 Unrealized -7.4%

APO APOLLO GLOBAL MGMT INC 0.2%

Value ($000) $472 (+5.7%) Shares 3,258 (-2.7%) Est. Cost $72.50 Unrealized +82.8%

IXN ISHARES TR 5.0%

Value ($000) $9,585 (+0.2%) Shares 91,286 (-1.5%) Est. Cost $44.84 Unrealized —

NWE NORTHWESTERN ENERGY GROUP IN 0.3%

Value ($000) $626 (+3.8%) Shares 9,696 (-5.7%) Est. Cost $46.58 Unrealized +34.9%

BIPC BROOKFIELD INFRASTRUCTURE CO 0.2%

Value ($000) $388 (+6.1%) Shares 8,551 (-3.9%) Est. Cost $40.13 Unrealized +12.2%

PFE PFIZER INC 0.2%

Value ($000) $395 (-5.2%) Shares 15,844 (-3.0%) Est. Cost $26.16 Unrealized -4.3%

BMO BANK MONTREAL QUE 0.4%

Value ($000) $702 (-2.7%) Shares 5,411 (-2.3%) Est. Cost $82.16 Unrealized +54.1%

CM CANADIAN IMPERIAL BANK OF CO 0.2%

Value ($000) $392 (+5.0%) Shares 4,327 (-7.4%) Est. Cost $39.20 Unrealized +118.9%

IBM INTERNATIONAL BUSINESS MACHS 0.5%

Value ($000) $930 (-1.9%) Shares 3,141 (-6.5%) Est. Cost $108.02 Unrealized +176.6%

IJT ISHARES TR 0.4%

Value ($000) $697 (-2.2%) Shares 4,940 (-1.9%) Est. Cost $96707.00 Unrealized —

OKE ONEOK INC NEW 0.3%

Value ($000) $659 (-1.3%) Shares 8,965 (-2.0%) Est. Cost $60.31 Unrealized +16.8%

EMN EASTMAN CHEM CO 0.4%

Value ($000) $688 (-1.3%) Shares 10,776 (-2.5%) Est. Cost $68.19 Unrealized -10.6%

ISCG ISHARES TR 0.7%

Value ($000) $1,361 (+0.6%) Shares 24,546 (-1.5%) Est. Cost $36.04 Unrealized —

CVS CVS HEALTH CORP 0.4%

Value ($000) $693 (+0.9%) Shares 8,728 (-4.2%) Est. Cost $57.99 Unrealized +35.7%

MMM 3M CO 0.4%

Value ($000) $818 (-0.5%) Shares 5,111 (-3.6%) Est. Cost $108.54 Unrealized +50.3%

EFAV ISHARES TR 1.4%

Value ($000) $2,735 (-0.1%) Shares 31,711 (-1.8%) Est. Cost $40287.66 Unrealized —

MTB M & T BK CORP 0.3%

Value ($000) $529 (-0.6%) Shares 2,625 (-2.5%) Est. Cost $138.13 Unrealized +37.6%

IUSG ISHARES TR 0.7%

Value ($000) $1,372 (+0.2%) Shares 8,172 (-1.8%) Est. Cost $81.52 Unrealized —

ESML ISHARES TR 0.1%

Value ($000) $254 (+0.2%) Shares 5,524 (-1.8%) Est. Cost $15729.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LYB	LYONDELLBASELL INDUSTRIES N	6,028 (-38.3%)	$261 (-45.6%)	0.1%	$74.44	-40.3%	SHS - A -	N53745100
DOW	DOW INC	11,121 (-37.9%)	$260 (-36.7%)	0.1%	$41.80	-45.5%	COM	260557103
BMY	BRISTOL-MYERS SQUIBB CO	16,243 (-2.4%)	$876 (+16.7%)	0.5%	$42.35	+12.2%	COM	110122108
VICI	VICI PPTYS INC	23,609 (-1.9%)	$664 (-15.4%)	0.3%	$24.15	+21.3%	COM	925652109
VLO	VALERO ENERGY CORP	4,756 (-6.0%)	$774 (-10.1%)	0.4%	$92.85	+81.8%	COM	91913Y100
UPS	UNITED PARCEL SERVICE INC	8,853 (-6.9%)	$878 (+10.6%)	0.5%	$101.45	-8.6%	CL B	911312106
OGE	OGE ENERGY CORP	16,110 (-3.0%)	$688 (-10.5%)	0.4%	$34.89	+27.9%	COM	670837103
TU	TELUS CORPORATION	22,473 (-2.1%)	$296 (-18.2%)	0.2%	$19.92	-29.3%	COM	87971M103
VZ	VERIZON COMMUNICATIONS INC	16,421 (-1.4%)	$669 (-8.7%)	0.3%	$38.60	+4.9%	COM	92343V104
PPL	PPL CORP	17,240 (-3.5%)	$604 (-9.1%)	0.3%	$25.34	+41.4%	COM	69351T106
VWO	VANGUARD INTL EQUITY INDEX F	38,391 (-2.1%)	$2,064 (-2.8%)	1.1%	$38.98	—	FTSE EMR MKT ETF	922042858
GSK	GSK PLC	17,657 (-7.2%)	$866 (+5.5%)	0.4%	$36.21	—	SPONSORED ADR	37733W204
ABBV	ABBVIE INC	2,800 (-4.7%)	$640 (-5.9%)	0.3%	$65.60	+246.9%	COM	00287Y109
VLY	VALLEY NATL BANCORP	56,681 (-3.5%)	$662 (+6.3%)	0.3%	$7.30	+51.9%	COM	919794107
PM	PHILIP MORRIS INTL INC	4,830 (-3.1%)	$775 (-4.2%)	0.4%	$66.74	+130.1%	COM	718172109
XT	ISHARES TR	2,993 (-10.8%)	$209 (-13.6%)	0.1%	$62.85	—	FUTURE EXPONENTI	46434V381
DVY	ISHARES TR	8,845 (-1.9%)	$1,248 (-2.5%)	0.6%	$98257.23	—	SELECT DIVID ETF	464287168
CHRD	CHORD ENERGY CORPORATION	3,604 (-2.2%)	$334 (-8.8%)	0.2%	$126.26	-27.2%	COM NEW	674215207
CVX	CHEVRON CORP NEW	4,419 (-2.6%)	$674 (-4.4%)	0.3%	$101.93	+48.5%	COM	166764100
CNP	CENTERPOINT ENERGY INC	13,758 (-4.3%)	$527 (-5.4%)	0.3%	$23.67	+64.1%	COM	15189T107
RCI	ROGERS COMMUNICATIONS INC	16,211 (-4.3%)	$612 (+4.8%)	0.3%	$40.46	-7.4%	CL B	775109200
APO	APOLLO GLOBAL MGMT INC	3,258 (-2.7%)	$472 (+5.7%)	0.2%	$72.50	+82.8%	COM	03769M106
IXN	ISHARES TR	91,286 (-1.5%)	$9,585 (+0.2%)	5.0%	$44.84	—	GLOBAL TECH ETF	464287291
NWE	NORTHWESTERN ENERGY GROUP IN	9,696 (-5.7%)	$626 (+3.8%)	0.3%	$46.58	+34.9%	COM NEW	668074305
BIPC	BROOKFIELD INFRASTRUCTURE CO	8,551 (-3.9%)	$388 (+6.1%)	0.2%	$40.13	+12.2%	COM SUB VTG A	11276H106
PFE	PFIZER INC	15,844 (-3.0%)	$395 (-5.2%)	0.2%	$26.16	-4.3%	COM	717081103
BMO	BANK MONTREAL QUE	5,411 (-2.3%)	$702 (-2.7%)	0.4%	$82.16	+54.1%	COM	063671101
CM	CANADIAN IMPERIAL BANK OF CO	4,327 (-7.4%)	$392 (+5.0%)	0.2%	$39.20	+118.9%	COM	136069101
IBM	INTERNATIONAL BUSINESS MACHS	3,141 (-6.5%)	$930 (-1.9%)	0.5%	$108.02	+176.6%	COM	459200101
IJT	ISHARES TR	4,940 (-1.9%)	$697 (-2.2%)	0.4%	$96707.00	—	S&P SML 600 GWT	464287887
OKE	ONEOK INC NEW	8,965 (-2.0%)	$659 (-1.3%)	0.3%	$60.31	+16.8%	COM	682680103
EMN	EASTMAN CHEM CO	10,776 (-2.5%)	$688 (-1.3%)	0.4%	$68.19	-10.6%	COM	277432100
ISCG	ISHARES TR	24,546 (-1.5%)	$1,361 (+0.6%)	0.7%	$36.04	—	MRGSTR SM CP GR	464288604
CVS	CVS HEALTH CORP	8,728 (-4.2%)	$693 (+0.9%)	0.4%	$57.99	+35.7%	COM	126650100
MMM	3M CO	5,111 (-3.6%)	$818 (-0.5%)	0.4%	$108.54	+50.3%	COM	88579Y101
EFAV	ISHARES TR	31,711 (-1.8%)	$2,735 (-0.1%)	1.4%	$40287.66	—	MSCI EAFE MIN VL	46429B689
MTB	M & T BK CORP	2,625 (-2.5%)	$529 (-0.6%)	0.3%	$138.13	+37.6%	COM	55261F104
IUSG	ISHARES TR	8,172 (-1.8%)	$1,372 (+0.2%)	0.7%	$81.52	—	CORE S&P US GWT	464287671
ESML	ISHARES TR	5,524 (-1.8%)	$254 (+0.2%)	0.1%	$15729.46	—	ESG AWARE MSCI	46435U663

Unchanged Positions (12)

IEMG ISHARES INC 7.7%

Value ($000) $14,802 Shares 220,198 Est. Cost $16607.43 Unrealized —

IWF ISHARES TR 12.9%

Value ($000) $24,968 Shares 52,754 Est. Cost $154472.67 Unrealized —

BX BLACKSTONE INC 0.2%

Value ($000) $467 Shares 3,031 Est. Cost $58.60 Unrealized +158.5%

SPY SPDR S&P 500 ETF TR 0.8%

Value ($000) $1,466 Shares 2,150 Est. Cost $398.80 Unrealized —

IJS ISHARES TR 0.5%

Value ($000) $976 Shares 8,581 Est. Cost $79635.47 Unrealized —

IWN ISHARES TR 0.5%

Value ($000) $899 Shares 4,959 Est. Cost $73782.95 Unrealized —

AMZN AMAZON COM INC 0.1%

Value ($000) $257 Shares 1,115 Est. Cost $166.93 Unrealized +37.1%

DES WISDOMTREE TR 1.4%

Value ($000) $2,626 Shares 78,492 Est. Cost $24651.02 Unrealized —

QQQ INVESCO QQQ TR 0.2%

Value ($000) $319 Shares 519 Est. Cost $409.52 Unrealized —

AGG ISHARES TR 0.4%

Value ($000) $753 Shares 7,541 Est. Cost $98.87 Unrealized —

XNTK SPDR SERIES TRUST 0.1%

Value ($000) $278 Shares 1,000 Est. Cost $237.28 Unrealized —

DHS WISDOMTREE TR 0.2%

Value ($000) $330 Shares 3,243 Est. Cost $76809.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IEMG	ISHARES INC	220,198	$14,802	7.7%	$16607.43	—	CORE MSCI EMKT	46434G103
IWF	ISHARES TR	52,754	$24,968	12.9%	$154472.67	—	RUS 1000 GRW ETF	464287614
BX	BLACKSTONE INC	3,031	$467	0.2%	$58.60	+158.5%	COM	09260D107
SPY	SPDR S&P 500 ETF TR	2,150	$1,466	0.8%	$398.80	—	TR UNIT	78462F103
IJS	ISHARES TR	8,581	$976	0.5%	$79635.47	—	SP SMCP600VL ETF	464287879
IWN	ISHARES TR	4,959	$899	0.5%	$73782.95	—	RUS 2000 VAL ETF	464287630
AMZN	AMAZON COM INC	1,115	$257	0.1%	$166.93	+37.1%	COM	023135106
DES	WISDOMTREE TR	78,492	$2,626	1.4%	$24651.02	—	US SMALLCAP DIVD	97717W604
QQQ	INVESCO QQQ TR	519	$319	0.2%	$409.52	—	UNIT SER 1	46090E103
AGG	ISHARES TR	7,541	$753	0.4%	$98.87	—	CORE US AGGBD ET	464287226
XNTK	SPDR SERIES TRUST	1,000	$278	0.1%	$237.28	—	STATE STREET SPD	78464A102
DHS	WISDOMTREE TR	3,243	$330	0.2%	$76809.78	—	US HIGH DIVIDEND	97717W208