CIK: 0000936936 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 13, 2013
Total Value ($000): $181,802 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SHIP FINANCE INTL LTD | 590,785 | $9,021 | 5.0% | $14.94 | — | COM | G81075106 |
| AAPL | APPLE INC. | 16,850 | $8,033 | 4.4% | $13.16 | +8.5% | COM | 037833100 |
| — | GASTAR EXPLORAT 8.6250% SERIES | 283,250 | $6,724 | 3.7% | $24.46 | — | PFD | 36729P207 |
| — | GOOGLE INC - CL A | 7,310 | $6,403 | 3.5% | $880.35 | — | COM | 38259P508 |
| CHKP | CHECK POINT SOFTWARE TECH | 95,936 | $5,426 | 3.0% | $48.11 | +16.8% | COM | M22465104 |
| MCHP | MICROCHIP TECHNOLOGY INC | 127,645 | $5,143 | 2.8% | $13.83 | +9.5% | COM | 595017104 |
| — | LEXINGTON REALTY TRUST | 452,500 | $5,082 | 2.8% | $11.68 | — | COM | 529043101 |
| — | CELGENE CORP | 29,240 | $4,507 | 2.5% | $121.95 | — | COM | 151020104 |
| JNJ | JOHNSON & JOHNSON | 50,930 | $4,415 | 2.4% | $59.66 | +6.5% | COM | 478160104 |
| — | NORDIC AMERICAN TANKERS LTD | 531,100 | $4,376 | 2.4% | $8.24 | — | COM | g65773106 |
| GLNG | GOLAR LNG LTD | 107,225 | $4,039 | 2.2% | $26.40 | +6.4% | COM | G9456A100 |
| — | WHOLE FOODS MARKET INC | 64,535 | $3,775 | 2.1% | $51.47 | — | COM | 966837106 |
| HAL | HALLIBURTON CO. | 74,967 | $3,610 | 2.0% | $33.21 | +12.4% | COM | 406216101 |
| — | MORGAN STANLEY CAP TR III 6.25 | 145,525 | $3,599 | 2.0% | $24.92 | — | PFD | 617460209 |
| CNI | CANADIAN NATL RAILWAY CO | 34,500 | $3,497 | 1.9% | $39.40 | +0.5% | COM | 136375102 |
| COP | CONOCOPHILLIPS | 48,997 | $3,406 | 1.9% | $39.96 | +11.3% | COM | 20825C104 |
| — | NEW RESIDENTIAL INVESTMENT COR | 514,320 | $3,405 | 1.9% | $6.74 | — | COM | 64828T102 |
| BP | BP P.L.C. ADR (fmly BP Amoco P | 80,090 | $3,366 | 1.9% | $41.74 | — | COM | 055622104 |
| — | BGC PARTNERS INC-CL A | 561,450 | $3,167 | 1.7% | $5.89 | — | COM | 05541T101 |
| — | INTERMUNE INC | 203,785 | $3,134 | 1.7% | $14.54 | — | COM | 45884X103 |
| — | MARATHON OIL CORP | 88,720 | $3,095 | 1.7% | $34.58 | — | COM | 565849106 |
| IMPM | IMPAC MTG HLDGS INC (fka Imper | 310,530 | $2,956 | 1.6% | $10.74 | -6.9% | COM | 45254P508 |
| EEFT | EURONET WORLDWIDE INC | 73,210 | $2,920 | 1.6% | $31.84 | +13.4% | COM | 298736109 |
| MRK | MERCK and CO INC | 60,355 | $2,873 | 1.6% | $30.02 | +3.2% | COM | 58933Y105 |
| — | COUNTRYWIDE CAPITAL V | 112,275 | $2,832 | 1.6% | $25.16 | — | PFD | 222388209 |
| — | SCORPIO TANKERS INC | 284,460 | $2,776 | 1.5% | $9.37 | — | COM | Y7542C106 |
| CVX | CHEVRON CORP (fmly ChevronTexa | 22,763 | $2,766 | 1.5% | $71.30 | +2.5% | COM | 166764100 |
| GILD | GILEAD SCIENCES INC. | 43,396 | $2,728 | 1.5% | $38.50 | +7.8% | COM | 375558103 |
| — | FIRST POTOMAC REALTY TRUST | 210,250 | $2,643 | 1.5% | $13.06 | — | COM | 33610f109 |
| SBUX | STARBUCKS CORP | 33,355 | $2,567 | 1.4% | $24.37 | +16.0% | COM | 855244109 |
| — | SPECTRA ENERGY CORP | 73,100 | $2,502 | 1.4% | $34.46 | — | COM | 847560109 |
| RWT | REDWOOD TRUST INC | 121,800 | $2,398 | 1.3% | $17.00 | — | COM | 758075402 |
| — | CITIGROUP CAP X 6.1% 9/30/3 | 87,100 | $2,178 | 1.2% | $24.99 | — | PFD | 173064205 |
| — | FRONTIER COMMUNICATIONS CORP | 516,349 | $2,158 | 1.2% | $4.05 | — | COM | 35906A108 |
| PSX | PHILLIPS 66 | 36,120 | $2,088 | 1.1% | $40.44 | -7.3% | COM | 718546104 |
| — | CALLIDUS SOFTWARE INC | 221,850 | $2,034 | 1.1% | $6.59 | — | COM | 13123E500 |
| — | GENERAL ELECTRIC CO | 83,229 | $1,988 | 1.1% | $23.20 | — | COM | 369604103 |
| MDLZ | MONDELEZ INTERNATIONAL -W/I | 58,867 | $1,850 | 1.0% | $23.16 | +2.4% | COM | 609207105 |
| MPC | MARATHON PETROLEUM CORP | 28,437 | $1,829 | 1.0% | $27.55 | -11.5% | COM | 56585A102 |
| PFE | PFIZER INC. | 63,515 | $1,824 | 1.0% | $16.46 | -0.6% | COM | 717081103 |
| XOM | EXXON MOBIL CORPORATION | 20,330 | $1,749 | 1.0% | $53.69 | +0.9% | COM | 30231G102 |
| EWBC | EAST WEST BANCORP INC | 51,775 | $1,654 | 0.9% | $19.26 | +18.9% | COM | 27579R104 |
| — | JDS UNIPHASE CORP | 108,825 | $1,601 | 0.9% | $14.71 | — | COM | 46612j507 |
| — | NEWCASTLE INVESTMENT CORP | 278,900 | $1,567 | 0.9% | $5.23 | — | COM | 65105M108 |
| BMY | BRISTOL MYERS SQUIBB COM | 32,660 | $1,512 | 0.8% | $28.67 | +1.9% | COM | 110122108 |
| — | KRAFT FOODS GROUP INC | 27,379 | $1,437 | 0.8% | $55.88 | — | COM | 50076Q106 |
| IBM | INTERNATIONAL BUSINESS MACHINE | 7,718 | $1,429 | 0.8% | $118.32 | -5.7% | COM | 459200101 |
| DUK | DUKE ENERGY CORP-NEW | 19,928 | $1,331 | 0.7% | $41.83 | -2.4% | COM | 26441C204 |
| — | HESS CORP (fmly Amerada Hess C | 16,415 | $1,270 | 0.7% | $72.78 | — | COM | 42809H107 |
| INTC | INTEL CORP COM | 52,285 | $1,198 | 0.7% | $17.18 | -1.6% | COM | 458140100 |
| — | HALOZYME THERAPEAUTICS INC | 104,330 | $1,152 | 0.6% | $8.04 | — | COM | 40637h109 |
| ADI | ANALOG DEVICES INC | 23,650 | $1,113 | 0.6% | $34.29 | +7.0% | COM | 032654105 |
| — | EMCORE CORP | 230,150 | $1,031 | 0.6% | $4.48 | — | COM | 290846203 |
| PG | PROCTER & GAMBLE CO. | 13,470 | $1,018 | 0.6% | $55.00 | +2.2% | COM | 742718109 |
| — | CATAMARAN CORP | 21,960 | $1,009 | 0.6% | $47.91 | — | COM | 148887102 |
| AL | AIR LEASE CORP | 33,950 | $939 | 0.5% | $23.75 | -2.2% | COM | 00912X302 |
| KO | COCA COLA COMPANY | 22,940 | $869 | 0.5% | $27.85 | -3.9% | COM | 191216100 |
| ORCL | ORACLE CORP | 24,826 | $823 | 0.5% | $27.58 | -1.9% | COM | 68389X105 |
| QCOM | QUALCOMM INC | 11,861 | $798 | 0.4% | $45.06 | +3.3% | COM | 747525103 |
| — | KINDER MORGAN ENERGY PARTNERS | 9,925 | $792 | 0.4% | $84.82 | — | COM | 494550106 |
| T | AT&T INC | 21,407 | $724 | 0.4% | $11.40 | -3.9% | COM | 00206R102 |
| PM | PHILLIP MORRIS INTERNATIONAL | 7,890 | $683 | 0.4% | $49.85 | -5.0% | COM | 718172109 |
| — | EXPRESS SCRIPTS HOLDING COMPAN | 10,118 | $625 | 0.3% | $61.70 | — | COM | 30219G108 |
| PEP | PEPSICO INC COM | 7,677 | $610 | 0.3% | $56.00 | +1.4% | COM | 713448108 |
| SLB | SCHLUMBERGER LTD COM | 6,735 | $595 | 0.3% | $53.35 | +10.5% | COM | 806857108 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 15,715 | $594 | 0.3% | $39.20 | — | COM | 881624209 |
| — | DOW CHEMICAL COMPANY | 15,453 | $593 | 0.3% | $32.15 | — | COM | 260543103 |
| KMB | KIMBERLY CLARK | 6,245 | $588 | 0.3% | $63.06 | -3.1% | COM | 494368103 |
| VZ | VERIZON COMMUNICATIONS-fmly Be | 12,553 | $586 | 0.3% | $27.04 | -3.4% | COM | 92343V104 |
| MO | ALTRIA GROUP (fka Philip Morri | 16,342 | $561 | 0.3% | $16.28 | -0.7% | COM | 02209S103 |
| TXN | TEXAS INSTRUMENTS INC. | 13,645 | $550 | 0.3% | $25.31 | +9.5% | COM | 882508104 |
| MMM | 3M Co (fmly Minnesota Mining & | 4,553 | $544 | 0.3% | $61.26 | +7.7% | COM | 88579Y101 |
| — | ANWORTH MORTGAGE ASSET CORP | 106,275 | $513 | 0.3% | $5.60 | — | COM | 037347101 |
| DIS | WALT DISNEY COMPANY, THE | 7,300 | $471 | 0.3% | $56.11 | +1.5% | COM | 254687106 |
| BJRI | BJ'S RESTAURANTS INC | 16,350 | $469 | 0.3% | $34.68 | -5.1% | COM | 09180C106 |
| — | BIOMARIN PHARMACEUTICAL INC | 6,015 | $434 | 0.2% | $72.15 | — | COM | 09061g101 |
| PSA | PUBLIC STORAGE | 2,550 | $409 | 0.2% | $97.16 | +1.3% | COM | 74460D109 |
| FCX | FREEPORT McMORAN COPPER - B | 11,995 | $397 | 0.2% | $24.55 | +4.5% | COM | 35671D857 |
| — | ASSOCIATED ESTATES REALTY CP | 23,600 | $352 | 0.2% | $16.08 | — | COM | 045604105 |
| — | PEOPLE'S UNITED FINANCIAL INC. | 20,500 | $295 | 0.2% | $14.91 | — | COM | 712704105 |
| APD | AIR PRODUCTS & CHEMICALS INC | 2,750 | $293 | 0.2% | $61.55 | +13.9% | COM | 009158106 |
| — | MONSANTO CO | 2,521 | $263 | 0.1% | $104.32 | — | COM | 61166W101 |
| LOW | LOWES COMPANIES INC. | 5,525 | $263 | 0.1% | $32.16 | +13.2% | COM | 548661107 |
| NOC | NORTHROP GRUMMAN CORP | 2,750 | $262 | 0.1% | $62.64 | +19.5% | COM | 666807102 |
| BRK/B | BERKSHIRE HATHAWAY INC - CLASS | 2,300 | $261 | 0.1% | $110.02 | +4.9% | COM | 084670702 |
| PFF | ISHARES Trust/U.S.Preferred St | 6,625 | $252 | 0.1% | $38.04 | — | COM | 464288687 |
| BDC | BELDEN INC. | 3,850 | $247 | 0.1% | $56.41 | 0.0% | COM | 077454106 |
| SWK | STANLEY BLACK & DECKER INC | 2,587 | $234 | 0.1% | $62.68 | 0.0% | COM | 854502101 |
| WFC | WELLS FARGO COMPANY | 5,625 | $232 | 0.1% | $27.36 | +10.3% | COM | 949746101 |
| SCHW | SCHWAB (CHARLES) CORP | 10,300 | $218 | 0.1% | $18.79 | 0.0% | COM | 808513105 |
| CAT | CATERPILLAR INC. | 2,600 | $217 | 0.1% | $61.55 | +0.1% | COM | 149123101 |
| — | ACHILLION PHARMACEUTICALS | 67,650 | $204 | 0.1% | $6.61 | — | COM | 00448Q201 |
| NFLX | NETFLIX INC | 655 | $203 | 0.1% | $3.86 | 0.0% | COM | 64110L106 |
| — | ETFS GOLD TRUST | 1,550 | $203 | 0.1% | $130.97 | — | COM | 26922Y105 |
| — | XILINX INC | 4,300 | $201 | 0.1% | $46.74 | — | COM | 983919101 |
| — | FIRST NIAGARA FINANCIAL GROUP, | 13,073 | $136 | 0.1% | $10.10 | — | COM | 33582V108 |
| — | AMARIN CORP | 15,000 | $95 | 0.1% | $5.80 | — | COM | 023111206 |
| — | TVI CORP | 17,500 | $0 | 0.0% | — | — | COM | 872916101 |
| — | TRANSTEXAS GAS CORP - CLASS A | 15,041 | $0 | 0.0% | — | — | COM | 893895201 |
| — | TRANSTEXAS GAS CORP SR PFD SER | 41,140 | $0 | 0.0% | — | — | PFD | 893895607 |