Location: Darien, CT
CIK: 0001088731 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 26, 2016
Total Value: $156M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JPM | JPMORGAN CHASE & CO | 91,192 | $6.073M | 3.9% | $66.60 * | $49.65 | +4.6% | COM | 46625H100 |
| CSCO | CISCO SYSTEMS INC | 170,000 | $5.392M | 3.5% | $31.72 * | $20.20 | +17.8% | COM | 17275R102 |
| GOOGL | ALPHABET INC CAP STK CL A | 6,638 | $5.337M | 3.4% | $804.01 * | $36.80 | +8.4% | CAP STK CL A | 02079K305 |
| WY | WEYERHAEUSER CO. REIT | 159,972 | $5.11M | 3.3% | $31.94 * | $18.15 | +22.9% | COM | 962166104 |
| MRK | MERCK & CO INC NEW COMMON | 81,255 | $5.071M | 3.2% | $62.41 * | $38.38 | +16.7% | COM | 58933Y105 |
| DHR | DANAHER CORP COM | 63,975 | $5.015M | 3.2% | $78.39 * | $48.56 | +36.8% | COM | 235851102 |
| BDX | BECTON DICKINSON CO 1 COM | 27,492 | $4.941M | 3.2% | $179.73 * | $111.47 | +37.0% | COM | 075887109 |
| PANW | PALO ALTO NETWORKS, INC. | 30,751 | $4.9M | 3.1% | $159.34 * | $23.58 | +12.6% | COM | 697435105 |
| — | WASTE CONNECTIONS INC COM | 61,925 | $4.626M | 3.0% | $74.70 | $72.06 | — | COM | 94106b101 |
| PYPL | PAYPAL HOLDINGS INC W/I COMMON | 112,800 | $4.621M | 3.0% | $40.97 | $35.23 | +16.0% | COM | 70450Y103 |
| AAPL | APPLE INC | 40,240 | $4.549M | 2.9% | $113.05 * | $19.96 | +29.9% | COM | 037833100 |
| SLB | SCHLUMBERGER LTD | 57,608 | $4.53M | 2.9% | $78.63 * | $57.41 | +5.2% | COM | 806857108 |
| MSFT | MICROSOFT CORP | 78,305 | $4.51M | 2.9% | $57.60 * | $41.13 | +25.1% | COM | 594918104 |
| AIG | AMERICAN INTL GROUP INC COM NE | 75,075 | $4.455M | 2.9% | $59.34 * | $40.74 | +15.3% | COM NEW | 026874784 |
| LBTYAUSD | LIBERTY GLOBAL PLC CLASS A COM | 130,025 | $4.444M | 2.8% | $34.18 | $38.51 | — | SHS CL A | G5480U104 |
| BIIB | BIOGEN INC COMMON | 13,395 | $4.193M | 2.7% | $313.03 | $284.92 | +9.9% | COM | 09062X103 |
| NVS | NOVARTIS AG-ADR | 51,350 | $4.055M | 2.6% | $78.97 | $88.05 | -10.3% | SPONSORED ADR | 66987V109 |
| — | L-3 COMMUNICATIONS | 24,054 | $3.626M | 2.3% | $150.74 | $119.79 | — | COM | 502424104 |
| V | VISA INC CL A COMMON | 43,670 | $3.612M | 2.3% | $82.71 * | $72.17 | +7.4% | COM CL A | 92826C839 |
| HON | HONEYWELL INTL INCCMN | 29,802 | $3.475M | 2.2% | $116.60 * | $74.60 | +15.9% | COM | 438516106 |
| — | JOHNSON CONTROLS INTERNATIONAL | 71,562 | $3.33M | 2.1% | $46.53 | $46.53 | — | SHS | g51502105 |
| XOM | EXXON MOBIL CORPORATION COMMON | 37,508 | $3.274M | 2.1% | $87.29 * | $51.39 | +12.5% | COM | 30231G102 |
| TEVA | TEVA PHARMACEUTICAL INDUSTRIES | 70,100 | $3.225M | 2.1% | $46.01 | $49.16 | -6.4% | ADR | 881624209 |
| COST | COSTCO WHOLESALE CORPORATION N | 19,475 | $2.97M | 1.9% | $152.50 * | $131.39 | -1.5% | COM | 22160K105 |
| — | BLACKROCK INC COMMON | 7,935 | $2.876M | 1.8% | $362.44 | $340.54 | — | COM | 09247X101 |
| NKE | NIKE INC CL B | 54,483 | $2.869M | 1.8% | $52.66 * | $47.96 | -2.6% | CL B | 654106103 |
| EPD | ENTERPRISE PRDTS PRTN LPL P | 101,075 | $2.793M | 1.8% | $27.63 | $31.85 | — | COM | 293792107 |
| — | THE BLACKSTONE GROUP | 109,350 | $2.792M | 1.8% | $25.53 | $30.07 | — | COM UNIT LTD | 09253u108 |
| KO | COCA-COLA CO | 53,926 | $2.282M | 1.5% | $42.32 * | $29.08 | +8.8% | COM | 191216100 |
| LEN | LENNAR CORP CL A | 45,547 | $1.928M | 1.2% | $42.33 * | $35.89 | +2.4% | CL A | 526057104 |
| OXY | OCCIDENTAL PETE CORP COM | 26,000 | $1.896M | 1.2% | $72.92 * | $64.27 | -12.4% | COM | 674599105 |
| PG | PROCTER & GAMBLE CO | 18,969 | $1.702M | 1.1% | $89.73 * | $55.00 | +27.0% | COM | 742718109 |
| PNC | PNC FINCL SERVICES GROUP | 16,775 | $1.511M | 1.0% | $90.07 * | $47.83 | +39.0% | COM | 693475105 |
| — | GUIDANCE SOFTWARE INC | 253,324 | $1.51M | 1.0% | $5.96 | $7.01 | — | COM | 401692108 |
| — | ROYAL DUTCH SHELL PLC SPONS | 29,666 | $1.485M | 1.0% | $50.06 | $61.90 | — | SPONS ADR A | 780259206 |
| TOL | TOLL BROTHERS INC COMMON | 45,255 | $1.351M | 0.9% | $29.85 | $33.04 | -9.6% | COM | 889478103 |
| — | SEA CHANGE INTL INC | 380,927 | $1.139M | 0.7% | $2.99 | $5.24 | — | COM | 811699107 |
| — | ASCENA RETAIL GROUP INC COM | 182,450 | $1.02M | 0.7% | $5.59 | $9.65 | — | COM | 04351G101 |
| — | FORTIVE CORPORATION | 19,400 | $987K | 0.6% | $50.88 | $50.88 | — | COM | 34959j108 |
| RCMT | RCM TECHNOLGIES INC | 136,029 | $902K | 0.6% | $6.63 | $5.91 | +12.2% | COM NEW | 749360400 |
| DVN | DEVON ENERGY CORP NEW COM | 20,250 | $893K | 0.6% | $44.10 * | $24.11 | +29.0% | COM | 25179M103 |
| WMB | WILLIAMS COS INC | 28,950 | $890K | 0.6% | $30.74 * | $18.79 | +0.5% | COM | 969457100 |
| — | FALCONSTOR SOFTWARE INC | 841,729 | $875K | 0.6% | $1.04 | $1.33 | — | COM | 306137100 |
| KMI | KINDER MORGAN INC DELAWARE COM | 34,751 | $804K | 0.5% | $23.14 * | $14.22 | +0.5% | COM | 49456B101 |
| WFC | WELLS FARGO & CO NEW | 18,085 | $801K | 0.5% | $44.29 * | $36.83 | -7.2% | COM | 949746101 |
| AMGN | AMGEN INC COM | 4,617 | $770K | 0.5% | $166.77 * | $89.61 | +41.0% | COM | 031162100 |
| — | FIREEYE INC | 49,850 | $734K | 0.5% | $14.72 | $23.23 | — | COM | 31816q101 |
| COP | CONOCOPHILLIPS COM | 15,932 | $693K | 0.4% | $43.50 * | $38.37 | -15.0% | COM | 20825C104 |
| C | CITIGROUP INC. | 14,400 | $680K | 0.4% | $47.22 * | $35.85 | -1.0% | COM NEW | 172967424 |
| — | CERNER CORP | 11,000 | $679K | 0.4% | $61.73 | $55.64 | — | COM | 156782104 |
| — | COACH INC CMN | 18,550 | $678K | 0.4% | $36.55 | $34.42 | — | COM | 189754104 |
| — | MACY'S INC. | 18,000 | $667K | 0.4% | $37.06 | $35.62 | — | COM | 55616p104 |
| JNJ | JOHNSON & JOHNSON | 5,500 | $650K | 0.4% | $118.18 * | $73.13 | +25.1% | COM | 478160104 |
| — | GENERAL ELECTRIC COMPANY | 21,513 | $637K | 0.4% | $29.61 | $25.99 | — | COM | 369604103 |
| GILD | GILEAD SCIENCES INC | 7,550 | $597K | 0.4% | $79.07 * | $59.46 | -4.9% | COM | 375558103 |
| FLS | FLOWSERVE CORP | 12,000 | $579K | 0.4% | $48.25 * | $35.61 | +12.4% | COM | 34354P105 |
| GOOG | ALPHABET INC CLASS C | 736 | $572K | 0.4% | $777.17 * | $37.69 | +2.4% | CAP STK CL C | 02079K107 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 13,000 | $571K | 0.4% | $43.92 * | $28.30 | +25.1% | CL A | 609207105 |
| — | CLOVIS ONCOLOGY INC. | 14,850 | $535K | 0.3% | $36.03 | $31.24 | — | COM | 189464100 |
| — | E. I. DU PONT DE NEMOURS AND C | 7,761 | $520K | 0.3% | $67.00 | $60.32 | — | COM | 263534109 |
| HD | HOME DEPOT, INC., THE | 3,900 | $502K | 0.3% | $128.72 * | $60.11 | +71.4% | COM | 437076102 |
| — | PROSHARES ULTRASHORT 2000 | 15,000 | $432K | 0.3% | $28.80 | $37.49 | — | ULTSHT RUSS2000 | 74348a319 |
| CTRA | CABOT OIL & GAS CORP. | 15,250 | $393K | 0.3% | $25.77 * | $17.47 | +7.7% | COM | 127097103 |
| — | DIREXION DLY SMALL CAP | 14,500 | $390K | 0.2% | $26.90 | $26.90 | — | DAILY SM CAP BEA | 25490k521 |
| — | LIBERTY LILAC GROUP A SHS | 13,322 | $368K | 0.2% | $27.62 | $32.25 | — | LILAC SHS CL A | G5480U138 |
| — | BARCLAY'S BK PLC | 10,000 | $341K | 0.2% | $34.10 | $34.10 | — | IPATH S&P500 VIX | 06740Q252 |
| — | AXOVANT SCIENCES LTD | 22,700 | $318K | 0.2% | $14.01 | $12.25 | — | COM | g0750w104 |
| — | CALIFORNIA RESOURCES CORP. | 25,402 | $318K | 0.2% | $12.52 | $12.21 | — | COM NEW | 13057q206 |
| — | DISCOVERY COMMUN SER A | 11,550 | $311K | 0.2% | $26.93 | $29.75 | — | COM SER A | 25470f104 |
| — | YAHOO! INC CMN | 7,000 | $302K | 0.2% | $43.14 | $33.29 | — | COM | 984332106 |
| — | TREVENA INC | 44,409 | $300K | 0.2% | $6.76 | $8.71 | — | COM | 89532e109 |
| EQT | EQT CORPORATION | 4,100 | $298K | 0.2% | $72.68 * | $36.40 | +0.0% | COM | 26884L109 |
| — | ANADARKO PETROLEUM CORPCMN | 4,525 | $287K | 0.2% | $63.43 | $75.84 | — | COM | 032511107 |
| — | INVENTURE FOODS INC | 29,300 | $275K | 0.2% | $9.39 | $8.71 | — | COM | 461212102 |
| — | TURQUOISE HILL RESOURCES LTD. | 87,325 | $259K | 0.2% | $2.97 | $3.76 | — | COM | 900435108 |
| — | UNITED TECHS CORP COM | 2,536 | $258K | 0.2% | $101.74 | $115.40 | — | COM | 913017109 |
| — | PROSHARES TR-ULT MSCIBZL CAPP | 12,500 | $250K | 0.2% | $20.00 | $20.00 | — | ULT MSCIBZL CAPP | 74348a673 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,000 | $243K | 0.2% | $12.15 | $12.15 | — | COM | 232806109 |
| — | ANTERO RESOURCES CORP | 8,353 | $225K | 0.1% | $26.94 | $26.94 | — | COM | 03674x106 |
| — | TENAX THERAPEUTICS INC | 94,000 | $218K | 0.1% | $2.32 | $2.85 | — | COM | 88032l100 |
| SGMO | SANGAMO BIOSCIENCES INC | 45,500 | $211K | 0.1% | $4.64 * | $6.65 | -23.6% | COM | 800677106 |
| — | TIFFANY & CO NEW | 2,898 | $210K | 0.1% | $72.46 | $72.46 | — | COM | 886547108 |
| — | CHART INDUSTRIES INC. | 6,110 | $201K | 0.1% | $32.90 | $32.90 | — | COM PAR $0.01 | 16115q308 |
| — | ACHILLION PHARMACEUTICALS INC | 21,500 | $174K | 0.1% | $8.09 | $8.54 | — | COM | 00448q201 |
| — | BUILDERS FIRSTSOURCE, INC.CMN | 15,000 | $173K | 0.1% | $11.53 | $11.53 | — | COM | 12008r107 |
| — | REGULUS THERAPEUTICS INC | 45,204 | $149K | 0.1% | $3.30 | $7.34 | — | COM | 75915k101 |
| — | CALPINE CORPORATION | 10,000 | $126K | 0.1% | $12.60 | $12.60 | — | COM NEW | 131347304 |
| — | DICERNA PHARMACEUTICALS INC | 16,000 | $94,000 | 0.1% | $5.88 | $3.00 | — | COM | 253031108 |
| — | STEMCELLS INC | 68,233 | $93,000 | 0.1% | $1.36 | $0.71 | — | COM | 85857r303 |
| — | SUNPOWER CORPORATION CMN CLASS | 10,000 | $89,000 | 0.1% | $8.90 | $8.90 | — | COM | 867652406 |
| — | SOPHIRIS BIO, INC. | 10,000 | $31,000 | 0.0% | $3.10 | $3.10 | — | COM NEW | 83578q209 |
| — | RUBICON TECHNOLOGY INC | 39,320 | $25,000 | 0.0% | $0.64 | $0.64 | — | COM | 78112t107 |