Location: New York, NY
CIK: 0001058022 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 29, 2014
Total Value: $235M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE | 96,770 | $9.75M | 4.1% | $100.75 * | $17.95 | +23.9% | COM | 037833100 |
| — | ACCESS MIDSTREAM PARTNERS LP U | 149,550 | $9.517M | 4.0% | $63.64 | $47.70 | — | COM | 00434L109 |
| — | QEP RESOURCES | 302,550 | $9.312M | 4.0% | $30.78 | $29.76 | — | COM | 74733V100 |
| — | WHITEWAVE FOODS COMPANY | 224,025 | $8.139M | 3.5% | $36.33 | $21.12 | — | COM | 966244105 |
| — | ANADARKO PETROLEUM | 79,005 | $8.014M | 3.4% | $101.44 | $85.89 | — | COM | 032511107 |
| — | ATLAS RESOURCE PARTNERS LP | 385,675 | $7.505M | 3.2% | $19.46 | $20.80 | — | COM | 04941A101 |
| — | AETNA | 91,550 | $7.416M | 3.2% | $81.00 | $79.43 | — | COM | 00817Y108 |
| DAL | DELTA AIRLINES INC | 199,375 | $7.207M | 3.1% | $36.15 * | $25.14 | +25.6% | COM | 247361702 |
| — | SANDRIDGE ENERGY INC 8.5% | 69,300 | $6.722M | 2.9% | $97.00 | $105.93 | — | PFD | 80007P604 |
| — | ATLAS ENERGY LP | 146,700 | $6.455M | 2.7% | $44.00 | $44.21 | — | COM | 04930A104 |
| DVN | DEVON ENERGY | 88,400 | $6.027M | 2.6% | $68.18 * | $50.29 | -8.1% | COM | 25179M103 |
| MRK | MERCK & CO INC NEW COM | 100,675 | $5.968M | 2.5% | $59.28 * | $30.10 | +32.5% | COM | 58933Y105 |
| BAC | BANK OF AMERICA | 309,700 | $5.28M | 2.2% | $17.05 * | $10.28 | +31.2% | COM | 060505104 |
| — | LEXINGTON REALTY TR | 537,100 | $5.258M | 2.2% | $9.79 | $11.59 | — | COM | 529043101 |
| — | APACHE | 55,825 | $5.24M | 2.2% | $93.86 | $93.86 | — | COM | 037411105 |
| — | WALGREEN | 87,925 | $5.211M | 2.2% | $59.27 | $45.75 | — | COM | 931422109 |
| — | COLONY FINANCIAL INC | 223,123 | $4.993M | 2.1% | $22.38 | $22.45 | — | COM | 19624R106 |
| — | NEW YORK COMMUNITY BANCORP | 298,150 | $4.732M | 2.0% | $15.87 | $14.24 | — | COM | 649445103 |
| — | QEP MIDSTREAM PARTNERS LP | 196,225 | $4.649M | 2.0% | $23.69 | $23.90 | — | COM | 74735R115 |
| C | CITIGROUP INC. | 84,021 | $4.354M | 1.9% | $51.82 * | $35.76 | +7.9% | COM | 172967424 |
| — | WESTERN GAS PARTNERS | 56,450 | $4.234M | 1.8% | $75.00 | $64.89 | — | COM | 958254104 |
| PWR | QUANTA SERVICES INC | 116,200 | $4.217M | 1.8% | $36.29 | $34.38 | +3.5% | COM | 74762E102 |
| STWD | STARWOOD PROPERTY TRUST INC | 190,353 | $4.18M | 1.8% | $21.96 | $26.07 | — | COM | 85571B105 |
| WYNN | WYNN RESORTS | 21,200 | $3.966M | 1.7% | $187.08 * | $106.96 | +47.9% | COM | 983134107 |
| — | AMERICAN INTERNATIONAL GROUP | 73,325 | $3.961M | 1.7% | $54.02 | $48.63 | — | COM | 026874107 |
| — | NEW MEDIA INVESTMENT GROUP INC | 233,475 | $3.883M | 1.7% | $16.63 | $14.69 | — | COM | 64704V106 |
| — | CONSTELLIUM NV | 150,425 | $3.702M | 1.6% | $24.61 | $31.39 | — | COM | N22035104 |
| — | MEMORIAL PRODUCTION PARTNERS L | 161,350 | $3.55M | 1.5% | $22.00 | $22.59 | — | COM | 586048100 |
| — | EXCEL | 291,921 | $3.436M | 1.5% | $11.77 | $12.70 | — | COM | 30068C109 |
| — | MYLAN | 75,400 | $3.43M | 1.5% | $45.49 | $41.06 | — | COM | 628530107 |
| — | CIGNA CORP COM | 35,500 | $3.219M | 1.4% | $90.68 | $72.49 | — | COM | 125509109 |
| — | KINDER MORGAN MANAGEMENT LLC | 32,421 | $3.052M | 1.3% | $94.14 | $71.66 | — | COM | 49455U100 |
| — | DIRECT TV | 33,632 | $2.91M | 1.2% | $86.52 | $61.64 | — | COM | 25490A309 |
| FCX | FREEPORT MCMORAN, INC. CL B | 79,850 | $2.607M | 1.1% | $32.65 * | $25.41 | +12.0% | COM | 35671D857 |
| — | BGC PARTNERS INC | 328,200 | $2.439M | 1.0% | $7.43 | $6.08 | — | COM | 05541T101 |
| — | MEDLEY CAP | 200,950 | $2.373M | 1.0% | $11.81 | $13.49 | — | COM | 58503F106 |
| — | PRIVATEBANCORP 10% | 78,650 | $2.084M | 0.9% | $26.50 | $25.84 | — | PFD | 74272L208 |
| — | KKR & CO. LP | 87,678 | $1.955M | 0.8% | $22.30 | $24.33 | — | COM | 48248M102 |
| — | COLONY FINANCIAL INC SER A 8.5 | 66,800 | $1.8M | 0.8% | $26.95 | $26.18 | — | PFD | 19624R205 |
| — | AMERICAN CAPITAL AGENCY CORP | 83,180 | $1.768M | 0.8% | $21.26 | $21.39 | — | COM | 02503X105 |
| — | NORTHSTAR REALTY FINANCE PREF | 67,550 | $1.688M | 0.7% | $24.99 | $24.80 | — | PFD | 66705V209 |
| AAL | AMERICAN AIRLINES GROUP | 46,475 | $1.649M | 0.7% | $35.48 * | $35.64 | -5.9% | COM | 02376R102 |
| COF | CAPITAL ONE FINANCIAL | 19,950 | $1.628M | 0.7% | $81.60 * | $55.61 | +19.8% | COM | 14040H105 |
| — | EXCEL TR INC 8.125% CUM PRF | 55,350 | $1.458M | 0.6% | $26.34 | $25.68 | — | PFD | 30068C307 |
| — | NORDIC AMERICAN OFFSHORE LTD | 81,725 | $1.44M | 0.6% | $17.62 | $18.40 | — | COM | Y6366T112 |
| — | THL CREDIT INC | 106,600 | $1.375M | 0.6% | $12.90 | $14.56 | — | COM | 872438106 |
| SAN | BANCO SANTANDER | 141,680 | $1.346M | 0.6% | $9.50 | $9.10 | +4.5% | COM | 05964H105 |
| GNRC | GENERAC HOLDINGS INC | 33,025 | $1.339M | 0.6% | $40.55 | $32.90 | +23.2% | COM | 368736104 |
| STAG | STAG INDUSTRIAL INC | 64,100 | $1.328M | 0.6% | $20.72 | $19.98 | — | COM | 85254J102 |
| — | RESOURCE CAPITAL PERF B 8.25% | 55,400 | $1.327M | 0.6% | $23.95 | $24.40 | — | PFD | 76120W500 |
| — | CITY NATIONAL CORP PFD SER D 6 | 42,900 | $1.195M | 0.5% | $27.86 | $26.29 | — | PFD | 17800X400 |
| — | STRATEGIC HOTEL CAP INC PFD SE | 40,800 | $1.027M | 0.4% | $25.17 | $25.00 | — | PFD | 86272T403 |
| WFC | WELLS FARGO | 19,175 | $995K | 0.4% | $51.89 * | $27.36 | +38.3% | COM | 949746101 |
| — | NEWCASTLE INVESTMENT CORPORATI | 74,632 | $946K | 0.4% | $12.68 | $12.68 | — | COM | 65105M603 |
| — | ATLAS PIPELINE PARTNERS LP 8.2 | 30,900 | $794K | 0.3% | $25.70 | $25.25 | — | PFD | 049392301 |
| — | BEAZER HOMES USA INC 7.5% | 29,000 | $784K | 0.3% | $27.03 | $29.17 | — | PFD | 07556Q709 |
| KMI | KINDER MORGAN INC | 20,119 | $771K | 0.3% | $38.32 * | $18.81 | +15.3% | COM | 49456B101 |
| — | NAVIOS MARITIME PARTNERS LP | 43,128 | $769K | 0.3% | $17.83 | $19.50 | — | COM | Y62267102 |
| — | MORGAN STANLEY CAP 5.75% | 29,200 | $730K | 0.3% | $25.00 | $24.45 | — | PFD | 617466206 |
| — | STAG INDUSTRIAL PRF SER B 6.62 | 28,900 | $717K | 0.3% | $24.81 | $23.09 | — | PFD | 85254J300 |
| — | KITE PHARMA INC | 25,000 | $712K | 0.3% | $28.48 | $28.48 | — | COM | 49803L109 |
| — | NORTHSTAR REALTY FINANCE PREF | 27,750 | $705K | 0.3% | $25.41 | $25.14 | — | PFD | 66704R506 |
| M | MACYS | 12,100 | $704K | 0.3% | $58.18 | $46.44 | +25.3% | COM | 55616P104 |
| XOM | EXXON | 6,801 | $640K | 0.3% | $94.10 * | $53.69 | +8.5% | COM | 30231G102 |
| — | AMERICAN CAPITAL AGENCY CORP P | 25,700 | $628K | 0.3% | $24.44 | $24.86 | — | PFD | 02503X303 |
| — | LINN ENERGY | 20,800 | $627K | 0.3% | $30.14 | $29.50 | — | COM | 536020100 |
| BRK/A | BERKSHIRE HATHAWAY DEL CL A | 3 | $621K | 0.3% | $207000.00 | $165023.42 | +25.4% | COM | 084670108 |
| — | MORGAN STANLEY PRD G 6.625% 7- | 24,700 | $617K | 0.3% | $24.98 | $25.55 | — | PFD | 61762V507 |
| GLD | SPDR GOLD TRUST | 5,000 | $581K | 0.2% | $116.20 | $136.97 | -15.2% | COM | 78463V107 |
| — | QR ENERGY LP | 28,959 | $562K | 0.2% | $19.41 | $17.90 | — | COM | 74734R108 |
| OSUR | ORASURE TECHNOLOGIES | 75,300 | $544K | 0.2% | $7.22 | $5.09 | +41.9% | COM | 68554V108 |
| — | LIBERTY INTERACTIVE CORPORATIO | 18,544 | $529K | 0.2% | $28.53 | $23.03 | — | COM | 53071M104 |
| — | RR DONNELLEY & SONS CO | 31,500 | $518K | 0.2% | $16.44 | $14.45 | — | COM | 257867101 |
| — | NORTHSTAR REALTY FINANCE | 28,675 | $507K | 0.2% | $17.68 | $17.63 | — | COM | 66704R704 |
| — | NORTHSTAR ASSET MANAGEMENT GRO | 26,675 | $491K | 0.2% | $18.41 | $18.41 | — | COM | 66705Y104 |
| — | ALPHA NATURAL RESOURCES SR NT | 500,000 | $480K | 0.2% | $0.96 | $0.91 | — | CONV | 02076XAA0 |
| TEVA | TEVA PHARMACEUTICAL | 8,200 | $441K | 0.2% | $53.78 | $38.94 | +38.0% | COM | 881624209 |
| HON | HONEYWELL INTL INC | 4,700 | $438K | 0.2% | $93.19 * | $53.13 | +24.7% | COM | 438516106 |
| — | ATLAS PIPELINE L P UNIT LP PAR | 11,300 | $412K | 0.2% | $36.46 | $34.85 | — | COM | 049392103 |
| — | CITY NATIONAL | 5,400 | $409K | 0.2% | $75.74 | $63.33 | — | COM | 178566105 |
| ARI | APOLLO COMMERCIAL REAL ESTATE | 25,524 | $401K | 0.2% | $15.71 | $16.30 | — | COM | 03762U105 |
| MGM | MGM MIRAGE | 17,500 | $399K | 0.2% | $22.80 * | $14.02 | +53.5% | COM | 552953101 |
| — | INVESCO MORTGAGE CAPITAL INC | 24,410 | $384K | 0.2% | $15.73 | $16.29 | — | COM | 46131B100 |
| COST | COSTCO WHSL | 3,000 | $376K | 0.2% | $125.33 * | $86.56 | +16.4% | COM | 22160K105 |
| CAT | CATERPILLAR | 3,725 | $369K | 0.2% | $99.06 * | $61.55 | +20.5% | COM | 149123101 |
| — | ANNALY CAP MANAGEMENT | 33,179 | $354K | 0.2% | $10.67 | $10.67 | — | COM | 035710409 |
| MS | MORGAN STANLEY | 10,000 | $346K | 0.1% | $34.60 * | $17.33 | +47.5% | COM | 617446448 |
| — | LIBERTY MEDIA CORP CL. C | 7,028 | $330K | 0.1% | $46.96 | $46.96 | — | COM | 531229300 |
| — | REALTY INCOME CORP PREF F 6.62 | 12,300 | $322K | 0.1% | $26.18 | $24.22 | — | PFD | 756109807 |
| — | ASSOCIATED BANC-CORP PFD STK S | 10,900 | $301K | 0.1% | $27.61 | $28.39 | — | PFD | 045488202 |
| — | STAG INDUSTRIAL INC 9% | 10,200 | $278K | 0.1% | $27.25 | $26.75 | — | PFD | 85254J201 |
| JNJ | JOHNSON & JOHNSON | 2,600 | $277K | 0.1% | $106.54 * | $60.07 | +29.8% | COM | 478160104 |
| — | LINC ENERGY | 300,000 | $264K | 0.1% | $0.88 | $0.80 | — | COM | Q5562Z103 |
| VFC | VF CORP | 4,000 | $264K | 0.1% | $66.00 * | $52.11 | +19.3% | COM | 918204108 |
| BMY | BRISTOL MYERS SQUIBB | 4,300 | $220K | 0.1% | $51.16 * | $34.16 | +2.6% | COM | 110122108 |
| OPK | OPKO HEALTH INC COM | 25,000 | $213K | 0.1% | $8.52 | $6.91 | +23.2% | COM | 68375N103 |
| — | YAHOO | 5,000 | $204K | 0.1% | $40.80 | $40.80 | — | COM | 984332106 |
| — | MONITISE PLC | 338,000 | $169K | 0.1% | $0.50 | $0.51 | — | COM | G6258F105 |
| GNW | GENWORTH FINL INC CL A | 12,500 | $164K | 0.1% | $13.12 | $14.72 | -11.0% | COM | 37247D106 |
| ULBI | ULTRALIFE BATTERIES | 37,500 | $121K | 0.1% | $3.23 | $3.90 | -17.0% | COM | 903899102 |
| — | RESOURCE AMERICA INC | 10,000 | $93,000 | 0.0% | $9.30 | $8.08 | — | COM | 761195205 |
| — | GASTAR EXPLORATION INC | 15,000 | $88,000 | 0.0% | $5.87 | $7.76 | — | COM | 36729W202 |
| — | RESOURCE CAPITAL | 15,300 | $75,000 | 0.0% | $4.90 | $6.01 | — | COM | 76120W302 |
| — | SANDRIDGE ENERGY | 12,250 | $53,000 | 0.0% | $4.33 | $5.20 | — | COM | 80007P307 |
| GULTU | GULF COAST ULTRA DEEP ROYALTY | 12,500 | $25,000 | 0.0% | $2.00 | $2.00 | — | COM | 40222T104 |
| — | 100,000THS KINDER MORGAN MGMT | 94,697 | $0 | 0.0% | $0.00 | — | — | COM | EKE55U103 |
| BRCOQ | BEARD | 13,800 | $0 | 0.0% | $0.00 | $0.01 | -78.6% | COM | 07384R408 |
| — | BLACKHAWK CAP GROUP BDC | 24,000 | $0 | 0.0% | $0.00 | $0.04 | — | COM | 09236T103 |