RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 16, 2016

Total Value ($000): $85,570 (100.0% shares, 0.0% debt)

Holdings (45)

SMBC SOUTHERN MO BANCORP INC 7.9%

Value ($000) $6,749 Shares 280,958 Est. Cost $12.83 Unrealized +54.8%

BPOP POPULAR INC 7.9%

Value ($000) $6,723 Shares 235,000 Est. Cost $23.06 Unrealized -13.3%

PROV PROVIDENT FINL HLDGS INC 7.9%

Value ($000) $6,719 Shares 394,100 Est. Cost $15.82 Unrealized +11.8%

— RED LION HOTELS CORP 7.3%

Value ($000) $6,229 Shares 738,926 Est. Cost $6.08 Unrealized —

MPVDF MOUNTAIN PROV DIAMONDS INC 5.6%

Value ($000) $4,819 Shares 1,285,075 Est. Cost $3.96 Unrealized -16.9%

AER AERCAP HOLDINGS NV 5.3%

Value ($000) $4,563 Shares 117,723 Est. Cost $21.68 Unrealized +56.4%

— REIS INC 5.0%

Value ($000) $4,244 Shares 180,209 Est. Cost $18.49 Unrealized —

— CIFC CORP 4.2%

Value ($000) $3,625 Shares 510,532 Est. Cost $7.14 Unrealized —

— MAG SILVER CORP 4.1%

Value ($000) $3,520 Shares 372,900 Est. Cost $5.86 Unrealized —

AGI ALAMOS GOLD INC NEW 3.1%

Value ($000) $2,645 Shares 500,000 Est. Cost $3.39 Unrealized +13.4%

MAYS MAYS J W INC 2.9%

Value ($000) $2,487 Shares 46,920 Est. Cost $22.25 Unrealized +140.0%

— NEVSUN RES LTD 2.9%

Value ($000) $2,439 Shares 752,800 Est. Cost $3.59 Unrealized —

— COASTWAY BANCORP INC 2.6%

Value ($000) $2,218 Shares 177,000 Est. Cost $10.28 Unrealized —

— CONSOL ENERGY INC 2.5%

Value ($000) $2,145 Shares 190,000 Est. Cost $14.94 Unrealized —

CPHRF CIPHER PHARMACEUTICALS INC 2.5%

Value ($000) $2,125 Shares 447,800 Est. Cost $12.70 Unrealized -65.4%

— PNC FINL SVCS GROUP INC 2.3%

Value ($000) $1,976 Shares 97,300 Est. Cost $15.10 Unrealized —

— WELLS FARGO & CO NEW 2.1%

Value ($000) $1,814 Shares 115,900 Est. Cost $13.84 Unrealized —

— AMERICAN INTL GROUP INC 2.0%

Value ($000) $1,683 Shares 90,000 Est. Cost $18.24 Unrealized —

— WOLVERINE BANCORP INC 2.0%

Value ($000) $1,675 Shares 65,700 Est. Cost $18.85 Unrealized —

— DYNEGY INC NEW DEL 1.7%

Value ($000) $1,437 Shares 100,000 Est. Cost $14.13 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 1.6%

Value ($000) $1,362 Shares 35,756 Est. Cost $46.99 Unrealized —

— OCEAN SHORE HLDG CO NEW 1.5%

Value ($000) $1,260 Shares 71,900 Est. Cost $14.32 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 1.4%

Value ($000) $1,170 Shares 187,186 Est. Cost $2.09 Unrealized +34.1%

— WAYNE SVGS BANCSHARES INC NE 1.4%

Value ($000) $1,161 Shares 94,005 Est. Cost $9.85 Unrealized —

— TERRAFORM PWR INC 1.3%

Value ($000) $1,081 Shares 125,000 Est. Cost $8.65 Unrealized —

— BARCLAYS BANK PLC 1.1%

Value ($000) $983 Shares 50,000 Est. Cost $29.31 Unrealized —

— ADVANTAGE OIL & GAS LTD 1.1%

Value ($000) $961 Shares 175,000 Est. Cost $3.95 Unrealized —

— PROSHARES TR II 1.0%

Value ($000) $830 Shares 10,000 Est. Cost $83.00 Unrealized —

— MACKINAC FINL CORP 1.0%

Value ($000) $820 Shares 80,000 Est. Cost $11.11 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.8%

Value ($000) $691 Shares 17,878 Est. Cost $126.75 Unrealized —

BAC BANK AMER CORP 0.8%

Value ($000) $676 Shares 50,000 Est. Cost $10.86 Unrealized 0.0%

— GASTAR EXPL INC NEW 0.8%

Value ($000) $661 Shares 600,564 Est. Cost $4.23 Unrealized —

— CNX COAL RES LP 0.6%

Value ($000) $524 Shares 72,941 Est. Cost $11.25 Unrealized —

— EARTHSTONE ENERGY INC 0.6%

Value ($000) $518 Shares 42,793 Est. Cost $13.30 Unrealized —

LBRDK LIBERTY BROADBAND CORP 0.6%

Value ($000) $518 Shares 8,939 Est. Cost $46.10 Unrealized +2.1%

— FLY LEASING LTD 0.6%

Value ($000) $508 Shares 40,000 Est. Cost $12.70 Unrealized —

FMNB FARMERS NATL BANC CORP 0.4%

Value ($000) $381 Shares 42,727 Est. Cost $4.28 Unrealized +40.4%

NRG NRG ENERGY INC 0.4%

Value ($000) $325 Shares 25,000 Est. Cost $9.31 Unrealized 0.0%

AWX AVALON HLDGS CORP 0.4%

Value ($000) $315 Shares 167,650 Est. Cost $3.66 Unrealized -51.6%

— AIRCASTLE LTD 0.4%

Value ($000) $309 Shares 13,900 Est. Cost $15.99 Unrealized —

LBRDA LIBERTY BROADBAND CORP 0.3%

Value ($000) $260 Shares 4,469 Est. Cost $46.22 Unrealized +2.3%

EPM EVOLUTION PETROLEUM CORP 0.2%

Value ($000) $139 Shares 28,700 Est. Cost $3.93 Unrealized -37.6%

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $136 Shares 15,000 Est. Cost $8.08 Unrealized +13.1%

— HALCON RES CORP 0.1%

Value ($000) $96 Shares 100,000 Est. Cost $1.26 Unrealized —

GROW U S GLOBAL INVS INC 0.1%

Value ($000) $50 Shares 29,118 Est. Cost $2.18 Unrealized -33.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SMBC	SOUTHERN MO BANCORP INC	280,958	$6,749	7.9%	$12.83	+54.8%	COM	843380106
BPOP	POPULAR INC	235,000	$6,723	7.9%	$23.06	-13.3%	COM NEW	733174700
PROV	PROVIDENT FINL HLDGS INC	394,100	$6,719	7.9%	$15.82	+11.8%	COM	743868101
—	RED LION HOTELS CORP	738,926	$6,229	7.3%	$6.08	—	COM	756764106
MPVDF	MOUNTAIN PROV DIAMONDS INC	1,285,075	$4,819	5.6%	$3.96	-16.9%	COM NEW	62426E402
AER	AERCAP HOLDINGS NV	117,723	$4,563	5.3%	$21.68	+56.4%	SHS	N00985106
—	REIS INC	180,209	$4,244	5.0%	$18.49	—	COM	75936P105
—	CIFC CORP	510,532	$3,625	4.2%	$7.14	—	COM	12547R105
—	MAG SILVER CORP	372,900	$3,520	4.1%	$5.86	—	COM	55903Q104
AGI	ALAMOS GOLD INC NEW	500,000	$2,645	3.1%	$3.39	+13.4%	COM CL A	011532108
MAYS	MAYS J W INC	46,920	$2,487	2.9%	$22.25	+140.0%	COM	578473100
—	NEVSUN RES LTD	752,800	$2,439	2.9%	$3.59	—	COM	64156L101
—	COASTWAY BANCORP INC	177,000	$2,218	2.6%	$10.28	—	COM	190632109
—	CONSOL ENERGY INC	190,000	$2,145	2.5%	$14.94	—	COM	20854P109
CPHRF	CIPHER PHARMACEUTICALS INC	447,800	$2,125	2.5%	$12.70	-65.4%	COM	17253X105
—	PNC FINL SVCS GROUP INC	97,300	$1,976	2.3%	$15.10	—	*W EXP 12/31/201	693475121
—	WELLS FARGO & CO NEW	115,900	$1,814	2.1%	$13.84	—	*W EXP 10/28/201	949746119
—	AMERICAN INTL GROUP INC	90,000	$1,683	2.0%	$18.24	—	*W EXP 01/19/202	026874156
—	WOLVERINE BANCORP INC	65,700	$1,675	2.0%	$18.85	—	COM	977880103
—	DYNEGY INC NEW DEL	100,000	$1,437	1.7%	$14.13	—	COM	26817R108
—	LIBERTY MEDIA CORP DELAWARE	35,756	$1,362	1.6%	$46.99	—	COM SER C	531229300
—	OCEAN SHORE HLDG CO NEW	71,900	$1,260	1.5%	$14.32	—	COM	67501R103
NSSC	NAPCO SEC TECHNOLOGIES INC	187,186	$1,170	1.4%	$2.09	+34.1%	COM	630402105
—	WAYNE SVGS BANCSHARES INC NE	94,005	$1,161	1.4%	$9.85	—	COM	94624Q101
—	TERRAFORM PWR INC	125,000	$1,081	1.3%	$8.65	—	CL A COM	88104R100
—	BARCLAYS BANK PLC	50,000	$983	1.1%	$29.31	—	ETN DJUBSCOFFE38	06739H297
—	ADVANTAGE OIL & GAS LTD	175,000	$961	1.1%	$3.95	—	COM	00765F101
—	PROSHARES TR II	10,000	$830	1.0%	$83.00	—	ULTRASHRT NEW	74347W395
—	MACKINAC FINL CORP	80,000	$820	1.0%	$11.11	—	COM	554571109
—	LIBERTY MEDIA CORP DELAWARE	17,878	$691	0.8%	$126.75	—	CL A	531229102
BAC	BANK AMER CORP	50,000	$676	0.8%	$10.86	0.0%	COM	060505104
—	GASTAR EXPL INC NEW	600,564	$661	0.8%	$4.23	—	COM	36729W202
—	CNX COAL RES LP	72,941	$524	0.6%	$11.25	—	COM UNIT RP LP	12592V100
—	EARTHSTONE ENERGY INC	42,793	$518	0.6%	$13.30	—	COM NEW	27032D205
LBRDK	LIBERTY BROADBAND CORP	8,939	$518	0.6%	$46.10	+2.1%	COM SER C	530307305
—	FLY LEASING LTD	40,000	$508	0.6%	$12.70	—	SPONSORED ADR	34407D109
FMNB	FARMERS NATL BANC CORP	42,727	$381	0.4%	$4.28	+40.4%	COM	309627107
NRG	NRG ENERGY INC	25,000	$325	0.4%	$9.31	0.0%	COM NEW	629377508
AWX	AVALON HLDGS CORP	167,650	$315	0.4%	$3.66	-51.6%	CL A	05343P109
—	AIRCASTLE LTD	13,900	$309	0.4%	$15.99	—	COM	G0129K104
LBRDA	LIBERTY BROADBAND CORP	4,469	$260	0.3%	$46.22	+2.3%	COM SER A	530307107
EPM	EVOLUTION PETROLEUM CORP	28,700	$139	0.2%	$3.93	-37.6%	COM	30049A107
UBCP	UNITED BANCORP INC OHIO	15,000	$136	0.2%	$8.08	+13.1%	COM	909911109
—	HALCON RES CORP	100,000	$96	0.1%	$1.26	—	COM PAR	40537Q506
GROW	U S GLOBAL INVS INC	29,118	$50	0.1%	$2.18	-33.8%	CL A	902952100