CIK: 0001053994 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 24, 2017
Total Value ($000): $215,984 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MAIN | MAIN STREET CAPITAL CORP | 1,373,038 | $50,487 | 23.4% | $29.05 | +21.7% | COM | 56035L104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 969,564 | $26,169 | 12.1% | $25.56 | — | COM | 293792107 |
| — | ECLIPSE RES CORP | 5,034,820 | $13,443 | 6.2% | $2.09 | — | COM | 27890G100 |
| — | TELIGENT INC NEW | 1,766,263 | $11,675 | 5.4% | $5.09 | — | COM | 87960W104 |
| JYNT | JOINT CORP | 2,600,607 | $6,892 | 3.2% | $3.75 | -34.8% | COM | 47973J102 |
| ZTS | ZOETIS INC | 105,950 | $5,671 | 2.6% | $44.58 | +6.2% | CL A | 98978V103 |
| TRU | TRANSUNION | 146,800 | $4,541 | 2.1% | $29.63 | +2.4% | COM | 89400J107 |
| CNK | CINEMARK HOLDINGS INC | 99,600 | $3,821 | 1.8% | $27.17 | +28.2% | COM | 17243V102 |
| RDI | READING INTERNATIONAL INC | 213,628 | $3,546 | 1.6% | $13.86 | +5.7% | CL A | 755408101 |
| GM | GENERAL MTRS CO | 96,690 | $3,369 | 1.6% | $24.35 | +15.6% | COM | 37045V100 |
| — | PFENEX INC | 368,724 | $3,344 | 1.5% | $9.12 | — | COM | 717071104 |
| IEP | ICAHN ENTERPRISES LP | 73,864 | $3,330 | 1.5% | $59.64 | — | DEPOSITARY UNIT | 451100101 |
| PRGO | PERRIGO CO PLC | 38,000 | $3,163 | 1.5% | $102.26 | -15.2% | SHS | G97822103 |
| — | BLACKSTONE GROUP L P | 143,870 | $2,834 | 1.3% | $26.05 | — | COM UNIT LTD | 09253U108 |
| — | THERAPEUTICSMD INC | 489,100 | $2,822 | 1.3% | $7.94 | — | COM | 88338N107 |
| — | GRAN TIERRA ENERGY INC | 933,495 | $2,819 | 1.3% | $2.47 | — | COM | 38500T101 |
| — | SANCHEZ ENERGY CORP | 306,300 | $2,766 | 1.3% | $5.91 | — | COM | 79970Y105 |
| EZPW | EZCORP INC | 231,200 | $2,462 | 1.1% | $3.13 | +244.8% | CL A NON VTG | 302301106 |
| MO | ALTRIA GROUP INC | 35,105 | $2,374 | 1.1% | $31.29 | +8.6% | COM | 02209S103 |
| — | INTREXON CORP | 93,690 | $2,277 | 1.1% | $29.27 | — | COM | 46122T102 |
| NRP | NATURAL RESOURCE PARTNERS L | 68,391 | $2,209 | 1.0% | $7.50 | — | COM UNIT LTD PAR | 63900P608 |
| XOM | EXXON MOBIL CORP | 204,884 | $2,178 | 1.0% | $51.96 | +11.9% | COM | 30231G102 |
| — | BARRICK GOLD CORP | 134,000 | $2,141 | 1.0% | $15.98 | — | COM | 067901108 |
| — | KATE SPADE & CO | 114,000 | $2,128 | 1.0% | $21.29 | — | COM | 485865109 |
| TWLO | TWILIO INC | 65,000 | $1,875 | 0.9% | $37.47 | 0.0% | CL A | 90138F102 |
| — | YUMA ENERGY INC NEW | 519,878 | $1,768 | 0.8% | $3.40 | — | COM | 98872F105 |
| GEL | GENESIS ENERGY L P | 48,000 | $1,729 | 0.8% | $31.80 | — | UNIT LTD PARTN | 371927104 |
| T | AT&T INC | 39,121 | $1,664 | 0.8% | $13.86 | +11.5% | COM | 00206R102 |
| AAPL | APPLE INC | 20,590 | $1,528 | 0.7% | $22.55 | +15.7% | COM | 037833100 |
| — | ARGOS THERAPEUTICS INC | 292,512 | $1,433 | 0.7% | $5.52 | — | COM | 040221103 |
| CFR | CULLEN FROST BANKERS INC | 14,435 | $1,274 | 0.6% | $38.79 | +58.8% | COM | 229899109 |
| WM | WASTE MGMT INC DEL | 16,952 | $1,202 | 0.6% | $45.95 | +23.6% | COM | 94106L109 |
| KMI | KINDER MORGAN INC DEL | 58,290 | $1,164 | 0.5% | $11.13 | +17.8% | COM | 49456B101 |
| — | POWERSHARES QQQ TRUST | 39,993 | $1,117 | 0.5% | $95.72 | — | UNIT SER 1 | 73935A104 |
| — | OAKTREE CAP GROUP LLC | 46,200 | $1,085 | 0.5% | $31.95 | — | UNIT CL A | 674001201 |
| AER | AERCAP HOLDINGS NV | 24,600 | $1,024 | 0.5% | $33.90 | +22.2% | SHS | N00985106 |
| JPM | JPMORGAN CHASE & CO | 11,546 | $996 | 0.5% | $44.86 | +33.5% | COM | 46625H100 |
| GOLF | ACUSHNET HOLDINGS CORP | 50,000 | $986 | 0.5% | $19.21 | 0.0% | COM | 005098108 |
| CVS | CVS HEALTH CORP | 12,490 | $986 | 0.5% | $71.35 | -14.4% | COM | 126650100 |
| — | CONCHO RES INC | 6,656 | $883 | 0.4% | $101.05 | — | COM | 20605P101 |
| JNJ | JOHNSON & JOHNSON | 7,550 | $870 | 0.4% | $80.72 | +11.1% | COM | 478160104 |
| GLP | GLOBAL PARTNERS LP | 44,450 | $864 | 0.4% | $13.52 | — | COM UNITS | 37946R109 |
| PAA | PLAINS ALL AMERN PIPELINE L | 23,985 | $774 | 0.4% | $21.70 | — | UNIT LTD PARTN | 726503105 |
| LLY | LILLY ELI & CO | 9,984 | $734 | 0.3% | $64.21 | +0.0% | COM | 532457108 |
| TRGP | TARGA RES CORP | 12,881 | $722 | 0.3% | $15.18 | +126.0% | COM | 87612G101 |
| — | ENERGY TRANSFER PRTNRS L P | 19,767 | $708 | 0.3% | $33.33 | — | UNIT LTD PARTN | 29273R109 |
| HD | HOME DEPOT INC | 4,935 | $662 | 0.3% | $98.46 | +5.0% | COM | 437076102 |
| GPRO | GOPRO INC | 75,800 | $660 | 0.3% | $11.98 | -4.2% | CL A | 38268T103 |
| — | DOW CHEM CO | 11,352 | $650 | 0.3% | $50.84 | — | COM | 260543103 |
| SPY | SPDR S&P 500 ETF TR | 14,525 | $611 | 0.3% | $210.72 | — | TR UNIT | 78462F103 |
| LVS | LAS VEGAS SANDS CORP | 11,325 | $605 | 0.3% | $35.35 | +32.5% | COM | 517834107 |
| UYG | PROSHARES TR | 6,520 | $603 | 0.3% | $92.48 | — | ULTRA FNCLS NEW | 74347X633 |
| PG | PROCTER AND GAMBLE CO | 7,140 | $600 | 0.3% | $61.64 | +8.3% | COM | 742718109 |
| — | ONEOK PARTNERS LP | 13,400 | $576 | 0.3% | $31.41 | — | UNIT LTD PARTN | 68268N103 |
| IBB | ISHARES TR | 2,100 | $557 | 0.3% | $285.99 | — | NASDQ BIOTEC ETF | 464287556 |
| PM | PHILIP MORRIS INTL INC | 5,905 | $540 | 0.3% | $56.71 | +2.7% | COM | 718172109 |
| ETN | EATON CORP PLC | 8,000 | $537 | 0.2% | $52.90 | +2.4% | SHS | G29183103 |
| ET | ENERGY TRANSFER EQUITY L P | 27,750 | $535 | 0.2% | $19.28 | — | COM UT LTD PTN | 29273V100 |
| TPICQ | TPI COMPOSITES INC | 33,000 | $529 | 0.2% | $16.22 | 0.0% | COM | 87266J104 |
| — | GENERAL ELECTRIC CO | 17,110 | $516 | 0.2% | $31.80 | — | COM | 369604103 |
| ROST | ROSS STORES INC | 7,300 | $479 | 0.2% | $51.44 | +16.2% | COM | 778296103 |
| — | LANDMARK INFRASTRUCTURE LP | 30,680 | $468 | 0.2% | $15.15 | — | COM UNIT LTD | 51508J108 |
| — | HOLLY ENERGY PARTNERS L P | 14,612 | $468 | 0.2% | $33.81 | — | COM UT LTD PTN | 435763107 |
| BAC | BANK AMER CORP | 20,850 | $461 | 0.2% | $11.05 | +41.9% | COM | 060505104 |
| AVT | AVNET INC | 9,570 | $456 | 0.2% | $32.81 | +9.9% | COM | 053807103 |
| — | SPDR SERIES TRUST | 11,000 | $456 | 0.2% | $30.36 | — | S&P OILGAS EXP | 78464A730 |
| CVX | CHEVRON CORP NEW | 3,795 | $447 | 0.2% | $57.42 | +28.5% | COM | 166764100 |
| — | CANADIAN PAC RY LTD | 3,000 | $428 | 0.2% | $132.68 | — | COM | 13645T100 |
| — | CLIFFS NAT RES INC | 49,000 | $412 | 0.2% | $4.40 | — | COM | 18683K101 |
| — | BUCKEYE PARTNERS L P | 6,000 | $397 | 0.2% | $68.00 | — | UNIT LTD PARTN | 118230101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,330 | $387 | 0.2% | $84.07 | +22.6% | COM | 459200101 |
| KO | COCA COLA CO | 9,316 | $386 | 0.2% | $31.84 | -2.0% | COM | 191216100 |
| XXINSIXX | INSIGHT SELECT INCOME FD | 19,734 | $378 | 0.2% | $19.15 | — | COM | 45781W109 |
| — | PRAXAIR INC | 3,200 | $375 | 0.2% | $112.50 | — | COM | 74005P104 |
| — | ALPS ETF TR | 30,242 | $349 | 0.2% | $10.95 | — | ALERIAN MLP | 00162Q866 |
| PFE | PFIZER INC | 10,591 | $344 | 0.2% | $18.68 | +9.8% | COM | 717081103 |
| — | REYNOLDS AMERICAN INC | 5,966 | $334 | 0.2% | $50.37 | — | COM | 761713106 |
| KHC | KRAFT HEINZ CO | 3,732 | $326 | 0.2% | $49.34 | +14.4% | COM | 500754106 |
| TV | GRUPO TELEVISA SA | 15,000 | $313 | 0.1% | $27.50 | — | SPON ADR REP ORD | 40049J206 |
| — | BARNES & NOBLE INC | 27,945 | $312 | 0.1% | $12.37 | — | COM | 067774109 |
| — | BLACKROCK CORE BD TR | 23,705 | $309 | 0.1% | $13.37 | — | SHS BEN INT | 09249E101 |
| — | CONTAINER STORE GROUP INC | 48,500 | $308 | 0.1% | $5.88 | — | COM | 210751103 |
| — | POTASH CORP SASK INC | 15,000 | $271 | 0.1% | $16.76 | — | COM | 73755L107 |
| VZ | VERIZON COMMUNICATIONS INC | 4,955 | $264 | 0.1% | $30.04 | +3.2% | COM | 92343V104 |
| — | EXCO RESOURCES INC | 303,975 | $262 | 0.1% | $0.99 | — | COM | 269279402 |
| IWR | ISHARES TR | 15,148 | $256 | 0.1% | $158.92 | — | RUS MID-CAP ETF | 464287499 |
| EFA | ISHARES TR | 4,433 | $256 | 0.1% | $57.15 | — | MSCI EAFE ETF | 464287465 |
| — | FENIX PTS INC | 90,750 | $256 | 0.1% | $3.81 | — | COM | 31446L100 |
| MCD | MCDONALDS CORP | 2,100 | $256 | 0.1% | $93.96 | +0.4% | COM | 580135101 |
| UNH | UNITEDHEALTH GROUP INC | 1,600 | $256 | 0.1% | $100.90 | +28.0% | COM | 91324P102 |
| NKE | NIKE INC | 4,900 | $249 | 0.1% | $51.80 | -12.0% | CL B | 654106103 |
| EFX | EQUIFAX INC | 2,100 | $248 | 0.1% | $95.83 | +17.1% | COM | 294429105 |
| AZN | ASTRAZENECA PLC | 9,000 | $246 | 0.1% | $28.16 | — | SPONSORED ADR | 046353108 |
| AN | AUTONATION INC | 5,000 | $243 | 0.1% | $48.43 | -4.2% | COM | 05329W102 |
| AXP | AMERICAN EXPRESS CO | 3,195 | $236 | 0.1% | $50.49 | +20.8% | COM | 025816109 |
| CINF | CINCINNATI FINL CORP | 3,000 | $228 | 0.1% | $46.63 | +24.8% | COM | 172062101 |
| OHI | OMEGA HEALTHCARE INVS INC | 7,200 | $225 | 0.1% | $31.25 | — | COM | 681936100 |
| VONV | VANGUARD SCOTTSDALE FDS | 2,262 | $221 | 0.1% | $89.74 | — | VNG RUS1000VAL | 92206C714 |
| HNRG | HALLADOR ENERGY COMPANY | 24,318 | $221 | 0.1% | $8.79 | 0.0% | COM | 40609P105 |
| WFC | WELLS FARGO & CO NEW | 3,974 | $219 | 0.1% | $37.11 | +5.2% | COM | 949746101 |
| DIS | DISNEY WALT CO | 2,046 | $213 | 0.1% | $90.71 | 0.0% | COM DISNEY | 254687106 |
| MSFT | MICROSOFT CORP | 3,397 | $211 | 0.1% | $53.94 | 0.0% | COM | 594918104 |
| — | DOUBLELINE INCOME SOLUTIONS | 11,000 | $209 | 0.1% | $16.86 | — | COM | 258622109 |
| — | MARATHON OIL CORP | 12,000 | $208 | 0.1% | $11.12 | — | COM | 565849106 |
| MDLZ | MONDELEZ INTL INC | 4,607 | $204 | 0.1% | $32.41 | +7.2% | CL A | 609207105 |
| PSX | PHILLIPS 66 | 2,325 | $201 | 0.1% | $58.66 | 0.0% | COM | 718546104 |
| IWM | ISHARES TR | 15,317 | $186 | 0.1% | $109.88 | — | RUSSELL 2000 ETF | 464287655 |
| — | NAVIOS MARITIME PARTNERS L P | 120,650 | $170 | 0.1% | $1.24 | — | UNIT LPI | Y62267102 |
| — | EARTHSTONE ENERGY INC | 12,100 | $166 | 0.1% | $12.15 | — | COM NEW | 27032D205 |
| AMTX | AEMETIS INC | 114,192 | $159 | 0.1% | $0.77 | +110.9% | COM NEW | 00770K202 |
| MPT | MEDICAL PPTYS TRUST INC | 12,000 | $148 | 0.1% | $13.00 | — | COM | 58463J304 |
| — | IGNITE RESTAURANT GROUP INC | 225,000 | $122 | 0.1% | $0.66 | — | COM | 451730105 |
| — | DNP SELECT INCOME FD | 11,000 | $113 | 0.1% | $10.00 | — | COM | 23325P104 |
| — | APPROACH RESOURCES INC | 27,112 | $91 | 0.0% | $1.16 | — | COM | 03834A103 |
| — | CAPITAL PRODUCT PARTNERS L P | 26,700 | $85 | 0.0% | $3.30 | — | COM UNIT LP | Y11082107 |
| — | NORTH ATLANTIC DRILLING LTD | 25,056 | $79 | 0.0% | $2.87 | — | COM | G6613P129 |
| — | WEATHERFORD INTL PLC | 15,000 | $75 | 0.0% | $5.00 | — | ORD SHS | G48833100 |
| — | VOYA PRIME RATE TR | 12,400 | $69 | 0.0% | $5.00 | — | SH BEN INT | 92913A100 |
| — | ZYNGA INC | 20,000 | $51 | 0.0% | $2.30 | — | CL A | 98986T108 |
| — | SANDRIDGE MISSISSIPPIAN TR I | 27,050 | $38 | 0.0% | $1.69 | — | SH BEN INT | 80007V106 |
| — | MID CON ENERGY PARTNERS LP | 14,720 | $38 | 0.0% | $1.77 | — | COM UNIT REPST | 59560V109 |
| — | MEMORIAL PRODTN PARTNERS LP | 308,500 | $38 | 0.0% | $2.03 | — | COM U REP LTD | 586048100 |
| — | PARKER DRILLING CO | 10,000 | $26 | 0.0% | $2.60 | — | COM | 701081101 |
| — | PEDEVCO CORP | 225,500 | $25 | 0.0% | $0.19 | — | COM NEW | 70532Y204 |
| — | ONCOSEC MED INC | 15,000 | $18 | 0.0% | $1.20 | — | COM NEW | 68234L207 |
| — | AMERICAN DG ENERGY INC | 25,000 | $7 | 0.0% | $0.24 | — | COM | 025398108 |