CIK: 0001053994 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 23, 2017
Total Value ($000): $234,443 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MAIN | MAIN STREET CAPITAL CORP | 600,214 | $23,859 | 10.2% | $29.05 | +35.2% | COM | 56035L104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 742,017 | $19,344 | 8.3% | $25.56 | — | COM | 293792107 |
| — | ECLIPSE RES CORP | 5,321,705 | $13,304 | 5.7% | $2.11 | — | COM | 27890G100 |
| JYNT | JOINT CORP | 2,613,334 | $12,439 | 5.3% | $3.75 | +8.9% | COM | 47973J102 |
| KEY | KEYCORP NEW | 625,000 | $11,763 | 5.0% | $12.44 | +0.2% | COM | 493267108 |
| CNP | CENTERPOINT ENERGY INC | 264,300 | $7,720 | 3.3% | $21.49 | +3.9% | COM | 15189T107 |
| M | MACYS INC | 296,900 | $6,478 | 2.8% | $24.96 | -11.9% | COM | 55616P104 |
| — | TELIGENT INC NEW | 929,199 | $6,235 | 2.7% | $5.09 | — | COM | 87960W104 |
| — | POWERSHARES QQQ TRUST | 40,636 | $5,911 | 2.5% | $117.07 | — | UNIT SER 1 | 73935A104 |
| — | BLACKSTONE GROUP L P | 154,525 | $5,157 | 2.2% | $27.98 | — | COM UNIT LTD | 09253U108 |
| — | YUMA ENERGY INC NEW | 4,694,827 | $4,466 | 1.9% | $1.22 | — | COM | 98872F105 |
| SBUX | STARBUCKS CORP | 79,800 | $4,286 | 1.8% | $46.21 | 0.0% | COM | 855244109 |
| — | ENDO INTL PLC | 485,000 | $4,154 | 1.8% | $8.56 | — | SHS | G30401106 |
| AMAT | APPLIED MATLS INC | 67,500 | $3,516 | 1.5% | $41.17 | 0.0% | COM | 038222105 |
| — | BARRICK GOLD CORP | 214,000 | $3,444 | 1.5% | $16.14 | — | COM | 067901108 |
| IEP | ICAHN ENTERPRISES LP | 60,810 | $3,335 | 1.4% | $59.09 | — | DEPOSITARY UNIT | 451100101 |
| PAYC | PAYCOM SOFTWARE INC | 43,500 | $3,261 | 1.4% | $70.18 | 0.0% | COM | 70432V102 |
| — | PFENEX INC | 998,151 | $3,015 | 1.3% | $5.73 | — | COM | 717071104 |
| CRTO | CRITEO S A | 71,000 | $2,947 | 1.3% | $49.04 | — | SPONS ADS | 226718104 |
| FLEX | FLEX LTD | 176,500 | $2,925 | 1.2% | $12.32 | 0.0% | ORD | Y2573F102 |
| — | ACTIVISION BLIZZARD INC | 44,900 | $2,897 | 1.2% | $64.52 | — | COM | 00507V109 |
| — | THERAPEUTICSMD INC | 543,788 | $2,877 | 1.2% | $7.57 | — | COM | 88338N107 |
| — | KEANE GROUP INC | 171,300 | $2,856 | 1.2% | $16.67 | — | COM | 48669A108 |
| RDI | READING INTERNATIONAL INC | 180,916 | $2,844 | 1.2% | $14.12 | +12.1% | CL A | 755408101 |
| EZPW | EZCORP INC | 247,300 | $2,349 | 1.0% | $3.69 | +136.5% | CL A NON VTG | 302301106 |
| HQY | HEALTHEQUITY INC | 45,500 | $2,301 | 1.0% | $46.55 | 0.0% | COM | 42226A107 |
| MO | ALTRIA GROUP INC | 35,450 | $2,248 | 1.0% | $31.38 | +15.0% | COM | 02209S103 |
| XOM | EXXON MOBIL CORP | 27,285 | $2,237 | 1.0% | $51.96 | +4.6% | COM | 30231G102 |
| — | GRAN TIERRA ENERGY INC | 921,962 | $2,102 | 0.9% | $2.47 | — | COM | 38500T101 |
| DAL | DELTA AIR LINES INC DEL | 41,550 | $2,003 | 0.9% | $45.29 | 0.0% | COM NEW | 247361702 |
| AAPL | APPLE INC | 12,940 | $1,995 | 0.9% | $23.21 | +55.7% | COM | 037833100 |
| — | SANCHEZ ENERGY CORP | 406,000 | $1,957 | 0.8% | $5.99 | — | COM | 79970Y105 |
| — | INTREXON CORP | 96,850 | $1,841 | 0.8% | $29.01 | — | COM | 46122T102 |
| AR | ANTERO RES CORP | 91,574 | $1,823 | 0.8% | $20.14 | 0.0% | COM | 03674X106 |
| — | SILVER RUN ACQUISITION | 161,998 | $1,736 | 0.7% | $10.48 | — | UNIT 99/99/9999 | 82812A202 |
| PRGO | PERRIGO CO PLC | 20,500 | $1,735 | 0.7% | $96.37 | -19.3% | SHS | G97822103 |
| GM | GENERAL MTRS CO | 41,640 | $1,682 | 0.7% | $24.35 | +29.7% | COM | 37045V100 |
| — | EARTHSTONE ENERGY INC | 151,563 | $1,666 | 0.7% | $10.43 | — | CL A | 27032D304 |
| NRP | NATURAL RESOURCE PARTNERS L | 63,997 | $1,584 | 0.7% | $7.50 | — | COM UNIT LTD PAR | 63900P608 |
| T | AT&T INC | 38,563 | $1,511 | 0.6% | $13.94 | +12.0% | COM | 00206R102 |
| GEL | GENESIS ENERGY L P | 53,000 | $1,396 | 0.6% | $31.81 | — | UNIT LTD PARTN | 371927104 |
| CFR | CULLEN FROST BANKERS INC | 14,435 | $1,370 | 0.6% | $39.17 | +80.5% | COM | 229899109 |
| WM | WASTE MGMT INC DEL | 16,952 | $1,327 | 0.6% | $45.95 | +42.8% | COM | 94106L109 |
| JPM | JPMORGAN CHASE & CO | 12,946 | $1,237 | 0.5% | $47.54 | +54.9% | COM | 46625H100 |
| VRTX | VERTEX PHARMACEUTICALS INC | 7,350 | $1,117 | 0.5% | $150.51 | 0.0% | COM | 92532F100 |
| — | LOGMEIN INC | 9,700 | $1,067 | 0.5% | $110.00 | — | COM | 54142L109 |
| ADSK | AUTODESK INC | 9,500 | $1,066 | 0.5% | $110.32 | 0.0% | COM | 052769106 |
| — | CELGENE CORP | 7,250 | $1,057 | 0.5% | $145.79 | — | COM | 151020104 |
| ET | ENERGY TRANSFER EQUITY L P | 60,500 | $1,052 | 0.4% | $19.58 | — | COM UT LTD PTN | 29273V100 |
| JNJ | JOHNSON & JOHNSON | 7,880 | $1,024 | 0.4% | $81.94 | +28.1% | COM | 478160104 |
| — | CONCHO RES INC | 7,656 | $1,008 | 0.4% | $104.59 | — | COM | 20605P101 |
| ROST | ROSS STORES INC | 14,400 | $930 | 0.4% | $53.31 | -0.7% | COM | 778296103 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,560 | $928 | 0.4% | $41.67 | +3.5% | COM | 110122108 |
| GOLF | ACUSHNET HOLDINGS CORP | 50,000 | $888 | 0.4% | $19.11 | -7.4% | COM | 005098108 |
| KMI | KINDER MORGAN INC DEL | 45,768 | $878 | 0.4% | $11.13 | +10.5% | COM | 49456B101 |
| — | DOWDUPONT INC | 11,493 | $796 | 0.3% | $69.26 | — | COM | 26078J100 |
| OKE | ONEOK INC NEW | 14,199 | $787 | 0.3% | $32.05 | 0.0% | COM | 682680103 |
| HD | HOME DEPOT INC | 4,809 | $786 | 0.3% | $99.44 | +25.9% | COM | 437076102 |
| AMZN | AMAZON COM INC | 800 | $769 | 0.3% | $48.41 | +1.5% | COM | 023135106 |
| GLP | GLOBAL PARTNERS LP | 42,450 | $739 | 0.3% | $13.52 | — | COM UNITS | 37946R109 |
| UYG | PROSHARES TR | 6,520 | $736 | 0.3% | $92.48 | — | ULTRA FNCLS NEW | 74347X633 |
| UAL | UNITED CONTL HLDGS INC | 12,000 | $731 | 0.3% | $66.62 | 0.0% | COM | 910047109 |
| LLY | LILLY ELI & CO | 8,514 | $728 | 0.3% | $64.21 | +12.3% | COM | 532457108 |
| LVS | LAS VEGAS SANDS CORP | 10,850 | $695 | 0.3% | $35.35 | +46.3% | COM | 517834107 |
| CVS | CVS HEALTH CORP | 8,045 | $655 | 0.3% | $70.55 | -13.8% | COM | 126650100 |
| PM | PHILIP MORRIS INTL INC | 5,625 | $624 | 0.3% | $56.71 | +32.7% | COM | 718172109 |
| TRGP | TARGA RES CORP | 12,881 | $609 | 0.3% | $15.18 | +114.2% | COM | 87612G101 |
| — | NAVIOS MARITIME PARTNERS L P | 282,650 | $580 | 0.2% | $1.72 | — | UNIT LPI | Y62267102 |
| — | BLACKROCK CORE BD TR | 40,955 | $576 | 0.2% | $13.66 | — | SHS BEN INT | 09249E101 |
| — | ENERGY TRANSFER PARTNERS LP | 31,240 | $571 | 0.2% | $20.39 | — | UNIT LTD PRT INT | 29278N103 |
| PG | PROCTER AND GAMBLE CO | 5,978 | $544 | 0.2% | $61.98 | +17.8% | COM | 742718109 |
| — | LANDMARK INFRASTRUCTURE LP | 30,680 | $520 | 0.2% | $15.15 | — | COM UNIT LTD | 51508J108 |
| TRU | TRANSUNION | 11,000 | $520 | 0.2% | $44.12 | 0.0% | COM | 89400J107 |
| — | SPDR SERIES TRUST | 15,000 | $511 | 0.2% | $30.78 | — | S&P OILGAS EXP | 78464A730 |
| — | CANADIAN PAC RY LTD | 3,000 | $504 | 0.2% | $132.68 | — | COM | 13645T100 |
| BAC | BANK AMER CORP | 19,850 | $503 | 0.2% | $11.05 | +80.6% | COM | 060505104 |
| — | HOLLY ENERGY PARTNERS L P | 14,612 | $488 | 0.2% | $33.81 | — | COM UT LTD PTN | 435763107 |
| PAA | PLAINS ALL AMERN PIPELINE L | 21,425 | $455 | 0.2% | $21.77 | — | UNIT LTD PARTN | 726503105 |
| — | PRAXAIR INC | 3,200 | $447 | 0.2% | $112.50 | — | COM | 74005P104 |
| CVX | CHEVRON CORP NEW | 3,795 | $446 | 0.2% | $57.42 | +32.7% | COM | 166764100 |
| SPY | SPDR S&P 500 ETF TR | 1,726 | $434 | 0.2% | $210.72 | — | TR UNIT | 78462F103 |
| — | RICE MIDSTREAM PARTNERS LP | 20,000 | $419 | 0.2% | $20.95 | — | UNIT LTD PARTN | 762819100 |
| XXINSIXX | INSIGHT SELECT INCOME FD | 19,734 | $396 | 0.2% | $19.15 | — | COM | 45781W109 |
| UNH | UNITEDHEALTH GROUP INC | 2,000 | $391 | 0.2% | $111.26 | +51.9% | COM | 91324P102 |
| KO | COCA COLA CO | 8,416 | $379 | 0.2% | $31.84 | +9.7% | COM | 191216100 |
| VZ | VERIZON COMMUNICATIONS INC | 7,595 | $376 | 0.2% | $30.40 | -0.6% | COM | 92343V104 |
| AVT | AVNET INC | 9,570 | $376 | 0.2% | $32.81 | -4.4% | COM | 053807103 |
| IBB | ISHARES TR | 1,100 | $367 | 0.2% | $285.99 | — | NASDAQ BIOTECH | 464287556 |
| — | GENERAL ELECTRIC CO | 14,927 | $361 | 0.2% | $31.80 | — | COM | 369604103 |
| TV | GRUPO TELEVISA SA | 14,500 | $357 | 0.2% | $27.50 | — | SPON ADR REP ORD | 40049J206 |
| — | BUCKEYE PARTNERS L P | 6,000 | $342 | 0.1% | $68.00 | — | UNIT LTD PARTN | 118230101 |
| CNK | CINEMARK HOLDINGS INC | 9,400 | $340 | 0.1% | $27.17 | +19.4% | COM | 17243V102 |
| MCD | MCDONALDS CORP | 2,100 | $329 | 0.1% | $93.96 | +36.9% | COM | 580135101 |
| SLB | SCHLUMBERGER LTD | 4,462 | $312 | 0.1% | $62.00 | -16.3% | COM | 806857108 |
| AZN | ASTRAZENECA PLC | 9,000 | $305 | 0.1% | $28.16 | — | SPONSORED ADR | 046353108 |
| SCVL | SHOE CARNIVAL INC | 13,400 | $300 | 0.1% | $11.02 | -15.8% | COM | 824889109 |
| AXP | AMERICAN EXPRESS CO | 3,170 | $286 | 0.1% | $50.49 | +51.8% | COM | 025816109 |
| GPRO | GOPRO INC | 25,800 | $284 | 0.1% | $11.98 | -21.8% | CL A | 38268T103 |
| PFE | PFIZER INC | 7,808 | $279 | 0.1% | $18.68 | +19.1% | COM | 717081103 |
| MSFT | MICROSOFT CORP | 3,715 | $277 | 0.1% | $54.82 | +21.6% | COM | 594918104 |
| V | VISA INC | 2,600 | $273 | 0.1% | $80.89 | +18.3% | COM CL A | 92826C839 |
| ABT | ABBOTT LABS | 4,988 | $266 | 0.1% | $36.93 | +17.4% | COM | 002824100 |
| CAT | CATERPILLAR INC DEL | 2,100 | $262 | 0.1% | $84.05 | +14.2% | COM | 149123101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,780 | $258 | 0.1% | $84.07 | +15.2% | COM | 459200101 |
| BURL | BURLINGTON STORES INC | 2,500 | $239 | 0.1% | $87.78 | 0.0% | COM | 122017106 |
| AN | AUTONATION INC | 5,000 | $237 | 0.1% | $48.43 | -10.6% | COM | 05329W102 |
| VUG | VANGUARD INDEX FDS | 1,704 | $226 | 0.1% | $121.48 | — | GROWTH ETF | 922908736 |
| EFX | EQUIFAX INC | 2,100 | $223 | 0.1% | $95.83 | +27.8% | COM | 294429105 |
| BTI | BRITISH AMERN TOB PLC | 3,441 | $215 | 0.1% | $62.48 | — | SPONSORED ADR | 110448107 |
| — | CONTAINER STORE GROUP INC | 50,800 | $214 | 0.1% | $5.80 | — | COM | 210751103 |
| — | PUTNAM PREMIER INCOME TR | 39,790 | $212 | 0.1% | $5.33 | — | SH BEN INT | 746853100 |
| VTI | VANGUARD INDEX FDS | 1,612 | $209 | 0.1% | $124.69 | — | TOTAL STK MKT | 922908769 |
| OHI | OMEGA HEALTHCARE INVS INC | 6,300 | $201 | 0.1% | $31.25 | — | COM | 681936100 |
| — | CENTURYLINK INC | 10,620 | $200 | 0.1% | $23.82 | — | COM | 156700106 |
| — | CAPITAL PRODUCT PARTNERS L P | 55,200 | $193 | 0.1% | $3.37 | — | COM UNIT LP | Y11082107 |
| SCM | STELLUS CAP INVT CORP | 14,088 | $192 | 0.1% | $13.69 | -0.6% | COM | 858568108 |
| F | FORD MTR CO DEL | 15,500 | $186 | 0.1% | $7.10 | +2.1% | COM PAR $0.01 | 345370860 |
| — | CBL & ASSOC PPTYS INC | 21,500 | $180 | 0.1% | $8.39 | — | COM | 124830100 |
| — | BARNES & NOBLE INC | 22,945 | $174 | 0.1% | $12.37 | — | COM | 067774109 |
| — | MARATHON OIL CORP | 12,000 | $163 | 0.1% | $11.12 | — | COM | 565849106 |
| — | NOBLE CORP PLC | 35,000 | $161 | 0.1% | $4.60 | — | SHS USD | G65431101 |
| MPT | MEDICAL PPTYS TRUST INC | 12,000 | $157 | 0.1% | $13.00 | — | COM | 58463J304 |
| — | EMERGE ENERGY SVCS LP | 17,264 | $142 | 0.1% | $8.98 | — | COM REP PARTN | 29102H108 |
| — | HALCON RES CORP | 20,655 | $140 | 0.1% | $7.70 | — | COM PAR NEW | 40537Q605 |
| HNRG | HALLADOR ENERGY COMPANY | 24,318 | $139 | 0.1% | $8.79 | -26.2% | COM | 40609P105 |
| — | HI-CRUSH PARTNERS LP | 14,000 | $133 | 0.1% | $10.81 | — | COM UNIT LTD | 428337109 |
| — | DNP SELECT INCOME FD | 11,000 | $126 | 0.1% | $10.00 | — | COM | 23325P104 |
| — | NEW AGE BEVERAGES CORP | 30,000 | $102 | 0.0% | $4.83 | — | COM | 64157V108 |
| AMTX | AEMETIS INC | 110,192 | $96 | 0.0% | $0.77 | +38.4% | COM NEW | 00770K202 |
| — | WEATHERFORD INTL PLC | 20,000 | $92 | 0.0% | $3.86 | — | ORD SHS | G48833100 |
| — | NUVEEN SR INCOME FD | 11,900 | $80 | 0.0% | $6.72 | — | COM | 67067Y104 |
| — | APPROACH RESOURCES INC | 27,112 | $68 | 0.0% | $1.16 | — | COM | 03834A103 |
| — | VOYA PRIME RATE TR | 12,400 | $65 | 0.0% | $5.00 | — | SH BEN INT | 92913A100 |
| — | RITE AID CORP | 25,000 | $49 | 0.0% | $1.96 | — | COM | 767754104 |
| — | ZYNGA INC | 10,000 | $38 | 0.0% | $2.30 | — | CL A | 98986T108 |
| — | SANDRIDGE MISSISSIPPIAN TR I | 27,050 | $36 | 0.0% | $1.69 | — | SH BEN INT | 80007V106 |
| — | EXCO RESOURCES INC | 20,000 | $27 | 0.0% | $2.66 | — | COM NEW | 269279501 |
| — | ONCOSEC MED INC | 25,000 | $24 | 0.0% | $1.23 | — | COM NEW | 68234L207 |
| — | ARGOS THERAPEUTICS INC | 132,212 | $23 | 0.0% | $5.52 | — | COM | 040221103 |
| — | MID CON ENERGY PARTNERS LP | 14,720 | $17 | 0.0% | $1.77 | — | COM UNIT REPST | 59560V109 |
| PED | PEDEVCO CORP | 22,550 | $14 | 0.0% | $0.76 | -17.5% | COM PAR | 70532Y303 |
| — | PARKER DRILLING CO | 12,000 | $13 | 0.0% | $2.35 | — | COM | 701081101 |