Location: New York, NY
CIK: 0001059543 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 10, 2019
Total Value: $204M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BAC | BANK AMER CORP | 1,376,385 | $37.98M | 18.6% | $27.59 * | $17.25 | +35.7% | COM | 060505104 |
| JPM | JPMORGAN CHASE & CO | 129,514 | $13.11M | 6.4% | $101.23 * | $77.89 | +7.7% | COM | 46625H100 |
| MTB | M & T BK CORP | 57,487 | $9.027M | 4.4% | $157.03 * | $122.65 | +3.2% | COM | 55261F104 |
| — | COWEN INC | 560,410 | $8.12M | 4.0% | $14.49 | $13.42 | — | CL A NEW | 223622606 |
| — | SOUTHERN NATL BANCORP OF VA | 493,039 | $7.223M | 3.5% | $14.65 | $11.23 | — | COM | 843395104 |
| COF | CAPITAL ONE FINL CORP | 74,587 | $6.093M | 3.0% | $81.69 * | $71.29 | +2.0% | COM | 14040H105 |
| FITB | FIFTH THIRD BANCORP | 234,480 | $5.914M | 2.9% | $25.22 * | $19.26 | +0.6% | COM | 316773100 |
| CMA | COMERICA INC | 73,915 | $5.419M | 2.7% | $73.31 * | $49.94 | +6.0% | COM | 200340107 |
| PNC | PNC FINL SVCS GROUP INC | 43,496 | $5.335M | 2.6% | $122.65 * | $56.96 | +68.6% | COM | 693475105 |
| — | FRANKLIN FINL NETWORK INC | 146,543 | $4.252M | 2.1% | $29.02 | $32.52 | — | COM | 35352P104 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 137,615 | $3.608M | 1.8% | $26.22 * | $18.88 | +32.0% | COM | 704699107 |
| SBCF | SEACOAST BKG CORP FLA | 126,896 | $3.344M | 1.6% | $26.35 | $11.96 | +120.3% | COM NEW | 811707801 |
| — | MERIDIAN BANCORP INC MD | 209,320 | $3.284M | 1.6% | $15.69 | $11.49 | — | COM | 58958U103 |
| — | PINNACLE FINL PARTNERS INC | 53,548 | $2.929M | 1.4% | $54.70 | $56.10 | — | COM | 72346Q104 |
| CNO | CNO FINL GROUP INC | 175,204 | $2.835M | 1.4% | $16.18 * | $12.99 | +6.5% | COM | 12621E103 |
| — | SYNOVUS FINL CORP | 80,348 | $2.76M | 1.4% | $34.35 | $28.28 | — | COM NEW | 87161C501 |
| — | BB&T CORP | 58,277 | $2.711M | 1.3% | $46.52 | $37.92 | — | COM | 054937107 |
| KEY | KEYCORP NEW | 168,595 | $2.656M | 1.3% | $15.75 * | $7.98 | +42.6% | COM | 493267108 |
| — | STERLING BANCORP DEL | 142,305 | $2.651M | 1.3% | $18.63 | $14.54 | — | COM | 85917A100 |
| — | SUNTRUST BKS INC | 43,908 | $2.601M | 1.3% | $59.24 | $48.07 | — | COM | 867914103 |
| — | HARTFORD FINL SVCS GROUP INC | 53,218 | $2.42M | 1.2% | $45.47 | $28.05 | — | *W EXP 06/26/201 | 416515120 |
| HWC | HANCOCK WHITNEY CORPORATION | 58,696 | $2.371M | 1.2% | $40.39 | $32.37 | +24.8% | COM | 410120109 |
| — | SOUTH ST CORP | 33,034 | $2.258M | 1.1% | $68.35 | $61.15 | — | COM | 840441109 |
| RF | REGIONS FINL CORP NEW | 157,732 | $2.232M | 1.1% | $14.15 * | $7.48 | +43.5% | COM | 7591EP100 |
| — | 1ST CONSTITUTION BANCORP | 118,624 | $2.108M | 1.0% | $17.77 | $18.20 | — | COM | 31986N102 |
| — | DIME CMNTY BANCSHARES | 111,863 | $2.095M | 1.0% | $18.73 | $18.99 | — | COM | 253922108 |
| CERS | CERUS CORP | 311,249 | $1.939M | 1.0% | $6.23 | $4.63 | +34.5% | COM | 157085101 |
| JPM | JPMORGAN CHASE & CO | 90,800 | $1.64M | 0.8% | $18.06 * | $77.89 | +7.7% | Call | 46625H100 |
| BANC | BANC OF CALIFORNIA INC | 117,176 | $1.621M | 0.8% | $13.83 * | $15.10 | -20.6% | COM | 05990K106 |
| — | MIDSOUTH BANCORP INC | 137,226 | $1.566M | 0.8% | $11.41 | $14.90 | — | COM | 598039105 |
| — | UNION BANKSHARES CORP NEW | 46,882 | $1.516M | 0.7% | $32.34 | $32.15 | — | COM | 90539J109 |
| BAC | BANK AMER CORP | 505,000 | $1.496M | 0.7% | $2.96 * | $17.25 | +35.7% | Call | 060505104 |
| FGBI | FIRST GTY BANCSHARES INC | 61,020 | $1.251M | 0.6% | $20.50 * | $10.15 | +33.4% | COM | 32043P106 |
| CIVB | CIVISTA BANCSHARES INC | 56,582 | $1.235M | 0.6% | $21.83 * | $19.66 | -9.7% | COM NO PAR | 178867107 |
| ABCB | AMERIS BANCORP | 34,359 | $1.18M | 0.6% | $34.34 * | $45.05 | -30.9% | COM | 03076K108 |
| USB | US BANCORP DEL | 24,288 | $1.17M | 0.6% | $48.17 * | $25.38 | +43.5% | COM NEW | 902973304 |
| EFSC | ENTERPRISE FINL SVCS CORP | 27,150 | $1.107M | 0.5% | $40.77 * | $15.45 | +129.6% | COM | 293712105 |
| NWL | NEWELL BRANDS INC | 67,343 | $1.033M | 0.5% | $15.34 * | $15.55 | -28.2% | COM | 651229106 |
| SMBK | SMARTFINANCIAL INC | 53,671 | $1.015M | 0.5% | $18.91 | $20.40 | -7.3% | COM NEW | 83190L208 |
| — | ALCENTRA CAP CORP | 131,874 | $990K | 0.5% | $7.51 | $6.49 | — | COM | 01374T102 |
| C | CITIGROUP INC | 71,700 | $982K | 0.5% | $13.70 * | $37.66 | +30.1% | Call | 172967424 |
| — | FAUQUIER BANKSHARES INC VA | 46,781 | $964K | 0.5% | $20.61 | $16.16 | — | COM | 312059108 |
| — | CIT GROUP INC | 19,589 | $940K | 0.5% | $47.99 | $49.02 | — | COM NEW | 125581801 |
| GSBD | GOLDMAN SACHS BDC INC | 45,028 | $925K | 0.5% | $20.54 | $21.30 | -3.6% | SHS | 38147U107 |
| C | CITIGROUP INC | 14,743 | $918K | 0.5% | $62.27 * | $37.66 | +30.1% | COM NEW | 172967424 |
| — | ESSA BANCORP INC | 59,243 | $912K | 0.4% | $15.39 | $11.56 | — | COM | 29667D104 |
| — | FIRST DEFIANCE FINL CORP | 31,339 | $901K | 0.4% | $28.75 | $28.59 | — | COM | 32006W106 |
| KINS | KINGSTONE COS INC | 58,434 | $861K | 0.4% | $14.73 * | $12.25 | +6.9% | COM | 496719105 |
| THG | HANOVER INS GROUP INC | 7,338 | $838K | 0.4% | $114.20 * | $42.09 | +127.9% | COM | 410867105 |
| BPOP | POPULAR INC | 14,964 | $780K | 0.4% | $52.13 * | $30.21 | +41.0% | COM NEW | 733174700 |
| — | TERRITORIAL BANCORP INC | 28,133 | $757K | 0.4% | $26.91 | $25.98 | — | COM | 88145X108 |
| — | SEVERN BANCORP ANNAPOLIS MD | 77,300 | $732K | 0.4% | $9.47 | $7.07 | — | COM | 81811M100 |
| MS | MORGAN STANLEY | 16,779 | $708K | 0.3% | $42.20 * | $22.26 | +53.5% | COM NEW | 617446448 |
| — | FS KKR CAPITAL CORP | 115,540 | $699K | 0.3% | $6.05 | $5.51 | — | COM | 302635107 |
| WFC | WELLS FARGO CO NEW | 14,406 | $699K | 0.3% | $48.52 * | $43.23 | -7.1% | COM | 949746101 |
| CBFV | CB FINL SVCS INC | 29,273 | $695K | 0.3% | $23.74 * | $17.84 | +0.1% | COM | 12479G101 |
| ALL | ALLSTATE CORP | 7,338 | $691K | 0.3% | $94.17 * | $41.21 | +94.9% | COM | 020002101 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 27,065 | $670K | 0.3% | $24.76 | $25.15 | -1.6% | COM | 89214P109 |
| WSFS | WSFS FINL CORP | 16,891 | $653K | 0.3% | $38.66 | $41.58 | -7.2% | COM | 929328102 |
| MRCC | MONROE CAP CORP | 52,438 | $637K | 0.3% | $12.15 * | $4.67 | +10.5% | COM | 610335101 |
| MET | METLIFE INC | 14,611 | $622K | 0.3% | $42.57 * | $30.13 | +12.3% | COM | 59156R108 |
| XLF | SELECT SECTOR SPDR TR | 3,000,000 | $600K | 0.3% | $0.20 | — | — | Put | 81369Y605 |
| — | SELECT BANCORP INC NEW | 50,270 | $572K | 0.3% | $11.38 | $12.97 | — | COM | 81617L108 |
| CNOB | CONNECTONE BANCORP INC NEW | 28,847 | $568K | 0.3% | $19.69 * | $15.11 | +9.3% | COM | 20786W107 |
| MFIC | APOLLO INVT CORP | 37,332 | $565K | 0.3% | $15.13 * | $6.30 | +5.4% | COM NEW | 03761U502 |
| — | CADENCE BANCORPORATION | 29,160 | $541K | 0.3% | $18.55 | $18.55 | — | CL A | 12739A100 |
| T | AT&T INC | 17,200 | $539K | 0.3% | $31.34 * | $14.02 | +4.2% | COM | 00206R102 |
| — | AMERICAN INTL GROUP INC | 94,227 | $529K | 0.3% | $5.61 | $13.95 | — | *W EXP 01/19/202 | 026874156 |
| — | CARTER BK & TR MARTINSVILLE | 31,200 | $514K | 0.3% | $16.47 | $16.47 | — | COM | 146102108 |
| — | STANDARD AVB FINL CORP | 19,000 | $512K | 0.3% | $26.95 | $30.30 | — | COM | 85303B100 |
| BBDC | BARINGS BDC INC | 51,987 | $510K | 0.3% | $9.81 * | $5.31 | -2.5% | COM | 06759L103 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 8,500 | $505K | 0.2% | $59.41 * | $21.50 | +120.1% | COM | 744573106 |
| — | CITIZENS FIRST CORP | 20,000 | $496K | 0.2% | $24.80 | $24.89 | — | COM | 17462Q107 |
| MS | MORGAN STANLEY | 49,800 | $496K | 0.2% | $9.96 * | $22.26 | +53.5% | Call | 617446448 |
| LNC | LINCOLN NATL CORP IND | 8,417 | $494K | 0.2% | $58.69 * | $35.97 | +19.0% | COM | 534187109 |
| HBAN | HUNTINGTON BANCSHARES INC | 37,812 | $479K | 0.2% | $12.67 * | $6.11 | +51.9% | COM | 446150104 |
| MPB | MID PENN BANCORP INC | 19,437 | $476K | 0.2% | $24.49 * | $24.93 | -21.3% | COM | 59540G107 |
| — | ZIONS BANCORPORATION N A | 35,039 | $455K | 0.2% | $12.99 | $12.94 | — | *W EXP 05/21/202 | 989701115 |
| — | CHEMICAL FINL CORP | 10,539 | $434K | 0.2% | $41.18 | $49.97 | — | COM | 163731102 |
| — | OLD LINE BANCSHARES INC | 15,818 | $394K | 0.2% | $24.91 | $34.90 | — | COM | 67984M100 |
| — | FIRST MIDWEST BANCORP DEL | 19,085 | $390K | 0.2% | $20.43 | $19.81 | — | COM | 320867104 |
| STT | STATE STR CORP | 5,884 | $387K | 0.2% | $65.77 * | $50.63 | +4.6% | COM | 857477103 |
| — | DISCOVER FINL SVCS | 5,416 | $385K | 0.2% | $71.09 | $56.00 | — | COM | 254709108 |
| CFG | CITIZENS FINL GROUP INC | 11,652 | $379K | 0.2% | $32.53 * | $25.16 | -4.2% | COM | 174610105 |
| ABR | ARBOR RLTY TR INC | 28,633 | $371K | 0.2% | $12.96 | $6.79 | — | COM | 038923108 |
| HAFC | HANMI FINL CORP | 16,914 | $360K | 0.2% | $21.28 | $18.99 | +12.0% | COM NEW | 410495204 |
| — | HOMETOWN BANKSHARES CORP | 24,960 | $357K | 0.2% | $14.30 | $9.25 | — | COM | 43787N108 |
| MSGS | MADISON SQUARE GARDEN CO NEW | 1,216 | $356K | 0.2% | $292.76 * | $170.25 | +63.1% | CL A | 55825T103 |
| — | PACIFIC MERCANTILE BANCORP | 46,400 | $354K | 0.2% | $7.63 | $7.11 | — | COM | 694552100 |
| PB | PROSPERITY BANCSHARES INC | 5,063 | $350K | 0.2% | $69.13 * | $40.16 | +38.9% | COM | 743606105 |
| — | UNIVAR INC | 15,500 | $343K | 0.2% | $22.13 | $26.22 | — | COM | 91336L107 |
| — | GUARANTY FED BANCSHARES INC | 15,000 | $337K | 0.2% | $22.47 | $14.73 | — | COM | 40108P101 |
| — | BB&T CORP | 45,400 | $336K | 0.2% | $7.40 | $37.92 | — | Call | 054937107 |
| FDUS | FIDUS INVT CORP | 20,600 | $316K | 0.2% | $15.34 * | $5.75 | +24.2% | COM | 316500107 |
| IMPM | IMPAC MTG HLDGS INC | 78,623 | $308K | 0.2% | $3.92 | $10.97 | -63.8% | COM NEW | 45254P508 |
| WSBF | WATERSTONE FINL INC MD | 18,556 | $305K | 0.1% | $16.44 | $10.47 | +57.2% | COM | 94188P101 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 21,531 | $295K | 0.1% | $13.70 * | $11.90 | -12.0% | COM | 470299108 |
| HTGC | HERCULES CAPITAL INC | 23,000 | $291K | 0.1% | $12.65 | $13.26 | -4.5% | COM | 427096508 |
| AAPL | APPLE INC | 1,522 | $289K | 0.1% | $189.88 * | $30.44 | +49.0% | COM | 037833100 |
| FCCO | FIRST CMNTY CORP S C | 13,500 | $257K | 0.1% | $19.04 * | $9.35 | +69.0% | COM | 319835104 |
| HTB | HOMETRUST BANCSHARES INC | 10,000 | $252K | 0.1% | $25.20 | $24.58 | +2.5% | COM | 437872104 |
| — | RITE AID CORP | 385,369 | $245K | 0.1% | $0.64 | $4.57 | — | COM | 767754104 |
| — | BANK COMM HLDGS | 22,300 | $235K | 0.1% | $10.54 | $7.22 | — | COM | 06424J103 |
| PFE | PFIZER INC | 5,530 | $235K | 0.1% | $42.50 * | $20.38 | +44.8% | COM | 717081103 |
| HOPE | HOPE BANCORP INC | 17,981 | $235K | 0.1% | $13.07 | $16.20 | -19.3% | COM | 43940T109 |
| — | ARGO GROUP INTL HLDGS LTD | 3,273 | $231K | 0.1% | $70.58 | $63.07 | — | COM | G0464B107 |
| — | PACIFIC PREMIER BANCORP | 8,540 | $227K | 0.1% | $26.58 | $40.00 | — | COM | 69478X105 |
| — | CODORUS VY BANCORP INC | 10,500 | $224K | 0.1% | $21.33 | $30.25 | — | COM | 192025104 |
| BDX | BECTON DICKINSON & CO | 894 | $223K | 0.1% | $249.44 * | $85.77 | +156.2% | COM | 075887109 |
| UPS | UNITED PARCEL SERVICE INC | 1,993 | $223K | 0.1% | $111.89 * | $70.63 | +21.4% | CL B | 911312106 |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | 19,200 | $222K | 0.1% | $11.56 * | $9.05 | -4.3% | COM | 866264203 |
| — | SAFEGUARD SCIENTIFICS INC | 20,405 | $221K | 0.1% | $10.83 | $11.97 | — | COM NEW | 786449207 |
| ZTS | ZOETIS INC | 2,104 | $212K | 0.1% | $100.76 * | $85.91 | +10.9% | CL A | 98978V103 |
| — | FIRST CHOICE BANCORP | 9,880 | $212K | 0.1% | $21.46 | $30.57 | — | COM | 31948P104 |
| — | BANCORP NEW JERSEY INC NEW | 15,750 | $211K | 0.1% | $13.40 | $17.70 | — | COM | 059915108 |
| WTTR | SELECT ENERGY SVCS INC | 17,000 | $204K | 0.1% | $12.00 | $12.00 | — | CL A COM | 81617J301 |
| RBB | RBB BANCORP | 10,776 | $203K | 0.1% | $18.84 | $21.47 | -12.4% | COM | 74930B105 |
| AIG | AMERICAN INTL GROUP INC | 4,602 | $198K | 0.1% | $43.02 * | $38.86 | -6.9% | COM NEW | 026874784 |
| — | DISCOVER FINL SVCS | 14,600 | $191K | 0.1% | $13.08 | $56.00 | — | Call | 254709108 |
| — | HANESBRANDS INC | 10,000 | $179K | 0.1% | $17.90 | $20.80 | — | COM | 410345102 |
| — | MAIDEN HOLDINGS LTD | 207,122 | $154K | 0.1% | $0.74 | $4.58 | — | SHS | G5753U112 |
| KEY | KEYCORP NEW | 49,400 | $152K | 0.1% | $3.08 * | $7.98 | +42.6% | Call | 493267108 |
| — | CIT GROUP INC | 13,000 | $152K | 0.1% | $11.69 | $49.02 | — | Call | 125581801 |
| — | HAMILTON BANCORP INC MD | 10,000 | $140K | 0.1% | $14.00 | $15.70 | — | COM | 407015106 |
| WFC | WELLS FARGO CO NEW | 33,900 | $135K | 0.1% | $3.98 * | $43.23 | -7.1% | Call | 949746101 |
| MET | METLIFE INC | 42,600 | $130K | 0.1% | $3.05 * | $30.13 | +12.3% | Call | 59156R108 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,700 | $129K | 0.1% | $8.78 * | $39.53 | -7.2% | Call | 110122108 |
| — | SUNTRUST BKS INC | 16,100 | $116K | 0.1% | $7.20 | $48.07 | — | Call | 867914103 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,338 | $112K | 0.1% | $47.90 * | $39.53 | -7.2% | COM | 110122108 |
| ZION | ZIONS BANCORPORATION N A | 17,000 | $104K | 0.1% | $6.12 | — | — | Call | 989701107 |
| PNC | PNC FINL SVCS GROUP INC | 6,900 | $103K | 0.1% | $14.93 * | $56.96 | +68.6% | Call | 693475105 |
| BK | BANK NEW YORK MELLON CORP | 2,005 | $101K | 0.0% | $50.37 * | $31.29 | +32.5% | COM | 064058100 |
| RF | REGIONS FINL CORP NEW | 45,900 | $97,000 | 0.0% | $2.11 * | $7.48 | +43.5% | Call | 7591EP100 |
| IP | INTL PAPER CO | 2,001 | $93,000 | 0.0% | $46.48 * | $35.63 | -9.3% | COM | 460146103 |
| — | LIQUID MEDIA GROUP LTD NEW | 24,521 | $87,000 | 0.0% | $3.55 | $1.92 | — | COM NEW | 53634Q204 |
| FITB | FIFTH THIRD BANCORP | 14,400 | $82,000 | 0.0% | $5.69 * | $19.26 | +0.6% | Call | 316773100 |
| PRU | PRUDENTIAL FINL INC | 11,900 | $78,000 | 0.0% | $6.55 | — | — | Call | 744320102 |
| ALL | ALLSTATE CORP | 2,800 | $69,000 | 0.0% | $24.64 * | $41.21 | +94.9% | Call | 020002101 |
| BK | BANK NEW YORK MELLON CORP | 8,300 | $64,000 | 0.0% | $7.71 * | $31.29 | +32.5% | Call | 064058100 |
| — | BIOSCRIP INC | 31,012 | $62,000 | 0.0% | $2.00 | $4.97 | — | COM | 09069N108 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $60,000 | 0.0% | $30.00 * | $70.63 | +21.4% | Call | 911312106 |
| PFE | PFIZER INC | 5,300 | $50,000 | 0.0% | $9.43 * | $20.38 | +44.8% | Call | 717081103 |
| IP | INTL PAPER CO | 8,100 | $31,000 | 0.0% | $3.83 * | $35.63 | -9.3% | Call | 460146103 |
| AIG | AMERICAN INTL GROUP INC | 5,100 | $28,000 | 0.0% | $5.49 * | $38.86 | -6.9% | Call | 026874784 |
| CMA | COMERICA INC | 4,500 | $22,000 | 0.0% | $4.89 * | $49.94 | +6.0% | Call | 200340107 |
| T | AT&T INC | 10,000 | $5,000 | 0.0% | $0.50 * | $14.02 | +4.2% | Call | 00206R102 |
| NWL | NEWELL BRANDS INC | 3,000 | $3,000 | 0.0% | $1.00 * | $15.55 | -28.2% | Call | 651229106 |