Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Oct 28, 2022
Total Value: $74.69M (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FFBB | Communities First Financial Corp | 147,646 | $8.718M | 11.7% | $59.05 | $25.69 | +129.8% | common | 20344D104 |
| — | US Metro Bank | 1,050,425 | $4.99M | 6.7% | $4.75 | $3.81 | — | common | 90343B102 |
| — | First Bancshares Inc MS | 153,399 | $4.582M | 6.1% | $29.87 | $16.56 | — | common | 318916103 |
| — | Grandsouth Bancorporation | 128,800 | $4.328M | 5.8% | $33.60 | $15.13 | — | common | 386627301 |
| — | Southern Sts Bancshares Inc | 119,895 | $3.267M | 4.4% | $27.25 | $19.07 | — | common | 843878307 |
| CCB | Coastal Financial Corp WA | 72,448 | $2.879M | 3.9% | $39.74 | $32.92 | +20.7% | common | 19046P209 |
| CCNE | CNB Finl Corp PA | 118,455 | $2.792M | 3.7% | $23.57 * | $22.98 | -7.5% | common | 126128107 |
| MCB | Metropolitan Bk Hldg | 42,700 | $2.748M | 3.7% | $64.36 | $80.31 | -20.4% | common | 591774104 |
| AMTB | Amerant Bancorp CL A | 102,630 | $2.549M | 3.4% | $24.84 * | $25.61 | -8.6% | common | 023576101 |
| FBNC | First Bancorp NC | 66,653 | $2.438M | 3.3% | $36.58 * | $24.58 | +38.0% | common | 318910106 |
| MA | Mastercard Incorporated CL A | 8,010 | $2.278M | 3.0% | $284.39 | $325.20 | -14.2% | common | 57636Q104 |
| CADE | Cadence Bank | 79,000 | $2.007M | 2.7% | $25.41 * | $26.11 | -12.9% | common | 12740C103 |
| — | McHenry Bancorp, Inc. | 68,209 | $1.978M | 2.6% | $29.00 | $25.00 | — | common | 580683209 |
| ABCB | Ameris Bancorp | 44,180 | $1.975M | 2.6% | $44.70 * | $37.40 | +14.6% | common | 03076K108 |
| FNWB | First Northwest Bancorp | 114,905 | $1.85M | 2.5% | $16.10 * | $15.88 | -5.0% | common | 335834107 |
| WAL | Western Alliance Bancorp | 27,221 | $1.79M | 2.4% | $65.76 * | $57.45 | +5.4% | common | 957638109 |
| INBK | First Internet Bancorp | 47,462 | $1.607M | 2.2% | $33.86 | $39.87 | -15.1% | common | 320557101 |
| BPOP | Popular Inc | 22,100 | $1.593M | 2.1% | $72.08 * | $74.16 | -12.0% | common | 733174700 |
| CBAN | Colony Bankcorp Inc | 120,000 | $1.564M | 2.1% | $13.03 * | $15.77 | -26.6% | common | 19623P101 |
| MNSB | Mainstreet Bancshares Inc | 66,937 | $1.527M | 2.0% | $22.81 * | $22.50 | -5.5% | common | 56064Y100 |
| UCB | United Community Banks Blairsvle GA | 42,135 | $1.395M | 1.9% | $33.11 | $35.77 | -7.5% | common | 90984P303 |
| — | Bay Community Bancorp | 160,000 | $1.356M | 1.8% | $8.47 | $8.45 | — | common | 072205107 |
| — | Lakeland Bancorp Inc | 77,062 | $1.224M | 1.6% | $15.88 | $14.93 | — | common | 511637100 |
| PAYO | Payoneer Global Inc | 181,100 | $1.096M | 1.5% | $6.05 | $4.91 | +23.1% | common | 70451X104 |
| HTBK | Heritage Commerce Corp | 88,729 | $1.006M | 1.3% | $11.34 | $8.45 | +36.1% | common | 426927109 |
| GWBK | Gateway Bank FSB | 3,000,000 | $990K | 1.3% | $0.33 | $0.49 | -29.6% | common | 36758P102 |
| EWBC | East West Bancorp Inc | 14,000 | $940K | 1.3% | $67.14 * | $65.27 | -6.6% | common | 27579R104 |
| MQ | Marqeta Inc CL A | 128,000 | $911K | 1.2% | $7.12 | $9.71 | -26.7% | common | 57142B104 |
| — | Financial Select Sector SPDR ETF Oct 21 2022 30 put | 10,000 | $750K | 1.0% | $75.00 | — | — | Put | 81369Y955 |
| PAYS | Paysign Inc | 307,946 | $730K | 1.0% | $2.37 | $1.66 | +43.1% | common | 70451A104 |
| — | Nuvei Corporation | 25,010 | $677K | 0.9% | $27.07 | $27.10 | — | SUB VTG SHS | 67079A102 |
| FBK | FB Financial Corp | 17,225 | $658K | 0.9% | $38.20 * | $23.58 | +53.1% | common | 30257X104 |
| PCB | PCB Bancorp | 35,707 | $645K | 0.9% | $18.06 | $19.59 | -7.8% | common | 69320M109 |
| — | New York Cmnty Bancorp Inc | 57,000 | $486K | 0.7% | $8.53 | $8.80 | — | common | 649445103 |
| NCNO | NCINO Inc | 12,600 | $430K | 0.6% | $34.13 | $35.31 | -3.4% | common | 63947X101 |
| — | Pacific Premier Bancorp | 13,445 | $416K | 0.6% | $30.94 | $18.67 | — | common | 69478X105 |
| — | Paya Holdings Inc | 66,000 | $403K | 0.5% | $6.11 | $6.58 | — | common | 70434P103 |
| — | Curo Group Holdings Oct 21 2022 12.50 put | 482 | $394K | 0.5% | $817.43 | — | — | Put | 23131L957 |
| NTB | Bank of NT Butterfield & Son | 10,668 | $346K | 0.5% | $32.43 * | $29.33 | -5.8% | common | G0772R208 |
| — | Pacwest Bancorp DEL | 15,300 | $346K | 0.5% | $22.61 | $23.01 | — | common | 695263103 |
| FFIC | Flushing Financial | 14,854 | $287K | 0.4% | $19.32 * | $10.51 | +64.8% | common | 343873105 |
| OCFC | Oceanfirst Financial | 11,000 | $205K | 0.3% | $18.64 * | $16.08 | -1.5% | common | 675234108 |
| — | Ally Finl Inc Jan 20 2023 32 put | 370 | $200K | 0.3% | $540.54 | — | — | Put | 02005N950 |
| — | Bread Financial Holdings Oct 21 2022 35 put | 450 | $182K | 0.2% | $404.44 | — | — | Put | 018581958 |
| — | Shift4 PMTS Inc Oct 21 2022 40 call | 300 | $177K | 0.2% | $590.00 | — | — | Call | 82452J909 |
| — | Affirm Hldgs Inc Oct 21 2022 20 put | 600 | $161K | 0.2% | $268.33 | — | — | Put | 00827B956 |
| MVBF | MVB Financial | 4,800 | $134K | 0.2% | $27.92 * | $31.26 | -19.7% | common | 553810102 |
| — | ISHARES IBOXX HIGH YD Oct 21 2022 71 put | 1,000 | $120K | 0.2% | $120.00 | — | — | Put | 464288953 |
| — | SPDR SER TR S&P REGL BKG Oct 7 2022 56 put | 5,000 | $90,000 | 0.1% | $18.00 | — | — | Put | 78464A958 |
| — | Onemain Hldgs Inc Nov 18 2022 30 put | 300 | $86,000 | 0.1% | $286.67 | — | — | Call | 68268W953 |
| — | World Acceptance Corp Oct 21 2022 120 put | 30 | $72,000 | 0.1% | $2400.00 | — | — | Put | 981419954 |
| — | Synchrony Financial Oct 21 2022 31 put | 222 | $70,000 | 0.1% | $315.32 | — | — | Put | 87165B953 |
| — | ISHARES 20(plus) YEAR TREAS Nov 18 2022 130 call | 3,000 | $41,000 | 0.1% | $13.67 | — | — | Call | 464287902 |
| — | Nuvei Corporation Dec 16 2022 30 call | 120 | $34,000 | 0.0% | $283.33 | — | — | Call | 67079A902 |
| — | SVB Financial Group | 100 | $34,000 | 0.0% | $340.00 | $390.00 | — | common | 78486Q101 |
| — | SPDR SER TR S&P REGL BKG Oct 7 2022 63 call | 2,500 | $33,000 | 0.0% | $13.20 | — | — | Call | 78464A908 |
| — | Paysign Inc Jan 20 2023 2.50 call | 590 | $25,000 | 0.0% | $42.37 | — | — | Call | 70451A904 |
| — | Paya Holdings Inc Jan 20 2023 6 call | 240 | $20,000 | 0.0% | $83.33 | — | — | Call | 70434P903 |
| — | Invesco QQQ TR Oct 7 2022 290 call | 500 | $11,000 | 0.0% | $22.00 | — | — | Call | 46090E903 |
| — | Pacwest Bancorp DEL Mar 17 2023 30 call | 190 | $10,000 | 0.0% | $52.63 | — | — | Call | 695263903 |
| FIBK | First Intst Bancsystem CL A | 200 | $8,000 | 0.0% | $40.00 * | $30.14 | +7.3% | common | 32055Y201 |
| — | SPDR SER TR S&P BK ETF Oct 21 2022 48 call | 120 | $7,000 | 0.0% | $58.33 | — | — | Call | 78464A907 |
| XYZ | Block Inc CL A | 100 | $5,000 | 0.0% | $50.00 * | $231.94 | -76.3% | common | 852234103 |
| C | Citigroup | 100 | $4,000 | 0.0% | $40.00 * | $41.02 | -10.0% | common | 172967424 |
| FBIZ | First Business FINL SVCS Inc | 100 | $3,000 | 0.0% | $30.00 | $26.23 | +12.7% | common | 319390100 |
| TFIN | Triumph Bancorp Inc | 50 | $3,000 | 0.0% | $60.00 * | $98.44 | -44.8% | common | 89679E300 |
| TBBK | Bancorp Inc Del | 100 | $2,000 | 0.0% | $20.00 * | $28.52 | -22.9% | common | 05969A105 |
| — | Corecard Corporation | 10 | $1,000 | 0.0% | $100.00 | $37.81 | — | common | 45816D100 |
| FCF | First Comwlth Finl Corp PA | 50 | $1,000 | 0.0% | $20.00 * | $12.39 | -8.1% | common | 319829107 |
| GS | Goldman Sachs Group | 5 | $1,000 | 0.0% | $200.00 * | $322.73 | -16.3% | common | 38141G104 |
| — | Citigroup Jan 20 2023 75 call | 100 | $1,000 | 0.0% | $10.00 | — | — | Call | 172967904 |
| FINW | Finwise Bancorp | 10 | $1,000 | 0.0% | $100.00 * | $14.12 | -36.0% | common | 31813A109 |
| FOUR | Shift4 PMTS Inc CL A | 9 | $1,000 | 0.0% | $111.11 * | $52.74 | -15.4% | common | 82452J109 |