Location: Aspen, CO
CIK: 0001483864 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 7, 2016
Total Value: $791M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 1,523,471 | $330M | 41.7% | $161.85 | — | ETF | 78462F103 |
| VOO | VANGUARD S&P 500 ETF | 1,544,818 | $307M | 38.8% | $172.68 | — | ETF | 922908363 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO VANGUARD DIVIDEND APPRECIATION MUTUAL FUND CL ETF SER VIPERS | 380,756 | $31.96M | 4.0% | $70.18 | — | ETF | 921908844 |
| AMZN | AMAZON.COM INC CMN | 20,000 | $16.75M | 2.1% | $28.70 | +33.4% | COM | 023135106 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC CMN | 500,010 | $14.72M | 1.9% | $27.87 | — | COM | 09257W100 |
| MSFT | MICROSOFT CORPORATION CMN | 200,000 | $11.52M | 1.5% | $50.29 | 0.0% | COM | 594918104 |
| — | CALL/SVXY @ 35 EXP 01/20/2017 | 2,440 | $9.538M | 1.2% | — | — | Call | 74347W627 |
| — | FORTRESS INVESTMENT GROUP LLC CMN CLASS A | 1,571,782 | $7.765M | 1.0% | $5.33 | — | COM | 34958B106 |
| AMAT | APPLIED MATERIALS INC CMN | 204,030 | $6.152M | 0.8% | $22.26 | +12.9% | COM | 038222105 |
| AAPL | APPLE INC. CMN | 42,100 | $4.759M | 0.6% | $24.26 | -0.1% | COM | 037833100 |
| GOOG | ALPHABET INC. CMN CLASS C | 6,000 | $4.664M | 0.6% | $35.60 | +5.9% | COM | 02079K107 |
| VIRT | VIRTU FINANCIAL, INC. CMN CLASS A | 290,100 | $4.343M | 0.5% | $22.83 | -26.2% | COM | 928254101 |
| — | NICHOLAS FINANCIAL, INC. CMN | 353,900 | $3.62M | 0.5% | $11.87 | — | COM | 65373J209 |
| MTG | MGIC INVESTMENT CORP COMMON STOCK | 439,300 | $3.514M | 0.4% | $9.66 | -23.0% | COM | 552848103 |
| — | AGROFRESH SOLUTIONS, INC. CMN | 590,380 | $3.123M | 0.4% | $6.68 | — | COM | 00856G109 |
| — | SHIRE LIMITED SPONSORED ADR CMN | 14,820 | $2.873M | 0.4% | $184.08 | — | COM | 82481R106 |
| JPM | JPMORGAN CHASE & CO CMN | 40,000 | $2.664M | 0.3% | $43.28 | +17.5% | COM | 46625H100 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $2.348M | 0.3% | $10.03 | +20.4% | COM | 060505104 |
| — | TRUSTCO BANK CORP NY CMN | 260,000 | $1.843M | 0.2% | $6.14 | — | COM | 898349105 |
| GBDC | GOLUB CAPITAL BDC LLC MUTUAL FUND | 80,527 | $1.495M | 0.2% | $6.30 | +23.9% | COM | 38173M102 |
| EARN | ELLINGTON RESIDENTIAL MORT REIT CMN | 86,225 | $1.119M | 0.1% | $15.40 | — | COM | 288578107 |
| GDX | CALL/GDX @ 30.0000 EXP01/19/2018 | 3,000 | $1.118M | 0.1% | — | — | Call | 92189F106 |
| — | LIBERTY TRIPADVISOR HLDGS INC CMN SERIES A | 50,000 | $1.093M | 0.1% | $22.16 | — | COM | 531465102 |
| — | BOULEVARD ACQUISITION CORP. II CORP II UNIT | 100,000 | $1.021M | 0.1% | $9.97 | — | OTHER | 10157Q201 |
| — | CAPITOL ACQUISITION CORP III UNIT | 100,000 | $1.011M | 0.1% | $9.95 | — | OTHER | 14055M205 |
| ACRE | ARES COMMERCIAL REAL ESTATE CO CMN | 69,472 | $875K | 0.1% | $11.49 | — | COM | 04013V108 |
| PRSU | VIAD CORP CMN | 23,400 | $863K | 0.1% | $26.48 | +27.4% | COM | 92552R406 |
| DHR | DANAHER CORPORATION CMN | 10,000 | $784K | 0.1% | $36.01 | +86.8% | COM | 235851102 |
| EIRL | ISHARES MSCI IRELAND CAPPED ETF | 19,411 | $738K | 0.1% | $37.27 | — | ETF | 46429B507 |
| TOL | TOLL BROTHERS, INC. CMN | 24,231 | $724K | 0.1% | $33.80 | -14.5% | COM | 889478103 |
| — | ENVIROSTAR INC CMN | 75,874 | $618K | 0.1% | $4.14 | — | COM | 29414M100 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 72,106 | $604K | 0.1% | $8.56 | — | COM | 101507101 |
| — | NEW IRELAND FUND INC MUTUAL FUND | 45,075 | $552K | 0.1% | $12.57 | — | COM | 645673104 |
| VVV | VALVOLINE INC. CMN | 21,800 | $512K | 0.1% | $23.60 | 0.0% | COM | 92047W101 |
| — | ELECTRUM SPL ACQUISITION CORP UNIT | 50,000 | $501K | 0.1% | $10.02 | — | OTHER | G3105C120 |
| — | VIDEOCON D2H LIMITED ADR CMN | 50,000 | $489K | 0.1% | $9.04 | — | COM | 92657J101 |
| SPY | PUT/SPY @ 181 EXP 10/21/2016 | 64,750 | $487K | 0.1% | $161.85 | — | Put | 78462F103 |
| — | CIVEO CORP CMN | 377,900 | $431K | 0.1% | $1.14 | — | COM | 17878Y108 |
| — | MARLIN BUSINESS SERVICES, INC. CMN | 21,400 | $415K | 0.1% | $15.14 | — | COM | 571157106 |
| GLRE | GREENLIGHT CAPITAL RE LTD-A CMN | 19,696 | $403K | 0.1% | $24.55 | -16.8% | COM | G4095J109 |
| — | FIRSTCASH INC CMN | 8,400 | $395K | 0.0% | $47.02 | — | COM | 33767D105 |
| TPH | TRI POINTE GROUP INC CMN | 30,000 | $395K | 0.0% | $14.65 | -9.8% | COM | 87265H109 |
| — | LEUCADIA NATIONAL CORP CMN | 20,400 | $388K | 0.0% | $26.23 | — | COM | 527288104 |
| — | GREAT AJAX CORP CMN | 25,000 | $341K | 0.0% | $14.20 | — | COM | 38983D300 |
| UHAL | AMERCO CMN | 1,000 | $324K | 0.0% | $16.61 | +115.0% | COM | 023586100 |
| CC | CHEMOURS COMPANY (THE) CMN | 20,000 | $320K | 0.0% | $7.40 | +12.6% | COM | 163851108 |
| — | WTS/AGROFRESH SOLUTIONS 11.5000 EXP02/19/2019 | 404,050 | $315K | 0.0% | — | — | Call | 00856G117 |
| FCCO | FIRST CMNTY CORP S C CMN | 19,301 | $304K | 0.0% | $6.72 | +75.6% | COM | 319835104 |
| — | U.S. GEOTHERMAL, INC. CMN | 410,200 | $297K | 0.0% | $0.62 | — | COM | 90338S102 |
| LARK | LANDMARK BANCORP INC CMN | 10,500 | $278K | 0.0% | $19.48 | -0.6% | COM | 51504L107 |
| EXPD | EXPEDITORS INTL WASH INC CMN | 5,000 | $258K | 0.0% | $41.35 | +8.8% | COM | 302130109 |
| FTV | FORTIVE CORPORATION CMN | 5,000 | $255K | 0.0% | $30.87 | 0.0% | COM | 34959J108 |
| — | TEMPLETON GLOBAL INCOME FUND MUTUAL FUND | 40,000 | $250K | 0.0% | $6.10 | — | COM | 880198106 |
| CSW | CSW INDUSTRIALS, INC. CMN | 7,477 | $242K | 0.0% | $34.83 | -8.9% | COM | 126402106 |
| — | CITY OFFICE REIT, INC. CMN | 18,600 | $237K | 0.0% | $12.42 | — | COM | 178587101 |
| — | CORENERGY INFRASTRUCTURE TRUST INC. CMN | 8,000 | $235K | 0.0% | $14.88 | — | COM | 21870U502 |
| AMS | AMERICAN SHARED HOSP SVCS CMN | 75,058 | $233K | 0.0% | $2.36 | +5.4% | COM | 029595105 |
| — | ALLERGAN PLC CMN | 1,000 | $230K | 0.0% | $272.00 | — | COM | G0177J108 |
| — | THL CREDIT INC MUTUAL FUND | 21,964 | $209K | 0.0% | $11.75 | — | COM | 872438106 |
| — | JMP GROUP LLC. CMN | 34,174 | $189K | 0.0% | $6.50 | — | COM | 46629U107 |
| — | CAPSTEAD MORTGAGE CORPORATION CMN | 20,000 | $189K | 0.0% | $10.53 | — | COM | 14067E506 |
| — | DIGIRAD CORPORATION CMN | 30,000 | $153K | 0.0% | $4.33 | — | COM | 253827109 |
| — | PINNACLE ENTERTAINMENT INC. CMN | 10,400 | $128K | 0.0% | $11.06 | — | COM | 72348Y105 |
| RLGT | RADIANT LOGISTICS INC CMN | 36,410 | $103K | 0.0% | $2.77 | +8.9% | COM | 75025X100 |
| — | GREAT ELM CAPITAL GROUP INC CMN | 16,666 | $78,000 | 0.0% | $6.60 | — | COM | 39036P100 |
| — | ARI NETWORK SERVICES INC (NEW) CMN | 12,200 | $54,000 | 0.0% | $4.51 | — | COM | 001930205 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF | 542 | $25,000 | 0.0% | $44.28 | — | ETF | 922042775 |
| — | DOVER DOWNS GAMING & ENTMT INC CMN | 16,157 | $17,000 | 0.0% | $1.55 | — | COM | 260095104 |
| — | MODUSLINK GLOBAL SOLUTIONS, IN*C CMN | 10,000 | $16,000 | 0.0% | $3.42 | — | COM | 60786L206 |
| — | GENVEC INC CMN | 11,800 | $6,000 | 0.0% | $2.54 | — | COM | 37246C307 |